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Pimco Dynamic CR Income FD

Q2 2021 vs Q3 2021

Comparing institutional holders between quarters

Quarters

Q3 2021Q2 2021Q1 2021Q4 2020Q3 2020
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Morgan Stanley
INCREASED
Shares7,893,474 from 7,523,747
Change+369,727 (+5%)
Value$166.8K (-$1.6K)
Filed 2021-11-15
Bank of America Corp
INCREASED
Shares2,755,274 from 2,606,286
Change+148,988 (+6%)
Value$58.2K (-$109)
Filed 2021-11-15
UBS Group AG
INCREASED
Shares1,925,475 from 1,493,388
Change+432,087 (+29%)
Value$40.7K (+$7.3K)
Filed 2021-11-15
Royal Bank of Canada
INCREASED
Shares1,189,095 from 1,180,599
Change+8,496 (+1%)
Value$25.1K (-$1.3K)
Filed 2021-11-15
Invesco Ltd.
INCREASED
Shares1,155,304 from 1,061,484
Change+93,820 (+9%)
Value$24.4K (+$656)
Filed 2021-11-15
Cohen & Steers, Inc.
INCREASED
Shares1,057,794 from 568,458
Change+489,336 (+86%)
Value$22.4K (+$9.6K)
Filed 2021-11-15
LPL Financial LLC
INCREASED
Shares837,669 from 725,772
Change+111,897 (+15%)
Value$17.7K (+$1.5K)
Filed 2021-11-15
Howland Capital Management LLC
DECREASED
Shares732,093 from 928,196
Change-196,103 (-21%)
Value$15.5K (-$5.3K)
Filed 2021-10-25
Penserra Capital Management LLC
INCREASED
Shares639,654 from 563,467
Change+76,187 (+14%)
Value$13.5K (+$905)
Filed 2021-11-15
Rivernorth Capital Management, LLC
NEW
Shares481,071
Change+481,071
Value$10.2K
Filed 2021-11-15
Osaic Holdings, Inc.
DECREASED
Shares466,328 from 478,010
Change-11,682 (-2%)
Value$9.9K (-$844)
Filed 2021-11-05
Commonwealth Equity Services, LLC
INCREASED
Shares450,993 from 434,129
Change+16,864 (+4%)
Value$9.5K (-$186)
Filed 2021-10-29
Wells Fargo & Company
DECREASED
Shares384,389 from 408,859
Change-24,470 (-6%)
Value$8.1K (-$1.0K)
Filed 2021-11-15
Raymond James Financial Services Advisors, Inc.
INCREASED
Shares319,840 from 291,298
Change+28,542 (+10%)
Value$6.8K (+$239)
Filed 2021-11-02
State of Tennessee, Department of Treasury
INCREASED
Shares313,200 from 311,700
Change+1,500 (+0%)
Value$6.6K (-$358)
Filed 2021-11-12
Evergreen Capital Management LLC
INCREASED
Shares298,304 from 291,459
Change+6,845 (+2%)
Value$6.3K (-$220)
Filed 2021-11-15
Raymond James & Associates
INCREASED
Shares282,952 from 248,698
Change+34,254 (+14%)
Value$6.0K (+$413)
Filed 2021-11-02
Orion Porfolio Solutions, LLC
INCREASED
Shares277,062 from 275,026
Change+2,036 (+1%)
Value$5.9K (-$301)
Filed 2021-11-08
Thomas J. Herzfeld Advisors, Inc.
INCREASED
Shares240,745 from 192,336
Change+48,409 (+25%)
Value$5.1K (+$783)
Filed 2021-11-12
First Foundation Advisors
DECREASED
Shares232,452 from 250,679
Change-18,227 (-7%)
Value$4.9K (-$698)
Filed 2021-11-15
Wagner Wealth Management, LLC
DECREASED
Shares230,206 from 354,883
Change-124,677 (-35%)
Value$4.9K (-$3.0K)
Filed 2021-11-15
Cambridge Investment Research Advisors, Inc.
INCREASED
Shares189,836 from 183,287
Change+6,549 (+4%)
Value$4.0K (-$91)
Filed 2021-11-02
First Trust Advisors LP
INCREASED
Shares165,331 from 163,458
Change+1,873 (+1%)
Value$3.5K (-$165)
Filed 2021-11-15
Seascape Capital Management
INCREASED
Shares163,857 from 133,238
Change+30,619 (+23%)
Value$3.5K (+$480)
Filed 2021-11-05
Private Advisor Group, LLC
INCREASED
Shares162,105 from 147,665
Change+14,440 (+10%)
Value$3.4K (+$120)
Filed 2021-10-14
Alliancebernstein L.P.
UNCHANGED
Shares161,947 from 161,947
Change0 (0%)
Value$3.4K (-$202)
Filed 2021-11-10
Janney Montgomery Scott LLC
INCREASED
Shares123,359 from 118,015
Change+5,344 (+5%)
Value$2.6K (-$34)
Filed 2021-10-29
Guggenheim Capital LLC
INCREASED
Shares112,436 from 75,593
Change+36,843 (+49%)
Value$2.4K (+$684)
Filed 2021-11-15
D.A. Davidson & Co.
DECREASED
Shares97,160 from 107,057
Change-9,897 (-9%)
Value$2.1K (-$343)
Filed 2021-11-15
Northwestern Mutual Wealth Management Co
INCREASED
Shares93,260 from 50,427
Change+42,833 (+85%)
Value$2.0K (+$843)
Filed 2021-11-15
Wedbush Securities Inc
INCREASED
Shares92,846 from 83,497
Change+9,349 (+11%)
Value$2.0K (+$93)
Filed 2021-10-08
Truist Financial Corp
DECREASED
Shares92,447 from 93,290
Change-843 (-1%)
Value$2.0K (-$135)
Filed 2021-11-05
Thrivent Financial for Lutherans
UNCHANGED
Shares92,395 from 92,395
Change0 (0%)
Value$2.0K (-$115)
Filed 2021-11-15
Aviance Capital Partners, LLC
INCREASED
Shares88,285 from 87,386
Change+899 (+1%)
Value$1.9K (-$91)
Filed 2021-11-12
HighTower Advisors, LLC
INCREASED
Shares87,636 from 85,572
Change+2,064 (+2%)
Value$1.9K (-$62)
Filed 2021-11-12
Lehman & Derafelo Financial Resources LLC
DECREASED
Shares81,557 from 95,557
Change-14,000 (-15%)
Value$1.7K (-$416)
Filed 2021-10-28
Venture Visionary Partners LLC
DECREASED
Shares80,931 from 81,953
Change-1,022 (-1%)
Value$1.7K (-$124)
Filed 2021-10-20
Ashton Thomas Private Wealth, LLC
DECREASED
Shares79,794 from 80,737
Change-943 (-1%)
Value$1.7M (-$120.8K)
Filed 2024-04-22
Mathes Company, Inc.
