IR
Superintel
OverviewMarketsWatchlist
© 2026 IR SuperintelMethodologyContact

Prospect Capital Corporation

CUSIP: 74348TAR3 | 131 institutional holders

Quarters

Q2 2022Q1 2022Q4 2021Q3 2021Q2 2021
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile

Institutional Holders — Q2 2022

Mutual of America Capital Management LLC4,630,000
0.0% of portfolio›$4.6K
SMH Capital Advisors Inc4,221,000
0.5% of portfolio›$4.3K
Radcliffe Capital Management, L.P.2,660,000
0.0% of portfolio›$2.7K
Morgan Stanley2,005,000
0.0% of portfolio›$2.0K
Royal Bank of Canada1,873,000
0.0% of portfolio›$1.9K
Commonwealth of Pennsylvania Public School Empls Retrmt SYS1,310,000
0.0% of portfolio›$1.3K
Wells Fargo & Company925,000
0.0% of portfolio›$922
Goodman Financial Corp522,000
0.0% of portfolio›$526
Stifel Financial Corp516,865
0.0% of portfolio›$517
Commonwealth Equity Services, LLC298,000
0.0% of portfolio›$300
Thompson Investment Management, Inc.253,000
0.0% of portfolio›$255
Pier 88 Investment Partners LLC205,000
0.0% of portfolio›$207
Aveo Capital Partners, LLC197,000
0.0% of portfolio›$198
H D Vest Advisory Services194,000
0.0% of portfolio›$195
Sigma Planning Corp188,000
0.0% of portfolio›$189
Osaic Holdings, Inc.185,003
0.0% of portfolio›$189
Hohimer Wealth Management, LLC175,000
0.0% of portfolio›$176
LPL Financial LLC129,000
0.0% of portfolio›$130
Cetera Investment Advisers102,000
0.0% of portfolio›$103
Strategic Blueprint, LLC100,000
0.0% of portfolio›$101
Old North State Wealth Management, LLC100,000
0.1% of portfolio›$100.8K
Great Valley Advisor Group, Inc.100,000
0.0% of portfolio›$101
Cambridge Investment Research Advisors, Inc.68,000
0.0% of portfolio›$69
Hutchens & Kramer Investment Management Group, LLC68,000
0.0% of portfolio›$69
Cetera Advisor Networks LLC63,000
0.0% of portfolio›$63
Barber Financial Group, Inc.62,000
0.0% of portfolio›$62
Bank of America Corp55,000
0.0% of portfolio›$55
Northwestern Mutual Wealth Management Co50,000
0.0% of portfolio›$50
AE Wealth Management LLC47,000
0.0% of portfolio›$47
Clearview Wealth Advisors LLC42,000
0.0% of portfolio›$42
Cary Street Partners Investment Advisory LLC40,000
0.0% of portfolio›$40
PFG Private Wealth Management, LLC40,000
0.0% of portfolio›$40
Savant Capital, LLC30,000
0.0% of portfolio›$31
Raymond James & Associates30,000
0.0% of portfolio›$30
HighTower Advisors, LLC30,000
0.0% of portfolio›$30
Envestnet Asset Management Inc27,000
0.0% of portfolio›$27
Ameriprise Financial Inc27,000
0.0% of portfolio›$27
OneDigital Investment Advisors LLC25,000
0.0% of portfolio›$25
IHT Wealth Management, LLC25,000
0.0% of portfolio›$25
U.S. Capital Wealth Advisors, LLC25,000
0.0% of portfolio›$25
Executive Wealth Management, LLC25,000
0.0% of portfolio›$25
Apeiron RIA LLC25,000
0.0% of portfolio›$3
Wunderlich Securities, Inc.23,000
0.0% of portfolio›$23
MML Investors Services, LLC22,000
0.0% of portfolio›$22
Raymond James Financial Services Advisors, Inc.20,000
0.0% of portfolio›$20
Financial Advocates Investment Management20,000
0.0% of portfolio›$20
FourThought Financial, LLC20,000
0.0% of portfolio›$20
J.W. Cole Advisors, Inc.20,000
0.0% of portfolio›$20
Summit Global Investments19,000
0.0% of portfolio›$19
Old Port Advisors15,000
0.0% of portfolio›$15
Patriot Financial Group Insurance Agency, LLC15,000
0.0% of portfolio›$15
Applied Capital LLC15,000
0.0% of portfolio›$15
Holland Advisory Services, Inc.15,000
0.0% of portfolio›$15
Curi Wealth Management, LLC13,000
0.0% of portfolio›$13
NewEdge Advisors, LLC12,000
0.0% of portfolio›$12
RDA Financial Network10,000
0.0% of portfolio›$10
Steward Partners Investment Advisory, LLC7,000
0.0% of portfolio›$7
United Capital Financial Advisors, LLC5,000
0.0% of portfolio›$504
Citigroup Inc4,000
0.0% of portfolio›$4
Proequities, Inc.0
0.0% of portfolio›$0
StyleTurnoverLocationFiled
Mutual of America Capital Management LLC
4,630,000$4.6K0.0%IndexLowNew York, NY2022-08-10
SMH Capital Advisors Inc
4,221,000$4.3K0.5%YieldMediumFort Worth, TX2022-08-10
Radcliffe Capital Management, L.P.
2,660,000$2.7K0.0%GARPHighBala Cynwyd, PA2022-08-15
Morgan Stanley
2,005,000$2.0K0.0%CoreLowNew York, NY2022-10-27
Royal Bank of Canada
1,873,000$1.9K0.0%CoreLowToronto, Australia2022-08-15
