Putnam BDC Income ETF (PBDC)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

Sort by

Prota Financial, LLC

INCREASED

Shares204,758 from 195,691

Change+9,067 (+5%)

Value$5.5M (+$168.7K)

Filed 2026-10-08

Evolution Wealth Advisors, LLC

DECREASED

Shares120,900 from 123,700

Change-2,800 (-2%)

Value$3.3M (-$111.2K)

Filed 2026-11-03

Closed-End Fund Advisors, Inc.

INCREASED

Shares61,652 from 47,816

Change+13,836 (+29%)

Value$1.7M (+$358.6K)

Filed 2026-11-04

Apollon Wealth Management, LLC

INCREASED

Shares58,210 from 57,252

Change+958 (+2%)

Value$1.6M (+$9.2K)

Filed 2026-10-23

Future Financial Wealth Managment LLC

NEW

Shares51,126

Change+51,126

Value$1.4M

Filed 2026-10-15

Almanack Investment Partners, Llc.

DECREASED

Shares39,626 from 39,748

Change-122 (0%)

Value$1.1M (-$14.8K)

Filed 2026-11-03

Haven Private, LLC

DECREASED

Shares35,378 from 54,983

Change-19,605 (-36%)

Value$952.4K (-$543.7K)

Filed 2026-10-27

Beaumont Financial Advisors, LLC

INCREASED

Shares33,659 from 26,698

Change+6,961 (+26%)

Value$906.1K (+$179.7K)

Filed 2026-10-22

Kathmere Capital Management, LLC

UNCHANGED

Shares33,516 from 33,516

Change0 (0%)

Value$902.3K (-$9.7K)

Filed 2026-10-20

RFG Advisory, LLC

DECREASED

Shares22,445 from 48,155

Change-25,710 (-53%)

Value$604.2K (-$706.1K)

Filed 2026-11-03

Discipline Wealth Solutions, LLC

INCREASED

Shares21,315 from 19,188

Change+2,127 (+11%)

Value$573.8K (+$51.7K)

Filed 2026-10-14

Commonwealth Equity Services, LLC

DECREASED

Shares19,514 from 21,909

Change-2,395 (-11%)

Value$525.3K (-$70.8K)

Filed 2026-11-02

Wealthcare Advisory Partners LLC

INCREASED

Shares19,321 from 18,122

Change+1,199 (+7%)

Value$520.1K (+$27.0K)

Filed 2026-10-21

Park Avenue Securities LLC

DECREASED

Shares16,715 from 17,343

Change-628 (-4%)

Value$450 (-$471.6K)

Filed 2026-10-26

J.W. Cole Advisors, Inc.

INCREASED

Shares12,630 from 11,531

Change+1,099 (+10%)

Value$340.0K (+$26.2K)

Filed 2026-11-05

Independent Financial Group, LLC

DECREASED

Shares11,979 from 12,034

Change-55 (0%)

Value$322.5K (-$5.0K)

Filed 2026-10-13

Samalin Investment Counsel, LLC

INCREASED

Shares10,475 from 7,857

Change+2,618 (+33%)

Value$282.0K (+$68.2K)

Filed 2026-10-23

Cambridge Investment Research Advisors, Inc.

DECREASED

Shares10,057 from 11,016

Change-959 (-9%)

Value$271 (-$299.7K)

Filed 2026-11-02

Focused Alpha, LLC

DECREASED

Shares8,145 from 9,034

Change-889 (-10%)

Value$219.3K (-$26.5K)

Filed 2026-10-20

Ashton Thomas Private Wealth, LLC

NEW

Shares4,577

Change+4,577

Value$123.2K

Filed 2026-11-03

EverSource Wealth Advisors, LLC

INCREASED

Shares3,500 from 1,000

Change+2,500 (+250%)

Value$94.2K (+$67.0K)

Filed 2026-11-04

Miller Global Investments, LLC

INCREASED

Shares2,003 from 1,345

Change+658 (+49%)

Value$53.9K (+$17.3K)

Filed 2026-10-02

Lanark Financial, Inc.

UNCHANGED

Shares1,141 from 1,141

Change0 (0%)

Value$30.7K (-$330)

Filed 2026-10-26

Brown, Lisle Ings, Inc.

