Principal US Mega-Cap ETF (USMC)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options Short Interest 13D/13G Peers Targeting Trading Summary Profile

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Principal Financial Group Inc

INCREASED

Shares51,012,359 from 32,298,980

Change+18,713,379 (+58%)

Value$3.9B (+$1.5B)

Filed 2026-11-02

LPL Financial LLC

INCREASED

Shares1,290,122 from 1,069,720

Change+220,402 (+21%)

Value$99.0M (+$19.7M)

Filed 2026-11-06

Segment Wealth Management, LLC

DECREASED

Shares266,962 from 267,031

Change-69 (0%)

Value$20.5M (+$685.1K)

Filed 2026-10-26

Symphony Financial Services, Inc.

INCREASED

Shares262,987 from 249,857

Change+13,130 (+5%)

Value$20.2M (+$1.7M)

Filed 2026-11-09

Golden State Wealth Management, LLC

INCREASED

Shares217,482 from 213,613

Change+3,869 (+2%)

Value$16.7M (+$849.1K)

Filed 2026-11-02

Mcdonald Partners LLC

INCREASED

Shares76,224 from 59,997

Change+16,227 (+27%)

Value$5.8M (+$1.4M)

Filed 2026-11-03

US Bancorp \de\

INCREASED

Shares65,795 from 60,915

Change+4,880 (+8%)

Value$5.0M (+$531.0K)

Filed 2026-11-05

Capital Investment Advisory Services, LLC

INCREASED

Shares57,352 from 53,134

Change+4,218 (+8%)

Value$4.4M (+$466.9K)

Filed 2026-10-30

Commonwealth Equity Services, LLC

DECREASED

Shares54,865 from 56,399

Change-1,534 (-3%)

Value$4.2M (+$28.1K)

Filed 2026-11-02

Greenwood Capital Associates LLC

INCREASED

Shares48,932 from 43,879

Change+5,053 (+12%)

Value$3.8M (+$501.1K)

Filed 2026-10-27

Cambridge Investment Research Advisors, Inc.

INCREASED

Shares45,255 from 41,439

Change+3,816 (+9%)

Value$3.5K (-$3.1M)

Filed 2026-11-02

Wealth Enhancement Advisory Services, LLC

INCREASED

Shares25,046 from 23,845

Change+1,201 (+5%)

Value$1.9M (+$164.5K)

Filed 2026-10-13

Citizens Financial Group Inc

INCREASED

Shares19,343 from 16,370

Change+2,973 (+18%)

Value$1.5M (+$270.4K)

Filed 2026-10-23

Kestra Advisory Services, LLC

DECREASED

Shares18,674 from 19,269

Change-595 (-3%)

Value$1.4M (+$4.2K)

Filed 2026-11-02

Elevation Capital Advisory, LLC

NEW

Shares18,657

Change+18,657

Value$1.4M

Filed 2026-10-29

Prospera Financial Services Inc

INCREASED

Shares16,957 from 16,938

Change+19 (+0%)

Value$1.3M (+$18.2K)

Filed 2026-11-04

Richmond Investment Services, LLC

INCREASED

Shares16,058 from 15,765

Change+293 (+2%)

Value$1.2M (+$63.2K)

Filed 2026-10-29

Farther Finance Advisors, LLC

INCREASED

Shares10,066 from 544

Change+9,522 (+1750%)

Value$772.2K (+$731.9K)

Filed 2026-10-08

Kraft, Davis & Associates, LLC

UNCHANGED

Shares9,241 from 9,241

Change0 (0%)

Value$709.4K (+$26.8K)

Filed 2026-10-21

Basso Capital Management, L.P.

