Principal ACT HI YLD ETF (YLD)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Principal Financial Group Inc

INCREASED

Shares3,380,003 from 3,253,825

Change+126,178 (+4%)

Value$62.3M (+$407.0K)

Filed 2026-11-02

LPL Financial LLC

INCREASED

Shares2,214,135 from 1,526,597

Change+687,538 (+45%)

Value$40.9M (+$11.7M)

Filed 2026-11-06

Cyndeo Wealth Partners, LLC

INCREASED

Shares1,183,372 from 1,112,557

Change+70,815 (+6%)

Value$21.8M (+$605.6K)

Filed 2026-10-16

McAdam, LLC

DECREASED

Shares432,214 from 437,028

Change-4,814 (-1%)

Value$8.0M (-$364.1K)

Filed 2026-10-21

MLG Wealth Management DBA Pine Grove Financial Group

INCREASED

Shares377,944 from 240,529

Change+137,415 (+57%)

Value$7.0M (+$2.4M)

Filed 2026-10-13

US Bancorp \de\

INCREASED

Shares307,635 from 303,329

Change+4,306 (+1%)

Value$5.7M (-$112.4K)

Filed 2026-11-05

Manske Wealth Management

INCREASED

Shares176,930 from 174,477

Change+2,453 (+1%)

Value$3.3M (-$64.7K)

Filed 2026-10-26

IAG Wealth Partners, LLC

INCREASED

Shares92,468 from 87,776

Change+4,692 (+5%)

Value$1.7M (+$31.3K)

Filed 2026-11-06

Fifth Third Securities, Inc.

DECREASED

Shares83,191 from 99,978

Change-16,787 (-17%)

Value$1.5M (-$372.7K)

Filed 2026-10-21

Capital Investment Advisory Services, LLC

INCREASED

Shares75,476 from 72,642

Change+2,834 (+4%)

Value$1.4M (+$10.2K)

Filed 2026-10-30

Commonwealth Equity Services, LLC

INCREASED

Shares72,399 from 12,620

Change+59,779 (+474%)

Value$1.3M (+$1.1M)

Filed 2026-11-02

Cambridge Investment Research Advisors, Inc.

INCREASED

Shares56,047 from 48,975

Change+7,072 (+14%)

Value$1.0K (-$933.0K)

Filed 2026-11-02

Atria Investments, Inc

INCREASED

Shares44,900 from 34,876

Change+10,024 (+29%)

Value$828.4K (+$163.0K)

Filed 2026-10-15

Transcendent Capital Group LLC

INCREASED

Shares43,084 from 33,060

Change+10,024 (+30%)

Value$794.9K (+$164.1K)

Filed 2026-10-28

Prospera Financial Services Inc

INCREASED

Shares35,910 from 16,059

Change+19,851 (+124%)

Value$660.4K (+$354.0K)

Filed 2026-11-04

Hobart Private Capital, LLC

DECREASED

Shares35,155 from 35,522

Change-367 (-1%)

Value$648.6K (-$29.1K)

Filed 2026-10-19

Davenport & Co LLC

INCREASED

Shares33,102 from 18,624

Change+14,478 (+78%)

Value$610.7K (+$255.4K)

Filed 2026-10-14

IFP Advisors, Inc

INCREASED

Shares24,715 from 23,566

Change+1,149 (+5%)

Value$456.0K (+$6.4K)

Filed 2026-10-16

Milestones Private Investment Advisors LLC

INCREASED

Shares22,844 from 22,314

Change+530 (+2%)

Value$421.5K (-$4.3K)

Filed 2026-10-19

J.W. Cole Advisors, Inc.