UNCHANGED

Shares197 from 197

Change0 (0%)

Value$5.3K (-$57)

Filed 2026-10-16

Signature Equity Partners, LLC

INCREASED

Shares140 from 138

Change+2 (+1%)

Value$3.8K (-$1)

Filed 2026-10-29

Private Trust Co NA

DECREASED

Shares67 from 69

Change-2 (-3%)

Value$1.8K (-$73)

Filed 2026-10-20

Farther Finance Advisors, LLC

DECREASED

Shares21 from 220

Change-199 (-90%)

Value$565 (-$5.4K)

Filed 2026-10-08

LexAurum Advisors, LLC

CLOSED

Shares0 from 230,340

Change-230,340 (-100%)

Value$0 (-$6.3M)

Filed 2026-10-19

Salem Investment Counselors Inc

CLOSED

Shares0 from 500

Change-500 (-100%)

Value$0 (-$13.6K)

Filed 2026-10-13

Cornerstone Planning Group LLC

CLOSED

Shares0 from 62

Change-62 (-100%)

Value$0 (-$1.6K)

Filed 2026-10-16

Russell Investments Group, Ltd.

N/A

Shares— from 359,661

Change-359,661 (-100%)

Value—

Condor Capital Management

N/A

Shares— from 326,738

Change-326,738 (-100%)

Value—

Cetera Investment Advisers

N/A

Shares— from 236,482

Change-236,482 (-100%)

Value—

Clark Capital Management Group, Inc.

N/A

Shares— from 204,640

Change-204,640 (-100%)

Value—

Envestnet Asset Management Inc

N/A

Shares— from 149,413

Change-149,413 (-100%)

Value—

LPL Financial LLC

N/A

Shares— from 91,462

Change-91,462 (-100%)

Value—

NewEdge Advisors, LLC

N/A

Shares— from 77,124

Change-77,124 (-100%)

Value—

Brookwood Investment Group LLC

N/A

Shares— from 40,065

Change-40,065 (-100%)

Value—

Steward Partners Investment Advisory, LLC

N/A

Shares— from 30,369

Change-30,369 (-100%)

Value—

Stratos Wealth Partners, Ltd.

N/A

Shares— from 23,585

Change-23,585 (-100%)

Value—

Two Sigma Investments, LP

N/A

Shares— from 21,000

Change-21,000 (-100%)

Value—

Naviter Wealth, LLC

N/A

Shares— from 19,466

Change-19,466 (-100%)

Value—

Principal Securities, Inc.

N/A

Shares— from 16,826

Change-16,826 (-100%)

Value—

Brown Advisory Inc

N/A

Shares— from 14,602

Change-14,602 (-100%)

Value—

Raymond James Financial Inc

N/A

Shares— from 14,142

Change-14,142 (-100%)

Value—

UBS Group AG

N/A

Shares— from 13,454

Change-13,454 (-100%)

Value—

Advyzon Investment Management, LLC

N/A

Shares— from 13,249

Change-13,249 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 11,835

Change-11,835 (-100%)

Value—

HighTower Advisors, LLC

N/A

Shares— from 10,169

Change-10,169 (-100%)

Value—

Allworth Financial LP

N/A

Shares— from 9,900

Change-9,900 (-100%)

Value—

MML Investors Services, LLC

N/A

Shares— from 9,512

Change-9,512 (-100%)

Value—

Clearstead Advisors, LLC

N/A

Shares— from 9,048

Change-9,048 (-100%)

Value—

Legacy Wealth Managment, LLC

N/A

Shares— from 7,857

Change-7,857 (-100%)

Value—

Citadel Advisors LLC

N/A

Shares— from 7,529

Change-7,529 (-100%)

Value—

Rockefeller Capital Management L.P.

N/A

Shares— from 3,796

Change-3,796 (-100%)

Value—

Global Retirement Partners, LLC

N/A

Shares— from 979

Change-979 (-100%)

Value—

BFC Planning, Inc.

N/A

Shares— from 647

Change-647 (-100%)

Value—

Morgan Stanley

N/A

Shares— from 376

Change-376 (-100%)

Value—

Roble, Belko & Company, Inc

N/A

Shares— from 262

Change-262 (-100%)

Value—

Royal Bank of Canada

N/A

Shares— from 251

Change-251 (-100%)

Value—

PIN OAK Investment Advisors Inc

N/A

Shares— from 200

Change-200 (-100%)

Value—

Ameriflex Group, Inc.

N/A

Shares— from 125

Change-125 (-100%)

Value—

Private Wealth Asset Management, LLC

N/A

Shares— from 45

Change-45 (-100%)

Value—

Strategic Wealth Partners, Ltd.

