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Pimco Income Opportunity FD

Q2 2021 vs Q3 2021

Comparing institutional holders between quarters

Quarters

Q3 2021Q2 2021Q1 2021Q4 2020Q3 2020
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Morgan Stanley
INCREASED
Shares716,612 from 689,756
Change+26,856 (+4%)
Value$17.6K (-$818)
Filed 2021-11-15
Cohen & Steers, Inc.
DECREASED
Shares251,579 from 264,579
Change-13,000 (-5%)
Value$6.2K (-$885)
Filed 2021-11-15
Commonwealth Equity Services, LLC
INCREASED
Shares211,881 from 203,722
Change+8,159 (+4%)
Value$5.2K (-$236)
Filed 2021-10-29
Invesco Ltd.
INCREASED
Shares157,819 from 141,092
Change+16,727 (+12%)
Value$3.9K (+$108)
Filed 2021-11-15
Wagner Wealth Management, LLC
DECREASED
Shares143,030 from 173,943
Change-30,913 (-18%)
Value$3.5K (-$1.1K)
Filed 2021-11-15
Sigma Planning Corp
INCREASED
Shares127,597 from 124,075
Change+3,522 (+3%)
Value$3.1K (-$180)
Filed 2021-10-28
Bank of America Corp
DECREASED
Shares119,891 from 160,834
Change-40,943 (-25%)
Value$2.9K (-$1.3K)
Filed 2021-11-15
Osaic Holdings, Inc.
INCREASED
Shares107,144 from 95,110
Change+12,034 (+13%)
Value$2.6K (+$92)
Filed 2021-11-05
UBS Group AG
INCREASED
Shares72,865 from 67,432
Change+5,433 (+8%)
Value$1.8K (-$12)
Filed 2021-11-15
Royal Bank of Canada
INCREASED
Shares67,452 from 66,763
Change+689 (+1%)
Value$1.7K (-$126)
Filed 2021-11-15
Horizon Kinetics Asset Management LLC
DECREASED
Shares65,861 from 68,979
Change-3,118 (-5%)
Value$1.6K (-$224)
Filed 2021-11-15
Meristem, LLP
NEW
Shares56,851
Change+56,851
Value$1.4K
Filed 2021-11-15
Anfield Capital Management, LLC
INCREASED
Shares49,042 from 47,878
Change+1,164 (+2%)
Value$1.2K (-$74)
Filed 2021-11-04
Mid Atlantic Financial Management Inc
INCREASED
Shares31,049 from 19,649
Change+11,400 (+58%)
Value$761 (+$237)
Filed 2021-11-12
Northwestern Mutual Wealth Management Co
DECREASED
Shares28,988 from 35,163
Change-6,175 (-18%)
Value$711 (-$226)
Filed 2021-11-15
LPL Financial LLC
DECREASED
Shares25,490 from 26,450
Change-960 (-4%)
Value$625 (-$80)
Filed 2021-11-15
Wells Fargo & Company
DECREASED
Shares24,815 from 25,092
Change-277 (-1%)
Value$608 (-$61)
Filed 2021-11-15
Founders Financial Securities LLC
UNCHANGED
Shares22,200 from 22,200
Change0 (0%)
Value$544 (-$48)
Filed 2021-11-15
Spire Wealth Management
INCREASED
Shares21,181 from 20,977
Change+204 (+1%)
Value$519 (-$40)
Filed 2021-10-22
MML Investors Services, LLC
INCREASED
Shares20,227 from 20,208
Change+19 (+0%)
Value$496 (-$43)
Filed 2021-11-15
Kestra Advisory Services, LLC
DECREASED
Shares20,001 from 23,095
Change-3,094 (-13%)
Value$490 (-$125)
Filed 2022-07-25
Janney Montgomery Scott LLC
INCREASED
Shares16,670 from 13,715
Change+2,955 (+22%)
Value$409 (+$43)
Filed 2021-10-29
Rivernorth Capital Management, LLC
NEW
Shares16,117
Change+16,117
Value$392
Filed 2021-11-15
Cambridge Investment Research Advisors, Inc.
