Principal US Small-Cap ETF (PSC)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Principal Financial Group Inc

INCREASED

Shares18,453,161 from 12,910,411

Change+5,542,750 (+43%)

Value$1.2B (+$324.5M)

Filed 2026-11-02

Wealth Enhancement Advisory Services, LLC

INCREASED

Shares529,381 from 483,654

Change+45,727 (+9%)

Value$35.6M (+$2.5M)

Filed 2026-10-13

Truist Financial Corp

DECREASED

Shares258,330 from 259,009

Change-679 (0%)

Value$17.2M (-$924.5K)

Filed 2026-10-30

Veracity Capital LLC

INCREASED

Shares246,523 from 243,029

Change+3,494 (+1%)

Value$16.5M (-$591.8K)

Filed 2026-10-08

Hudson Capital Management LLC

DECREASED

Shares191,206 from 193,743

Change-2,537 (-1%)

Value$12.8M (-$827.0K)

Filed 2026-10-20

Commonwealth Equity Services, LLC

INCREASED

Shares187,789 from 178,518

Change+9,271 (+5%)

Value$12.5M (+$12.7K)

Filed 2026-11-02

Legacy CG, LLC

INCREASED

Shares181,266 from 59,520

Change+121,746 (+205%)

Value$12.1M (+$7.9M)

Filed 2026-10-30

First Heartland Consultants, Inc.

INCREASED

Shares156,599 from 150,760

Change+5,839 (+4%)

Value$10.4M (-$122.1K)

Filed 2026-10-08

RFG - Bristol Wealth Advisors, LLC

INCREASED

Shares147,921 from 142,694

Change+5,227 (+4%)

Value$9.9M (-$135.6K)

Filed 2026-10-09

Sagespring Wealth Partners, LLC

INCREASED

Shares100,269 from 97,136

Change+3,133 (+3%)

Value$6.7M (-$120.7K)

Filed 2026-10-22

Henderson Brothers Financial Partners, LLC

DECREASED

Shares84,159 from 86,361

Change-2,202 (-3%)

Value$5.6M (-$440.0K)

Filed 2026-11-03

Flynn Zito Capital Management, LLC

INCREASED

Shares77,062 from 75,022

Change+2,040 (+3%)

Value$5.1M (-$118.5K)

Filed 2026-11-04

Kestra Advisory Services, LLC

DECREASED

Shares69,103 from 71,456

Change-2,353 (-3%)

Value$4.6M (-$399.5K)

Filed 2026-11-02

Defined Wealth Management, LLC

INCREASED

Shares48,077 from 48,043

Change+34 (+0%)

Value$3.2M (-$160.8K)

Filed 2026-10-19

Turning Point Benefit Group, Inc.

INCREASED

Shares47,169 from 44,046

Change+3,123 (+7%)

Value$3.2M (+$77.7K)

Filed 2026-10-28

Walleye Partners, LLC

INCREASED

Shares46,328 from 42,336

Change+3,992 (+9%)

Value$3.1M (+$122.6K)

Filed 2026-10-13

Northwest Wealth Advisors, LLC

INCREASED

Shares42,113 from 38,530

Change+3,583 (+9%)

Value$2.8M (+$108.3K)

Filed 2026-11-02

Creative Financial Designs Inc

INCREASED

Shares39,838 from 38,052

Change+1,786 (+5%)

Value$2.7M (-$10.0K)

Filed 2026-11-04

Capital Investment Advisory Services, LLC

INCREASED

Shares32,559 from 28,724

Change+3,835 (+13%)

Value$2.2M (+$164.0K)

Filed 2026-10-30

Cambridge Investment Research Advisors, Inc.

