Pulmonx Corp (LUNG)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Geode Capital Management, LLC

INCREASED

Shares536,268 from 452,684

Change+83,584 (+18%)

Value$1.0M (+$435.9K)

Filed 2026-11-06

Deutsche Bank Ag\

UNCHANGED

Shares402,316 from 402,316

Change0 (0%)

Value$768.4K (+$245.4K)

Filed 2026-11-06

Jefferies Financial Group Inc.

UNCHANGED

Shares285,110 from 285,110

Change0 (0%)

Value$544.6K (+$173.9K)

Filed 2026-11-05

CFM Wealth Partners LLC

UNCHANGED

Shares264,039 from 264,039

Change0 (0%)

Value$504.3K (+$161.1K)

Filed 2026-11-05

Redhawk Wealth Advisors, Inc.

INCREASED

Shares124,908 from 99,648

Change+25,260 (+25%)

Value$238.6K (+$109.0K)

Filed 2026-10-14

Dimensional Fund Advisors LP

INCREASED

Shares122,923 from 97,791

Change+25,132 (+26%)

Value$235.1K (+$107.8K)

Filed 2026-11-04

MacKenzie Financial Corp

NEW

Shares118,472

Change+118,472

Value$226.3K

Filed 2026-11-02

Brighton Jones LLC

DECREASED

Shares48,645 from 53,231

Change-4,586 (-9%)

Value$92.9K (+$23.7K)

Filed 2026-11-03

Perkins Capital Management Inc

INCREASED

Shares45,000 from 39,500

Change+5,500 (+14%)

Value$86.0K (+$34.6K)

Filed 2026-11-02

R Squared Ltd

DECREASED

Shares27,315 from 27,429

Change-114 (0%)

Value$52.2K (+$16.5K)

Filed 2026-11-06

Creative Planning

DECREASED

Shares19,929 from 33,509

Change-13,580 (-41%)

Value$38.1K (-$5.5K)

Filed 2026-11-02

Imc-Chicago, LLC

NEW

Shares11,684

Change+11,684

Value$22.3K

Filed 2026-11-05

Barclays PLC

DECREASED

Shares7,692 from 34,138

Change-26,446 (-77%)

Value$14.7K (-$29.7K)

Filed 2026-11-06

Gamma Investing LLC

DECREASED

Shares1,871 from 2,063

Change-192 (-9%)

Value$3.6K (+$892)

Filed 2026-10-08

Allworth Financial LP

UNCHANGED

Shares1,627 from 1,627

Change0 (0%)

Value$2.1K ($0)

Filed 2026-11-06

Russell Investments Group, Ltd.

DECREASED

Shares884 from 4,773

Change-3,889 (-81%)

Value$1.7K (-$4.5K)

Filed 2026-11-06

EverSource Wealth Advisors, LLC

DECREASED

Shares865 from 1,491

Change-626 (-42%)

Value$1.7K (-$286)

Filed 2026-11-04

Physician Wealth Advisors, Inc.

UNCHANGED

Shares855 from 855

Change0 (0%)

Value$1.6K (+$522)

Filed 2026-10-20

Parallel Advisors, LLC

UNCHANGED

Shares336 from 336

Change0 (0%)

Value$642 (+$205)

Filed 2026-11-03

Essential Partners LLC

DECREASED

Shares204 from 937

Change-733 (-78%)

Value$390 (-$828)

Filed 2026-10-14

True Wealth Design, LLC

DECREASED

Shares173 from 441

Change-268 (-61%)

Value$331 (-$243)

Filed 2026-10-13

Farther Finance Advisors, LLC

DECREASED

Shares160 from 606

Change-446 (-74%)

Value$306 (-$486)

Filed 2026-10-08

Caitong International Asset Management Co., Ltd

INCREASED

Shares51 from 40

Change+11 (+28%)

Value$97 (+$45)

Filed 2026-10-29

Provenance Wealth Advisors, LLC

NEW

Shares33

Change+33

Value$63

Filed 2026-10-30

SBI Securities Co., Ltd.