NEW

Shares15,900

Change+15,900

Value$293.4K

Filed 2026-11-05

Onyx Bridge Wealth Group LLC

NEW

Shares15,807

Change+15,807

Value$291.6K

Filed 2026-10-16

Verus Capital Partners, LLC

UNCHANGED

Shares11,676 from 11,676

Change0 (0%)

Value$215.4K (-$7.4K)

Filed 2026-11-03

Truist Financial Corp

DECREASED

Shares11,358 from 11,397

Change-39 (0%)

Value$209.6K (-$7.9K)

Filed 2026-10-30

Sigma Planning Corp

INCREASED

Shares10,714 from 10,567

Change+147 (+1%)

Value$197.7K (-$4.0K)

Filed 2026-10-23

Farther Finance Advisors, LLC

INCREASED

Shares3,833 from 3,775

Change+58 (+2%)

Value$70.7K (-$1.3K)

Filed 2026-10-08

Fifth Third Bancorp

INCREASED

Shares3,506 from 3,242

Change+264 (+8%)

Value$64.7K (+$2.8K)

Filed 2026-11-05

Cape Investment Advisory, Inc.

DECREASED

Shares2,833 from 3,059

Change-226 (-7%)

Value$52.3K (-$6.1K)

Filed 2026-10-13

CoreCap Advisors, LLC

UNCHANGED

Shares902 from 902

Change0 (0%)

Value$16.6K (-$568)

Filed 2026-10-08

Pinnacle Bancorp, Inc.

DECREASED

Shares38 from 41

Change-3 (-7%)

Value$701 (-$81)

Filed 2026-10-21

AJ Advisors, LLC

CLOSED

Shares0 from 77,941

Change-77,941 (-100%)

Value$0 (-$1.5M)

Filed 2026-10-29

International Assets Investment Management, LLC

CLOSED

Shares0 from 2,085

Change-2,085 (-100%)

Value$0 (-$39.4K)

Filed 2026-11-02

First Community Trust NA

CLOSED

Shares0 from 1,337

Change-1,337 (-100%)

Value$0 (-$25.5K)

Filed 2026-10-07

AdvisorNet Financial, Inc

CLOSED

Shares0 from 515

Change-515 (-100%)

Value$0 (-$9.8K)

Filed 2026-10-15

Principal Securities, Inc.

N/A

Shares— from 4,807,872

Change-4,807,872 (-100%)

Value—

Envestnet Asset Management Inc

N/A

Shares— from 4,334,582

Change-4,334,582 (-100%)

Value—

Ameriprise Financial Inc

N/A

Shares— from 2,086,927

Change-2,086,927 (-100%)

Value—

Wells Fargo & Company

N/A

Shares— from 1,920,432

Change-1,920,432 (-100%)

Value—

Ameritas Investment Partners, Inc.

N/A

Shares— from 950,578

Change-950,578 (-100%)

Value—

Raymond James Financial Inc

N/A

Shares— from 866,006

Change-866,006 (-100%)

Value—

Balanced Wealth Group LLC

N/A

Shares— from 860,404

Change-860,404 (-100%)

Value—

Stifel Financial Corp

N/A

Shares— from 518,546

Change-518,546 (-100%)

Value—

Royal Bank of Canada

N/A

Shares— from 367,334

Change-367,334 (-100%)

Value—

Integrated Wealth Concepts LLC

N/A

Shares— from 353,081

Change-353,081 (-100%)

Value—

BlueStem Wealth Partners, LLC

N/A

Shares— from 330,214

Change-330,214 (-100%)

Value—

JPMorgan Chase & Co

N/A

Shares— from 303,525

Change-303,525 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 260,642

Change-260,642 (-100%)

Value—

Nicolet Bankshares Inc

N/A

Shares— from 143,202

Change-143,202 (-100%)

Value—

CreativeOne Wealth, LLC

N/A

Shares— from 112,605

Change-112,605 (-100%)

Value—

Ameritas Advisory Services, LLC

N/A

Shares— from 104,007

Change-104,007 (-100%)

Value—

Steward Partners Investment Advisory, LLC

N/A

Shares— from 79,159

Change-79,159 (-100%)