UNCHANGED

Shares6,617 from 6,617

Change0 (0%)

Value$507.6K (+$17.1K)

Filed 2026-10-30

Centennial Advisors, LLC

NEW

Shares6,169

Change+6,169

Value$473.2K

Filed 2026-10-21

Cornerstone Wealth Management, LLC

DECREASED

Shares6,030 from 6,329

Change-299 (-5%)

Value$462.6K (-$6.6K)

Filed 2026-11-04

Simplicity Wealth,LLC

DECREASED

Shares4,729 from 5,056

Change-327 (-6%)

Value$362.7K (-$12.0K)

Filed 2026-10-23

Oasis Advisors, LLC

DECREASED

Shares4,608 from 270,674

Change-266,066 (-98%)

Value$353.5K (-$19.7M)

Filed 2026-10-16

Creative Financial Designs Inc

NEW

Shares4,542

Change+4,542

Value$348.4K

Filed 2026-11-04

Cornerstone Planning Group LLC

INCREASED

Shares4,208 from 4,203

Change+5 (+0%)

Value$328.7K (+$16.0K)

Filed 2026-10-16

Fifth Third Securities, Inc.

NEW

Shares4,098

Change+4,098

Value$314.4K

Filed 2026-10-21

Assetmark, Inc

UNCHANGED

Shares3,837 from 3,837

Change0 (0%)

Value$294.3K (+$9.9K)

Filed 2026-10-21

Cape Investment Advisory, Inc.

DECREASED

Shares2,377 from 2,412

Change-35 (-1%)

Value$182.3K (+$3.6K)

Filed 2026-10-13

Kingdom Financial Group Llc.

NEW

Shares1,616

Change+1,616

Value$124.0K

Filed 2026-11-04

Lloyd Advisory Services, Llc.

NEW

Shares1,437

Change+1,437

Value$110.2K

Filed 2026-11-02

Fifth Third Bancorp

DECREASED

Shares1,114 from 1,244

Change-130 (-10%)

Value$85.5K (-$6.8K)

Filed 2026-11-05

Compass Financial Management LLC

DECREASED

Shares1,082 from 1,084

Change-2 (0%)

Value$83.0K (+$478)

Filed 2026-10-30

Hantz Financial Services, Inc.

NEW

Shares887

Change+887

Value$68

Filed 2026-11-09

Ascentis Independent Advisors

NEW

Shares520

Change+520

Value$39.9K

Filed 2026-11-03

CoreCap Advisors, LLC

UNCHANGED

Shares500 from 500

Change0 (0%)

Value$38.4K (+$1.3K)

Filed 2026-10-08

William Mack & Associates, Inc.

NEW

Shares267

Change+267

Value$20.5K

Filed 2026-10-27

Pinnacle Bancorp, Inc.

DECREASED

Shares210 from 215

Change-5 (-2%)

Value$16.1K (+$173)

Filed 2026-10-21

Center for Financial Planning, Inc.

NEW

Shares98

Change+98

Value$7.5K

Filed 2026-10-26

Harbour Investments, Inc.

UNCHANGED

Shares27 from 27

Change0 (0%)

Value$2.1K (+$70)

Filed 2026-11-09

Citigroup Inc

CLOSED

Shares0 from 367

Change-367 (-100%)

Value$0 (-$27.2K)

Filed 2026-11-04

Russell Investments Group, Ltd.

CLOSED

Shares0 from 44

Change-44 (-100%)

Value$0 (-$3.3K)

Filed 2026-11-06

Principal Securities, Inc.

N/A

Shares— from 4,823,521

Change-4,823,521 (-100%)

Value—

Envestnet Asset Management Inc

N/A

Shares— from 4,575,742

Change-4,575,742 (-100%)

Value—

Wells Fargo & Company

N/A

Shares— from 1,028,455

Change-1,028,455 (-100%)

Value—

Morgan Stanley

N/A

Shares— from 691,776

Change-691,776 (-100%)

Value—

Raymond James Financial Inc

N/A

Shares— from 635,412

Change-635,412 (-100%)

Value—

Integrated Wealth Concepts LLC

N/A

Shares— from 252,839

Change-252,839 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 210,429

Change-210,429 (-100%)

Value—

NewEdge Advisors, LLC

N/A

Shares— from 199,956

Change-199,956 (-100%)

Value—

Mercer Global Advisors Inc

N/A

Shares— from 185,788

Change-185,788 (-100%)

Value—

EP Wealth Advisors, LLC

N/A

Shares— from 130,890

Change-130,890 (-100%)

Value—

Ameritas Advisory Services, LLC

N/A

Shares— from 91,983

Change-91,983 (-100%)

