Prospect Capital Corporation

Q1 2022 vs Q2 2022

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Mutual of America Capital Management LLC

UNCHANGED

Shares4,630,000 from 4,630,000

Change0 (0%)

Value$4.6K (-$34)

Filed 2022-08-10

SMH Capital Advisors Inc

DECREASED

Shares4,221,000 from 4,285,000

Change-64,000 (-1%)

Value$4.3K (-$64)

Filed 2022-08-10

Radcliffe Capital Management, L.P.

UNCHANGED

Shares2,660,000 from 2,660,000

Change0 (0%)

Value$2.7K ($0)

Filed 2022-08-15

Morgan Stanley

INCREASED

Shares2,005,000 from 1,724,000

Change+281,000 (+16%)

Value$2.0K (+$268)

Filed 2022-10-27

Royal Bank of Canada

DECREASED

Shares1,873,000 from 2,081,000

Change-208,000 (-10%)

Value$1.9K (-$236)

Filed 2022-08-15

Commonwealth of Pennsylvania Public School Empls Retrmt SYS

UNCHANGED

Shares1,310,000 from 1,310,000

Change0 (0%)

Value$1.3K ($0)

Filed 2022-08-15

Wells Fargo & Company

DECREASED

Shares925,000 from 931,000

Change-6,000 (-1%)

Value$922 (-$19)

Filed 2022-08-12

Goodman Financial Corp

UNCHANGED

Shares522,000 from 522,000

Change0 (0%)

Value$526 ($0)

Filed 2022-08-09

Stifel Financial Corp

DECREASED

Shares516,865 from 557,167

Change-40,302 (-7%)

Value$517 (-$40)

Filed 2022-08-15

Commonwealth Equity Services, LLC

UNCHANGED

Shares298,000 from 298,000

Change0 (0%)

Value$300 ($0)

Filed 2022-07-19

Thompson Investment Management, Inc.

UNCHANGED

Shares253,000 from 253,000

Change0 (0%)

Value$255 ($0)

Filed 2022-08-05

Pier 88 Investment Partners LLC

UNCHANGED

Shares205,000 from 205,000

Change0 (0%)

Value$207 ($0)

Filed 2022-08-12

Aveo Capital Partners, LLC

UNCHANGED

Shares197,000 from 197,000

Change0 (0%)

Value$198 ($0)

Filed 2022-08-05

H D Vest Advisory Services

DECREASED

Shares194,000 from 204,000

Change-10,000 (-5%)

Value$195 (-$9)

Filed 2022-08-02

Sigma Planning Corp

INCREASED

Shares188,000 from 79,000

Change+109,000 (+138%)

Value$189 (+$109)

Filed 2022-08-11

Osaic Holdings, Inc.

UNCHANGED

Shares185,003 from 185,003

Change0 (0%)

Value$189 (-$466)

Filed 2022-08-10

Hohimer Wealth Management, LLC

UNCHANGED

Shares175,000 from 175,000

Change0 (0%)

Value$176 (-$1)

Filed 2022-07-25

LPL Financial LLC

DECREASED

Shares129,000 from 160,000

Change-31,000 (-19%)

Value$130 (-$35)

Filed 2022-08-12

Cetera Investment Advisers

UNCHANGED

Shares102,000 from 102,000

Change0 (0%)

Value$103 ($0)

Filed 2022-08-11

Great Valley Advisor Group, Inc.

UNCHANGED

Shares100,000 from 100,000

Change0 (0%)

Value$101 (-$2)

Filed 2022-07-19

Old North State Wealth Management, LLC

UNCHANGED

Shares100,000 from 100,000

Change0 (0%)

Value$100.8K ($0)

Filed 2024-10-25

Strategic Blueprint, LLC

UNCHANGED

Shares100,000 from 100,000

Change0 (0%)

Value$101 ($0)

Filed 2022-08-12

Hutchens & Kramer Investment Management Group, LLC

UNCHANGED

Shares68,000 from 68,000

Change0 (0%)

Value$69 (-$1)

Filed 2022-08-15

Cambridge Investment Research Advisors, Inc.

UNCHANGED

Shares68,000 from 68,000

Change0 (0%)

Value$69 ($0)

Filed 2022-07-13

Cetera Advisor Networks LLC

UNCHANGED

Shares63,000 from 63,000

Change0 (0%)

Value$63 ($0)

Filed 2022-08-11

Barber Financial Group, Inc.