Value—

NewEdge Advisors, LLC

N/A

Shares— from 78,071

Change-78,071 (-100%)

Value—

Private Advisor Group, LLC

N/A

Shares— from 70,647

Change-70,647 (-100%)

Value—

Smartleaf Asset Management LLC

N/A

Shares— from 48,882

Change-48,882 (-100%)

Value—

Greenline Wealth Management LLC

N/A

Shares— from 38,439

Change-38,439 (-100%)

Value—

Gallagher Fiduciary Advisors, LLC

N/A

Shares— from 34,453

Change-34,453 (-100%)

Value—

PFG Investments, LLC

N/A

Shares— from 25,872

Change-25,872 (-100%)

Value—

Western Wealth Management, LLC

N/A

Shares— from 25,386

Change-25,386 (-100%)

Value—

Cerity Partners LLC

N/A

Shares— from 19,279

Change-19,279 (-100%)

Value—

Citadel Advisors LLC

N/A

Shares— from 18,153

Change-18,153 (-100%)

Value—

Arete Wealth Advisors, LLC

N/A

Shares— from 17,915

Change-17,915 (-100%)

Value—

Stonebridge Financial Group, LLC / MO

N/A

Shares— from 17,742

Change-17,742 (-100%)

Value—

Janney Montgomery Scott LLC

N/A

Shares— from 14,823

Change-14,823 (-100%)

Value—

Belpointe Asset Management LLC

N/A

Shares— from 12,928

Change-12,928 (-100%)

Value—

Advisory Services Network, LLC

N/A

Shares— from 11,005

Change-11,005 (-100%)

Value—

MML Investors Services, LLC

N/A

Shares— from 10,768

Change-10,768 (-100%)

Value—

Allied Private Wealth LLC

N/A

Shares— from 10,159

Change-10,159 (-100%)

Value—

EP Wealth Advisors, LLC

N/A

Shares— from 6,195

Change-6,195 (-100%)

Value—

Global Retirement Partners, LLC

N/A

Shares— from 4,308

Change-4,308 (-100%)

Value—

Harbour Investments, Inc.

N/A

Shares— from 79

Change-79 (-100%)

Value—

FMR LLC

N/A

Shares— from 14

Change-14 (-100%)

Value—

BNP Paribas Financial Markets

N/A

Shares— from 10

Change-10 (-100%)