Value—

JPMorgan Chase & Co

N/A

Shares— from 83,874

Change-83,874 (-100%)

Value—

Royal Bank of Canada

N/A

Shares— from 75,946

Change-75,946 (-100%)

Value—

&partners

N/A

Shares— from 60,528

Change-60,528 (-100%)

Value—

Wealth Advisors of Iowa, LLC

N/A

Shares— from 56,564

Change-56,564 (-100%)

Value—

Smartleaf Asset Management LLC

N/A

Shares— from 46,610

Change-46,610 (-100%)

Value—

Cetera Investment Advisers

N/A

Shares— from 42,953

Change-42,953 (-100%)

Value—

CreativeOne Wealth, LLC

N/A

Shares— from 36,761

Change-36,761 (-100%)

Value—

MML Investors Services, LLC

N/A

Shares— from 36,317

Change-36,317 (-100%)

Value—

PMG Wealth Management, Inc.

N/A

Shares— from 33,505

Change-33,505 (-100%)

Value—

Susquehanna International Group, LLP

N/A

Shares— from 28,128

Change-28,128 (-100%)

Value—

Northwestern Mutual Wealth Management Co

N/A

Shares— from 24,337

Change-24,337 (-100%)

Value—

Bank of America Corp

N/A

Shares— from 23,121

Change-23,121 (-100%)

Value—

Stifel Financial Corp

N/A

Shares— from 21,997

Change-21,997 (-100%)

Value—

Private Advisor Group, LLC

N/A

Shares— from 21,234

Change-21,234 (-100%)

Value—

UBS Group AG

N/A

Shares— from 19,843

Change-19,843 (-100%)

Value—

Qube Research & Technologies Ltd

N/A

Shares— from 16,989

Change-16,989 (-100%)

Value—

Goldman Sachs Group Inc

N/A

Shares— from 16,730

Change-16,730 (-100%)

Value—

GTS Securities LLC

N/A

Shares— from 13,248

Change-13,248 (-100%)

Value—

Cary Street Partners Financial LLC

N/A

Shares— from 12,516

Change-12,516 (-100%)

Value—

Steward Partners Investment Advisory, LLC

N/A

Shares— from 11,275

Change-11,275 (-100%)

Value—

Cannon Wealth Management Services, LLC

N/A

Shares— from 9,373

Change-9,373 (-100%)

Value—

Gotham Asset Management, LLC

N/A

Shares— from 8,145

Change-8,145 (-100%)

Value—

Arax Advisory Partners

N/A

Shares— from 8,002

Change-8,002 (-100%)

Value—

Blair William & Co

N/A

Shares— from 7,068

Change-7,068 (-100%)

Value—

Advisory Services Network, LLC

N/A

Shares— from 6,740

Change-6,740 (-100%)

Value—

Orion Porfolio Solutions, LLC

N/A

Shares— from 6,681

Change-6,681 (-100%)

Value—

Jackson Wealth Management, LLC

N/A

Shares— from 5,780

Change-5,780 (-100%)

Value—

HighTower Advisors, LLC

N/A

Shares— from 5,779

Change-5,779 (-100%)

Value—

Janney Montgomery Scott LLC

N/A

Shares— from 4,948

Change-4,948 (-100%)

Value—

Baird Financial Group, Inc.

N/A

Shares— from 4,318

Change-4,318 (-100%)

Value—

Perennial Investment Advisors, LLC

N/A

Shares— from 4,249

Change-4,249 (-100%)

Value—

Equitable Holdings, Inc.

N/A

Shares— from 4,113

Change-4,113 (-100%)

Value—

D. E. Shaw & Co., Inc.

N/A

Shares— from 3,390

Change-3,390 (-100%)

Value—

Marshall Wace, LLP

N/A

Shares— from 2,741

Change-2,741 (-100%)

Value—

Jane Street Group, LLC

N/A

Shares— from 2,716

Change-2,716 (-100%)

Value—

Concorde Asset Management, LLC

N/A

Shares— from 2,700

Change-2,700 (-100%)

Value—

Marshall Investment Management, LLC

N/A

Shares— from 1,370

Change-1,370 (-100%)

Value—

FMR LLC

N/A

Shares— from 1,155

Change-1,155 (-100%)

Value—

Regatta Research & Money Management

N/A

Shares— from 609

Change-609 (-100%)

Value—

Abound Financial, LLC

N/A

Shares— from 418

Change-418 (-100%)

Value—

Rockefeller Capital Management L.P.