INCREASED

Shares16 from 15

Change+1 (+7%)

Value$31 (+$11)

Filed 2026-10-22

IFP Advisors, Inc

DECREASED

Shares12 from 76

Change-64 (-84%)

Value$23 (-$76)

Filed 2026-10-16

Fifth Third Bancorp

UNCHANGED

Shares12 from 12

Change0 (0%)

Value$23 (+$7)

Filed 2026-11-05

SJS Investment Consulting Inc.

DECREASED

Shares9 from 83

Change-74 (-89%)

Value$18 (-$90)

Filed 2026-10-26

Fjarde Ap-Fonden TH Swedish National Pension Fund

CLOSED

Shares0 from 40,000

Change-40,000 (-100%)

Value$0 (-$52.0K)

Filed 2026-10-15

Wealth Enhancement Advisory Services, LLC

CLOSED

Shares0 from 23,233

Change-23,233 (-100%)

Value$0 (-$35.8K)

Filed 2026-10-13

Merit Financial Group, LLC

CLOSED

Shares0 from 11,961

Change-11,961 (-100%)

Value$0 (-$15.6K)

Filed 2026-11-06

PNC Financial Services Group, Inc.

CLOSED

Shares0 from 2,091

Change-2,091 (-100%)

Value$0 (-$2.7K)

Filed 2026-11-06

AdvisorNet Financial, Inc

CLOSED

Shares0 from 1,000

Change-1,000 (-100%)

Value$0 (-$1.3K)

Filed 2026-10-15

Fortitude Family Office, LLC

CLOSED

Shares0 from 90

Change-90 (-100%)

Value$0 (-$117)

Filed 2026-10-14

Wealth Enhancement Trust Services, Inc.

CLOSED

Shares0 from 64

Change-64 (-100%)

Value$0 (-$83)

Filed 2026-10-07

Clearstead Advisors, LLC

CLOSED

Shares0 from 39

Change-39 (-100%)

Value$0 (-$52)

Filed 2026-11-06

Primecap Management Co

N/A

Shares— from 4,612,331

Change-4,612,331 (-100%)

Value—

Morgan Stanley

N/A

Shares— from 2,922,921

Change-2,922,921 (-100%)

Value—

Soleus Capital Management, L.P.

N/A

Shares— from 2,788,323

Change-2,788,323 (-100%)

Value—

Vanguard Capital Management LLC

N/A

Shares— from 1,630,219

Change-1,630,219 (-100%)

Value—

ExodusPoint Capital Management, LP

N/A

Shares— from 1,223,555

Change-1,223,555 (-100%)

Value—

Almitas Capital LLC

N/A

Shares— from 1,064,202

Change-1,064,202 (-100%)

Value—

BlackRock, Inc.

N/A

Shares— from 882,490

Change-882,490 (-100%)

Value—

Stonepine Capital Management, LLC

N/A

Shares— from 815,436

Change-815,436 (-100%)

Value—

Jane Street Group, LLC

N/A

Shares— from 758,231

Change-758,231 (-100%)

Value—

Braidwell LP

N/A

Shares— from 752,541

Change-752,541 (-100%)

Value—

AQR Capital Management LLC

N/A

Shares— from 744,963

Change-744,963 (-100%)

Value—

Parkman Healthcare Partners LLC

N/A

Shares— from 646,564

Change-646,564 (-100%)

Value—

Renaissance Technologies LLC

N/A

Shares— from 425,110

Change-425,110 (-100%)

Value—

Adar1 Capital Management, LLC

N/A

Shares— from 404,497

Change-404,497 (-100%)

Value—

D. E. Shaw & Co., Inc.

N/A

Shares— from 327,528

Change-327,528 (-100%)