Value—

	Status
Principal Financial Group Inc	INCREASED	3,380,003	3,253,825	+126,178	+4%	$61.9M	$62.3M	+$407.0K	2026-11-02
LPL Financial LLC	INCREASED	2,214,135	1,526,597	+687,538	+45%	$29.1M	$40.9M	+$11.7M	2026-11-06
Cyndeo Wealth Partners, LLC	INCREASED	1,183,372	1,112,557	+70,815	+6%	$21.2M	$21.8M	+$605.6K	2026-10-16
McAdam, LLC	DECREASED	432,214	437,028	-4,814	-1%	$8.3M	$8.0M	-$364.1K	2026-10-21
MLG Wealth Management DBA Pine Grove Financial Group	INCREASED	377,944	240,529	+137,415	+57%	$4.6M	$7.0M	+$2.4M	2026-10-13
US Bancorp \de\	INCREASED	307,635	303,329	+4,306	+1%	$5.8M	$5.7M	-$112.4K	2026-11-05
Manske Wealth Management	INCREASED	176,930	174,477	+2,453	+1%	$3.3M	$3.3M	-$64.7K	2026-10-26
IAG Wealth Partners, LLC	INCREASED	92,468	87,776	+4,692	+5%	$1.7M	$1.7M	+$31.3K	2026-11-06
Fifth Third Securities, Inc.	DECREASED	83,191	99,978	-16,787	-17%	$1.9M	$1.5M	-$372.7K	2026-10-21
Capital Investment Advisory Services, LLC	INCREASED	75,476	72,642	+2,834	+4%	$1.4M	$1.4M	+$10.2K	2026-10-30
Commonwealth Equity Services, LLC	INCREASED	72,399	12,620	+59,779	+474%	$240.8K	$1.3M	+$1.1M	2026-11-02
Cambridge Investment Research Advisors, Inc.	INCREASED	56,047	48,975	+7,072	+14%	$934.0K	$1.0K	-$933.0K	2026-11-02
Atria Investments, Inc	INCREASED	44,900	34,876	+10,024	+29%	$665.4K	$828.4K	+$163.0K	2026-10-15
Transcendent Capital Group LLC	INCREASED	43,084	33,060	+10,024	+30%	$630.8K	$794.9K	+$164.1K	2026-10-28
Prospera Financial Services Inc	INCREASED	35,910	16,059	+19,851	+124%	$306.4K	$660.4K	+$354.0K	2026-11-04
Hobart Private Capital, LLC	DECREASED	35,155	35,522	-367	-1%	$677.8K	$648.6K	-$29.1K	2026-10-19
Davenport & Co LLC	INCREASED	33,102	18,624	+14,478	+78%	$355.3K	$610.7K	+$255.4K	2026-10-14
IFP Advisors, Inc	INCREASED	24,715	23,566	+1,149	+5%	$449.6K	$456.0K	+$6.4K	2026-10-16
Milestones Private Investment Advisors LLC	INCREASED	22,844	22,314	+530	+2%	$425.8K	$421.5K	-$4.3K	2026-10-19
J.W. Cole Advisors, Inc.	NEW	15,900	—	+15,900	—	—	$293.4K	—	2026-11-05
Onyx Bridge Wealth Group LLC	NEW	15,807	—	+15,807	—	—	$291.6K	—	2026-10-16
Verus Capital Partners, LLC	UNCHANGED	11,676	11,676	0	0%	$222.8K	$215.4K	-$7.4K	2026-11-03
Truist Financial Corp	DECREASED	11,358	11,397	-39	0%	$217.5K	$209.6K	-$7.9K	2026-10-30
Sigma Planning Corp	INCREASED	10,714	10,567	+147	+1%	$201.6K	$197.7K	-$4.0K	2026-10-23
Farther Finance Advisors, LLC	INCREASED	3,833	3,775	+58	+2%	$72.0K	$70.7K	-$1.3K	2026-10-08
Fifth Third Bancorp	INCREASED	3,506	3,242	+264	+8%	$61.9K	$64.7K	+$2.8K	2026-11-05
Cape Investment Advisory, Inc.	DECREASED	2,833	3,059	-226	-7%	$58.4K	$52.3K	-$6.1K	2026-10-13
CoreCap Advisors, LLC	UNCHANGED	902	902	0	0%	$17.2K	$16.6K	-$568	2026-10-08
Pinnacle Bancorp, Inc.	DECREASED	38	41	-3	-7%	$782	$701	-$81	2026-10-21
AJ Advisors, LLC	CLOSED	0	77,941	-77,941	-100%	$1.5M	$0	-$1.5M	2026-10-29
