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Principal Value ETF (PY)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Principal Financial Group Inc
INCREASED
Shares2,040,167 from 2,017,072
Change+23,095 (+1%)
Value$113.9M (+$5.2M)
Filed 2026-11-02
Wealth Enhancement Advisory Services, LLC
INCREASED
Shares85,822 from 84,270
Change+1,552 (+2%)
Value$4.9M (+$226.0K)
Filed 2026-10-13
LPL Financial LLC
DECREASED
Shares30,276 from 30,870
Change-594 (-2%)
Value$1.7M (+$26.1K)
Filed 2026-11-06
Capital Investment Advisory Services, LLC
INCREASED
Shares20,318 from 19,141
Change+1,177 (+6%)
Value$1.1M (+$109.0K)
Filed 2026-10-30
Kestra Advisory Services, LLC
INCREASED
Shares10,355 from 10,265
Change+90 (+1%)
Value$578.0K (+$24.7K)
Filed 2026-11-02
Integrity Wealth Partners, LLC
NEW
Shares5,295
Change+5,295
Value$295.6K
Filed 2026-10-14
Cambridge Investment Research Advisors, Inc.
DECREASED
Shares4,142 from 17,424
Change-13,282 (-76%)
Value$231 (-$938.8K)
Filed 2026-11-02
Cape Investment Advisory, Inc.
UNCHANGED
Shares664 from 664
Change0 (0%)
Value$37.1K (+$1.3K)
Filed 2026-10-13
Farther Finance Advisors, LLC
NEW
Shares30
Change+30
Value$1.7K
Filed 2026-10-08
Citigroup Inc
CLOSED
Shares0 from 66
Change-66 (-100%)
Value$0 (-$3.6K)
Filed 2026-11-04
Principal Securities, Inc.
N/A
Shares— from 1,617,997
Change-1,617,997 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 1,470,675
Change-1,470,675 (-100%)
Value—
Smartleaf Asset Management LLC
N/A
Shares— from 17,237
Change-17,237 (-100%)
Value—
GTS Securities LLC
N/A
Shares— from 13,890
Change-13,890 (-100%)
Value—
Two Sigma Investments, LP
N/A
Shares— from 9,700
Change-9,700 (-100%)
Value—
AQR Capital Management LLC
N/A
Shares— from 4,975
Change-4,975 (-100%)
Value—
Susquehanna International Group, LLP
N/A
Shares— from 4,773
Change-4,773 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 4,739
Change-4,739 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 1,368
Change-1,368 (-100%)
Value—
Northwestern Mutual Wealth Management Co
N/A
Shares— from 187
Change-187 (-100%)
Value—
FMR LLC
N/A
Shares— from 58
Change-58 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 3
Change-3 (-100%)
Value—
Status
Principal Financial Group Inc
INCREASED2,040,1672,017,072+23,095+1%$108.7M$113.9M+$5.2M2026-11-02
Wealth Enhancement Advisory Services, LLC
INCREASED85,82284,270+1,552+2%$4.6M$4.9M+$226.0K2026-10-13
LPL Financial LLC
DECREASED30,27630,870-594-2%$1.7M$1.7M+$26.1K2026-11-06
Capital Investment Advisory Services, LLC
INCREASED20,31819,141+1,177+6%$1.0M$1.1M+$109.0K2026-10-30
Kestra Advisory Services, LLC
INCREASED10,35510,265+90+1%$553.3K$578.0K+$24.7K2026-11-02
Integrity Wealth Partners, LLC
NEW5,295—+5,295——$295.6K—2026-10-14
Cambridge Investment Research Advisors, Inc.
DECREASED4,14217,424-13,282-76%$939.0K$231-$938.8K2026-11-02
Cape Investment Advisory, Inc.
UNCHANGED66466400%$35.8K$37.1K+$1.3K2026-10-13
Farther Finance Advisors, LLC
NEW30—+30——$1.7K—2026-10-08
Citigroup Inc
CLOSED066-66-100%$3.6K$0-$3.6K2026-11-04
Principal Securities, Inc.
N/A—1,617,997-1,617,997-100%$87.2M———
Envestnet Asset Management Inc
N/A—1,470,675-1,470,675-100%$79.3M———
Smartleaf Asset Management LLC
N/A—17,237-17,237-100%$930.0K———
GTS Securities LLC
N/A—13,890-13,890-100%$748.7K———
Two Sigma Investments, LP
N/A—9,700-9,700-100%$522.8K———
AQR Capital Management LLC
N/A—4,975-4,975-100%$268.2K———
Susquehanna International Group, LLP
N/A—4,773-4,773-100%$257.3K———
Cetera Investment Advisers
N/A—4,739-4,739-100%$255.4K———
Morgan Stanley
N/A—1,368-1,368-100%$73.7K———
Northwestern Mutual Wealth Management Co
N/A—187-187-100%$10.1K———
FMR LLC
N/A—58-58-100%$3.1K———
Osaic Holdings, Inc.
N/A—3-3-100%$161———
Showing 22 of 22 institutions