Rezolute Inc (RZLT)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

Sort by

Geode Capital Management, LLC

DECREASED

Shares2,133,521 from 2,170,154

Change-36,633 (-2%)

Value$8.8M (-$2.5M)

Filed 2026-11-06

Dimensional Fund Advisors LP

INCREASED

Shares991,935 from 890,733

Change+101,202 (+11%)

Value$4.1M (-$525.3K)

Filed 2026-11-04

Barclays PLC

INCREASED

Shares376,581 from 156,389

Change+220,192 (+141%)

Value$1.6M (+$745.8K)

Filed 2026-11-06

Russell Investments Group, Ltd.

INCREASED

Shares259,307 from 210,044

Change+49,263 (+23%)

Value$1.1M (-$18.7K)

Filed 2026-11-06

Bank of New York Mellon Corp

INCREASED

Shares223,058 from 212,270

Change+10,788 (+5%)

Value$923.5K (-$180.3K)

Filed 2026-11-05

Creative Planning

INCREASED

Shares157,124 from 117,362

Change+39,762 (+34%)

Value$650.5K (+$40.2K)

Filed 2026-11-02

Simplex Trading, LLC

INCREASED

Shares130,753 from 101,243

Change+29,510 (+29%)

Value$541.3K (+$14.9K)

Filed 2026-11-04

Alps Advisors Inc

INCREASED

Shares126,671 from 97,724

Change+28,947 (+30%)

Value$524.4K (+$16.3K)

Filed 2026-11-03

Pavaki Capital Management LLC

UNCHANGED

Shares120,000 from 120,000

Change0 (0%)

Value$496.8K (-$127.2K)

Filed 2026-10-26

AlphaCentric Advisors LLC

INCREASED

Shares75,495 from 72,255

Change+3,240 (+4%)

Value$312.5K (-$63.2K)

Filed 2026-11-03

Deutsche Bank Ag\

DECREASED

Shares71,197 from 80,780

Change-9,583 (-12%)

Value$294.8K (-$125.3K)

Filed 2026-11-06

Wealth Enhancement Advisory Services, LLC

DECREASED

Shares27,464 from 34,708

Change-7,244 (-21%)

Value$127.4K (-$37.4K)

Filed 2026-10-13

NIA Impact Advisors, LLC

NEW

Shares18,322

Change+18,322

Value$75.9K

Filed 2026-11-04

Brighton Jones LLC

DECREASED

Shares10,051 from 12,720

Change-2,669 (-21%)

Value$41.6K (-$24.5K)

Filed 2026-11-03

Citigroup Inc

DECREASED

Shares3,819 from 36,180

Change-32,361 (-89%)

Value$15.8K (-$172.3K)

Filed 2026-11-04

IFP Advisors, Inc

INCREASED

Shares3,716 from 3,691

Change+25 (+1%)

Value$15.4K (-$3.8K)

Filed 2026-10-16

Nisa Investment Advisors, LLC

DECREASED

Shares3,100 from 4,400

Change-1,300 (-30%)

Value$12.8K (-$10.0K)

Filed 2026-10-20

State of Alaska, Department of Revenue

DECREASED

Shares3,000 from 87,000

Change-84,000 (-97%)

Value$12 (-$452.0K)

Filed 2026-10-15

Allworth Financial LP

UNCHANGED

Shares2,401 from 2,401

Change0 (0%)

Value$12.5K ($0)

Filed 2026-11-06

Pinnacle Wealth Planning Services, Inc.

UNCHANGED

Shares2,102 from 2,102

Change0 (0%)

Value$8.7K (-$2.2K)

Filed 2026-10-27

Sterling Capital Management LLC

INCREASED

Shares1,680 from 1,404

Change+276 (+20%)

Value$7.0K (-$346)

Filed 2026-10-22

Signaturefd, LLC

INCREASED

Shares1,628 from 210

Change+1,418 (+675%)

Value$6.7K (+$5.6K)

Filed 2026-10-23

PNC Financial Services Group, Inc.