INCREASED

Shares27,656 from 23,717

Change+3,939 (+17%)

Value$1.8K (-$1.7M)

Filed 2026-11-02

Venture Visionary Partners LLC

DECREASED

Shares23,153 from 23,575

Change-422 (-2%)

Value$1.5M (-$108.2K)

Filed 2026-10-07

Ascentis Wealth Management, LLC

NEW

Shares22,012

Change+22,012

Value$1.5M

Filed 2026-11-03

Sigma Planning Corp

DECREASED

Shares21,124 from 21,508

Change-384 (-2%)

Value$1.4M (-$101.9K)

Filed 2026-10-23

Greenwood Capital Associates LLC

NEW

Shares20,664

Change+20,664

Value$1.4M

Filed 2026-10-27

Cornerstone Wealth Management, LLC

INCREASED

Shares16,858 from 16,856

Change+2 (+0%)

Value$1.1M (-$57.1K)

Filed 2026-11-04

SeaCrest Wealth Management, LLC

INCREASED

Shares9,157 from 8,087

Change+1,070 (+13%)

Value$611.1K (+$43.9K)

Filed 2026-10-21

Gilliland Jeter Wealth Management LLC

DECREASED

Shares8,795 from 8,831

Change-36 (0%)

Value$586.9K (-$32.4K)

Filed 2026-10-28

SFG Wealth Management, Llc.

INCREASED

Shares8,545 from 7,893

Change+652 (+8%)

Value$570.2K (+$16.7K)

Filed 2026-10-23

Greenwood Gearhart LLC

INCREASED

Shares8,427 from 7,281

Change+1,146 (+16%)

Value$562.3K (+$51.8K)

Filed 2026-11-02

Redwood Financial Network Corp

INCREASED

Shares7,291 from 6,878

Change+413 (+6%)

Value$486.5K (+$4.2K)

Filed 2026-11-03

Private Trust Co NA

UNCHANGED

Shares6,051 from 6,051

Change0 (0%)

Value$403.8K (-$20.5K)

Filed 2026-10-20

Carlton Hofferkamp & Jenks Wealth Management, LLC

INCREASED

Shares5,841 from 4,549

Change+1,292 (+28%)

Value$395.4K (+$86.5K)

Filed 2026-10-21

Keybank National Association

NEW

Shares4,903

Change+4,903

Value$327.2K

Filed 2026-11-04

Farther Finance Advisors, LLC

DECREASED

Shares4,711 from 7,938

Change-3,227 (-41%)

Value$314.3K (-$242.3K)

Filed 2026-10-08

Kingswood Wealth Advisors, LLC

INCREASED

Shares3,926 from 3,913

Change+13 (+0%)

Value$262.0K (-$12.4K)

Filed 2026-10-23

Marathon Capital Management

INCREASED

Shares3,276 from 3,219

Change+57 (+2%)

Value$218.6K (-$7.1K)

Filed 2026-10-23

Avaii Wealth Management, LLC

DECREASED

Shares3,097 from 3,105

Change-8 (0%)

Value$209.1K (-$8.6K)

Filed 2026-10-09

Cape Investment Advisory, Inc.

UNCHANGED

Shares612 from 612

Change0 (0%)

Value$40.8K (-$2.1K)

Filed 2026-10-13

Assetmark, Inc

INCREASED

Shares472 from 254

Change+218 (+86%)

Value$31.5K (+$13.7K)

Filed 2026-10-21

CoreCap Advisors, LLC

DECREASED

Shares249 from 302

Change-53 (-18%)

Value$16.6K (-$4.6K)

Filed 2026-10-08

Ascentis Independent Advisors

NEW

Shares231

Change+231

Value$15.4K

Filed 2026-11-03

Trust Co of Vermont

NEW

Shares159

Change+159

Value$10.6K

Filed 2026-10-21

Pinnacle Bancorp, Inc.

DECREASED

Shares72 from 73

Change-1 (-1%)

Value$4.8K (-$314)

Filed 2026-10-21

EverSource Wealth Advisors, LLC

UNCHANGED

Shares47 from 47

Change0 (0%)

Value$3.1K (-$160)

Filed 2026-11-04

Silver Grove Financial Group, Inc.

UNCHANGED

Shares42 from 42

Change0 (0%)

Value$2.8K (-$142)

Filed 2026-11-05

Investment Research & Advisory Group, Inc.

INCREASED

Shares4 from 3

Change+1 (+33%)

Value$268 (+$57)

Filed 2026-10-19

Blue Trust, Inc.

NEW

Shares1

Change+1

Value$83

Filed 2026-10-15

Sheets Smith Wealth Management

CLOSED

Shares0 from 12,601

Change-12,601 (-100%)

Value$0 (-$883.6K)

Filed 2026-10-16

Citigroup Inc

CLOSED

Shares0 from 188

Change-188 (-100%)

Value$0 (-$13.2K)

Filed 2026-11-04

Envestnet Asset Management Inc

N/A

Shares— from 2,636,708

Change-2,636,708 (-100%)

Value—

Principal Securities, Inc.