Value—

Vanguard Fiduciary Trust Co

N/A

Shares— from 250,511

Change-250,511 (-100%)

Value—

Marshall Wace, LLP

N/A

Shares— from 230,738

Change-230,738 (-100%)

Value—

Acadian Asset Management LLC

N/A

Shares— from 223,141

Change-223,141 (-100%)

Value—

Millennium Management LLC

N/A

Shares— from 209,556

Change-209,556 (-100%)

Value—

UBS Group AG

N/A

Shares— from 204,053

Change-204,053 (-100%)

Value—

Birchview Capital, LP

N/A

Shares— from 200,543

Change-200,543 (-100%)

Value—

Centiva Capital, LP

N/A

Shares— from 200,095

Change-200,095 (-100%)

Value—

Nano Cap New Millennium Growth Fund L P

N/A

Shares— from 200,000

Change-200,000 (-100%)

Value—

HSBC Holdings PLC

N/A

Shares— from 193,846

Change-193,846 (-100%)

Value—

State Street Corp

N/A

Shares— from 191,501

Change-191,501 (-100%)

Value—

Squarepoint Ops LLC

N/A

Shares— from 183,558

Change-183,558 (-100%)

Value—

Citadel Advisors LLC

N/A

Shares— from 143,404

Change-143,404 (-100%)

Value—

GSA Capital Partners LLP

N/A

Shares— from 136,157

Change-136,157 (-100%)

Value—

Goldman Sachs Group Inc

N/A

Shares— from 135,343

Change-135,343 (-100%)

Value—

XTX Topco Ltd

N/A

Shares— from 118,037

Change-118,037 (-100%)

Value—

Westfield Capital Management Co LP

N/A

Shares— from 110,000

Change-110,000 (-100%)

Value—

HRT Financial LP

N/A

Shares— from 108,218

Change-108,218 (-100%)

Value—

Bank of Montreal

N/A

Shares— from 105,958

Change-105,958 (-100%)

Value—

Northern Trust Corp

N/A

Shares— from 104,119

Change-104,119 (-100%)

Value—

Algert Global LLC

N/A

Shares— from 98,332

Change-98,332 (-100%)

Value—

Two Sigma Investments, LP

N/A

Shares— from 86,575

Change-86,575 (-100%)

Value—

IEQ Capital, LLC

N/A

Shares— from 69,158

Change-69,158 (-100%)

Value—

Susquehanna International Group, LLP

N/A

Shares— from 64,373

Change-64,373 (-100%)

Value—

Quadrature Capital Ltd

N/A

Shares— from 63,910

Change-63,910 (-100%)

Value—

Engineers Gate Manager LP

N/A

Shares— from 62,589

Change-62,589 (-100%)

Value—

Mercer Global Advisors Inc

N/A

Shares— from 61,332

Change-61,332 (-100%)

Value—

Bridgeway Capital Management, LLC

N/A

Shares— from 61,000

Change-61,000 (-100%)

Value—

Berger Financial Group, Inc

N/A

Shares— from 54,000

Change-54,000 (-100%)

Value—

Schonfeld Strategic Advisors LLC

N/A

Shares— from 50,841

Change-50,841 (-100%)

Value—

Qube Research & Technologies Ltd

N/A

Shares— from 49,877

Change-49,877 (-100%)

Value—

Mariner, LLC

N/A

Shares— from 38,530

Change-38,530 (-100%)

Value—

Cerity Partners LLC

N/A

Shares— from 38,143

Change-38,143 (-100%)

Value—

FMR LLC

N/A

Shares— from 35,728

Change-35,728 (-100%)

Value—

Jain Global LLC

N/A

Shares— from 34,995

Change-34,995 (-100%)

Value—

Virtu Financial LLC

N/A

Shares— from 29,454

Change-29,454 (-100%)

Value—

SEI Investments Co

N/A

Shares— from 23,677

Change-23,677 (-100%)