N/A

Shares— from 44

Change-44 (-100%)

Value—

Harbour Investments, Inc.

N/A

Shares— from 12

Change-12 (-100%)

Value—

Strive Financial Group,LLC

N/A

Shares— from 8

Change-8 (-100%)

Value—

	Status
Prota Financial, LLC	INCREASED	204,758	195,691	+9,067	+5%	$5.4M	$5.5M	+$168.7K	2026-10-08
Evolution Wealth Advisors, LLC	DECREASED	120,900	123,700	-2,800	-2%	$3.4M	$3.3M	-$111.2K	2026-11-03
Closed-End Fund Advisors, Inc.	INCREASED	61,652	47,816	+13,836	+29%	$1.3M	$1.7M	+$358.6K	2026-11-04
Apollon Wealth Management, LLC	INCREASED	58,210	57,252	+958	+2%	$1.6M	$1.6M	+$9.2K	2026-10-23
Future Financial Wealth Managment LLC	NEW	51,126	—	+51,126	—	—	$1.4M	—	2026-10-15
Almanack Investment Partners, Llc.	DECREASED	39,626	39,748	-122	0%	$1.1M	$1.1M	-$14.8K	2026-11-03
Haven Private, LLC	DECREASED	35,378	54,983	-19,605	-36%	$1.5M	$952.4K	-$543.7K	2026-10-27
Beaumont Financial Advisors, LLC	INCREASED	33,659	26,698	+6,961	+26%	$726.4K	$906.1K	+$179.7K	2026-10-22
Kathmere Capital Management, LLC	UNCHANGED	33,516	33,516	0	0%	$912.0K	$902.3K	-$9.7K	2026-10-20
RFG Advisory, LLC	DECREASED	22,445	48,155	-25,710	-53%	$1.3M	$604.2K	-$706.1K	2026-11-03
Discipline Wealth Solutions, LLC	INCREASED	21,315	19,188	+2,127	+11%	$522.1K	$573.8K	+$51.7K	2026-10-14
Commonwealth Equity Services, LLC	DECREASED	19,514	21,909	-2,395	-11%	$596.2K	$525.3K	-$70.8K	2026-11-02
Wealthcare Advisory Partners LLC	INCREASED	19,321	18,122	+1,199	+7%	$493.1K	$520.1K	+$27.0K	2026-10-21
Park Avenue Securities LLC	DECREASED	16,715	17,343	-628	-4%	$472.0K	$450	-$471.6K	2026-10-26
J.W. Cole Advisors, Inc.	INCREASED	12,630	11,531	+1,099	+10%	$313.8K	$340.0K	+$26.2K	2026-11-05
Independent Financial Group, LLC	DECREASED	11,979	12,034	-55	0%	$327.5K	$322.5K	-$5.0K	2026-10-13
Samalin Investment Counsel, LLC	INCREASED	10,475	7,857	+2,618	+33%	$213.8K	$282.0K	+$68.2K	2026-10-23
Cambridge Investment Research Advisors, Inc.	DECREASED	10,057	11,016	-959	-9%	$300.0K	$271	-$299.7K	2026-11-02
Focused Alpha, LLC	DECREASED	8,145	9,034	-889	-10%	$245.8K	$219.3K	-$26.5K	2026-10-20
Ashton Thomas Private Wealth, LLC	NEW	4,577	—	+4,577	—	—	$123.2K	—	2026-11-03
EverSource Wealth Advisors, LLC	INCREASED	3,500	1,000	+2,500	+250%	$27.2K	$94.2K	+$67.0K	2026-11-04
Miller Global Investments, LLC	INCREASED	2,003	1,345	+658	+49%	$36.6K	$53.9K	+$17.3K	2026-10-02
Lanark Financial, Inc.	UNCHANGED	1,141	1,141	0	0%	$31.0K	$30.7K	-$330	2026-10-26
Brown, Lisle Ings, Inc.	UNCHANGED	197	197	0	0%	$5.4K	$5.3K	-$57	2026-10-16
Signature Equity Partners, LLC	INCREASED	140	138	+2	+1%	$3.8K	$3.8K	-$1	2026-10-29
Private Trust Co NA	DECREASED	67	69	-2	-3%	$1.9K	$1.8K	-$73	2026-10-20