DECREASED

Shares1,390 from 1,424

Change-34 (-2%)

Value$5.8K (-$1.7K)

Filed 2026-11-06

Gamma Investing LLC

INCREASED

Shares1,338 from 1,154

Change+184 (+16%)

Value$5.5K (-$462)

Filed 2026-10-08

Farther Finance Advisors, LLC

INCREASED

Shares1,259 from 903

Change+356 (+39%)

Value$5.2K (+$554)

Filed 2026-10-08

Essential Partners LLC

INCREASED

Shares677 from 672

Change+5 (+1%)

Value$2.8K (-$691)

Filed 2026-10-14

EverSource Wealth Advisors, LLC

DECREASED

Shares498 from 556

Change-58 (-10%)

Value$2.1K (-$829)

Filed 2026-11-04

Root Financial Partners, LLC

NEW

Shares490

Change+490

Value$2.0K

Filed 2026-10-21

Caitong International Asset Management Co., Ltd

DECREASED

Shares452 from 9,559

Change-9,107 (-95%)

Value$1.9K (-$47.8K)

Filed 2026-10-29

US Bancorp \de\

INCREASED

Shares417 from 340

Change+77 (+23%)

Value$1.7K (-$42)

Filed 2026-11-05

True Wealth Design, LLC

DECREASED

Shares409 from 754

Change-345 (-46%)

Value$1.7K (-$2.2K)

Filed 2026-10-13

Provenance Wealth Advisors, LLC

NEW

Shares356

Change+356

Value$1.5K

Filed 2026-10-30

Toth Financial Advisory Corp

UNCHANGED

Shares350 from 350

Change0 (0%)

Value$1.4K (-$371)

Filed 2026-10-08

Parkside Financial Bank & Trust

NEW

Shares345

Change+345

Value$1.4K

Filed 2026-10-27

SJS Investment Consulting Inc.

INCREASED

Shares211 from 74

Change+137 (+185%)

Value$874 (+$489)

Filed 2026-10-26

Parallel Advisors, LLC

NEW

Shares158

Change+158

Value$654

Filed 2026-11-03

Fortitude Family Office, LLC

UNCHANGED

Shares125 from 125

Change0 (0%)

Value$518 (-$132)

Filed 2026-10-14

Hughes Financial Services, LLC

NEW

Shares53

Change+53

Value$218

Filed 2026-10-30

SBI Securities Co., Ltd.

DECREASED

Shares31 from 833

Change-802 (-96%)

Value$128 (-$4.2K)

Filed 2026-10-22

Clearstead Advisors, LLC

DECREASED

Shares10 from 86

Change-76 (-88%)

Value$42 (-$406)

Filed 2026-11-06

Natixis

CLOSED

Shares0 from 78,000

Change-78,000 (-100%)

Value$0 (-$405.6K)

Filed 2026-11-06

LPL Financial LLC

CLOSED

Shares0 from 11,974

Change-11,974 (-100%)

Value$0 (-$62.3K)

Filed 2026-11-06

ProShare Advisors LLC

CLOSED

Shares0 from 10,258

Change-10,258 (-100%)

Value$0 (-$53.3K)

Filed 2026-10-29

Wealth Enhancement Trust Services, Inc.

CLOSED

Shares0 from 76

Change-76 (-100%)

Value$0 (-$395)

Filed 2026-10-07

Federated Hermes, Inc.

N/A

Shares— from 12,990,659

Change-12,990,659 (-100%)

Value—

RA Capital Management, L.P.

N/A

Shares— from 9,445,039

Change-9,445,039 (-100%)

Value—

BlackRock, Inc.

N/A

Shares— from 7,718,291

Change-7,718,291 (-100%)

Value—

Opaleye Management Inc.

N/A

Shares— from 6,300,000

Change-6,300,000 (-100%)

Value—

Balyasny Asset Management L.P.

N/A

Shares— from 4,662,039

Change-4,662,039 (-100%)

Value—

Vanguard Capital Management LLC

N/A

Shares— from 3,835,827

Change-3,835,827 (-100%)

Value—

Siren, L.L.C.

N/A

Shares— from 3,328,287

Change-3,328,287 (-100%)

Value—

Jacobs Levy Equity Management, Inc

N/A

Shares— from 2,561,654

Change-2,561,654 (-100%)

Value—

Jennison Associates LLC

N/A

Shares— from 2,459,308

Change-2,459,308 (-100%)

Value—

State Street Corp

N/A

Shares— from 1,850,128

Change-1,850,128 (-100%)

Value—

D. E. Shaw & Co., Inc.

N/A

Shares— from 1,839,357

Change-1,839,357 (-100%)

Value—

Morgan Stanley

N/A

Shares— from 1,618,783

Change-1,618,783 (-100%)

Value—

Vanguard Portfolio Management LLC

N/A

Shares— from 1,380,746

Change-1,380,746 (-100%)

Value—

Goldman Sachs Group Inc

N/A

Shares— from 1,316,782

Change-1,316,782 (-100%)

Value—

Nuveen, LLC

N/A

Shares— from 1,295,209

Change-1,295,209 (-100%)

Value—

Kennedy Capital Management LLC

N/A

Shares— from 1,221,678

Change-1,221,678 (-100%)

Value—

Blackstone Inc.