Value—

Rhumbline Advisers

N/A

Shares— from 19,383

Change-19,383 (-100%)

Value—

Arax Advisory Partners

N/A

Shares— from 14,878

Change-14,878 (-100%)

Value—

Lazard Asset Management LLC

N/A

Shares— from 14,156

Change-14,156 (-100%)

Value—

Vanguard Global Advisers, LLC

N/A

Shares— from 13,559

Change-13,559 (-100%)

Value—

Jacobs Levy Equity Management, Inc

N/A

Shares— from 13,519

Change-13,519 (-100%)

Value—

Ground Swell Capital, LLC

N/A

Shares— from 12,371

Change-12,371 (-100%)

Value—

Two Sigma Securities, LLC

N/A

Shares— from 11,972

Change-11,972 (-100%)

Value—

Captrust Financial Advisors

N/A

Shares— from 11,548

Change-11,548 (-100%)

Value—

Tudor Investment Corp ET AL

N/A

Shares— from 11,028

Change-11,028 (-100%)

Value—

Silvercrest Asset Management Group LLC

N/A

Shares— from 10,000

Change-10,000 (-100%)

Value—

Royal Bank of Canada

N/A

Shares— from 6,518

Change-6,518 (-100%)

Value—

Wells Fargo & Company

N/A

Shares— from 5,275

Change-5,275 (-100%)

Value—

Tower Research Capital LLC (TRC)

N/A

Shares— from 2,352

Change-2,352 (-100%)

Value—

Optiver Holding B.V.

N/A

Shares— from 2,269

Change-2,269 (-100%)

Value—

JPMorgan Chase & Co

N/A

Shares— from 2,250

Change-2,250 (-100%)

Value—

Federated Hermes, Inc.

N/A

Shares— from 2,097

Change-2,097 (-100%)

Value—

BNP Paribas Financial Markets

N/A

Shares— from 1,183

Change-1,183 (-100%)

Value—

Rothschild Investment LLC

N/A

Shares— from 341

Change-341 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 145

Change-145 (-100%)

Value—

Steward Partners Investment Advisory, LLC

N/A

Shares— from 102

Change-102 (-100%)

Value—

Transamerica Financial Advisors, LLC

N/A

Shares— from 45

Change-45 (-100%)

Value—

Atlantic Union Bankshares Corp

N/A

Shares— from 10

Change-10 (-100%)

Value—

JPL Wealth Management, LLC

N/A

Shares— from 9

Change-9 (-100%)