INCREASED
Shares16,089 from 14,914
Change+1,175 (+8%)
Value$394 (-$3)
Filed 2021-11-02
Envestnet Asset Management Inc
DECREASED
Shares15,880 from 16,261
Change-381 (-2%)
Value$389 (-$44)
Filed 2021-10-07
World Investment Advisors
UNCHANGED
Shares13,192 from 13,192
Change0 (0%)
Value$326 (-$28)
Filed 2021-11-12
Cetera Investment Advisers
DECREASED
Shares12,572 from 13,883
Change-1,311 (-9%)
Value$308 (-$62)
Filed 2021-11-16
Insight Advisors, LLC/ PA
UNCHANGED
Shares12,500 from 12,500
Change0 (0%)
Value$316 (-$15)
Filed 2021-11-12
Good Life Advisors, LLC
INCREASED
Shares12,479 from 10,754
Change+1,725 (+16%)
Value$306 (+$19)
Filed 2021-10-29
Raymond James Financial Services Advisors, Inc.
INCREASED
Shares12,069 from 11,226
Change+843 (+8%)
Value$296 (-$3)
Filed 2021-11-02
MRA Advisory Group
INCREASED
Shares11,581 from 11,472
Change+109 (+1%)
Value$284 (-$22)
Filed 2021-10-28
Eaton Vance Management
DECREASED
Shares11,099 from 11,214
Change-115 (-1%)
Value$272 (-$27)
Filed 2021-11-15
American Portfolios Advisors
INCREASED
Shares10,888 from 3,454
Change+7,434 (+215%)
Value$266.9K (+$174.8K)
Filed 2023-03-22
IHT Wealth Management, LLC
DECREASED
Shares10,602 from 14,973
Change-4,371 (-29%)
Value$260 (-$139)
Filed 2021-11-15
Rockefeller Capital Management L.P.
INCREASED
Shares9,650 from 8,825
Change+825 (+9%)
Value$236 (+$1)
Filed 2021-11-12
Dynamic Advisor Solutions LLC
NEW
Shares9,572
Change+9,572
Value$235
Filed 2021-10-28
Belpointe Asset Management LLC
INCREASED
Shares6,683 from 4,278
Change+2,405 (+56%)
Value$164 (+$50)
Filed 2021-11-15
Geneos Wealth Management Inc.
DECREASED
Shares5,244 from 5,644
Change-400 (-7%)
Value$129 (-$22)
Filed 2021-11-09
Jacobi Capital Management LLC
NEW
Shares4,936
Change+4,936
Value$121
Filed 2021-11-15
FNY Investment Advisers, LLC
NEW
Shares4,500
Change+4,500
Value$110
Filed 2021-10-13
PNC Financial Services Group, Inc.
DECREASED
Shares3,746 from 4,509
Change-763 (-17%)
Value$92 (-$29)
Filed 2021-11-05
CKW Financial Group
INCREASED
Shares2,730 from 1,528
Change+1,202 (+79%)
Value$67 (+$26)
Filed 2021-11-12
Graves Light Lenhart Wealth, Inc.
UNCHANGED
Shares2,666 from 2,666
Change0 (0%)
Value$65 (-$6)
Filed 2021-11-15
Koshinski Asset Management, Inc.
NEW
Shares1,640
Change+1,640
Value$40.2K
Filed 2021-10-12
North Star Investment Management Corp.