International Assets Investment Management, LLC	CLOSED	0	2,085	-2,085	-100%	$39.4K	$0	-$39.4K	2026-11-02
First Community Trust NA	CLOSED	0	1,337	-1,337	-100%	$25.5K	$0	-$25.5K	2026-10-07
AdvisorNet Financial, Inc	CLOSED	0	515	-515	-100%	$9.8K	$0	-$9.8K	2026-10-15
Principal Securities, Inc.	N/A	—	4,807,872	-4,807,872	-100%	$91.7M	—	—	—
Envestnet Asset Management Inc	N/A	—	4,334,582	-4,334,582	-100%	$82.7M	—	—	—
Ameriprise Financial Inc	N/A	—	2,086,927	-2,086,927	-100%	$39.8M	—	—	—
Wells Fargo & Company	N/A	—	1,920,432	-1,920,432	-100%	$36.6M	—	—	—
Ameritas Investment Partners, Inc.	N/A	—	950,578	-950,578	-100%	$18.1M	—	—	—
Raymond James Financial Inc	N/A	—	866,006	-866,006	-100%	$16.5M	—	—	—
Balanced Wealth Group LLC	N/A	—	860,404	-860,404	-100%	$16.4M	—	—	—
Stifel Financial Corp	N/A	—	518,546	-518,546	-100%	$9.9M	—	—	—
Royal Bank of Canada	N/A	—	367,334	-367,334	-100%	$7.0M	—	—	—
Integrated Wealth Concepts LLC	N/A	—	353,081	-353,081	-100%	$6.7M	—	—	—
BlueStem Wealth Partners, LLC	N/A	—	330,214	-330,214	-100%	$6.3M	—	—	—
JPMorgan Chase & Co	N/A	—	303,525	-303,525	-100%	$5.8M	—	—	—
Osaic Holdings, Inc.	N/A	—	260,642	-260,642	-100%	$5.0M	—	—	—
Nicolet Bankshares Inc	N/A	—	143,202	-143,202	-100%	$2.7M	—	—	—
CreativeOne Wealth, LLC	N/A	—	112,605	-112,605	-100%	$2.1M	—	—	—
Ameritas Advisory Services, LLC	N/A	—	104,007	-104,007	-100%	$2.0M	—	—	—
Steward Partners Investment Advisory, LLC	N/A	—	79,159	-79,159	-100%	$1.5M	—	—	—
NewEdge Advisors, LLC	N/A	—	78,071	-78,071	-100%	$1.5M	—	—	—
Private Advisor Group, LLC	N/A	—	70,647	-70,647	-100%	$1.3M	—	—	—
Smartleaf Asset Management LLC	N/A	—	48,882	-48,882	-100%	$933.2K	—	—	—
Greenline Wealth Management LLC	N/A	—	38,439	-38,439	-100%	$733.4K	—	—	—
Gallagher Fiduciary Advisors, LLC	N/A	—	34,453	-34,453	-100%	$657.4K	—	—	—
PFG Investments, LLC	N/A	—	25,872	-25,872	-100%	$493.6K	—	—	—
Western Wealth Management, LLC	N/A	—	25,386	-25,386	-100%	$484.4K	—	—	—
Cerity Partners LLC	N/A	—	19,279	-19,279	-100%	$367.8K	—	—	—
Citadel Advisors LLC	N/A	—	18,153	-18,153	-100%	$346.4K	—	—	—
Arete Wealth Advisors, LLC	N/A	—	17,915	-17,915	-100%	$341.8K	—	—	—
Stonebridge Financial Group, LLC / MO	N/A	—	17,742	-17,742	-100%	$338.5K	—	—	—
Janney Montgomery Scott LLC	N/A	—	14,823	-14,823	-100%	$283.0K	—	—	—
Belpointe Asset Management LLC	N/A	—	12,928	-12,928	-100%	$246.7K	—	—	—
Advisory Services Network, LLC	N/A	—	11,005	-11,005	-100%	$210.0K	—	—	—
MML Investors Services, LLC	N/A	—	10,768	-10,768	-100%	$205.5K	—	—	—
Allied Private Wealth LLC	N/A	—	10,159	-10,159	-100%	$192.2K	—	—	—
EP Wealth Advisors, LLC	N/A	—	6,195	-6,195	-100%	$118.2K	—	—	—
Global Retirement Partners, LLC	N/A	—	4,308	-4,308	-100%	$82.2K	—	—	—
Harbour Investments, Inc.	N/A	—	79	-79	-100%	$1.5K	—	—	—
FMR LLC	N/A	—	14	-14	-100%	$27	—	—	—
BNP Paribas Financial Markets	N/A	—	10	-10	-100%	$191	—	—	—

Showing 71 of 71 institutions