N/A

Shares— from 2,457,408

Change-2,457,408 (-100%)

Value—

Ameriprise Financial Inc

N/A

Shares— from 2,376,463

Change-2,376,463 (-100%)

Value—

Raymond James Financial Inc

N/A

Shares— from 1,911,612

Change-1,911,612 (-100%)

Value—

Morgan Stanley

N/A

Shares— from 1,846,817

Change-1,846,817 (-100%)

Value—

Wells Fargo & Company

N/A

Shares— from 1,384,462

Change-1,384,462 (-100%)

Value—

LPL Financial LLC

N/A

Shares— from 1,202,550

Change-1,202,550 (-100%)

Value—

Royal Bank of Canada

N/A

Shares— from 354,175

Change-354,175 (-100%)

Value—

CIBC Bancorp USA Inc.

N/A

Shares— from 296,591

Change-296,591 (-100%)

Value—

Bank of New York Mellon Corp

N/A

Shares— from 275,591

Change-275,591 (-100%)

Value—

Northwestern Mutual Wealth Management Co

N/A

Shares— from 235,305

Change-235,305 (-100%)

Value—

Stifel Financial Corp

N/A

Shares— from 182,101

Change-182,101 (-100%)

Value—

PSI Advisors, LLC

N/A

Shares— from 152,856

Change-152,856 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 147,039

Change-147,039 (-100%)

Value—

&partners

N/A

Shares— from 134,933

Change-134,933 (-100%)

Value—

Rockefeller Capital Management L.P.

N/A

Shares— from 130,331

Change-130,331 (-100%)

Value—

JPMorgan Chase & Co

N/A

Shares— from 97,789

Change-97,789 (-100%)

Value—

Wealth Advisors of Tampa Bay, LLC

N/A

Shares— from 73,598

Change-73,598 (-100%)

Value—

Advisory Services Network, LLC

N/A

Shares— from 67,791

Change-67,791 (-100%)

Value—

Greenwich Wealth Management LLC

N/A

Shares— from 66,133

Change-66,133 (-100%)

Value—

Bank of America Corp

N/A

Shares— from 65,847

Change-65,847 (-100%)

Value—

Arete Wealth Advisors, LLC

N/A

Shares— from 62,934

Change-62,934 (-100%)

Value—

360 Financial, Inc.

N/A

Shares— from 51,185

Change-51,185 (-100%)

Value—

Global Retirement Partners, LLC

N/A

Shares— from 50,281

Change-50,281 (-100%)

Value—

NewEdge Advisors, LLC

N/A

Shares— from 47,623

Change-47,623 (-100%)

Value—

Private Advisor Group, LLC

N/A

Shares— from 46,041

Change-46,041 (-100%)

Value—

Flow Traders U.S. LLC

N/A

Shares— from 39,538

Change-39,538 (-100%)

Value—

Citadel Advisors LLC

N/A

Shares— from 36,690

Change-36,690 (-100%)

Value—

Integrity Financial Corp

N/A

Shares— from 36,031

Change-36,031 (-100%)

Value—

WealthCare Investment Partners, LLC

N/A

Shares— from 33,237

Change-33,237 (-100%)

Value—

MML Investors Services, LLC

N/A

Shares— from 27,178

Change-27,178 (-100%)

Value—

Round Rock Advisors LLC

N/A

Shares— from 26,946

Change-26,946 (-100%)

Value—

Spartan Wealth Advisory Services LLC

N/A

Shares— from 22,900

Change-22,900 (-100%)

Value—

Steward Partners Investment Advisory, LLC

N/A

Shares— from 21,098

Change-21,098 (-100%)

Value—

Smartleaf Asset Management LLC

N/A

Shares— from 20,632

Change-20,632 (-100%)

Value—

Janney Montgomery Scott LLC

N/A

Shares— from 20,072

Change-20,072 (-100%)

Value—

Brookwood Investment Group LLC

N/A

Shares— from 20,034

Change-20,034 (-100%)

Value—

Ameritas Investment Partners, Inc.