Commonwealth of Pennsylvania Public School Empls Retrmt SYS
1,310,000$1.3K0.0%CoreLowHarrisburg, PA2022-08-15
Wells Fargo & Company
925,000$9220.0%CoreLowSan Francisco, CA2022-08-12
Goodman Financial Corp
522,000$5260.0%ValueMediumHouston, TX2022-08-09
Stifel Financial Corp
516,865$5170.0%CoreLowSt. Louis, MO2022-08-15
Commonwealth Equity Services, LLC
298,000$3000.0%ETFLowWaltham, MA2022-07-19
Thompson Investment Management, Inc.
253,000$2550.0%ValueMediumMadison, WI2022-08-05
Pier 88 Investment Partners LLC
205,000$2070.0%GrowthHighSan Francisco, CA2022-08-12
Aveo Capital Partners, LLC
197,000$1980.0%YieldMediumGreenwood Village, CO2022-08-05
H D Vest Advisory Services
194,000$1950.0%GrowthVery LowIrving, TX2022-08-02
Sigma Planning Corp
188,000$1890.0%GrowthMediumAnn Arbor, MI2022-08-11
Osaic Holdings, Inc.
185,003$1890.0%IndexLowScottsdale, AZ2022-08-10
Hohimer Wealth Management, LLC
175,000$1760.0%CoreHighSeattle, WA2022-07-25
LPL Financial LLC
129,000$1300.0%IndexVery LowFort Mill, SC2022-08-12
Cetera Investment Advisers
102,000$1030.0%IndexVery LowSchaumburg, IL2022-08-11
Strategic Blueprint, LLC
100,000$1010.0%ETFLowAtlanta, GA2022-08-12
Old North State Wealth Management, LLC
100,000$100.8K0.1%ValueMediumWilmington, NC2024-10-25
Great Valley Advisor Group, Inc.
100,000$1010.0%ETFLowWilmington, DE2022-07-19
Cambridge Investment Research Advisors, Inc.
68,000$690.0%ETFLowFairfield, IA2022-07-13
Hutchens & Kramer Investment Management Group, LLC
68,000$690.0%ETFLowIndianapolis, IN2022-08-15
Cetera Advisor Networks LLC
63,000$630.0%N/AN/AEl Segundo, CA2022-08-11
Barber Financial Group, Inc.
62,000$620.0%N/AN/ALenexa, KS2022-08-04
Bank of America Corp
55,000$550.0%CoreLowCharlotte, NC2022-08-12
Northwestern Mutual Wealth Management Co
50,000$500.0%IndexVery LowMilwaukee, WI2022-08-04
AE Wealth Management LLC
47,000$470.0%CoreMediumTopeka, KS2022-08-03
Clearview Wealth Advisors LLC
42,000$420.0%GARPVery LowSalem, OR2022-08-05
Cary Street Partners Investment Advisory LLC
40,000$400.0%CoreLowRichmond, VA2022-08-15
PFG Private Wealth Management, LLC
40,000$400.0%ETFHighLutz, FL2022-07-19
Savant Capital, LLC
30,000$310.0%IndexVery LowRockford, IL2022-07-22
Raymond James & Associates
30,000$300.0%N/AN/ASt Petersburg, FL2022-08-12
HighTower Advisors, LLC
30,000$300.0%IndexLowChicago, IL2022-08-10
Envestnet Asset Management Inc
27,000$270.0%ETFLowBerwyn, PA2022-08-03
Ameriprise Financial Inc
27,000$270.0%CoreMediumMinneapolis, MN2022-08-15
OneDigital Investment Advisors LLC
25,000$250.0%ETFMediumOverland Park, KS2022-08-08
IHT Wealth Management, LLC
25,000$250.0%ETFMediumChicago, IL2022-08-15
U.S. Capital Wealth Advisors, LLC
25,000$250.0%Agg GrowthVery LowAustin, TX2022-08-12
Executive Wealth Management, LLC
25,000$250.0%GrowthLowBrighton, MI2022-07-26
Apeiron RIA LLC
25,000$30.0%ETFMediumDallas, TX2022-07-26
Wunderlich Securities, Inc.
23,000$230.0%N/AN/AMemphis, TN2022-09-09
MML Investors Services, LLC
22,000$220.0%IndexLowSpringfield, MA2022-08-12
Raymond James Financial Services Advisors, Inc.
20,000$200.0%GrowthVery LowSt. Petersburg, FL2022-08-12
Financial Advocates Investment Management
20,000$200.0%N/AN/AOlympia, WA2022-08-12
FourThought Financial, LLC
20,000$200.0%N/AN/AVenice, FL2022-08-12
J.W. Cole Advisors, Inc.
20,000$200.0%IndexLowTampa, FL2022-07-27
Summit Global Investments
19,000$190.0%CoreMediumBountiful, UT2022-08-23
Old Port Advisors
15,000$150.0%GARPLowPortland, ME2022-07-08
Patriot Financial Group Insurance Agency, LLC
15,000$150.0%GrowthLowWalpole, MA2022-07-29
Applied Capital LLC
15,000$150.0%ETFVery LowLittle Rock, AR2022-07-20
Holland Advisory Services, Inc.
15,000$150.0%ETFLowOrmond Beach, FL2022-07-12
Curi Wealth Management, LLC
13,000$130.0%N/AN/ARaleigh, NC2022-08-08
NewEdge Advisors, LLC
12,000$120.0%CoreLowNew Orleans, LA2022-08-09
RDA Financial Network
10,000$100.0%GrowthMediumAkron, IA2022-07-13
Steward Partners Investment Advisory, LLC
7,000$70.0%CoreLowStamford, CT2022-08-04
United Capital Financial Advisors, LLC
5,000$5040.0%ETFLowIrving, TX2022-08-11
Citigroup Inc
4,000$40.0%CoreMediumNew York, NY2022-08-10
Proequities, Inc.
0$00.0%GrowthVery LowBirmingham, AL2022-08-09