N/A

Shares— from 1,082,927

Change-1,082,927 (-100%)

Value—

AQR Capital Management LLC

N/A

Shares— from 1,007,962

Change-1,007,962 (-100%)

Value—

Affinity Asset Advisors, LLC

N/A

Shares— from 1,000,000

Change-1,000,000 (-100%)

Value—

Great Point Partners LLC

N/A

Shares— from 951,809

Change-951,809 (-100%)

Value—

Ikarian Capital, LLC

N/A

Shares— from 935,012

Change-935,012 (-100%)

Value—

22NW, LPA

N/A

Shares— from 820,653

Change-820,653 (-100%)

Value—

Velan Capital Investment Management LP

N/A

Shares— from 750,000

Change-750,000 (-100%)

Value—

Bank of America Corp

N/A

Shares— from 730,332

Change-730,332 (-100%)

Value—

Northern Trust Corp

N/A

Shares— from 725,271

Change-725,271 (-100%)

Value—

Charles Schwab Investment Management Inc

N/A

Shares— from 723,588

Change-723,588 (-100%)

Value—

Woodline Partners LP

N/A

Shares— from 611,797

Change-611,797 (-100%)

Value—

Vanguard Fiduciary Trust Co

N/A

Shares— from 571,037

Change-571,037 (-100%)

Value—

Millennium Management LLC

N/A

Shares— from 517,234

Change-517,234 (-100%)

Value—

J. Goldman & Co LP

N/A

Shares— from 500,405

Change-500,405 (-100%)

Value—

Integral Health Asset Management, LLC

N/A

Shares— from 500,000

Change-500,000 (-100%)

Value—

UBS Group AG

N/A

Shares— from 496,033

Change-496,033 (-100%)

Value—

Two Sigma Investments, LP

N/A

Shares— from 431,073

Change-431,073 (-100%)

Value—

Squadron Capital Management LLC

N/A

Shares— from 403,410

Change-403,410 (-100%)

Value—

Vestal Point Capital, LP

N/A

Shares— from 382,999

Change-382,999 (-100%)

Value—

Knott David M Jr

N/A

Shares— from 370,000

Change-370,000 (-100%)

Value—

XTX Topco Ltd

N/A

Shares— from 353,670

Change-353,670 (-100%)

Value—

Jupiter Topco LLC

N/A

Shares— from 332,349

Change-332,349 (-100%)

Value—

Driehaus Capital Management LLC

N/A

Shares— from 289,519

Change-289,519 (-100%)

Value—

Boothbay Fund Management, LLC

N/A

Shares— from 286,955

Change-286,955 (-100%)

Value—

Susquehanna Portfolio Strategies, LLC

N/A

Shares— from 279,641

Change-279,641 (-100%)

Value—

Jane Street Group, LLC

N/A

Shares— from 263,879

Change-263,879 (-100%)

Value—

Schonfeld Strategic Advisors LLC

N/A

Shares— from 263,746

Change-263,746 (-100%)

Value—

FMR LLC

N/A

Shares— from 216,117

Change-216,117 (-100%)

Value—

Group One Trading LLC

N/A

Shares— from 151,982

Change-151,982 (-100%)

Value—

PFM Health Sciences, LP

N/A

Shares— from 127,289

Change-127,289 (-100%)

Value—

Walleye Capital LLC

N/A

Shares— from 108,554

Change-108,554 (-100%)

Value—

Franklin Resources Inc

N/A

Shares— from 104,705

Change-104,705 (-100%)

Value—

Citadel Advisors LLC

N/A

Shares— from 98,490

Change-98,490 (-100%)

Value—

Ameriprise Financial Inc

N/A

Shares— from 97,652

Change-97,652 (-100%)

Value—

Rhumbline Advisers

N/A

Shares— from 94,298

Change-94,298 (-100%)

Value—

SEI Investments Co

N/A

Shares— from 93,475

Change-93,475 (-100%)

Value—

Virtus Investment Advisers, LLC

N/A

Shares— from 81,800

Change-81,800 (-100%)

Value—

Jain Global LLC

N/A

Shares— from 80,939

Change-80,939 (-100%)

Value—

LOS Angeles Capital Management LLC

N/A

Shares— from 77,823

Change-77,823 (-100%)

Value—

Marshall Wace, LLP

N/A

Shares— from 75,839

Change-75,839 (-100%)

Value—

Acadian Asset Management LLC

N/A

Shares— from 70,129

Change-70,129 (-100%)

Value—

Alliancebernstein L.P.