UNCHANGED
Shares79,650 from 79,650
Change0 (0%)
Value$1.7K (-$100)
Filed 2021-10-29
Stifel Financial Corp
INCREASED
Shares77,725 from 72,939
Change+4,786 (+7%)
Value$1.6K (+$10)
Filed 2021-11-15
PNC Financial Services Group, Inc.
DECREASED
Shares75,755 from 76,367
Change-612 (-1%)
Value$1.6K (-$108)
Filed 2021-11-05
Baird Financial Group, Inc.
INCREASED
Shares75,020 from 58,922
Change+16,098 (+27%)
Value$1.6K (+$266)
Filed 2021-11-12
Flagship Private Wealth, LLC
NEW
Shares73,231
Change+73,231
Value$1.5K
Filed 2021-10-20
Clough Capital Partners L P
INCREASED
Shares72,000 from 55,700
Change+16,300 (+29%)
Value$1.5K (+$274)
Filed 2021-11-15
Wunderlich Securities, Inc.
INCREASED
Shares71,278 from 66,674
Change+4,604 (+7%)
Value$1.5K (+$14)
Filed 2021-11-12
Orion Portfolio Solutions, LLC
DECREASED
Shares69,971 from 70,551
Change-580 (-1%)
Value$1.5K (-$101)
Filed 2021-11-10
E&G Advisors, LLC
INCREASED
Shares68,099 from 0
Change+68,099
Value$1.4K (-$87)
Filed 2021-10-20
Summit X, LLC
DECREASED
Shares65,531 from 68,304
Change-2,773 (-4%)
Value$1.4K (-$143)
Filed 2021-10-19
Kestra Advisory Services, LLC
INCREASED
Shares64,116 from 53,747
Change+10,369 (+19%)
Value$1.4K (+$152)
Filed 2022-07-25
Rockefeller Capital Management L.P.
DECREASED
Shares62,900 from 70,935
Change-8,035 (-11%)
Value$1.3K (-$258)
Filed 2021-11-12
Envestnet Asset Management Inc
INCREASED
Shares62,532 from 61,287
Change+1,245 (+2%)
Value$1.3K (-$51)
Filed 2021-10-07
Steward Partners Investment Advisory, LLC
DECREASED
Shares59,264 from 62,573
Change-3,309 (-5%)
Value$1.3K (-$148)
Filed 2021-11-12
MML Investors Services, LLC
INCREASED
Shares54,718 from 31,888
Change+22,830 (+72%)
Value$1.2K (+$442)
Filed 2021-11-15
Stratos Wealth Partners, Ltd.
DECREASED
Shares53,988 from 55,306
Change-1,318 (-2%)
Value$1.1K (-$97)
Filed 2021-10-19
Mirador Capital Partners LP
DECREASED
Shares53,245 from 57,047
Change-3,802 (-7%)
Value$1.1K (-$152)
Filed 2021-11-09
ACT Advisors, Llc.
INCREASED
Shares52,876 from 51,605
Change+1,271 (+2%)
Value$1.1K (-$46)
Filed 2021-10-18
Kaizen Financial Strategies
NEW
Shares50,839
Change+50,839
Value$1.1K
Filed 2021-11-12
Mid Atlantic Financial Management Inc
INCREASED
Shares49,046 from 43,271
Change+5,775 (+13%)
Value$1.0K (+$68)
Filed 2021-11-12
Claybrook Capital, LLC
NEW
Shares45,673
Change+45,673
Value$965
Filed 2021-11-15
Horizon Kinetics Asset Management LLC
INCREASED
Shares43,042 from 42,965
Change+77 (+0%)
Value$909 (-$53)
Filed 2021-11-15
Retirement Group, LLC
INCREASED
Shares41,571 from 39,469
Change+2,102 (+5%)
Value$878 (-$5)
Filed 2021-11-16
Golden State Wealth Management, LLC
DECREASED
Shares41,128 from 89,986
Change-48,858 (-54%)
Value$869 (-$1.1K)
Filed 2021-11-15
Cetera Advisor Networks LLC
DECREASED
Shares40,026 from 41,723
Change-1,697 (-4%)
Value$846 (-$88)
Filed 2021-11-16
Secure Asset Management, LLC
DECREASED
Shares39,126 from 58,172
Change-19,046 (-33%)
Value$827 (-$475)
Filed 2021-10-28
Scotia Capital Inc.
INCREASED
Shares39,049 from 33,912
Change+5,137 (+15%)
Value$825 (+$66)
Filed 2021-11-12
Cornerstone Advisory, LLC
DECREASED
Shares38,320 from 39,992
Change-1,672 (-4%)
Value$810 (-$85)
Filed 2021-11-16
Kestra Private Wealth Services, LLC
INCREASED
Shares36,830 from 36,145
Change+685 (+2%)
Value$778 (-$31)
Filed 2022-07-26
Equitable Holdings, Inc.
INCREASED
Shares36,450 from 23,375
Change+13,075 (+56%)
Value$770 (+$247)
Filed 2021-11-12
Centaurus Financial, Inc.
INCREASED
Shares34,758 from 34,676
Change+82 (+0%)
Value$734 (-$42)
Filed 2021-11-12
Sage Capital Advisors,llc
INCREASED
Shares33,480 from 29,041
Change+4,439 (+15%)
Value$707 (+$67)
Filed 2021-10-26
Cetera Investment Advisers
DECREASED
Shares32,671 from 36,925
Change-4,254 (-12%)
Value$690 (-$136)
Filed 2021-11-16
Kovack Advisors, Inc.
INCREASED
Shares32,059 from 29,019
Change+3,040 (+10%)
Value$677 (+$28)
Filed 2021-11-03
Cetera Advisors LLC
DECREASED
Shares31,384 from 33,098
Change-1,714 (-5%)
Value$663 (-$78)
Filed 2021-11-16
Avestar Capital, LLC
DECREASED
Shares30,766 from 35,600
Change-4,834 (-14%)
Value$655 (-$148)
Filed 2021-11-09
Mercer Global Advisors Inc
INCREASED
Shares29,854 from 19,890
Change+9,964 (+50%)
Value$631 (+$186)
Filed 2021-11-10
U.S. Capital Wealth Advisors, LLC
NEW
Shares28,065
Change+28,065
Value$593
Filed 2021-11-01
Dorsey & Whitney Trust Co LLC
UNCHANGED
Shares25,760 from 25,760
Change0 (0%)
Value$544 (-$33)
Filed 2021-11-10
Raymond James Trust N.A.
INCREASED
Shares25,626 from 23,813
Change+1,813 (+8%)
Value$542 (+$9)
Filed 2021-10-18
Signature Estate & Investment Advisors LLC
UNCHANGED
Shares25,199 from 25,199
Change0 (0%)
Value$532 (-$32)
Filed 2021-10-12
All Season Financial Advisors, Inc.