Value—

	Status
Geode Capital Management, LLC	INCREASED	536,268	452,684	+83,584	+18%	$588.7K	$1.0M	+$435.9K	2026-11-06
Deutsche Bank Ag\	UNCHANGED	402,316	402,316	0	0%	$523.0K	$768.4K	+$245.4K	2026-11-06
Jefferies Financial Group Inc.	UNCHANGED	285,110	285,110	0	0%	$370.6K	$544.6K	+$173.9K	2026-11-05
CFM Wealth Partners LLC	UNCHANGED	264,039	264,039	0	0%	$343.3K	$504.3K	+$161.1K	2026-11-05
Redhawk Wealth Advisors, Inc.	INCREASED	124,908	99,648	+25,260	+25%	$129.5K	$238.6K	+$109.0K	2026-10-14
Dimensional Fund Advisors LP	INCREASED	122,923	97,791	+25,132	+26%	$127.2K	$235.1K	+$107.8K	2026-11-04
MacKenzie Financial Corp	NEW	118,472	—	+118,472	—	—	$226.3K	—	2026-11-02
Brighton Jones LLC	DECREASED	48,645	53,231	-4,586	-9%	$69.2K	$92.9K	+$23.7K	2026-11-03
Perkins Capital Management Inc	INCREASED	45,000	39,500	+5,500	+14%	$51.4K	$86.0K	+$34.6K	2026-11-02
R Squared Ltd	DECREASED	27,315	27,429	-114	0%	$35.7K	$52.2K	+$16.5K	2026-11-06
Creative Planning	DECREASED	19,929	33,509	-13,580	-41%	$43.6K	$38.1K	-$5.5K	2026-11-02
Imc-Chicago, LLC	NEW	11,684	—	+11,684	—	—	$22.3K	—	2026-11-05
Barclays PLC	DECREASED	7,692	34,138	-26,446	-77%	$44.4K	$14.7K	-$29.7K	2026-11-06
Gamma Investing LLC	DECREASED	1,871	2,063	-192	-9%	$2.7K	$3.6K	+$892	2026-10-08
Allworth Financial LP	UNCHANGED	1,627	1,627	0	0%	$2.1K	$2.1K	$0	2026-11-06
Russell Investments Group, Ltd.	DECREASED	884	4,773	-3,889	-81%	$6.2K	$1.7K	-$4.5K	2026-11-06
EverSource Wealth Advisors, LLC	DECREASED	865	1,491	-626	-42%	$1.9K	$1.7K	-$286	2026-11-04
Physician Wealth Advisors, Inc.	UNCHANGED	855	855	0	0%	$1.1K	$1.6K	+$522	2026-10-20
Parallel Advisors, LLC	UNCHANGED	336	336	0	0%	$437	$642	+$205	2026-11-03
Essential Partners LLC	DECREASED	204	937	-733	-78%	$1.2K	$390	-$828	2026-10-14
True Wealth Design, LLC	DECREASED	173	441	-268	-61%	$574	$331	-$243	2026-10-13
Farther Finance Advisors, LLC	DECREASED	160	606	-446	-74%	$792	$306	-$486	2026-10-08
Caitong International Asset Management Co., Ltd	INCREASED	51	40	+11	+28%	$52	$97	+$45	2026-10-29
Provenance Wealth Advisors, LLC	NEW	33	—	+33	—	—	$63	—	2026-10-30
SBI Securities Co., Ltd.	INCREASED	16	15	+1	+7%	$20	$31	+$11	2026-10-22
IFP Advisors, Inc	DECREASED	12	76	-64	-84%	$99	$23	-$76	2026-10-16
Fifth Third Bancorp	UNCHANGED	12	12	0	0%	$16	$23	+$7	2026-11-05
SJS Investment Consulting Inc.	DECREASED	9	83	-74	-89%	$108	$18	-$90	2026-10-26
Fjarde Ap-Fonden TH Swedish National Pension Fund	CLOSED	0	40,000	-40,000	-100%	$52.0K	$0	-$52.0K	2026-10-15
Wealth Enhancement Advisory Services, LLC	CLOSED	0	23,233	-23,233	-100%	$35.8K	$0	-$35.8K	2026-10-13
Merit Financial Group, LLC	CLOSED	0	11,961	-11,961	-100%	$15.6K	$0	-$15.6K	2026-11-06