N/A

Shares— from 19,797

Change-19,797 (-100%)

Value—

LaSalle St. Investment Advisors, LLC

N/A

Shares— from 14,346

Change-14,346 (-100%)

Value—

Jane Street Group, LLC

N/A

Shares— from 14,005

Change-14,005 (-100%)

Value—

Cozad Asset Management Inc

N/A

Shares— from 11,757

Change-11,757 (-100%)

Value—

Stonebridge Financial Group, LLC / MO

N/A

Shares— from 8,715

Change-8,715 (-100%)

Value—

truNorth Financial Services, Inc.

N/A

Shares— from 7,933

Change-7,933 (-100%)

Value—

Ameritas Advisory Services, LLC

N/A

Shares— from 7,454

Change-7,454 (-100%)

Value—

GTS Securities LLC

N/A

Shares— from 6,791

Change-6,791 (-100%)

Value—

D. E. Shaw & Co., Inc.

N/A

Shares— from 6,698

Change-6,698 (-100%)

Value—

Great Valley Advisor Group, Inc.

N/A

Shares— from 5,412

Change-5,412 (-100%)

Value—

XTX Topco Ltd

N/A

Shares— from 5,397

Change-5,397 (-100%)

Value—

Welch Financial Planning, LLC

N/A

Shares— from 4,614

Change-4,614 (-100%)

Value—

Perennial Investment Advisors, LLC

N/A

Shares— from 4,189

Change-4,189 (-100%)

Value—

Fifth Third Bancorp

N/A

Shares— from 3,124

Change-3,124 (-100%)

Value—

FreeGulliver LLC

N/A

Shares— from 3,121

Change-3,121 (-100%)

Value—

Allworth Financial LP

N/A

Shares— from 2,465

Change-2,465 (-100%)

Value—

PNC Financial Services Group, Inc.

N/A

Shares— from 1,880

Change-1,880 (-100%)

Value—

Capital Analysts, LLC

N/A

Shares— from 1,462

Change-1,462 (-100%)

Value—

US Bancorp \de\

N/A

Shares— from 787

Change-787 (-100%)

Value—

Harbour Investments, Inc.

N/A

Shares— from 612

Change-612 (-100%)

Value—

Fourth Dimension Wealth, LLC

N/A

Shares— from 484

Change-484 (-100%)

Value—

FMR LLC

N/A

Shares— from 328

Change-328 (-100%)

Value—

Jones Financial Companies Lllp

N/A

Shares— from 313

Change-313 (-100%)

Value—

Larson Financial Group LLC

N/A

Shares— from 100

Change-100 (-100%)

Value—

UBS Group AG

N/A

Shares— from 81

Change-81 (-100%)