Farther Finance Advisors, LLC	DECREASED	21	220	-199	-90%	$6.0K	$565	-$5.4K	2026-10-08
LexAurum Advisors, LLC	CLOSED	0	230,340	-230,340	-100%	$6.3M	$0	-$6.3M	2026-10-19
Salem Investment Counselors Inc	CLOSED	0	500	-500	-100%	$13.6K	$0	-$13.6K	2026-10-13
Cornerstone Planning Group LLC	CLOSED	0	62	-62	-100%	$1.6K	$0	-$1.6K	2026-10-16
Russell Investments Group, Ltd.	N/A	—	359,661	-359,661	-100%	$9.8M	—	—	—
Condor Capital Management	N/A	—	326,738	-326,738	-100%	$8.9M	—	—	—
Cetera Investment Advisers	N/A	—	236,482	-236,482	-100%	$6.4M	—	—	—
Clark Capital Management Group, Inc.	N/A	—	204,640	-204,640	-100%	$5.6M	—	—	—
Envestnet Asset Management Inc	N/A	—	149,413	-149,413	-100%	$4.1M	—	—	—
LPL Financial LLC	N/A	—	91,462	-91,462	-100%	$2.5M	—	—	—
NewEdge Advisors, LLC	N/A	—	77,124	-77,124	-100%	$2.1M	—	—	—
Brookwood Investment Group LLC	N/A	—	40,065	-40,065	-100%	$1.1M	—	—	—
Steward Partners Investment Advisory, LLC	N/A	—	30,369	-30,369	-100%	$826.3K	—	—	—
Stratos Wealth Partners, Ltd.	N/A	—	23,585	-23,585	-100%	$641.7K	—	—	—
Two Sigma Investments, LP	N/A	—	21,000	-21,000	-100%	$571.4K	—	—	—
Naviter Wealth, LLC	N/A	—	19,466	-19,466	-100%	$529.7K	—	—	—
Principal Securities, Inc.	N/A	—	16,826	-16,826	-100%	$457.8K	—	—	—
Brown Advisory Inc	N/A	—	14,602	-14,602	-100%	$397.3K	—	—	—
Raymond James Financial Inc	N/A	—	14,142	-14,142	-100%	$384.8K	—	—	—
UBS Group AG	N/A	—	13,454	-13,454	-100%	$366.1K	—	—	—
Advyzon Investment Management, LLC	N/A	—	13,249	-13,249	-100%	$360.5K	—	—	—
Osaic Holdings, Inc.	N/A	—	11,835	-11,835	-100%	$322.1K	—	—	—
HighTower Advisors, LLC	N/A	—	10,169	-10,169	-100%	$276.7K	—	—	—
Allworth Financial LP	N/A	—	9,900	-9,900	-100%	$269.4K	—	—	—
MML Investors Services, LLC	N/A	—	9,512	-9,512	-100%	$258.8K	—	—	—
Clearstead Advisors, LLC	N/A	—	9,048	-9,048	-100%	$246.2K	—	—	—
Legacy Wealth Managment, LLC	N/A	—	7,857	-7,857	-100%	$213.8K	—	—	—
Citadel Advisors LLC	N/A	—	7,529	-7,529	-100%	$204.9K	—	—	—
Rockefeller Capital Management L.P.	N/A	—	3,796	-3,796	-100%	$103.3K	—	—	—
Global Retirement Partners, LLC	N/A	—	979	-979	-100%	$26.6K	—	—	—
BFC Planning, Inc.	N/A	—	647	-647	-100%	$17.6K	—	—	—
Morgan Stanley	N/A	—	376	-376	-100%	$10.2K	—	—	—
Roble, Belko & Company, Inc	N/A	—	262	-262	-100%	$7	—	—	—
Royal Bank of Canada	N/A	—	251	-251	-100%	$7.0K	—	—	—
PIN OAK Investment Advisors Inc	N/A	—	200	-200	-100%	$5	—	—	—
Ameriflex Group, Inc.	N/A	—	125	-125	-100%	$3.4K	—	—	—
Private Wealth Asset Management, LLC	N/A	—	45	-45	-100%	$1.2K	—	—	—
Strategic Wealth Partners, Ltd.	N/A	—	44	-44	-100%	$1.2K	—	—	—
Harbour Investments, Inc.	N/A	—	12	-12	-100%	$327	—	—	—
Strive Financial Group,LLC	N/A	—	8	-8	-100%	$218	—	—	—

Showing 66 of 66 institutions