INCREASED
Shares25,153 from 22,062
Change+3,091 (+14%)
Value$531 (+$37)
Filed 2021-10-20
Composition Wealth, LLC
UNCHANGED
Shares25,040 from 25,040
Change0 (0%)
Value$529 (-$31)
Filed 2021-11-01
Magnus Financial Group LLC
UNCHANGED
Shares24,000 from 24,000
Change0 (0%)
Value$507 (-$30)
Filed 2021-11-12
AllSquare Wealth Management LLC
INCREASED
Shares23,804 from 23,404
Change+400 (+2%)
Value$503 (-$21)
Filed 2021-11-12
Next Financial Group, Inc
INCREASED
Shares22,847 from 19,369
Change+3,478 (+18%)
Value$483 (+$50)
Filed 2021-10-15
Ramiah Investment Group
INCREASED
Shares22,750 from 18,481
Change+4,269 (+23%)
Value$480.7K (+$67.1K)
Filed 2026-05-29
Atlantic Trust Group, LLC
UNCHANGED
Shares22,670 from 22,670
Change0 (0%)
Value$479 (-$28)
Filed 2021-11-12
Sugarloaf Wealth Management, LLC
INCREASED
Shares22,632 from 22,585
Change+47 (+0%)
Value$478 (-$27)
Filed 2021-10-20
Garrison Bradford & Associates Inc
UNCHANGED
Shares22,400 from 22,400
Change0 (0%)
Value$473 (-$28)
Filed 2021-11-03
Edge Wealth Management LLC
INCREASED
Shares22,157 from 21,657
Change+500 (+2%)
Value$468 (-$15)
Filed 2021-10-13
Evoke Wealth, LLC
INCREASED
Shares22,111 from 16,709
Change+5,402 (+32%)
Value$467 (+$93)
Filed 2021-11-12
Harbour Investments, Inc.
DECREASED
Shares22,069 from 22,973
Change-904 (-4%)
Value$466 (-$48)
Filed 2021-11-15
Litman Gregory Asset Management LLC
INCREASED
Shares21,500 from 481
Change+21,019 (+4370%)
Value$454 (-$27)
Filed 2021-11-03
American Portfolios Advisors
INCREASED
Shares21,047 from 18,988
Change+2,059 (+11%)
Value$444.7K (+$19.8K)
Filed 2023-03-22
Chicago Partners Investment Group LLC
INCREASED
Shares20,741 from 20,100
Change+641 (+3%)
Value$446 (+$8)
Filed 2021-11-12
Beacon Pointe Advisors, LLC
INCREASED
Shares20,641 from 20,000
Change+641 (+3%)
Value$436 (-$12)
Filed 2021-11-15
Bruderman Asset Management, LLC
INCREASED
Shares20,426 from 20,014
Change+412 (+2%)
Value$432 (-$16)
Filed 2021-10-13
Transcend Capital Advisors, LLC
NEW
Shares20,344
Change+20,344
Value$429
Filed 2021-11-04
B. Riley Wealth Advisors, Inc.
INCREASED
Shares20,177 from 19,005
Change+1,172 (+6%)
Value$428 (+$2)
Filed 2021-11-16
IHT Wealth Management, LLC
DECREASED
Shares19,732 from 36,886
Change-17,154 (-47%)
Value$417 (-$409)
Filed 2021-11-15
Tennessee Valley Asset Management Partners
DECREASED
Shares19,546 from 20,784
Change-1,238 (-6%)
Value$413 (+$413)
Filed 2021-10-12
Merit Financial Group, LLC
DECREASED
Shares19,213 from 21,713
Change-2,500 (-12%)
Value$406 (-$80)
Filed 2021-10-27
Oppenheimer & Co Inc
INCREASED
Shares19,100 from 19,070
Change+30 (+0%)
Value$404 (-$23)
Filed 2021-11-12
Belpointe Asset Management LLC
INCREASED
Shares18,685 from 10,898
Change+7,787 (+71%)
Value$394 (+$150)
Filed 2021-11-15
United Capital Financial Advisors, LLC
NEW
Shares16,100
Change+16,100
Value$340
Filed 2021-11-15
Hollencrest Capital Management
DECREASED
Shares15,947 from 17,047
Change-1,100 (-6%)
Value$337 (-$44)
Filed 2021-10-13
Sigma Planning Corp
DECREASED
Shares15,932 from 16,177
Change-245 (-2%)
Value$337 (-$25)
Filed 2021-10-28
Insight Advisors, LLC/ PA
UNCHANGED
Shares15,800 from 15,800
Change0 (0%)
Value$344 (-$11)
Filed 2021-11-12
Claraphi Advisory Network, LLC
INCREASED
Shares15,343 from 13,042
Change+2,301 (+18%)
Value$324 (+$32)
Filed 2021-11-15
Ameritas Investment Corp
INCREASED
Shares15,275 from 10,034
Change+5,241 (+52%)
Value$323 (-$22)
Filed 2021-11-12
Ausdal Financial Partners, Inc.
DECREASED
Shares15,032 from 15,600
Change-568 (-4%)
Value$318 (-$31)
Filed 2021-11-01
Country Trust Bank
UNCHANGED
Shares15,000 from 15,000
Change0 (0%)
Value$317 (-$19)
Filed 2021-10-26
M&T Bank Corp
UNCHANGED
Shares15,000 from 15,000
Change0 (0%)
Value$317 (-$19)
Filed 2021-10-28
Proequities, Inc.
DECREASED
Shares14,980 from 15,054
Change-74 (0%)
Value$319 (-$23)
Filed 2021-11-09
Bank of Montreal
INCREASED
Shares14,910 from 12,640
Change+2,270 (+18%)
Value$313 (+$30)
Filed 2021-11-12
Stockman Wealth Management, Inc.
DECREASED
Shares14,900 from 21,104
Change-6,204 (-29%)
Value$315 (-$157)
Filed 2021-11-02
Independent Financial Group, LLC
DECREASED
Shares14,652 from 15,010
Change-358 (-2%)
Value$309.6K (-$26.3K)
Filed 2026-06-15
DCM Advisors, LLC
DECREASED
Shares14,300 from 15,000
Change-700 (-5%)
Value$302 (-$34)
Filed 2021-11-15
Certuity, LLC
INCREASED
Shares13,758 from 13,746
Change+12 (+0%)
Value$291 (-$17)
Filed 2021-11-03
Koshinski Asset Management, Inc.
NEW
Shares13,357
Change+13,357
Value$282.2K
Filed 2021-10-12
AE Wealth Management LLC
DECREASED
Shares13,281 from 14,224
Change-943 (-7%)
Value$281 (-$37)
Filed 2021-11-01
Biltmore Capital Advisors LLC
NEW
Shares13,000
Change+13,000
Value$275
Filed 2021-11-09
Bank of New York Mellon Corp
INCREASED
Shares12,700 from 10,399
Change+2,301 (+22%)
Value$268 (+$36)
Filed 2021-11-18
Ahrens Investment Partners LLC
DECREASED
Shares12,200 from 26,200
Change-14,000 (-53%)
Value$258 (-$328)
Filed 2021-10-28
Cerity Partners LLC
DECREASED
Shares11,724 from 11,974
Change-250 (-2%)
Value$248 (-$20)
Filed 2021-10-25
GenWealth Group, Inc.