UNCHANGED
Shares1,500 from 1,500
Change0 (0%)
Value$37 (-$3)
Filed 2021-10-20
Syverson Strege & Co
INCREASED
Shares1,499 from 1,466
Change+33 (+2%)
Value$37 (-$2)
Filed 2021-11-02
Patriot Financial Group Insurance Agency, LLC
UNCHANGED
Shares1,000 from 1,000
Change0 (0%)
Value$25 (-$2)
Filed 2021-11-24
Citigroup Inc
DECREASED
Shares777 from 7,369
Change-6,592 (-89%)
Value$19 (-$177)
Filed 2021-11-10
Next Financial Group, Inc
UNCHANGED
Shares500 from 500
Change0 (0%)
Value$12 (-$1)
Filed 2021-10-15
Covington Capital Management
UNCHANGED
Shares338 from 338
Change0 (0%)
Value$8 (-$1)
Filed 2021-11-15
Reilly Financial Advisors, LLC
UNCHANGED
Shares300 from 300
Change0 (0%)
Value$7 (-$1)
Filed 2021-10-19
Tower Research Capital LLC (TRC)
NEW
Shares100
Change+100
Value$2
Filed 2021-11-15
Arkadios Wealth Advisors
DECREASED
Shares80 from 675
Change-595 (-88%)
Value$1 (-$16)
Filed 2021-10-19
FMR LLC
NEW
Shares1
Change+1
Value$0
Filed 2022-02-14
Guggenheim Capital LLC
CLOSED
Shares0 from 15,215
Change-15,215 (-100%)
Value$0 (-$405)
Filed 2021-11-15
Stifel Financial Corp
CLOSED
Shares0 from 8,533
Change-8,533 (-100%)
Value$0 (-$227)
Filed 2021-11-15
Financial Sense Advisors, Inc.
CLOSED
Shares0 from 8,337
Change-8,337 (-100%)
Value$0 (-$222)
Filed 2021-11-03
Nfsg Corp
CLOSED
Shares0 from 1,315
Change-1,315 (-100%)
Value$0 (-$35)
Filed 2021-10-27
Proequities, Inc.
UNCHANGED
Shares0 from 0
Change0
Value$0 ($0)
Filed 2021-11-09
Status
Morgan Stanley
INCREASED716,612689,756+26,856+4%$18.4K$17.6K-$8182021-11-15
Cohen & Steers, Inc.
DECREASED251,579264,579-13,000-5%$7.1K$6.2K-$8852021-11-15
Commonwealth Equity Services, LLC
INCREASED211,881203,722+8,159+4%$5.4K$5.2K-$2362021-10-29
Invesco Ltd.
INCREASED157,819141,092+16,727+12%$3.8K$3.9K+$1082021-11-15
Wagner Wealth Management, LLC
DECREASED143,030173,943-30,913-18%$4.6K$3.5K-$1.1K2021-11-15
Sigma Planning Corp
INCREASED127,597124,075+3,522+3%$3.3K$3.1K-$1802021-10-28
Bank of America Corp
DECREASED119,891160,834-40,943-25%$4.3K$2.9K-$1.3K2021-11-15
Osaic Holdings, Inc.
INCREASED107,14495,110+12,034+13%$2.5K$2.6K+$922021-11-05
UBS Group AG
INCREASED72,86567,432+5,433+8%$1.8K$1.8K-$122021-11-15
Royal Bank of Canada
INCREASED67,45266,763+689+1%$1.8K$1.7K-$1262021-11-15
Horizon Kinetics Asset Management LLC
DECREASED65,86168,979-3,118-5%$1.8K$1.6K-$2242021-11-15
Meristem, LLP
NEW56,851—+56,851——$1.4K—2021-11-15
Anfield Capital Management, LLC
INCREASED49,04247,878+1,164+2%$1.3K$1.2K-$742021-11-04
Mid Atlantic Financial Management Inc
INCREASED31,04919,649+11,400+58%$524$761+$2372021-11-12
Northwestern Mutual Wealth Management Co
DECREASED28,98835,163-6,175-18%$937$711-$2262021-11-15
LPL Financial LLC
DECREASED25,49026,450-960-4%$705$625-$802021-11-15
Wells Fargo & Company
DECREASED24,81525,092-277-1%$669$608-$612021-11-15
Founders Financial Securities LLC
UNCHANGED22,20022,20000%$592$544-$482021-11-15
Spire Wealth Management
INCREASED21,18120,977+204+1%$559$519-$402021-10-22
MML Investors Services, LLC
INCREASED20,22720,208+19+0%$539$496-$432021-11-15
Kestra Advisory Services, LLC
DECREASED20,00123,095-3,094-13%$615$490-$1252022-07-25
Janney Montgomery Scott LLC
INCREASED16,67013,715+2,955+22%$366$409+$432021-10-29
Rivernorth Capital Management, LLC
NEW16,117—+16,117——$392—2021-11-15
Cambridge Investment Research Advisors, Inc.
