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Principal SP & Inc ETF-US in (PQDI)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
Spectrum Asset Management, Inc.
NEW
Shares2,080,000
Change+2,080,000
Value$38.8M
Filed 2026-11-02
Principal Financial Group Inc
UNCHANGED
Shares2,067,332 from 2,067,332
Change0 (0%)
Value$38.6M (-$1.7M)
Filed 2026-11-02
Wealth Enhancement Advisory Services, LLC
INCREASED
Shares170,336 from 135,241
Change+35,095 (+26%)
Value$3.2M (+$550.2K)
Filed 2026-10-13
UMB Bank, n.a.
NEW
Shares40,347
Change+40,347
Value$753.4K
Filed 2026-11-06
Harbor Investment Advisory, LLC
UNCHANGED
Shares31,447 from 31,447
Change0 (0%)
Value$587.2K (-$26.1K)
Filed 2026-10-13
RFG Advisory, LLC
NEW
Shares22,044
Change+22,044
Value$411.7K
Filed 2026-11-03
Capital Investment Advisory Services, LLC
DECREASED
Shares21,980 from 24,980
Change-3,000 (-12%)
Value$410.5K (-$76.8K)
Filed 2026-10-30
Cambridge Investment Research Advisors, Inc.
INCREASED
Shares16,890 from 15,075
Change+1,815 (+12%)
Value$315 (+$21)
Filed 2026-11-02
Bank of New York Mellon Corp
NEW
Shares13,372
Change+13,372
Value$249.7K
Filed 2026-11-05
CoreCap Advisors, LLC
INCREASED
Shares890 from 885
Change+5 (+1%)
Value$16.6K (-$642)
Filed 2026-10-08
Farther Finance Advisors, LLC
INCREASED
Shares528 from 283
Change+245 (+87%)
Value$9.9K (+$4.3K)
Filed 2026-10-08
Assetmark, Inc
CLOSED
Shares0 from 44
Change-44 (-100%)
Value$0 (-$858)
Filed 2026-10-21
Principal Securities, Inc.
N/A
Shares— from 813,521
Change-813,521 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 808,638
Change-808,638 (-100%)
Value—
Jane Street Group, LLC
N/A
Shares— from 15,393
Change-15,393 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 2,594
Change-2,594 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 167
Change-167 (-100%)
Value—
Status
Spectrum Asset Management, Inc.
NEW2,080,000—+2,080,000——$38.8M—2026-11-02
Principal Financial Group Inc
UNCHANGED2,067,3322,067,33200%$40.3M$38.6M-$1.7M2026-11-02
Wealth Enhancement Advisory Services, LLC
INCREASED170,336135,241+35,095+26%$2.6M$3.2M+$550.2K2026-10-13
UMB Bank, n.a.
NEW40,347—+40,347——$753.4K—2026-11-06
Harbor Investment Advisory, LLC
UNCHANGED31,44731,44700%$613.4K$587.2K-$26.1K2026-10-13
RFG Advisory, LLC
NEW22,044—+22,044——$411.7K—2026-11-03
Capital Investment Advisory Services, LLC
DECREASED21,98024,980-3,000-12%$487.2K$410.5K-$76.8K2026-10-30
Cambridge Investment Research Advisors, Inc.
INCREASED16,89015,075+1,815+12%$294$315+$212026-11-02
Bank of New York Mellon Corp
NEW13,372—+13,372——$249.7K—2026-11-05
CoreCap Advisors, LLC
INCREASED890885+5+1%$17.3K$16.6K-$6422026-10-08
Farther Finance Advisors, LLC
INCREASED528283+245+87%$5.5K$9.9K+$4.3K2026-10-08
Assetmark, Inc
CLOSED044-44-100%$858$0-$8582026-10-21
Principal Securities, Inc.
N/A—813,521-813,521-100%$15.9M———
Envestnet Asset Management Inc
N/A—808,638-808,638-100%$15.8M———
Jane Street Group, LLC
N/A—15,393-15,393-100%$300.2K———
Osaic Holdings, Inc.
N/A—2,594-2,594-100%$50.6K———
Morgan Stanley
N/A—167-167-100%$3.3K———
Showing 17 of 17 institutions