UNCHANGED
Shares11,316 from 11,316
Change0 (0%)
Value$239 (-$14)
Filed 2021-10-19
Laurel Wealth Advisors, Inc.
INCREASED
Shares11,292 from 11,067
Change+225 (+2%)
Value$239 (-$9)
Filed 2021-11-12
Sheaff Brock Investment Advisors, LLC
DECREASED
Shares11,292 from 11,453
Change-161 (-1%)
Value$239 (-$17)
Filed 2022-06-02
RFG Advisory, LLC
UNCHANGED
Shares11,165 from 11,165
Change0 (0%)
Value$236 (-$14)
Filed 2021-10-19
Comerica Securities,inc.
UNCHANGED
Shares11,086 from 11,086
Change0 (0%)
Value$236 (-$14)
Filed 2021-11-10
Csenge Advisory Group
NEW
Shares10,585
Change+10,585
Value$226
Filed 2021-10-20
Davenport & Co LLC
NEW
Shares10,424
Change+10,424
Value$220
Filed 2021-10-14
Fiduciary Group, LLC
UNCHANGED
Shares10,100 from 10,100
Change0 (0%)
Value$213 (-$15)
Filed 2021-10-27
Arkadios Wealth Advisors
DECREASED
Shares10,072 from 15,944
Change-5,872 (-37%)
Value$212 (-$144)
Filed 2021-10-19
OneDigital Investment Advisors LLC
NEW
Shares9,675
Change+9,675
Value$204
Filed 2021-11-05
Westside Investment Management, Inc.
INCREASED
Shares8,819 from 4,777
Change+4,042 (+85%)
Value$186 (+$80)
Filed 2021-10-27
Tarbox Family Office, Inc.
UNCHANGED
Shares8,696 from 8,696
Change0 (0%)
Value$184 (-$11)
Filed 2021-10-12
Cullen T Bankers, Inc.
UNCHANGED
Shares8,185 from 8,185
Change0 (0%)
Value$173 (-$10)
Filed 2021-11-04
Security National Trust Co
UNCHANGED
Shares7,500 from 7,500
Change0 (0%)
Value$168 ($0)
Filed 2021-10-04
Loring Wolcott & Coolidge Fiduciary Advisors LLP
UNCHANGED
Shares6,900 from 6,900
Change0 (0%)
Value$146 (-$8)
Filed 2021-11-12
Citigroup Inc
DECREASED
Shares5,838 from 48,933
Change-43,095 (-88%)
Value$123 (-$972)
Filed 2021-11-10
US Bancorp \de\
INCREASED
Shares5,784 from 5,120
Change+664 (+13%)
Value$122 (+$7)
Filed 2021-11-10
Walled Lake Planning & Wealth Management, LLC
UNCHANGED
Shares5,275 from 5,275
Change0 (0%)
Value$111 (-$7)
Filed 2021-11-15
Unionbancal Corp
UNCHANGED
Shares5,212 from 5,212
Change0 (0%)
Value$110 (-$7)
Filed 2022-12-01
Syverson Strege & Co
INCREASED
Shares5,025 from 4,933
Change+92 (+2%)
Value$106 (-$4)
Filed 2021-11-02
Total Clarity Wealth Management, Inc.
NEW
Shares4,337
Change+4,337
Value$92
Filed 2021-10-21
Spire Wealth Management
INCREASED
Shares3,848 from 2,951
Change+897 (+30%)
Value$81 (+$15)
Filed 2021-10-22
Benjamin Edwards Inc
UNCHANGED
Shares3,605 from 3,605
Change0 (0%)
Value$76 (-$5)
Filed 2021-11-02
Emfo, LLC
UNCHANGED
Shares3,499 from 3,499
Change0 (0%)
Value$74 (-$4)
Filed 2021-10-29
Tradition Wealth Management, LLC
INCREASED
Shares2,563 from 629
Change+1,934 (+307%)
Value$54 (+$40)
Filed 2021-11-12
Brown Brothers Harriman & Co
NEW
Shares2,500
Change+2,500
Value$53
Filed 2021-11-15
Geneos Wealth Management Inc.
UNCHANGED
Shares2,488 from 2,488
Change0 (0%)
Value$53 (-$2)
Filed 2021-11-09
Federation des caisses Desjardins du Quebec
UNCHANGED
Shares2,100 from 2,100
Change0 (0%)
Value$44.4K (-$2.6K)
Filed 2024-08-30
D'Orazio & Associates, Inc.
INCREASED
Shares2,007 from 1,879
Change+128 (+7%)
Value$42 ($0)
Filed 2021-11-10
Herold Advisors, Inc.
NEW
Shares1,800
Change+1,800
Value$38
Filed 2021-11-03
FNY Investment Advisers, LLC
NEW
Shares1,750
Change+1,750
Value$36
Filed 2021-10-13
Sound Income Strategies, LLC
INCREASED
Shares1,669 from 1,629
Change+40 (+2%)
Value$35 (-$1)
Filed 2021-10-12
Benjamin F. Edwards & Company, Inc.
UNCHANGED
Shares1,449 from 1,449
Change0 (0%)
Value$31 (-$1)
Filed 2021-11-02
Huntington National Bank
DECREASED
Shares1,417 from 3,000
Change-1,583 (-53%)
Value$30 (-$37)
Filed 2021-10-28
Pinnacle Financial Partners Inc
UNCHANGED
Shares1,400 from 1,400
Change0 (0%)
Value$30 (-$1)
Filed 2021-10-26
Tompkins Financial Corp
NEW
Shares1,320
Change+1,320
Value$28
Filed 2021-10-22
Harbor Investment Advisory, LLC
INCREASED
Shares1,280 from 920
Change+360 (+39%)
Value$27 (+$6)
Filed 2021-10-12
Wealth Quarterback LLC
INCREASED
Shares1,112 from 186
Change+926 (+498%)
Value$26 (+$21)
Filed 2021-11-17
Bogart Wealth, LLC
UNCHANGED
Shares1,107 from 1,107
Change0 (0%)
Value$23 (-$2)
Filed 2021-10-15
Carroll Financial Associates, Inc.
UNCHANGED
Shares1,040 from 1,040
Change0 (0%)
Value$21 (-$2)
Filed 2021-10-07
Albion Financial Group
UNCHANGED
Shares1,000 from 1,000
Change0 (0%)
Value$21 (-$1)
Filed 2021-10-19
First Manhattan Co. Llc.
UNCHANGED
Shares1,000 from 1,000
Change0 (0%)
Value$21 (-$1)
Filed 2021-11-15
Parallel Advisors, LLC
UNCHANGED
Shares903 from 903
Change0 (0%)
Value$19 (-$1)
Filed 2021-11-02
AlphaMark Advisors, LLC
INCREASED
Shares690 from 642
Change+48 (+7%)
Value$15 (+$1)
Filed 2021-11-05
Atlas Private Wealth Advisors
UNCHANGED
Shares500 from 500
Change0 (0%)
Value$11 ($0)
Filed 2021-10-26
Estabrook Capital Management
NEW
Shares400
Change+400
Value$8.5K
Filed 2021-11-15
Sonora Investment Management, LLC
UNCHANGED
Shares400 from 400
Change0 (0%)
Value$8 (-$1)
Filed 2021-11-12
Ellis Investment Partners, LLC
INCREASED
Shares336 from 328
Change+8 (+2%)
Value$7 ($0)
Filed 2021-10-21
Focused Wealth Management, Inc
INCREASED
Shares233 from 228
Change+5 (+2%)
Value$5 ($0)
Filed 2021-10-12
SOA Wealth Advisors, Llc.