N/A

Shares— from 68,280

Change-68,280 (-100%)

Value—

Wells Fargo & Company

N/A

Shares— from 67,928

Change-67,928 (-100%)

Value—

Price T Rowe Associates Inc

N/A

Shares— from 63,608

Change-63,608 (-100%)

Value—

Mariner, LLC

N/A

Shares— from 61,765

Change-61,765 (-100%)

Value—

HSBC Holdings PLC

N/A

Shares— from 53,597

Change-53,597 (-100%)

Value—

Wellington Management Group LLP

N/A

Shares— from 53,027

Change-53,027 (-100%)

Value—

Public Employees Retirement System of Ohio

N/A

Shares— from 51,300

Change-51,300 (-100%)

Value—

Adar1 Capital Management, LLC

N/A

Shares— from 48,679

Change-48,679 (-100%)

Value—

MetLife Investment Management, LLC

N/A

Shares— from 47,207

Change-47,207 (-100%)

Value—

Invesco Ltd.

N/A

Shares— from 40,675

Change-40,675 (-100%)

Value—

Canada Pension Plan Investment Board

N/A

Shares— from 39,500

Change-39,500 (-100%)

Value—

Mirae Asset Global Etfs Holdings Ltd.

N/A

Shares— from 36,041

Change-36,041 (-100%)

Value—

JPMorgan Chase & Co

N/A

Shares— from 35,755

Change-35,755 (-100%)

Value—

Mercer Global Advisors Inc

N/A

Shares— from 35,598

Change-35,598 (-100%)

Value—

Vanguard Global Advisers, LLC

N/A

Shares— from 35,183

Change-35,183 (-100%)

Value—

IEQ Capital, LLC

N/A

Shares— from 30,786

Change-30,786 (-100%)

Value—

Cerity Partners LLC

N/A

Shares— from 28,843

Change-28,843 (-100%)

Value—

Integrated Wealth Concepts LLC

N/A

Shares— from 27,444

Change-27,444 (-100%)

Value—

Quadrature Capital Ltd

N/A

Shares— from 25,375

Change-25,375 (-100%)

Value—

American Century Companies Inc

N/A

Shares— from 24,997

Change-24,997 (-100%)

Value—

SG Americas Securities, LLC

N/A

Shares— from 23,549

Change-23,549 (-100%)

Value—

Captrust Financial Advisors

N/A

Shares— from 23,210

Change-23,210 (-100%)

Value—

Virtu Financial LLC

N/A

Shares— from 22,804

Change-22,804 (-100%)

Value—

Manufacturers Life Insurance Company, the

N/A

Shares— from 21,916

Change-21,916 (-100%)

Value—

Police & Firemen's Retirement System of New Jersey

N/A

Shares— from 21,800

Change-21,800 (-100%)

Value—

Rangeley Capital, LLC

N/A

Shares— from 19,650

Change-19,650 (-100%)

Value—

EntryPoint Capital, LLC

N/A

Shares— from 19,462

Change-19,462 (-100%)

Value—

Intech Investment Management LLC

N/A

Shares— from 18,776

Change-18,776 (-100%)

Value—

Winton Group Ltd

N/A

Shares— from 17,000

Change-17,000 (-100%)

Value—

BNP Paribas Financial Markets

N/A

Shares— from 15,280

Change-15,280 (-100%)

Value—

Voya Investment Management LLC

N/A

Shares— from 15,198

Change-15,198 (-100%)

Value—

New York State Common Retirement Fund

N/A

Shares— from 15,000

Change-15,000 (-100%)

Value—

Sequoia Financial Advisors, LLC

N/A

Shares— from 14,448

Change-14,448 (-100%)

Value—

Polymer Capital Management (US) LLC

N/A

Shares— from 12,909

Change-12,909 (-100%)

Value—

Prudential Financial Inc

N/A

Shares— from 12,900

Change-12,900 (-100%)

Value—

Arax Advisory Partners

N/A

Shares— from 12,354

Change-12,354 (-100%)

Value—

Auxano Advisors, LLC

N/A

Shares— from 10,000

Change-10,000 (-100%)

Value—

Legal & General Group Plc

N/A

Shares— from 7,932

Change-7,932 (-100%)

Value—

Ameritas Investment Partners, Inc.