N/A

Shares— from 98

Change-98 (-100%)

Value—

Strategic Wealth Partners, Ltd.

N/A

Shares— from 54

Change-54 (-100%)

Value—

	Status
Principal Financial Group Inc	INCREASED	51,012,359	32,298,980	+18,713,379	+58%	$2.4B	$3.9B	+$1.5B	2026-11-02
LPL Financial LLC	INCREASED	1,290,122	1,069,720	+220,402	+21%	$79.3M	$99.0M	+$19.7M	2026-11-06
Segment Wealth Management, LLC	DECREASED	266,962	267,031	-69	0%	$19.8M	$20.5M	+$685.1K	2026-10-26
Symphony Financial Services, Inc.	INCREASED	262,987	249,857	+13,130	+5%	$18.5M	$20.2M	+$1.7M	2026-11-09
Golden State Wealth Management, LLC	INCREASED	217,482	213,613	+3,869	+2%	$15.8M	$16.7M	+$849.1K	2026-11-02
Mcdonald Partners LLC	INCREASED	76,224	59,997	+16,227	+27%	$4.4M	$5.8M	+$1.4M	2026-11-03
US Bancorp \de\	INCREASED	65,795	60,915	+4,880	+8%	$4.5M	$5.0M	+$531.0K	2026-11-05
Capital Investment Advisory Services, LLC	INCREASED	57,352	53,134	+4,218	+8%	$3.9M	$4.4M	+$466.9K	2026-10-30
Commonwealth Equity Services, LLC	DECREASED	54,865	56,399	-1,534	-3%	$4.2M	$4.2M	+$28.1K	2026-11-02
Greenwood Capital Associates LLC	INCREASED	48,932	43,879	+5,053	+12%	$3.3M	$3.8M	+$501.1K	2026-10-27
Cambridge Investment Research Advisors, Inc.	INCREASED	45,255	41,439	+3,816	+9%	$3.1M	$3.5K	-$3.1M	2026-11-02
Wealth Enhancement Advisory Services, LLC	INCREASED	25,046	23,845	+1,201	+5%	$1.8M	$1.9M	+$164.5K	2026-10-13
Citizens Financial Group Inc	INCREASED	19,343	16,370	+2,973	+18%	$1.2M	$1.5M	+$270.4K	2026-10-23
Kestra Advisory Services, LLC	DECREASED	18,674	19,269	-595	-3%	$1.4M	$1.4M	+$4.2K	2026-11-02
Elevation Capital Advisory, LLC	NEW	18,657	—	+18,657	—	—	$1.4M	—	2026-10-29
Prospera Financial Services Inc	INCREASED	16,957	16,938	+19	+0%	$1.3M	$1.3M	+$18.2K	2026-11-04
Richmond Investment Services, LLC	INCREASED	16,058	15,765	+293	+2%	$1.2M	$1.2M	+$63.2K	2026-10-29
Farther Finance Advisors, LLC	INCREASED	10,066	544	+9,522	+1750%	$40.3K	$772.2K	+$731.9K	2026-10-08
Kraft, Davis & Associates, LLC	UNCHANGED	9,241	9,241	0	0%	$682.6K	$709.4K	+$26.8K	2026-10-21
Basso Capital Management, L.P.	UNCHANGED	6,617	6,617	0	0%	$490.5K	$507.6K	+$17.1K	2026-10-30
Centennial Advisors, LLC	NEW	6,169	—	+6,169	—	—	$473.2K	—	2026-10-21
Cornerstone Wealth Management, LLC	DECREASED	6,030	6,329	-299	-5%	$469.2K	$462.6K	-$6.6K	2026-11-04
Simplicity Wealth,LLC	DECREASED	4,729	5,056	-327	-6%	$374.8K	$362.7K	-$12.0K	2026-10-23
Oasis Advisors, LLC	DECREASED	4,608	270,674	-266,066	-98%	$20.1M	$353.5K	-$19.7M	2026-10-16