UNCHANGED
Shares200 from 200
Change0 (0%)
Value$4 ($0)
Filed 2021-10-12
Spectrum Management Group, Inc.
UNCHANGED
Shares200 from 200
Change0 (0%)
Value$4 ($0)
Filed 2021-11-03
Key FInancial Inc
UNCHANGED
Shares41 from 41
Change0 (0%)
Value$1 ($0)
Filed 2021-11-01
FMR LLC
INCREASED
Shares5 from 4
Change+1 (+25%)
Value$0 ($0)
Filed 2022-02-14
Halpern Financial, Inc.
NEW
Shares0
Change0
Value$0
Filed 2023-09-21
McGowan Group Asset Management, Inc.
CLOSED
Shares0 from 390,616
Change-390,616 (-100%)
Value$0 (-$8.7K)
Filed 2021-11-15
Riverstone Advisors, LLC
CLOSED
Shares0 from 53,263
Change-53,263 (-100%)
Value$0 (-$1.2K)
Filed 2021-11-04
Mutual Advisors, LLC
CLOSED
Shares0 from 49,281
Change-49,281 (-100%)
Value$0 (-$1.1K)
Filed 2021-11-15
Hayden Royal, LLC
CLOSED
Shares0 from 19,155
Change-19,155 (-100%)
Value$0 (-$432)
Filed 2021-11-15
KOM Wealth Management Group, LLC
CLOSED
Shares0 from 15,985
Change-15,985 (-100%)
Value$0 (-$358)
Filed 2021-11-09
Lincoln National Corp
CLOSED
Shares0 from 12,421
Change-12,421 (-100%)
Value$0 (-$278)
Filed 2021-11-05
Regal Investment Advisors LLC
CLOSED
Shares0 from 10,541
Change-10,541 (-100%)
Value$0 (-$236)
Filed 2021-11-05
Creative Planning
CLOSED
Shares0 from 10,189
Change-10,189 (-100%)
Value$0 (-$228)
Filed 2021-11-10
Cornerstone Wealth Management, LLC
CLOSED
Shares0 from 9,673
Change-9,673 (-100%)
Value$0 (-$216)
Filed 2021-11-12
Adaptive Financial Consulting, LLC
CLOSED
Shares0 from 9,313
Change-9,313 (-100%)
Value$0 (-$208)
Filed 2021-11-02
Hohimer Wealth Management, LLC
CLOSED
Shares0 from 9,000
Change-9,000 (-100%)
Value$0 (-$201)
Filed 2021-10-18
Red Door Wealth Management, LLC
CLOSED
Shares0 from 3,272
Change-3,272 (-100%)
Value$0 (-$73)
Filed 2021-10-14
Nfsg Corp
CLOSED
Shares0 from 2,507
Change-2,507 (-100%)
Value$0 (-$56)
Filed 2021-10-27
Advisory Services Network, LLC
CLOSED
Shares0 from 2,093
Change-2,093 (-100%)
Value$0 (-$47)
Filed 2021-11-05
Gradient Investments LLC
CLOSED
Shares0 from 2,000
Change-2,000 (-100%)
Value$0 (-$45)
Filed 2021-10-18
Lindbrook Capital, LLC
CLOSED
Shares0 from 800
Change-800 (-100%)
Value$0 (-$18)
Filed 2021-11-05
Assetmark, Inc
CLOSED
Shares0 from 719
Change-719 (-100%)
Value$0 (-$16)
Filed 2021-11-12
Advisors Asset Management, Inc.
CLOSED
Shares0 from 500
Change-500 (-100%)
Value$0 (-$12)
Filed 2026-08-27
Plante Moran Financial Advisors, LLC
CLOSED
Shares0 from 252
Change-252 (-100%)
Value$0 (-$6)
Filed 2021-11-08
Panagora Asset Management Inc
CLOSED
Shares0 from 138
Change-138 (-100%)
Value$0 (-$3)
Filed 2021-11-10
Horizon Financial Services, LLC
CLOSED
Shares0 from 40
Change-40 (-100%)
Value$0 (-$1)
Filed 2021-10-22
Sargent Bickham Lagudis LLC
CLOSED
Shares0 from 10
Change-10 (-100%)
Value$0 ($0)
Filed 2021-11-05
Usca RIA LLC
N/A
Shares— from 28,065
Change-28,065 (-100%)
Value—
Western Wealth Management, LLC
N/A
Shares— from 19,476
Change-19,476 (-100%)
Value—
Firethorn Wealth Partners, LLC
N/A
Shares— from 14,567
Change-14,567 (-100%)
Value—
Pinnacle Wealth Advisors
N/A
Shares— from 1,400
Change-1,400 (-100%)
Value—
CWM, LLC
N/A
Shares— from 1,096
Change-1,096 (-100%)
Value—
Status
Morgan Stanley
INCREASED7,893,4747,523,747+369,727+5%$168.4K$166.8K-$1.6K2021-11-15
Bank of America Corp
INCREASED2,755,2742,606,286+148,988+6%$58.3K$58.2K-$1092021-11-15
UBS Group AG
INCREASED1,925,4751,493,388+432,087+29%$33.4K$40.7K+$7.3K2021-11-15
Royal Bank of Canada
INCREASED1,189,0951,180,599+8,496+1%$26.4K$25.1K-$1.3K2021-11-15
Invesco Ltd.
INCREASED1,155,3041,061,484+93,820+9%$23.8K$24.4K+$6562021-11-15
Cohen & Steers, Inc.
INCREASED1,057,794568,458+489,336+86%$12.7K$22.4K+$9.6K2021-11-15
LPL Financial LLC
INCREASED837,669725,772+111,897+15%$16.2K$17.7K+$1.5K2021-11-15
Howland Capital Management LLC
DECREASED732,093928,196-196,103-21%$20.8K$15.5K-$5.3K2021-10-25
Penserra Capital Management LLC
INCREASED639,654563,467+76,187+14%$12.6K$13.5K+$9052021-11-15
Rivernorth Capital Management, LLC
NEW481,071—+481,071——$10.2K—2021-11-15
Osaic Holdings, Inc.
DECREASED466,328478,010-11,682-2%$10.7K$9.9K-$8442021-11-05
Commonwealth Equity Services, LLC
INCREASED450,993434,129+16,864+4%$9.7K$9.5K-$1862021-10-29
Wells Fargo & Company
DECREASED384,389408,859-24,470-6%$9.2K$8.1K-$1.0K2021-11-15
Raymond James Financial Services Advisors, Inc.