UNCHANGED

Shares62,000 from 62,000

Change0 (0%)

Value$62 ($0)

Filed 2022-08-04

Bank of America Corp

NEW

Shares55,000

Change+55,000

Value$55

Filed 2022-08-12

Northwestern Mutual Wealth Management Co

NEW

Shares50,000

Change+50,000

Value$50

Filed 2022-08-04

AE Wealth Management LLC

INCREASED

Shares47,000 from 41,000

Change+6,000 (+15%)

Value$47 (+$6)

Filed 2022-08-03

Clearview Wealth Advisors LLC

UNCHANGED

Shares42,000 from 42,000

Change0 (0%)

Value$42 ($0)

Filed 2022-08-05

PFG Private Wealth Management, LLC

UNCHANGED

Shares40,000 from 40,000

Change0 (0%)

Value$40 ($0)

Filed 2022-07-19

Cary Street Partners Investment Advisory LLC

UNCHANGED

Shares40,000 from 40,000

Change0 (0%)

Value$40 (-$1)

Filed 2022-08-15

Savant Capital, LLC

NEW

Shares30,000

Change+30,000

Value$31

Filed 2022-07-22

HighTower Advisors, LLC

UNCHANGED

Shares30,000 from 30,000

Change0 (0%)

Value$30 ($0)

Filed 2022-08-10

Raymond James & Associates

UNCHANGED

Shares30,000 from 30,000

Change0 (0%)

Value$30 ($0)

Filed 2022-08-12

Ameriprise Financial Inc

UNCHANGED

Shares27,000 from 27,000

Change0 (0%)

Value$27 ($0)

Filed 2022-08-15

Envestnet Asset Management Inc

UNCHANGED

Shares27,000 from 27,000

Change0 (0%)

Value$27 ($0)

Filed 2022-08-03

IHT Wealth Management, LLC

UNCHANGED

Shares25,000 from 25,000

Change0 (0%)

Value$25 (-$1)

Filed 2022-08-15

OneDigital Investment Advisors LLC

UNCHANGED

Shares25,000 from 25,000

Change0 (0%)

Value$25 (-$1)

Filed 2022-08-08

U.S. Capital Wealth Advisors, LLC

UNCHANGED

Shares25,000 from 25,000

Change0 (0%)

Value$25 ($0)

Filed 2022-08-12

Apeiron RIA LLC

UNCHANGED

Shares25,000 from 25,000

Change0 (0%)

Value$3 (-$22)

Filed 2022-07-26

Executive Wealth Management, LLC

UNCHANGED

Shares25,000 from 25,000

Change0 (0%)

Value$25 ($0)

Filed 2022-07-26

Wunderlich Securities, Inc.

NEW

Shares23,000

Change+23,000

Value$23

Filed 2022-09-09

MML Investors Services, LLC

UNCHANGED

Shares22,000 from 22,000

Change0 (0%)

Value$22 ($0)

Filed 2022-08-12

J.W. Cole Advisors, Inc.

UNCHANGED

Shares20,000 from 20,000

Change0 (0%)

Value$20 ($0)

Filed 2022-07-27

Raymond James Financial Services Advisors, Inc.

UNCHANGED

Shares20,000 from 20,000

Change0 (0%)

Value$20 ($0)

Filed 2022-08-12

Financial Advocates Investment Management

UNCHANGED

Shares20,000 from 20,000

Change0 (0%)

Value$20 (-$1)

Filed 2022-08-12

FourThought Financial, LLC

UNCHANGED

Shares20,000 from 20,000

Change0 (0%)

Value$20 ($0)

Filed 2022-08-12

Summit Global Investments

NEW

Shares19,000

Change+19,000

Value$19

Filed 2022-08-23

Holland Advisory Services, Inc.

UNCHANGED

Shares15,000 from 15,000

Change0 (0%)

Value$15 ($0)

Filed 2022-07-12

Old Port Advisors

UNCHANGED

Shares15,000 from 15,000

Change0 (0%)

Value$15 ($0)

Filed 2022-07-08

Patriot Financial Group Insurance Agency, LLC

UNCHANGED

Shares15,000 from 15,000

Change0 (0%)

Value$15 ($0)

Filed 2022-07-29

Applied Capital LLC

UNCHANGED

Shares15,000 from 15,000

Change0 (0%)

Value$15 ($0)

Filed 2022-07-20

Curi Wealth Management, LLC

UNCHANGED

Shares13,000 from 13,000

Change0 (0%)

Value$13 ($0)

Filed 2022-08-08

NewEdge Advisors, LLC

UNCHANGED

Shares12,000 from 12,000

Change0 (0%)

Value$12 ($0)

Filed 2022-08-09

RDA Financial Network

UNCHANGED

Shares10,000 from 10,000

Change0 (0%)

Value$10 ($0)

Filed 2022-07-13

Steward Partners Investment Advisory, LLC

UNCHANGED

Shares7,000 from 7,000

Change0 (0%)

Value$7 ($0)

Filed 2022-08-04

United Capital Financial Advisors, LLC

NEW

Shares5,000

Change+5,000

Value$504

Filed 2022-08-11

Citigroup Inc

UNCHANGED

Shares4,000 from 4,000

Change0 (0%)