Value—

	Status
Principal Financial Group Inc	INCREASED	18,453,161	12,910,411	+5,542,750	+43%	$904.7M	$1.2B	+$324.5M	2026-11-02
Wealth Enhancement Advisory Services, LLC	INCREASED	529,381	483,654	+45,727	+9%	$33.1M	$35.6M	+$2.5M	2026-10-13
Truist Financial Corp	DECREASED	258,330	259,009	-679	0%	$18.2M	$17.2M	-$924.5K	2026-10-30
Veracity Capital LLC	INCREASED	246,523	243,029	+3,494	+1%	$17.0M	$16.5M	-$591.8K	2026-10-08
Hudson Capital Management LLC	DECREASED	191,206	193,743	-2,537	-1%	$13.6M	$12.8M	-$827.0K	2026-10-20
Commonwealth Equity Services, LLC	INCREASED	187,789	178,518	+9,271	+5%	$12.5M	$12.5M	+$12.7K	2026-11-02
Legacy CG, LLC	INCREASED	181,266	59,520	+121,746	+205%	$4.2M	$12.1M	+$7.9M	2026-10-30
First Heartland Consultants, Inc.	INCREASED	156,599	150,760	+5,839	+4%	$10.6M	$10.4M	-$122.1K	2026-10-08
RFG - Bristol Wealth Advisors, LLC	INCREASED	147,921	142,694	+5,227	+4%	$10.0M	$9.9M	-$135.6K	2026-10-09
Sagespring Wealth Partners, LLC	INCREASED	100,269	97,136	+3,133	+3%	$6.8M	$6.7M	-$120.7K	2026-10-22
Henderson Brothers Financial Partners, LLC	DECREASED	84,159	86,361	-2,202	-3%	$6.1M	$5.6M	-$440.0K	2026-11-03
Flynn Zito Capital Management, LLC	INCREASED	77,062	75,022	+2,040	+3%	$5.3M	$5.1M	-$118.5K	2026-11-04
Kestra Advisory Services, LLC	DECREASED	69,103	71,456	-2,353	-3%	$5.0M	$4.6M	-$399.5K	2026-11-02
Defined Wealth Management, LLC	INCREASED	48,077	48,043	+34	+0%	$3.4M	$3.2M	-$160.8K	2026-10-19
Turning Point Benefit Group, Inc.	INCREASED	47,169	44,046	+3,123	+7%	$3.1M	$3.2M	+$77.7K	2026-10-28
Walleye Partners, LLC	INCREASED	46,328	42,336	+3,992	+9%	$3.0M	$3.1M	+$122.6K	2026-10-13
Northwest Wealth Advisors, LLC	INCREASED	42,113	38,530	+3,583	+9%	$2.7M	$2.8M	+$108.3K	2026-11-02
Creative Financial Designs Inc	INCREASED	39,838	38,052	+1,786	+5%	$2.7M	$2.7M	-$10.0K	2026-11-04
Capital Investment Advisory Services, LLC	INCREASED	32,559	28,724	+3,835	+13%	$2.0M	$2.2M	+$164.0K	2026-10-30
Cambridge Investment Research Advisors, Inc.	INCREASED	27,656	23,717	+3,939	+17%	$1.7M	$1.8K	-$1.7M	2026-11-02
Venture Visionary Partners LLC	DECREASED	23,153	23,575	-422	-2%	$1.7M	$1.5M	-$108.2K	2026-10-07
Ascentis Wealth Management, LLC	NEW	22,012	—	+22,012	—	—	$1.5M	—	2026-11-03
Sigma Planning Corp	DECREASED	21,124	21,508	-384	-2%	$1.5M	$1.4M	-$101.9K	2026-10-23
Greenwood Capital Associates LLC	NEW	20,664	—	+20,664	—	—	$1.4M	—	2026-10-27
Cornerstone Wealth Management, LLC	INCREASED	16,858	16,856	+2	+0%	$1.2M	$1.1M	-$57.1K	2026-11-04
SeaCrest Wealth Management, LLC	INCREASED	9,157	8,087	+1,070	+13%	$567.1K	$611.1K	+$43.9K	2026-10-21
Gilliland Jeter Wealth Management LLC	DECREASED	8,795	8,831	-36	0%	$619.2K	$586.9K	-$32.4K	2026-10-28
SFG Wealth Management, Llc.	INCREASED	8,545	7,893	+652	+8%	$553.5K	$570.2K	+$16.7K	2026-10-23
Greenwood Gearhart LLC	INCREASED	8,427	7,281	+1,146	+16%	$510.6K	$562.3K	+$51.8K	2026-11-02