INCREASED319,840291,298+28,542+10%$6.5K$6.8K+$2392021-11-02
State of Tennessee, Department of Treasury
INCREASED313,200311,700+1,500+0%$7.0K$6.6K-$3582021-11-12
Evergreen Capital Management LLC
INCREASED298,304291,459+6,845+2%$6.5K$6.3K-$2202021-11-15
Raymond James & Associates
INCREASED282,952248,698+34,254+14%$5.6K$6.0K+$4132021-11-02
Orion Porfolio Solutions, LLC
INCREASED277,062275,026+2,036+1%$6.2K$5.9K-$3012021-11-08
Thomas J. Herzfeld Advisors, Inc.
INCREASED240,745192,336+48,409+25%$4.3K$5.1K+$7832021-11-12
First Foundation Advisors
DECREASED232,452250,679-18,227-7%$5.6K$4.9K-$6982021-11-15
Wagner Wealth Management, LLC
DECREASED230,206354,883-124,677-35%$7.9K$4.9K-$3.0K2021-11-15
Cambridge Investment Research Advisors, Inc.
INCREASED189,836183,287+6,549+4%$4.1K$4.0K-$912021-11-02
First Trust Advisors LP
INCREASED165,331163,458+1,873+1%$3.7K$3.5K-$1652021-11-15
Seascape Capital Management
INCREASED163,857133,238+30,619+23%$3.0K$3.5K+$4802021-11-05
Private Advisor Group, LLC
INCREASED162,105147,665+14,440+10%$3.3K$3.4K+$1202021-10-14
Alliancebernstein L.P.
UNCHANGED161,947161,94700%$3.6K$3.4K-$2022021-11-10
Janney Montgomery Scott LLC
INCREASED123,359118,015+5,344+5%$2.6K$2.6K-$342021-10-29
Guggenheim Capital LLC
INCREASED112,43675,593+36,843+49%$1.7K$2.4K+$6842021-11-15
D.A. Davidson & Co.
DECREASED97,160107,057-9,897-9%$2.4K$2.1K-$3432021-11-15
Northwestern Mutual Wealth Management Co
INCREASED93,26050,427+42,833+85%$1.1K$2.0K+$8432021-11-15
Wedbush Securities Inc
INCREASED92,84683,497+9,349+11%$1.9K$2.0K+$932021-10-08
Truist Financial Corp
DECREASED92,44793,290-843-1%$2.1K$2.0K-$1352021-11-05
Thrivent Financial for Lutherans
UNCHANGED92,39592,39500%$2.1K$2.0K-$1152021-11-15
Aviance Capital Partners, LLC
INCREASED88,28587,386+899+1%$2.0K$1.9K-$912021-11-12
HighTower Advisors, LLC
INCREASED87,63685,572+2,064+2%$1.9K$1.9K-$622021-11-12
Lehman & Derafelo Financial Resources LLC
DECREASED81,55795,557-14,000-15%$2.1K$1.7K-$4162021-10-28
Venture Visionary Partners LLC
DECREASED80,93181,953-1,022-1%$1.8K$1.7K-$1242021-10-20
Ashton Thomas Private Wealth, LLC
DECREASED79,79480,737-943-1%$1.8M$1.7M-$120.8K2024-04-22
Mathes Company, Inc.
UNCHANGED79,65079,65000%$1.8K$1.7K-$1002021-10-29
Stifel Financial Corp
INCREASED77,72572,939+4,786+7%$1.6K$1.6K+$102021-11-15
PNC Financial Services Group, Inc.
DECREASED75,75576,367-612-1%$1.7K$1.6K-$1082021-11-05
Baird Financial Group, Inc.
INCREASED75,02058,922+16,098+27%$1.3K$1.6K+$2662021-11-12
Flagship Private Wealth, LLC
NEW73,231—+73,231——$1.5K—2021-10-20
Clough Capital Partners L P
INCREASED72,00055,700+16,300+29%$1.2K$1.5K+$2742021-11-15
Wunderlich Securities, Inc.
INCREASED71,27866,674+4,604+7%$1.5K$1.5K+$142021-11-12
Orion Portfolio Solutions, LLC
DECREASED69,97170,551-580-1%$1.6K$1.5K-$1012021-11-10
E&G Advisors, LLC
INCREASED68,0990+68,099—$1.5K$1.4K-$872021-10-20
Summit X, LLC
DECREASED65,53168,304-2,773-4%$1.5K$1.4K-$1432021-10-19
Kestra Advisory Services, LLC
INCREASED64,11653,747+10,369+19%$1.2K$1.4K+$1522022-07-25
Rockefeller Capital Management L.P.
DECREASED62,90070,935-8,035-11%$1.6K$1.3K-$2582021-11-12
Envestnet Asset Management Inc
INCREASED62,53261,287+1,245+2%$1.4K$1.3K-$512021-10-07
Steward Partners Investment Advisory, LLC
DECREASED59,26462,573-3,309-5%$1.4K$1.3K-$1482021-11-12
MML Investors Services, LLC
INCREASED54,71831,888+22,830+72%$714$1.2K+$4422021-11-15
Stratos Wealth Partners, Ltd.
DECREASED53,98855,306-1,318-2%$1.2K$1.1K-$972021-10-19
Mirador Capital Partners LP
DECREASED53,24557,047-3,802-7%$1.3K$1.1K-$1522021-11-09
ACT Advisors, Llc.
INCREASED52,87651,605+1,271+2%$1.2K$1.1K-$462021-10-18
Kaizen Financial Strategies
NEW50,839—+50,839——$1.1K—2021-11-12
Mid Atlantic Financial Management Inc
INCREASED49,04643,271+5,775+13%$968$1.0K+$682021-11-12
Claybrook Capital, LLC
NEW45,673—+45,673——$965—2021-11-15
Horizon Kinetics Asset Management LLC
INCREASED43,04242,965+77+0%$962$909-$532021-11-15
Retirement Group, LLC
INCREASED41,57139,469+2,102+5%$883$878-$52021-11-16
Golden State Wealth Management, LLC
DECREASED41,12889,986-48,858-54%$2.0K$869-$1.1K2021-11-15
Cetera Advisor Networks LLC
DECREASED40,02641,723-1,697-4%$934$846-$882021-11-16
Secure Asset Management, LLC
DECREASED39,12658,172-19,046-33%$1.3K$827-$4752021-10-28
Scotia Capital Inc.
INCREASED39,04933,912+5,137+15%$759$825+$662021-11-12
Cornerstone Advisory, LLC
DECREASED38,32039,992-1,672-4%$895$810-$852021-11-16
Kestra Private Wealth Services, LLC
INCREASED36,83036,145+685+2%$809$778-$312022-07-26
Equitable Holdings, Inc.
INCREASED36,45023,375+13,075+56%$523$770+$2472021-11-12
Centaurus Financial, Inc.
INCREASED34,75834,676+82+0%$776$734-$422021-11-12
Sage Capital Advisors,llc
INCREASED33,48029,041+4,439+15%$640$707+$672021-10-26
Cetera Investment Advisers
DECREASED32,67136,925-4,254-12%$826$690-$1362021-11-16
Kovack Advisors, Inc.
