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Principal Cptl Apprec S3 ETF (LCAP)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Principal Financial Group Inc
INCREASED
Shares48,735,412 from 48,561,966
Change+173,446 (+0%)
Value$1.6B (+$28.8M)
Filed 2026-11-02
Simplicity Wealth,LLC
DECREASED
Shares15,205 from 16,397
Change-1,192 (-7%)
Value$511.8K (-$31.6K)
Filed 2026-10-23
CoreCap Advisors, LLC
DECREASED
Shares1,559 from 1,733
Change-174 (-10%)
Value$52.5K (-$5.0K)
Filed 2026-10-08
Ascentis Independent Advisors
NEW
Shares310
Change+310
Value$10.4K
Filed 2026-11-03
Pinnacle Bancorp, Inc.
UNCHANGED
Shares220 from 220
Change0 (0%)
Value$7.4K (+$114)
Filed 2026-10-21
Farther Finance Advisors, LLC
NEW
Shares194
Change+194
Value$6.5K
Filed 2026-10-08
Citigroup Inc
CLOSED
Shares0 from 513
Change-513 (-100%)
Value$0 (-$17.0K)
Filed 2026-11-04
Principal Securities, Inc.
N/A
Shares— from 5,804,126
Change-5,804,126 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 5,746,819
Change-5,746,819 (-100%)
Value—
NewEdge Advisors, LLC
N/A
Shares— from 270,115
Change-270,115 (-100%)
Value—
Ameriprise Financial Inc
N/A
Shares— from 66,357
Change-66,357 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 37,799
Change-37,799 (-100%)
Value—
Goldman Sachs Group Inc
N/A
Shares— from 34,054
Change-34,054 (-100%)
Value—
LPL Financial LLC
N/A
Shares— from 26,866
Change-26,866 (-100%)
Value—
Jane Street Group, LLC
N/A
Shares— from 13,105
Change-13,105 (-100%)
Value—
JPMorgan Chase & Co
N/A
Shares— from 4,162
Change-4,162 (-100%)
Value—
Northwestern Mutual Wealth Management Co
N/A
Shares— from 50
Change-50 (-100%)
Value—
Status
Principal Financial Group Inc
INCREASED48,735,41248,561,966+173,446+0%$1.6B$1.6B+$28.8M2026-11-02
Simplicity Wealth,LLC
DECREASED15,20516,397-1,192-7%$543.4K$511.8K-$31.6K2026-10-23
CoreCap Advisors, LLC
DECREASED1,5591,733-174-10%$57.4K$52.5K-$5.0K2026-10-08
Ascentis Independent Advisors
NEW310—+310——$10.4K—2026-11-03
Pinnacle Bancorp, Inc.
UNCHANGED22022000%$7.3K$7.4K+$1142026-10-21
Farther Finance Advisors, LLC
NEW194—+194——$6.5K—2026-10-08
Citigroup Inc
CLOSED0513-513-100%$17.0K$0-$17.0K2026-11-04
Principal Securities, Inc.
N/A—5,804,126-5,804,126-100%$192.3M———
Envestnet Asset Management Inc
N/A—5,746,819-5,746,819-100%$190.4M———
NewEdge Advisors, LLC
N/A—270,115-270,115-100%$9.0M———
Ameriprise Financial Inc
N/A—66,357-66,357-100%$2.2M———
Morgan Stanley
N/A—37,799-37,799-100%$1.3M———
Goldman Sachs Group Inc
N/A—34,054-34,054-100%$1.1M———
LPL Financial LLC
N/A—26,866-26,866-100%$890.3K———
Jane Street Group, LLC
N/A—13,105-13,105-100%$434.3K———
JPMorgan Chase & Co
N/A—4,162-4,162-100%$136.6K———
Northwestern Mutual Wealth Management Co
N/A—50-50-100%$1.7K———
Showing 17 of 17 institutions