Redwood Financial Network Corp	INCREASED	7,291	6,878	+413	+6%	$482.3K	$486.5K	+$4.2K	2026-11-03
Private Trust Co NA	UNCHANGED	6,051	6,051	0	0%	$424.3K	$403.8K	-$20.5K	2026-10-20
Carlton Hofferkamp & Jenks Wealth Management, LLC	INCREASED	5,841	4,549	+1,292	+28%	$308.9K	$395.4K	+$86.5K	2026-10-21
Keybank National Association	NEW	4,903	—	+4,903	—	—	$327.2K	—	2026-11-04
Farther Finance Advisors, LLC	DECREASED	4,711	7,938	-3,227	-41%	$556.6K	$314.3K	-$242.3K	2026-10-08
Kingswood Wealth Advisors, LLC	INCREASED	3,926	3,913	+13	+0%	$274.4K	$262.0K	-$12.4K	2026-10-23
Marathon Capital Management	INCREASED	3,276	3,219	+57	+2%	$225.7K	$218.6K	-$7.1K	2026-10-23
Avaii Wealth Management, LLC	DECREASED	3,097	3,105	-8	0%	$217.7K	$209.1K	-$8.6K	2026-10-09
Cape Investment Advisory, Inc.	UNCHANGED	612	612	0	0%	$42.9K	$40.8K	-$2.1K	2026-10-13
Assetmark, Inc	INCREASED	472	254	+218	+86%	$17.8K	$31.5K	+$13.7K	2026-10-21
CoreCap Advisors, LLC	DECREASED	249	302	-53	-18%	$21.2K	$16.6K	-$4.6K	2026-10-08
Ascentis Independent Advisors	NEW	231	—	+231	—	—	$15.4K	—	2026-11-03
Trust Co of Vermont	NEW	159	—	+159	—	—	$10.6K	—	2026-10-21
Pinnacle Bancorp, Inc.	DECREASED	72	73	-1	-1%	$5.1K	$4.8K	-$314	2026-10-21
EverSource Wealth Advisors, LLC	UNCHANGED	47	47	0	0%	$3.3K	$3.1K	-$160	2026-11-04
Silver Grove Financial Group, Inc.	UNCHANGED	42	42	0	0%	$2.9K	$2.8K	-$142	2026-11-05
Investment Research & Advisory Group, Inc.	INCREASED	4	3	+1	+33%	$211	$268	+$57	2026-10-19
Blue Trust, Inc.	NEW	1	—	+1	—	—	$83	—	2026-10-15
Sheets Smith Wealth Management	CLOSED	0	12,601	-12,601	-100%	$883.6K	$0	-$883.6K	2026-10-16
Citigroup Inc	CLOSED	0	188	-188	-100%	$13.2K	$0	-$13.2K	2026-11-04
Envestnet Asset Management Inc	N/A	—	2,636,708	-2,636,708	-100%	$184.9M	—	—	—
Principal Securities, Inc.	N/A	—	2,457,408	-2,457,408	-100%	$172.3M	—	—	—
Ameriprise Financial Inc	N/A	—	2,376,463	-2,376,463	-100%	$166.6M	—	—	—
Raymond James Financial Inc	N/A	—	1,911,612	-1,911,612	-100%	$134.1M	—	—	—
Morgan Stanley	N/A	—	1,846,817	-1,846,817	-100%	$129.5M	—	—	—
Wells Fargo & Company	N/A	—	1,384,462	-1,384,462	-100%	$97.1M	—	—	—
LPL Financial LLC	N/A	—	1,202,550	-1,202,550	-100%	$84.3M	—	—	—
Royal Bank of Canada	N/A	—	354,175	-354,175	-100%	$24.8M	—	—	—
CIBC Bancorp USA Inc.	N/A	—	296,591	-296,591	-100%	$20.7M	—	—	—
Bank of New York Mellon Corp	N/A	—	275,591	-275,591	-100%	$19.3M	—	—	—
Northwestern Mutual Wealth Management Co	N/A	—	235,305	-235,305	-100%	$16.5M	—	—	—
Stifel Financial Corp	N/A	—	182,101	-182,101	-100%	$12.8M	—	—	—
PSI Advisors, LLC	N/A	—	152,856	-152,856	-100%	$10.7M	—	—	—
Osaic Holdings, Inc.	N/A	—	147,039	-147,039	-100%	$10.3M	—	—	—
&partners	N/A	—	134,933	-134,933	-100%	$9.5M	—	—	—
Rockefeller Capital Management L.P.	N/A	—	130,331	-130,331	-100%	$9.1M	—	—	—
JPMorgan Chase & Co	N/A	—	97,789	-97,789	-100%	$6.8M	—	—	—
Wealth Advisors of Tampa Bay, LLC	N/A	—	73,598	-73,598	-100%	$5.2M	—	—	—