INCREASED32,05929,019+3,040+10%$649$677+$282021-11-03
Cetera Advisors LLC
DECREASED31,38433,098-1,714-5%$741$663-$782021-11-16
Avestar Capital, LLC
DECREASED30,76635,600-4,834-14%$803$655-$1482021-11-09
Mercer Global Advisors Inc
INCREASED29,85419,890+9,964+50%$445$631+$1862021-11-10
U.S. Capital Wealth Advisors, LLC
NEW28,065—+28,065——$593—2021-11-01
Dorsey & Whitney Trust Co LLC
UNCHANGED25,76025,76000%$577$544-$332021-11-10
Raymond James Trust N.A.
INCREASED25,62623,813+1,813+8%$533$542+$92021-10-18
Signature Estate & Investment Advisors LLC
UNCHANGED25,19925,19900%$564$532-$322021-10-12
All Season Financial Advisors, Inc.
INCREASED25,15322,062+3,091+14%$494$531+$372021-10-20
Composition Wealth, LLC
UNCHANGED25,04025,04000%$560$529-$312021-11-01
Magnus Financial Group LLC
UNCHANGED24,00024,00000%$537$507-$302021-11-12
AllSquare Wealth Management LLC
INCREASED23,80423,404+400+2%$524$503-$212021-11-12
Next Financial Group, Inc
INCREASED22,84719,369+3,478+18%$433$483+$502021-10-15
Ramiah Investment Group
INCREASED22,75018,481+4,269+23%$413.6K$480.7K+$67.1K2026-05-29
Atlantic Trust Group, LLC
UNCHANGED22,67022,67000%$507$479-$282021-11-12
Sugarloaf Wealth Management, LLC
INCREASED22,63222,585+47+0%$505$478-$272021-10-20
Garrison Bradford & Associates Inc
UNCHANGED22,40022,40000%$501$473-$282021-11-03
Edge Wealth Management LLC
INCREASED22,15721,657+500+2%$483$468-$152021-10-13
Evoke Wealth, LLC
INCREASED22,11116,709+5,402+32%$374$467+$932021-11-12
Harbour Investments, Inc.
DECREASED22,06922,973-904-4%$514$466-$482021-11-15
Litman Gregory Asset Management LLC
INCREASED21,500481+21,019+4370%$481$454-$272021-11-03
American Portfolios Advisors
INCREASED21,04718,988+2,059+11%$425.0K$444.7K+$19.8K2023-03-22
Chicago Partners Investment Group LLC
INCREASED20,74120,100+641+3%$438$446+$82021-11-12
Beacon Pointe Advisors, LLC
INCREASED20,64120,000+641+3%$448$436-$122021-11-15
Bruderman Asset Management, LLC
INCREASED20,42620,014+412+2%$448$432-$162021-10-13
Transcend Capital Advisors, LLC
NEW20,344—+20,344——$429—2021-11-04
B. Riley Wealth Advisors, Inc.
INCREASED20,17719,005+1,172+6%$426$428+$22021-11-16
IHT Wealth Management, LLC
DECREASED19,73236,886-17,154-47%$826$417-$4092021-11-15
Tennessee Valley Asset Management Partners
DECREASED19,54620,784-1,238-6%$0$413+$4132021-10-12
Merit Financial Group, LLC
DECREASED19,21321,713-2,500-12%$486$406-$802021-10-27
Oppenheimer & Co Inc
INCREASED19,10019,070+30+0%$427$404-$232021-11-12
Belpointe Asset Management LLC
INCREASED18,68510,898+7,787+71%$244$394+$1502021-11-15
United Capital Financial Advisors, LLC
NEW16,100—+16,100——$340—2021-11-15
Hollencrest Capital Management
DECREASED15,94717,047-1,100-6%$381$337-$442021-10-13
Sigma Planning Corp
DECREASED15,93216,177-245-2%$362$337-$252021-10-28
Insight Advisors, LLC/ PA
UNCHANGED15,80015,80000%$355$344-$112021-11-12
Claraphi Advisory Network, LLC
INCREASED15,34313,042+2,301+18%$292$324+$322021-11-15
Ameritas Investment Corp
INCREASED15,27510,034+5,241+52%$345$323-$222021-11-12
Ausdal Financial Partners, Inc.
DECREASED15,03215,600-568-4%$349$318-$312021-11-01
Country Trust Bank
UNCHANGED15,00015,00000%$336$317-$192021-10-26
M&T Bank Corp
UNCHANGED15,00015,00000%$336$317-$192021-10-28
Proequities, Inc.
DECREASED14,98015,054-740%$342$319-$232021-11-09
Bank of Montreal
INCREASED14,91012,640+2,270+18%$283$313+$302021-11-12
Stockman Wealth Management, Inc.
DECREASED14,90021,104-6,204-29%$472$315-$1572021-11-02
Independent Financial Group, LLC
DECREASED14,65215,010-358-2%$335.9K$309.6K-$26.3K2026-06-15
DCM Advisors, LLC
DECREASED14,30015,000-700-5%$336$302-$342021-11-15
Certuity, LLC
INCREASED13,75813,746+12+0%$308$291-$172021-11-03
Koshinski Asset Management, Inc.
NEW13,357—+13,357——$282.2K—2021-10-12
AE Wealth Management LLC
DECREASED13,28114,224-943-7%$318$281-$372021-11-01
Biltmore Capital Advisors LLC
NEW13,000—+13,000——$275—2021-11-09
Bank of New York Mellon Corp
INCREASED12,70010,399+2,301+22%$232$268+$362021-11-18
Ahrens Investment Partners LLC
DECREASED12,20026,200-14,000-53%$586$258-$3282021-10-28
Cerity Partners LLC
DECREASED11,72411,974-250-2%$268$248-$202021-10-25
GenWealth Group, Inc.
UNCHANGED11,31611,31600%$253$239-$142021-10-19
Laurel Wealth Advisors, Inc.
INCREASED11,29211,067+225+2%$248$239-$92021-11-12
Sheaff Brock Investment Advisors, LLC
DECREASED11,29211,453-161-1%$256$239-$172022-06-02
RFG Advisory, LLC
UNCHANGED11,16511,16500%$250$236-$142021-10-19
Comerica Securities,inc.
UNCHANGED11,08611,08600%$250$236-$142021-11-10
Csenge Advisory Group
NEW10,585—+10,585——$226—2021-10-20
Davenport & Co LLC
NEW10,424—+10,424——$220—2021-10-14
Fiduciary Group, LLC
UNCHANGED10,10010,10000%$228$213-$152021-10-27
Arkadios Wealth Advisors
DECREASED10,07215,944-5,872-37%$356$212-$1442021-10-19
OneDigital Investment Advisors LLC
NEW9,675—+9,675——$204—2021-11-05
Westside Investment Management, Inc.
INCREASED8,8194,777+4,042+85%$106$186+$802021-10-27
Tarbox Family Office, Inc.