Value$4 ($0)

Filed 2022-08-10

Cohanzick Management, LLC

CLOSED

Shares0 from 835,000

Change-835,000 (-100%)

Value$0 (-$841)

Filed 2022-08-12

AlphaStar Capital Management, LLC

CLOSED

Shares0 from 40,000

Change-40,000 (-100%)

Value$0 (-$40)

Filed 2022-07-27

Private Advisor Group, LLC

CLOSED

Shares0 from 11,000

Change-11,000 (-100%)

Value$0 (-$11)

Filed 2022-07-13

Choice Wealth Advisors LLC

CLOSED

Shares0 from 11,000

Change-11,000 (-100%)

Value$0 (-$11)

Filed 2022-08-09

Proequities, Inc.

UNCHANGED

Shares0 from 0

Change0

Value$0 ($0)

Filed 2022-08-09

Mid-American Wealth Advisory Group, Inc.

N/A

Shares— from 49,000

Change-49,000 (-100%)

Value—

	Status
Mutual of America Capital Management LLC	UNCHANGED	4,630,000	4,630,000	0	0%	$4.7K	$4.6K	-$34	2022-08-10
SMH Capital Advisors Inc	DECREASED	4,221,000	4,285,000	-64,000	-1%	$4.3K	$4.3K	-$64	2022-08-10
Radcliffe Capital Management, L.P.	UNCHANGED	2,660,000	2,660,000	0	0%	$2.7K	$2.7K	$0	2022-08-15
Morgan Stanley	INCREASED	2,005,000	1,724,000	+281,000	+16%	$1.7K	$2.0K	+$268	2022-10-27
Royal Bank of Canada	DECREASED	1,873,000	2,081,000	-208,000	-10%	$2.1K	$1.9K	-$236	2022-08-15
Commonwealth of Pennsylvania Public School Empls Retrmt SYS	UNCHANGED	1,310,000	1,310,000	0	0%	$1.3K	$1.3K	$0	2022-08-15
Wells Fargo & Company	DECREASED	925,000	931,000	-6,000	-1%	$941	$922	-$19	2022-08-12
Goodman Financial Corp	UNCHANGED	522,000	522,000	0	0%	$526	$526	$0	2022-08-09
Stifel Financial Corp	DECREASED	516,865	557,167	-40,302	-7%	$557	$517	-$40	2022-08-15
Commonwealth Equity Services, LLC	UNCHANGED	298,000	298,000	0	0%	$300	$300	$0	2022-07-19
Thompson Investment Management, Inc.	UNCHANGED	253,000	253,000	0	0%	$255	$255	$0	2022-08-05
Pier 88 Investment Partners LLC	UNCHANGED	205,000	205,000	0	0%	$207	$207	$0	2022-08-12
Aveo Capital Partners, LLC	UNCHANGED	197,000	197,000	0	0%	$198	$198	$0	2022-08-05
H D Vest Advisory Services	DECREASED	194,000	204,000	-10,000	-5%	$204	$195	-$9	2022-08-02
Sigma Planning Corp	INCREASED	188,000	79,000	+109,000	+138%	$80	$189	+$109	2022-08-11
Osaic Holdings, Inc.	UNCHANGED	185,003	185,003	0	0%	$655	$189	-$466	2022-08-10
Hohimer Wealth Management, LLC	UNCHANGED	175,000	175,000	0	0%	$177	$176	-$1	2022-07-25
LPL Financial LLC	DECREASED	129,000	160,000	-31,000	-19%	$165	$130	-$35	2022-08-12
Cetera Investment Advisers	UNCHANGED	102,000	102,000	0	0%	$103	$103	$0	2022-08-11
Great Valley Advisor Group, Inc.	UNCHANGED	100,000	100,000	0	0%	$103	$101	-$2	2022-07-19
Old North State Wealth Management, LLC	UNCHANGED	100,000	100,000	0	0%	$100.8K	$100.8K	$0	2024-10-25
Strategic Blueprint, LLC	UNCHANGED	100,000	100,000	0	0%	$101	$101	$0	2022-08-12
Hutchens & Kramer Investment Management Group, LLC	UNCHANGED	68,000	68,000	0	0%	$70	$69	-$1	2022-08-15
Cambridge Investment Research Advisors, Inc.	UNCHANGED	68,000	68,000	0	0%	$69	$69	$0	2022-07-13
Cetera Advisor Networks LLC	UNCHANGED	63,000	63,000	0	0%	$63	$63	$0	2022-08-11
Barber Financial Group, Inc.	UNCHANGED	62,000	62,000	0	0%	$62	$62	$0	2022-08-04
Bank of America Corp	NEW	55,000	—	+55,000	—	—	$55	—	2022-08-12
