IR
Superintel
OverviewMarketsWatchlist
© 2026 IR SuperintelMethodologyContact

Pimco ETF TR

Q4 2016 vs Q1 2017

Comparing institutional holders between quarters

Quarters

Q1 2017Q4 2016Q3 2016Q2 2016Q1 2016
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
Royal Bank of Canada
INCREASED
Shares39,718 from 35,353
Change+4,365 (+12%)
Value$2.0K (+$254)
Filed 2017-05-15
Jane Street Group, LLC
NEW
Shares26,457
Change+26,457
Value$1.3K
Filed 2017-05-15
KCG Holdings, Inc.
DECREASED
Shares17,419 from 33,304
Change-15,885 (-48%)
Value$872 (-$764)
Filed 2017-05-12
Prospera Financial Services Inc
DECREASED
Shares11,823 from 14,017
Change-2,194 (-16%)
Value$592 (-$97)
Filed 2017-04-13
Morgan Stanley
INCREASED
Shares10,587 from 8,067
Change+2,520 (+31%)
Value$530 (+$133)
Filed 2017-05-22
IFC Holdings Incorporated
INCREASED
Shares8,544 from 5,159
Change+3,385 (+66%)
Value$429 (+$176)
Filed 2017-04-24
LPL Financial LLC
NEW
Shares7,459
Change+7,459
Value$373
Filed 2017-05-15
AE Wealth Management LLC
NEW
Shares6,568
Change+6,568
Value$329
Filed 2017-05-11
Sawtooth Asset Management, Inc.
NEW
Shares6,568
Change+6,568
Value$329
Filed 2017-05-08
Bank of America Corp
DECREASED
Shares5,653 from 32,046
Change-26,393 (-82%)
Value$283 (-$1.3K)
Filed 2017-05-15
Sigma Planning Corp
NEW
Shares5,050
Change+5,050
Value$253
Filed 2017-04-24
Fisher Asset Management, LLC
NEW
Shares5,013
Change+5,013
Value$251
Filed 2017-04-25
Ladenburg Thalmann Financial Services Inc
INCREASED
Shares4,336 from 3,241
Change+1,095 (+34%)
Value$217 (+$58)
Filed 2017-05-15
Cetera Advisor Networks LLC
INCREASED
Shares4,221 from 4,213
Change+8 (+0%)
Value$212 (+$5)
Filed 2017-05-15
IFP Advisors, Inc
NEW
Shares2,006
Change+2,006
Value$100
Filed 2019-06-03
Advisor Group, Inc.
INCREASED
Shares1,758 from 1,204
Change+554 (+46%)
Value$88 (+$29)
Filed 2017-11-02
Advantage Investment Management, LLC
INCREASED
Shares1,303 from 1,206
Change+97 (+8%)
Value$65 (+$6)
Filed 2017-05-08
UBS Group AG
DECREASED
Shares579 from 974
Change-395 (-41%)
Value$29 (-$18)
Filed 2017-11-14
Bank of Montreal
INCREASED
Shares233 from 195
Change+38 (+19%)
Value$12 (+$2)
Filed 2017-04-11
Occidental Asset Management, LLC
CLOSED
Shares0 from 4,858
Change-4,858 (-100%)
Value$0 (-$239)
Filed 2019-03-19
Status
Royal Bank of Canada
INCREASED39,71835,353+4,365+12%$1.7K$2.0K+$2542017-05-15
Jane Street Group, LLC
NEW26,457—+26,457——$1.3K—2017-05-15
KCG Holdings, Inc.
DECREASED17,41933,304-15,885-48%$1.6K$872-$7642017-05-12
Prospera Financial Services Inc
DECREASED11,82314,017-2,194-16%$689$592-$972017-04-13
Morgan Stanley
INCREASED10,5878,067+2,520+31%$397$530+$1332017-05-22
IFC Holdings Incorporated
INCREASED8,5445,159+3,385+66%$253$429+$1762017-04-24
LPL Financial LLC
NEW7,459—+7,459——$373—2017-05-15
AE Wealth Management LLC
NEW6,568—+6,568——$329—2017-05-11
Sawtooth Asset Management, Inc.
NEW6,568—+6,568——$329—2017-05-08
Bank of America Corp
DECREASED5,65332,046-26,393-82%$1.6K$283-$1.3K2017-05-15
Sigma Planning Corp
NEW5,050—+5,050——$253—2017-04-24
Fisher Asset Management, LLC
NEW5,013—+5,013——$251—2017-04-25
Ladenburg Thalmann Financial Services Inc
INCREASED4,3363,241+1,095+34%$159$217+$582017-05-15
Cetera Advisor Networks LLC
INCREASED4,2214,213+8+0%$207$212+$52017-05-15
IFP Advisors, Inc
NEW2,006—+2,006——$100—2019-06-03
Advisor Group, Inc.
INCREASED1,7581,204+554+46%$59$88+$292017-11-02
Advantage Investment Management, LLC
INCREASED1,3031,206+97+8%$59$65+$62017-05-08
UBS Group AG
DECREASED579974-395-41%$47$29-$182017-11-14
Bank of Montreal
INCREASED233195+38+19%$10$12+$22017-04-11
Occidental Asset Management, LLC
CLOSED04,858-4,858-100%$239$0-$2392019-03-19
Showing 20 of 20 institutions