Creative Financial Designs Inc	NEW	4,542	—	+4,542	—	—	$348.4K	—	2026-11-04
Cornerstone Planning Group LLC	INCREASED	4,208	4,203	+5	+0%	$312.7K	$328.7K	+$16.0K	2026-10-16
Fifth Third Securities, Inc.	NEW	4,098	—	+4,098	—	—	$314.4K	—	2026-10-21
Assetmark, Inc	UNCHANGED	3,837	3,837	0	0%	$284.4K	$294.3K	+$9.9K	2026-10-21
Cape Investment Advisory, Inc.	DECREASED	2,377	2,412	-35	-1%	$178.8K	$182.3K	+$3.6K	2026-10-13
Kingdom Financial Group Llc.	NEW	1,616	—	+1,616	—	—	$124.0K	—	2026-11-04
Lloyd Advisory Services, Llc.	NEW	1,437	—	+1,437	—	—	$110.2K	—	2026-11-02
Fifth Third Bancorp	DECREASED	1,114	1,244	-130	-10%	$92.2K	$85.5K	-$6.8K	2026-11-05
Compass Financial Management LLC	DECREASED	1,082	1,084	-2	0%	$82.5K	$83.0K	+$478	2026-10-30
Hantz Financial Services, Inc.	NEW	887	—	+887	—	—	$68	—	2026-11-09
Ascentis Independent Advisors	NEW	520	—	+520	—	—	$39.9K	—	2026-11-03
CoreCap Advisors, LLC	UNCHANGED	500	500	0	0%	$37.1K	$38.4K	+$1.3K	2026-10-08
William Mack & Associates, Inc.	NEW	267	—	+267	—	—	$20.5K	—	2026-10-27
Pinnacle Bancorp, Inc.	DECREASED	210	215	-5	-2%	$15.9K	$16.1K	+$173	2026-10-21
Center for Financial Planning, Inc.	NEW	98	—	+98	—	—	$7.5K	—	2026-10-26
Harbour Investments, Inc.	UNCHANGED	27	27	0	0%	$2.0K	$2.1K	+$70	2026-11-09
Citigroup Inc	CLOSED	0	367	-367	-100%	$27.2K	$0	-$27.2K	2026-11-04
Russell Investments Group, Ltd.	CLOSED	0	44	-44	-100%	$3.3K	$0	-$3.3K	2026-11-06
Principal Securities, Inc.	N/A	—	4,823,521	-4,823,521	-100%	$357.6M	—	—	—
Envestnet Asset Management Inc	N/A	—	4,575,742	-4,575,742	-100%	$339.2M	—	—	—
Wells Fargo & Company	N/A	—	1,028,455	-1,028,455	-100%	$76.2M	—	—	—
Morgan Stanley	N/A	—	691,776	-691,776	-100%	$51.3M	—	—	—
Raymond James Financial Inc	N/A	—	635,412	-635,412	-100%	$47.1M	—	—	—
Integrated Wealth Concepts LLC	N/A	—	252,839	-252,839	-100%	$18.7M	—	—	—
Osaic Holdings, Inc.	N/A	—	210,429	-210,429	-100%	$15.6M	—	—	—
NewEdge Advisors, LLC	N/A	—	199,956	-199,956	-100%	$14.8M	—	—	—
Mercer Global Advisors Inc	N/A	—	185,788	-185,788	-100%	$13.8M	—	—	—
EP Wealth Advisors, LLC	N/A	—	130,890	-130,890	-100%	$9.7M	—	—	—
Ameritas Advisory Services, LLC	N/A	—	91,983	-91,983	-100%	$6.8M	—	—	—
JPMorgan Chase & Co	N/A	—	83,874	-83,874	-100%	$6.2M	—	—	—
Royal Bank of Canada	N/A	—	75,946	-75,946	-100%	$5.6M	—	—	—
&partners	N/A	—	60,528	-60,528	-100%	$4.5M	—	—	—
Wealth Advisors of Iowa, LLC	N/A	—	56,564	-56,564	-100%	$4.2M	—	—	—
Smartleaf Asset Management LLC	N/A	—	46,610	-46,610	-100%	$3.4M	—	—	—