PNC Financial Services Group, Inc.	CLOSED	0	2,091	-2,091	-100%	$2.7K	$0	-$2.7K	2026-11-06
AdvisorNet Financial, Inc	CLOSED	0	1,000	-1,000	-100%	$1.3K	$0	-$1.3K	2026-10-15
Fortitude Family Office, LLC	CLOSED	0	90	-90	-100%	$117	$0	-$117	2026-10-14
Wealth Enhancement Trust Services, Inc.	CLOSED	0	64	-64	-100%	$83	$0	-$83	2026-10-07
Clearstead Advisors, LLC	CLOSED	0	39	-39	-100%	$52	$0	-$52	2026-11-06
Primecap Management Co	N/A	—	4,612,331	-4,612,331	-100%	$6.0M	—	—	—
Morgan Stanley	N/A	—	2,922,921	-2,922,921	-100%	$3.8M	—	—	—
Soleus Capital Management, L.P.	N/A	—	2,788,323	-2,788,323	-100%	$3.6M	—	—	—
Vanguard Capital Management LLC	N/A	—	1,630,219	-1,630,219	-100%	$2.1M	—	—	—
ExodusPoint Capital Management, LP	N/A	—	1,223,555	-1,223,555	-100%	$1.6M	—	—	—
Almitas Capital LLC	N/A	—	1,064,202	-1,064,202	-100%	$1.4M	—	—	—
BlackRock, Inc.	N/A	—	882,490	-882,490	-100%	$1.1M	—	—	—
Stonepine Capital Management, LLC	N/A	—	815,436	-815,436	-100%	$1.1M	—	—	—
Jane Street Group, LLC	N/A	—	758,231	-758,231	-100%	$985.7K	—	—	—
Braidwell LP	N/A	—	752,541	-752,541	-100%	$978.3K	—	—	—
AQR Capital Management LLC	N/A	—	744,963	-744,963	-100%	$968.5K	—	—	—
Parkman Healthcare Partners LLC	N/A	—	646,564	-646,564	-100%	$840.5K	—	—	—
Renaissance Technologies LLC	N/A	—	425,110	-425,110	-100%	$552.6K	—	—	—
Adar1 Capital Management, LLC	N/A	—	404,497	-404,497	-100%	$525.8K	—	—	—
D. E. Shaw & Co., Inc.	N/A	—	327,528	-327,528	-100%	$425.8K	—	—	—
Vanguard Fiduciary Trust Co	N/A	—	250,511	-250,511	-100%	$325.7K	—	—	—
Marshall Wace, LLP	N/A	—	230,738	-230,738	-100%	$300.0K	—	—	—
Acadian Asset Management LLC	N/A	—	223,141	-223,141	-100%	$287	—	—	—
Millennium Management LLC	N/A	—	209,556	-209,556	-100%	$272.4K	—	—	—
UBS Group AG	N/A	—	204,053	-204,053	-100%	$265.3K	—	—	—
Birchview Capital, LP	N/A	—	200,543	-200,543	-100%	$260.7K	—	—	—
Centiva Capital, LP	N/A	—	200,095	-200,095	-100%	$260.1K	—	—	—
Nano Cap New Millennium Growth Fund L P	N/A	—	200,000	-200,000	-100%	$260.0K	—	—	—
HSBC Holdings PLC	N/A	—	193,846	-193,846	-100%	$249.1K	—	—	—
State Street Corp	N/A	—	191,501	-191,501	-100%	$249.0K	—	—	—
Squarepoint Ops LLC	N/A	—	183,558	-183,558	-100%	$238.6K	—	—	—
Citadel Advisors LLC	N/A	—	143,404	-143,404	-100%	$186.4K	—	—	—
GSA Capital Partners LLP	N/A	—	136,157	-136,157	-100%	$177.0K	—	—	—
Goldman Sachs Group Inc	N/A	—	135,343	-135,343	-100%	$175.9K	—	—	—
XTX Topco Ltd	N/A	—	118,037	-118,037	-100%	$153.4K	—	—	—
Westfield Capital Management Co LP	N/A	—	110,000	-110,000	-100%	$143.0K	—	—	—
HRT Financial LP	N/A	—	108,218	-108,218	-100%	$140.0K	—	—	—
Bank of Montreal	N/A	—	105,958	-105,958	-100%	$137.7K	—	—	—