Advisory Services Network, LLC	N/A	—	67,791	-67,791	-100%	$4.8M	—	—	—
Greenwich Wealth Management LLC	N/A	—	66,133	-66,133	-100%	$4.6M	—	—	—
Bank of America Corp	N/A	—	65,847	-65,847	-100%	$4.6M	—	—	—
Arete Wealth Advisors, LLC	N/A	—	62,934	-62,934	-100%	$4.4M	—	—	—
360 Financial, Inc.	N/A	—	51,185	-51,185	-100%	$3.6M	—	—	—
Global Retirement Partners, LLC	N/A	—	50,281	-50,281	-100%	$3.5M	—	—	—
NewEdge Advisors, LLC	N/A	—	47,623	-47,623	-100%	$3.3M	—	—	—
Private Advisor Group, LLC	N/A	—	46,041	-46,041	-100%	$3.2M	—	—	—
Flow Traders U.S. LLC	N/A	—	39,538	-39,538	-100%	$2.8M	—	—	—
Citadel Advisors LLC	N/A	—	36,690	-36,690	-100%	$2.6M	—	—	—
Integrity Financial Corp	N/A	—	36,031	-36,031	-100%	$2.5M	—	—	—
WealthCare Investment Partners, LLC	N/A	—	33,237	-33,237	-100%	$2.3M	—	—	—
MML Investors Services, LLC	N/A	—	27,178	-27,178	-100%	$1.9M	—	—	—
Round Rock Advisors LLC	N/A	—	26,946	-26,946	-100%	$1.9M	—	—	—
Spartan Wealth Advisory Services LLC	N/A	—	22,900	-22,900	-100%	$1.6M	—	—	—
Steward Partners Investment Advisory, LLC	N/A	—	21,098	-21,098	-100%	$1.5M	—	—	—
Smartleaf Asset Management LLC	N/A	—	20,632	-20,632	-100%	$1.4M	—	—	—
Janney Montgomery Scott LLC	N/A	—	20,072	-20,072	-100%	$1.4M	—	—	—
Brookwood Investment Group LLC	N/A	—	20,034	-20,034	-100%	$1.4M	—	—	—
Ameritas Investment Partners, Inc.	N/A	—	19,797	-19,797	-100%	$1.4M	—	—	—
LaSalle St. Investment Advisors, LLC	N/A	—	14,346	-14,346	-100%	$1.0M	—	—	—
Jane Street Group, LLC	N/A	—	14,005	-14,005	-100%	$982.1K	—	—	—
Cozad Asset Management Inc	N/A	—	11,757	-11,757	-100%	$824.5K	—	—	—
Stonebridge Financial Group, LLC / MO	N/A	—	8,715	-8,715	-100%	$611.1K	—	—	—
truNorth Financial Services, Inc.	N/A	—	7,933	-7,933	-100%	$556.3K	—	—	—
Ameritas Advisory Services, LLC	N/A	—	7,454	-7,454	-100%	$522.7K	—	—	—
GTS Securities LLC	N/A	—	6,791	-6,791	-100%	$476.2K	—	—	—
D. E. Shaw & Co., Inc.	N/A	—	6,698	-6,698	-100%	$469.7K	—	—	—
Great Valley Advisor Group, Inc.	N/A	—	5,412	-5,412	-100%	$379.5K	—	—	—
XTX Topco Ltd	N/A	—	5,397	-5,397	-100%	$378.5K	—	—	—
Welch Financial Planning, LLC	N/A	—	4,614	-4,614	-100%	$323.6K	—	—	—
Perennial Investment Advisors, LLC	N/A	—	4,189	-4,189	-100%	$293.8K	—	—	—
Fifth Third Bancorp	N/A	—	3,124	-3,124	-100%	$219.0K	—	—	—
FreeGulliver LLC	N/A	—	3,121	-3,121	-100%	$218.9K	—	—	—
Allworth Financial LP	N/A	—	2,465	-2,465	-100%	$172.9K	—	—	—
PNC Financial Services Group, Inc.	N/A	—	1,880	-1,880	-100%	$131.8K	—	—	—
Capital Analysts, LLC	N/A	—	1,462	-1,462	-100%	$70.0K	—	—	—
US Bancorp \de\	N/A	—	787	-787	-100%	$55.2K	—	—	—
Harbour Investments, Inc.	N/A	—	612	-612	-100%	$42.9K	—	—	—
Fourth Dimension Wealth, LLC	N/A	—	484	-484	-100%	$33.9K	—	—	—
FMR LLC	N/A	—	328	-328	-100%	$23.1K	—	—	—
Jones Financial Companies Lllp	N/A	—	313	-313	-100%	$21.6K	—	—	—
Larson Financial Group LLC	N/A	—	100	-100	-100%	$7.0K	—	—	—
UBS Group AG	N/A	—	81	-81	-100%	$5.7K	—	—	—

Showing 111 of 111 institutions