INCREASED16,08914,914+1,175+8%$397$394-$32021-11-02
Envestnet Asset Management Inc
DECREASED15,88016,261-381-2%$433$389-$442021-10-07
World Investment Advisors
UNCHANGED13,19213,19200%$354$326-$282021-11-12
Cetera Investment Advisers
DECREASED12,57213,883-1,311-9%$370$308-$622021-11-16
Insight Advisors, LLC/ PA
UNCHANGED12,50012,50000%$331$316-$152021-11-12
Good Life Advisors, LLC
INCREASED12,47910,754+1,725+16%$287$306+$192021-10-29
Raymond James Financial Services Advisors, Inc.
INCREASED12,06911,226+843+8%$299$296-$32021-11-02
MRA Advisory Group
INCREASED11,58111,472+109+1%$306$284-$222021-10-28
Eaton Vance Management
DECREASED11,09911,214-115-1%$299$272-$272021-11-15
American Portfolios Advisors
INCREASED10,8883,454+7,434+215%$92.0K$266.9K+$174.8K2023-03-22
IHT Wealth Management, LLC
DECREASED10,60214,973-4,371-29%$399$260-$1392021-11-15
Rockefeller Capital Management L.P.
INCREASED9,6508,825+825+9%$235$236+$12021-11-12
Dynamic Advisor Solutions LLC
NEW9,572—+9,572——$235—2021-10-28
Belpointe Asset Management LLC
INCREASED6,6834,278+2,405+56%$114$164+$502021-11-15
Geneos Wealth Management Inc.
DECREASED5,2445,644-400-7%$151$129-$222021-11-09
Jacobi Capital Management LLC
NEW4,936—+4,936——$121—2021-11-15
FNY Investment Advisers, LLC
NEW4,500—+4,500——$110—2021-10-13
PNC Financial Services Group, Inc.
DECREASED3,7464,509-763-17%$121$92-$292021-11-05
CKW Financial Group
INCREASED2,7301,528+1,202+79%$41$67+$262021-11-12
Graves Light Lenhart Wealth, Inc.
UNCHANGED2,6662,66600%$71$65-$62021-11-15
Koshinski Asset Management, Inc.
NEW1,640—+1,640——$40.2K—2021-10-12
North Star Investment Management Corp.
UNCHANGED1,5001,50000%$40$37-$32021-10-20
Syverson Strege & Co
INCREASED1,4991,466+33+2%$39$37-$22021-11-02
Patriot Financial Group Insurance Agency, LLC
UNCHANGED1,0001,00000%$27$25-$22021-11-24
Citigroup Inc
DECREASED7777,369-6,592-89%$196$19-$1772021-11-10
Next Financial Group, Inc
UNCHANGED50050000%$13$12-$12021-10-15
Covington Capital Management
UNCHANGED33833800%$9$8-$12021-11-15
Reilly Financial Advisors, LLC
UNCHANGED30030000%$8$7-$12021-10-19
Tower Research Capital LLC (TRC)
NEW100—+100——$2—2021-11-15
Arkadios Wealth Advisors
DECREASED80675-595-88%$17$1-$162021-10-19
FMR LLC
NEW1—+1——$0—2022-02-14
Guggenheim Capital LLC
CLOSED015,215-15,215-100%$405$0-$4052021-11-15
Stifel Financial Corp
CLOSED08,533-8,533-100%$227$0-$2272021-11-15
Financial Sense Advisors, Inc.
CLOSED08,337-8,337-100%$222$0-$2222021-11-03
Nfsg Corp
CLOSED01,315-1,315-100%$35$0-$352021-10-27
Proequities, Inc.
UNCHANGED000—$0$0$02021-11-09
Showing 59 of 59 institutions