Northern Trust Corp	N/A	—	104,119	-104,119	-100%	$135.4K	—	—	—
Algert Global LLC	N/A	—	98,332	-98,332	-100%	$127.8K	—	—	—
Two Sigma Investments, LP	N/A	—	86,575	-86,575	-100%	$112.5K	—	—	—
IEQ Capital, LLC	N/A	—	69,158	-69,158	-100%	$89.9K	—	—	—
Susquehanna International Group, LLP	N/A	—	64,373	-64,373	-100%	$83.7K	—	—	—
Quadrature Capital Ltd	N/A	—	63,910	-63,910	-100%	$83.1K	—	—	—
Engineers Gate Manager LP	N/A	—	62,589	-62,589	-100%	$81.4K	—	—	—
Mercer Global Advisors Inc	N/A	—	61,332	-61,332	-100%	$79.7K	—	—	—
Bridgeway Capital Management, LLC	N/A	—	61,000	-61,000	-100%	$79.3K	—	—	—
Berger Financial Group, Inc	N/A	—	54,000	-54,000	-100%	$70.2K	—	—	—
Schonfeld Strategic Advisors LLC	N/A	—	50,841	-50,841	-100%	$66.1K	—	—	—
Qube Research & Technologies Ltd	N/A	—	49,877	-49,877	-100%	$64.8K	—	—	—
Mariner, LLC	N/A	—	38,530	-38,530	-100%	$50.1K	—	—	—
Cerity Partners LLC	N/A	—	38,143	-38,143	-100%	$49.6K	—	—	—
FMR LLC	N/A	—	35,728	-35,728	-100%	$46.4K	—	—	—
Jain Global LLC	N/A	—	34,995	-34,995	-100%	$45.5K	—	—	—
Virtu Financial LLC	N/A	—	29,454	-29,454	-100%	$38.0K	—	—	—
SEI Investments Co	N/A	—	23,677	-23,677	-100%	$30.8K	—	—	—
Rhumbline Advisers	N/A	—	19,383	-19,383	-100%	$25.2K	—	—	—
Arax Advisory Partners	N/A	—	14,878	-14,878	-100%	$19.3K	—	—	—
Lazard Asset Management LLC	N/A	—	14,156	-14,156	-100%	$18.4K	—	—	—
Vanguard Global Advisers, LLC	N/A	—	13,559	-13,559	-100%	$17.6K	—	—	—
Jacobs Levy Equity Management, Inc	N/A	—	13,519	-13,519	-100%	$17.6K	—	—	—
Ground Swell Capital, LLC	N/A	—	12,371	-12,371	-100%	$16.1K	—	—	—
Two Sigma Securities, LLC	N/A	—	11,972	-11,972	-100%	$15.6K	—	—	—
Captrust Financial Advisors	N/A	—	11,548	-11,548	-100%	$15.0K	—	—	—
Tudor Investment Corp ET AL	N/A	—	11,028	-11,028	-100%	$14.3K	—	—	—
Silvercrest Asset Management Group LLC	N/A	—	10,000	-10,000	-100%	$13.0K	—	—	—
Royal Bank of Canada	N/A	—	6,518	-6,518	-100%	$8.0K	—	—	—
Wells Fargo & Company	N/A	—	5,275	-5,275	-100%	$6.9K	—	—	—
Tower Research Capital LLC (TRC)	N/A	—	2,352	-2,352	-100%	$3.1K	—	—	—
Optiver Holding B.V.	N/A	—	2,269	-2,269	-100%	$3.0K	—	—	—
JPMorgan Chase & Co	N/A	—	2,250	-2,250	-100%	$3.0K	—	—	—
Federated Hermes, Inc.	N/A	—	2,097	-2,097	-100%	$2.7K	—	—	—
BNP Paribas Financial Markets	N/A	—	1,183	-1,183	-100%	$1.5K	—	—	—
Rothschild Investment LLC	N/A	—	341	-341	-100%	$443	—	—	—
Osaic Holdings, Inc.	N/A	—	145	-145	-100%	$187	—	—	—
Steward Partners Investment Advisory, LLC	N/A	—	102	-102	-100%	$133	—	—	—
Transamerica Financial Advisors, LLC	N/A	—	45	-45	-100%	$58	—	—	—
Atlantic Union Bankshares Corp	N/A	—	10	-10	-100%	$13	—	—	—
JPL Wealth Management, LLC	N/A	—	9	-9	-100%	$12	—	—	—

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