IR
Superintel
OverviewMarketsWatchlist
© 2026 IR SuperintelMethodologyContact

Principal Exchange Traded FD

Q3 2023 vs Q4 2023

Comparing institutional holders between quarters

Quarters

Q4 2023Q3 2023Q2 2023Q1 2023Q4 2022
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
IFP Advisors, Inc
INCREASED
Shares348 from 346
Change+2 (+1%)
Value$13.7K (-$12)
Filed 2024-01-09
Envestnet Asset Management Inc
CLOSED
Shares0 from 460,167
Change-460,167 (-100%)
Value$0 (-$18.3M)
Filed 2024-02-13
Commonwealth Equity Services, LLC
CLOSED
Shares0 from 16,561
Change-16,561 (-100%)
Value$0 (-$657)
Filed 2024-02-06
Jane Street Group, LLC
CLOSED
Shares0 from 9,074
Change-9,074 (-100%)
Value$0 (-$360.1K)
Filed 2024-02-15
Cambridge Investment Research Advisors, Inc.
CLOSED
Shares0 from 6,341
Change-6,341 (-100%)
Value$0 (-$252)
Filed 2024-02-09
LPL Financial LLC
CLOSED
Shares0 from 5,483
Change-5,483 (-100%)
Value$0 (-$217.6K)
Filed 2024-02-14
Osaic Holdings, Inc.
CLOSED
Shares0 from 1,735
Change-1,735 (-100%)
Value$0 (-$69.0K)
Filed 2024-02-12
Capital Investment Advisory Services, LLC
CLOSED
Shares0 from 973
Change-973 (-100%)
Value$0 (-$38.6K)
Filed 2024-02-01
Global Retirement Partners, LLC
CLOSED
Shares0 from 725
Change-725 (-100%)
Value$0 (-$28.0K)
Filed 2024-01-18
Coppell Advisory Solutions LLC
CLOSED
Shares0 from 543
Change-543 (-100%)
Value$0 (-$20.9K)
Filed 2024-02-14
Morgan Stanley
CLOSED
Shares0 from 325
Change-325 (-100%)
Value$0 (-$12.9K)
Filed 2024-08-16
PSI Advisors, LLC
CLOSED
Shares0 from 253
Change-253 (-100%)
Value$0 (-$10.1K)
Filed 2024-02-01
IAG Wealth Partners, LLC
CLOSED
Shares0 from 193
Change-193 (-100%)
Value$0 (-$7.7K)
Filed 2024-02-02
Royal Bank of Canada
CLOSED
Shares0 from 174
Change-174 (-100%)
Value$0 (-$7.0K)
Filed 2024-02-14
UBS Group AG
CLOSED
Shares0 from 154
Change-154 (-100%)
Value$0 (-$6.1K)
Filed 2024-02-09
Benjamin F. Edwards & Company, Inc.
CLOSED
Shares0 from 100
Change-100 (-100%)
Value$0 (-$4)
Filed 2024-02-06
Wells Fargo & Company
CLOSED
Shares0 from 0
Change0
Value$0 (-$13)
Filed 2024-02-09
Proequities, Inc.
CLOSED
Shares0 from 0
Change0
Value$0 ($0)
Filed 2024-02-07
Status
IFP Advisors, Inc
INCREASED348346+2+1%$13.7K$13.7K-$122024-01-09
Envestnet Asset Management Inc
CLOSED0460,167-460,167-100%$18.3M$0-$18.3M2024-02-13
Commonwealth Equity Services, LLC
CLOSED016,561-16,561-100%$657$0-$6572024-02-06
Jane Street Group, LLC
CLOSED09,074-9,074-100%$360.1K$0-$360.1K2024-02-15
Cambridge Investment Research Advisors, Inc.
CLOSED06,341-6,341-100%$252$0-$2522024-02-09
LPL Financial LLC
CLOSED05,483-5,483-100%$217.6K$0-$217.6K2024-02-14
Osaic Holdings, Inc.
CLOSED01,735-1,735-100%$69.0K$0-$69.0K2024-02-12
Capital Investment Advisory Services, LLC
CLOSED0973-973-100%$38.6K$0-$38.6K2024-02-01
Global Retirement Partners, LLC
CLOSED0725-725-100%$28.0K$0-$28.0K2024-01-18
Coppell Advisory Solutions LLC
CLOSED0543-543-100%$20.9K$0-$20.9K2024-02-14
Morgan Stanley
CLOSED0325-325-100%$12.9K$0-$12.9K2024-08-16
PSI Advisors, LLC
CLOSED0253-253-100%$10.1K$0-$10.1K2024-02-01
IAG Wealth Partners, LLC
CLOSED0193-193-100%$7.7K$0-$7.7K2024-02-02
Royal Bank of Canada
CLOSED0174-174-100%$7.0K$0-$7.0K2024-02-14
UBS Group AG
CLOSED0154-154-100%$6.1K$0-$6.1K2024-02-09
Benjamin F. Edwards & Company, Inc.
CLOSED0100-100-100%$4$0-$42024-02-06
Wells Fargo & Company
CLOSED000—$13$0-$132024-02-09
Proequities, Inc.
CLOSED000—$0$0$02024-02-07
Showing 18 of 18 institutions