Cetera Investment Advisers	N/A	—	42,953	-42,953	-100%	$3.2M	—	—	—
CreativeOne Wealth, LLC	N/A	—	36,761	-36,761	-100%	$2.7M	—	—	—
MML Investors Services, LLC	N/A	—	36,317	-36,317	-100%	$2.7M	—	—	—
PMG Wealth Management, Inc.	N/A	—	33,505	-33,505	-100%	$2.5M	—	—	—
Susquehanna International Group, LLP	N/A	—	28,128	-28,128	-100%	$2.1M	—	—	—
Northwestern Mutual Wealth Management Co	N/A	—	24,337	-24,337	-100%	$1.8M	—	—	—
Bank of America Corp	N/A	—	23,121	-23,121	-100%	$1.7M	—	—	—
Stifel Financial Corp	N/A	—	21,997	-21,997	-100%	$1.6M	—	—	—
Private Advisor Group, LLC	N/A	—	21,234	-21,234	-100%	$1.6M	—	—	—
UBS Group AG	N/A	—	19,843	-19,843	-100%	$1.5M	—	—	—
Qube Research & Technologies Ltd	N/A	—	16,989	-16,989	-100%	$1.3M	—	—	—
Goldman Sachs Group Inc	N/A	—	16,730	-16,730	-100%	$1.2M	—	—	—
GTS Securities LLC	N/A	—	13,248	-13,248	-100%	$982.0K	—	—	—
Cary Street Partners Financial LLC	N/A	—	12,516	-12,516	-100%	$927.8K	—	—	—
Steward Partners Investment Advisory, LLC	N/A	—	11,275	-11,275	-100%	$835.7K	—	—	—
Cannon Wealth Management Services, LLC	N/A	—	9,373	-9,373	-100%	$694.8K	—	—	—
Gotham Asset Management, LLC	N/A	—	8,145	-8,145	-100%	$603.8K	—	—	—
Arax Advisory Partners	N/A	—	8,002	-8,002	-100%	$593.2K	—	—	—
Blair William & Co	N/A	—	7,068	-7,068	-100%	$523.9K	—	—	—
Advisory Services Network, LLC	N/A	—	6,740	-6,740	-100%	$499.6K	—	—	—
Orion Porfolio Solutions, LLC	N/A	—	6,681	-6,681	-100%	$495.3K	—	—	—
Jackson Wealth Management, LLC	N/A	—	5,780	-5,780	-100%	$428.0K	—	—	—
HighTower Advisors, LLC	N/A	—	5,779	-5,779	-100%	$428.4K	—	—	—
Janney Montgomery Scott LLC	N/A	—	4,948	-4,948	-100%	$367.0K	—	—	—
Baird Financial Group, Inc.	N/A	—	4,318	-4,318	-100%	$320.1K	—	—	—
Perennial Investment Advisors, LLC	N/A	—	4,249	-4,249	-100%	$315.0K	—	—	—
Equitable Holdings, Inc.	N/A	—	4,113	-4,113	-100%	$304.9K	—	—	—
D. E. Shaw & Co., Inc.	N/A	—	3,390	-3,390	-100%	$251.3K	—	—	—
Marshall Wace, LLP	N/A	—	2,741	-2,741	-100%	$203.2K	—	—	—
Jane Street Group, LLC	N/A	—	2,716	-2,716	-100%	$201.3K	—	—	—
Concorde Asset Management, LLC	N/A	—	2,700	-2,700	-100%	$200.1K	—	—	—
Marshall Investment Management, LLC	N/A	—	1,370	-1,370	-100%	$101.6K	—	—	—
FMR LLC	N/A	—	1,155	-1,155	-100%	$85.6K	—	—	—
Regatta Research & Money Management	N/A	—	609	-609	-100%	$45.1K	—	—	—
Abound Financial, LLC	N/A	—	418	-418	-100%	$31.0K	—	—	—
Rockefeller Capital Management L.P.	N/A	—	98	-98	-100%	$7.3K	—	—	—
Strategic Wealth Partners, Ltd.	N/A	—	54	-54	-100%	$4.0K	—	—	—

Showing 95 of 95 institutions