UNCHANGED8,6968,69600%$195$184-$112021-10-12
Cullen T Bankers, Inc.
UNCHANGED8,1858,18500%$183$173-$102021-11-04
Security National Trust Co
UNCHANGED7,5007,50000%$168$168$02021-10-04
Loring Wolcott & Coolidge Fiduciary Advisors LLP
UNCHANGED6,9006,90000%$154$146-$82021-11-12
Citigroup Inc
DECREASED5,83848,933-43,095-88%$1.1K$123-$9722021-11-10
US Bancorp \de\
INCREASED5,7845,120+664+13%$115$122+$72021-11-10
Walled Lake Planning & Wealth Management, LLC
UNCHANGED5,2755,27500%$118$111-$72021-11-15
Unionbancal Corp
UNCHANGED5,2125,21200%$117$110-$72022-12-01
Syverson Strege & Co
INCREASED5,0254,933+92+2%$110$106-$42021-11-02
Total Clarity Wealth Management, Inc.
NEW4,337—+4,337——$92—2021-10-21
Spire Wealth Management
INCREASED3,8482,951+897+30%$66$81+$152021-10-22
Benjamin Edwards Inc
UNCHANGED3,6053,60500%$81$76-$52021-11-02
Emfo, LLC
UNCHANGED3,4993,49900%$78$74-$42021-10-29
Tradition Wealth Management, LLC
INCREASED2,563629+1,934+307%$14$54+$402021-11-12
Brown Brothers Harriman & Co
NEW2,500—+2,500——$53—2021-11-15
Geneos Wealth Management Inc.
UNCHANGED2,4882,48800%$55$53-$22021-11-09
Federation des caisses Desjardins du Quebec
UNCHANGED2,1002,10000%$47.0K$44.4K-$2.6K2024-08-30
D'Orazio & Associates, Inc.
INCREASED2,0071,879+128+7%$42$42$02021-11-10
Herold Advisors, Inc.
NEW1,800—+1,800——$38—2021-11-03
FNY Investment Advisers, LLC
NEW1,750—+1,750——$36—2021-10-13
Sound Income Strategies, LLC
INCREASED1,6691,629+40+2%$36$35-$12021-10-12
Benjamin F. Edwards & Company, Inc.
UNCHANGED1,4491,44900%$32$31-$12021-11-02
Huntington National Bank
DECREASED1,4173,000-1,583-53%$67$30-$372021-10-28
Pinnacle Financial Partners Inc
UNCHANGED1,4001,40000%$31$30-$12021-10-26
Tompkins Financial Corp
NEW1,320—+1,320——$28—2021-10-22
Harbor Investment Advisory, LLC
INCREASED1,280920+360+39%$21$27+$62021-10-12
Wealth Quarterback LLC
INCREASED1,112186+926+498%$5$26+$212021-11-17
Bogart Wealth, LLC
UNCHANGED1,1071,10700%$25$23-$22021-10-15
Carroll Financial Associates, Inc.
UNCHANGED1,0401,04000%$23$21-$22021-10-07
Albion Financial Group
UNCHANGED1,0001,00000%$22$21-$12021-10-19
First Manhattan Co. Llc.
UNCHANGED1,0001,00000%$22$21-$12021-11-15
Parallel Advisors, LLC
UNCHANGED90390300%$20$19-$12021-11-02
AlphaMark Advisors, LLC
INCREASED690642+48+7%$14$15+$12021-11-05
Atlas Private Wealth Advisors
UNCHANGED50050000%$11$11$02021-10-26
Estabrook Capital Management
NEW400—+400——$8.5K—2021-11-15
Sonora Investment Management, LLC
UNCHANGED40040000%$9$8-$12021-11-12
Ellis Investment Partners, LLC
INCREASED336328+8+2%$7$7$02021-10-21
Focused Wealth Management, Inc
INCREASED233228+5+2%$5$5$02021-10-12
SOA Wealth Advisors, Llc.
UNCHANGED20020000%$4$4$02021-10-12
Spectrum Management Group, Inc.
UNCHANGED20020000%$4$4$02021-11-03
Key FInancial Inc
UNCHANGED414100%$1$1$02021-11-01
FMR LLC
INCREASED54+1+25%$0$0$02022-02-14
Halpern Financial, Inc.
NEW0—0——$0—2023-09-21
McGowan Group Asset Management, Inc.
CLOSED0390,616-390,616-100%$8.7K$0-$8.7K2021-11-15
Riverstone Advisors, LLC
CLOSED053,263-53,263-100%$1.2K$0-$1.2K2021-11-04
Mutual Advisors, LLC
CLOSED049,281-49,281-100%$1.1K$0-$1.1K2021-11-15
Hayden Royal, LLC
CLOSED019,155-19,155-100%$432$0-$4322021-11-15
KOM Wealth Management Group, LLC
CLOSED015,985-15,985-100%$358$0-$3582021-11-09
Lincoln National Corp
CLOSED012,421-12,421-100%$278$0-$2782021-11-05
Regal Investment Advisors LLC
CLOSED010,541-10,541-100%$236$0-$2362021-11-05
Creative Planning
CLOSED010,189-10,189-100%$228$0-$2282021-11-10
Cornerstone Wealth Management, LLC
CLOSED09,673-9,673-100%$216$0-$2162021-11-12
Adaptive Financial Consulting, LLC
CLOSED09,313-9,313-100%$208$0-$2082021-11-02
Hohimer Wealth Management, LLC
CLOSED09,000-9,000-100%$201$0-$2012021-10-18
Red Door Wealth Management, LLC
CLOSED03,272-3,272-100%$73$0-$732021-10-14
Nfsg Corp
CLOSED02,507-2,507-100%$56$0-$562021-10-27
Advisory Services Network, LLC
CLOSED02,093-2,093-100%$47$0-$472021-11-05
Gradient Investments LLC
CLOSED02,000-2,000-100%$45$0-$452021-10-18
Lindbrook Capital, LLC
CLOSED0800-800-100%$18$0-$182021-11-05
Assetmark, Inc
CLOSED0719-719-100%$16$0-$162021-11-12
Advisors Asset Management, Inc.
CLOSED0500-500-100%$12$0-$122026-08-27
Plante Moran Financial Advisors, LLC
CLOSED0252-252-100%$6$0-$62021-11-08
Panagora Asset Management Inc
CLOSED0138-138-100%$3$0-$32021-11-10
Horizon Financial Services, LLC
CLOSED040-40-100%$1$0-$12021-10-22
Sargent Bickham Lagudis LLC
CLOSED010-10-100%$0$0$02021-11-05
Usca RIA LLC
N/A—28,065-28,065-100%$628———
Western Wealth Management, LLC
N/A—19,476-19,476-100%$436———
Firethorn Wealth Partners, LLC
N/A—14,567-14,567-100%$326———
Pinnacle Wealth Advisors
N/A—1,400-1,400-100%$31———
CWM, LLC
N/A—1,096-1,096-100%$25———
Showing 205 of 205 institutions