Northwestern Mutual Wealth Management Co	NEW	50,000	—	+50,000	—	—	$50	—	2022-08-04
AE Wealth Management LLC	INCREASED	47,000	41,000	+6,000	+15%	$41	$47	+$6	2022-08-03
Clearview Wealth Advisors LLC	UNCHANGED	42,000	42,000	0	0%	$42	$42	$0	2022-08-05
PFG Private Wealth Management, LLC	UNCHANGED	40,000	40,000	0	0%	$40	$40	$0	2022-07-19
Cary Street Partners Investment Advisory LLC	UNCHANGED	40,000	40,000	0	0%	$41	$40	-$1	2022-08-15
Savant Capital, LLC	NEW	30,000	—	+30,000	—	—	$31	—	2022-07-22
HighTower Advisors, LLC	UNCHANGED	30,000	30,000	0	0%	$30	$30	$0	2022-08-10
Raymond James & Associates	UNCHANGED	30,000	30,000	0	0%	$30	$30	$0	2022-08-12
Ameriprise Financial Inc	UNCHANGED	27,000	27,000	0	0%	$27	$27	$0	2022-08-15
Envestnet Asset Management Inc	UNCHANGED	27,000	27,000	0	0%	$27	$27	$0	2022-08-03
IHT Wealth Management, LLC	UNCHANGED	25,000	25,000	0	0%	$26	$25	-$1	2022-08-15
OneDigital Investment Advisors LLC	UNCHANGED	25,000	25,000	0	0%	$26	$25	-$1	2022-08-08
U.S. Capital Wealth Advisors, LLC	UNCHANGED	25,000	25,000	0	0%	$25	$25	$0	2022-08-12
Apeiron RIA LLC	UNCHANGED	25,000	25,000	0	0%	$25	$3	-$22	2022-07-26
Executive Wealth Management, LLC	UNCHANGED	25,000	25,000	0	0%	$25	$25	$0	2022-07-26
Wunderlich Securities, Inc.	NEW	23,000	—	+23,000	—	—	$23	—	2022-09-09
MML Investors Services, LLC	UNCHANGED	22,000	22,000	0	0%	$22	$22	$0	2022-08-12
J.W. Cole Advisors, Inc.	UNCHANGED	20,000	20,000	0	0%	$20	$20	$0	2022-07-27
Raymond James Financial Services Advisors, Inc.	UNCHANGED	20,000	20,000	0	0%	$20	$20	$0	2022-08-12
Financial Advocates Investment Management	UNCHANGED	20,000	20,000	0	0%	$21	$20	-$1	2022-08-12
FourThought Financial, LLC	UNCHANGED	20,000	20,000	0	0%	$20	$20	$0	2022-08-12
Summit Global Investments	NEW	19,000	—	+19,000	—	—	$19	—	2022-08-23
Holland Advisory Services, Inc.	UNCHANGED	15,000	15,000	0	0%	$15	$15	$0	2022-07-12
Old Port Advisors	UNCHANGED	15,000	15,000	0	0%	$15	$15	$0	2022-07-08
Patriot Financial Group Insurance Agency, LLC	UNCHANGED	15,000	15,000	0	0%	$15	$15	$0	2022-07-29
Applied Capital LLC	UNCHANGED	15,000	15,000	0	0%	$15	$15	$0	2022-07-20
Curi Wealth Management, LLC	UNCHANGED	13,000	13,000	0	0%	$13	$13	$0	2022-08-08
NewEdge Advisors, LLC	UNCHANGED	12,000	12,000	0	0%	$12	$12	$0	2022-08-09
RDA Financial Network	UNCHANGED	10,000	10,000	0	0%	$10	$10	$0	2022-07-13
Steward Partners Investment Advisory, LLC	UNCHANGED	7,000	7,000	0	0%	$7	$7	$0	2022-08-04
United Capital Financial Advisors, LLC	NEW	5,000	—	+5,000	—	—	$504	—	2022-08-11
Citigroup Inc	UNCHANGED	4,000	4,000	0	0%	$4	$4	$0	2022-08-10
Cohanzick Management, LLC	CLOSED	0	835,000	-835,000	-100%	$841	$0	-$841	2022-08-12
AlphaStar Capital Management, LLC	CLOSED	0	40,000	-40,000	-100%	$40	$0	-$40	2022-07-27
Private Advisor Group, LLC	CLOSED	0	11,000	-11,000	-100%	$11	$0	-$11	2022-07-13
Choice Wealth Advisors LLC	CLOSED	0	11,000	-11,000	-100%	$11	$0	-$11	2022-08-09
Proequities, Inc.	UNCHANGED	0	0	0	—	$0	$0	$0	2022-08-09
Mid-American Wealth Advisory Group, Inc.	N/A	—	49,000	-49,000	-100%	$49	—	—	—

Showing 65 of 65 institutions