N/A

Shares— from 6,834

Change-6,834 (-100%)

Value—

Tower Research Capital LLC (TRC)

N/A

Shares— from 5,089

Change-5,089 (-100%)

Value—

Northwestern Mutual Wealth Management Co

N/A

Shares— from 5,000

Change-5,000 (-100%)

Value—

Quantbot Technologies LP

N/A

Shares— from 3,258

Change-3,258 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 3,225

Change-3,225 (-100%)

Value—

Royal Bank of Canada

N/A

Shares— from 2,378

Change-2,378 (-100%)

Value—

California State Teachers Retirement System

N/A

Shares— from 1,014

Change-1,014 (-100%)

Value—

Strategic Wealth Partners, Ltd.

N/A

Shares— from 1,000

Change-1,000 (-100%)

Value—

Rothschild Investment LLC

N/A

Shares— from 587

Change-587 (-100%)

Value—

SHP Wealth Management

N/A

Shares— from 46

Change-46 (-100%)

Value—

JPL Wealth Management, LLC

N/A

Shares— from 7

Change-7 (-100%)

Value—

	Status
Geode Capital Management, LLC	DECREASED	2,133,521	2,170,154	-36,633	-2%	$11.3M	$8.8M	-$2.5M	2026-11-06
Dimensional Fund Advisors LP	INCREASED	991,935	890,733	+101,202	+11%	$4.6M	$4.1M	-$525.3K	2026-11-04
Barclays PLC	INCREASED	376,581	156,389	+220,192	+141%	$813.2K	$1.6M	+$745.8K	2026-11-06
Russell Investments Group, Ltd.	INCREASED	259,307	210,044	+49,263	+23%	$1.1M	$1.1M	-$18.7K	2026-11-06
Bank of New York Mellon Corp	INCREASED	223,058	212,270	+10,788	+5%	$1.1M	$923.5K	-$180.3K	2026-11-05
Creative Planning	INCREASED	157,124	117,362	+39,762	+34%	$610.3K	$650.5K	+$40.2K	2026-11-02
Simplex Trading, LLC	INCREASED	130,753	101,243	+29,510	+29%	$526.5K	$541.3K	+$14.9K	2026-11-04
Alps Advisors Inc	INCREASED	126,671	97,724	+28,947	+30%	$508.2K	$524.4K	+$16.3K	2026-11-03
Pavaki Capital Management LLC	UNCHANGED	120,000	120,000	0	0%	$624.0K	$496.8K	-$127.2K	2026-10-26
AlphaCentric Advisors LLC	INCREASED	75,495	72,255	+3,240	+4%	$375.7K	$312.5K	-$63.2K	2026-11-03
Deutsche Bank Ag\	DECREASED	71,197	80,780	-9,583	-12%	$420.1K	$294.8K	-$125.3K	2026-11-06
Wealth Enhancement Advisory Services, LLC	DECREASED	27,464	34,708	-7,244	-21%	$164.9K	$127.4K	-$37.4K	2026-10-13
NIA Impact Advisors, LLC	NEW	18,322	—	+18,322	—	—	$75.9K	—	2026-11-04
Brighton Jones LLC	DECREASED	10,051	12,720	-2,669	-21%	$66.1K	$41.6K	-$24.5K	2026-11-03
Citigroup Inc	DECREASED	3,819	36,180	-32,361	-89%	$188.1K	$15.8K	-$172.3K	2026-11-04
IFP Advisors, Inc	INCREASED	3,716	3,691	+25	+1%	$19.2K	$15.4K	-$3.8K	2026-10-16
Nisa Investment Advisors, LLC	DECREASED	3,100	4,400	-1,300	-30%	$22.9K	$12.8K	-$10.0K	2026-10-20
State of Alaska, Department of Revenue	DECREASED	3,000	87,000	-84,000	-97%	$452.0K	$12	-$452.0K	2026-10-15
Allworth Financial LP	UNCHANGED	2,401	2,401	0	0%	$12.5K	$12.5K	$0	2026-11-06
Pinnacle Wealth Planning Services, Inc.	UNCHANGED	2,102	2,102	0	0%	$10.9K	$8.7K	-$2.2K	2026-10-27
Sterling Capital Management LLC	INCREASED	1,680	1,404	+276	+20%	$7.3K	$7.0K	-$346	2026-10-22
Signaturefd, LLC	INCREASED	1,628	210	+1,418	+675%	$1.1K	$6.7K	+$5.6K	2026-10-23
PNC Financial Services Group, Inc.	DECREASED	1,390	1,424	-34	-2%	$7.4K	$5.8K	-$1.7K	2026-11-06
Gamma Investing LLC	INCREASED	1,338	1,154	+184	+16%	$6.0K	$5.5K	-$462	2026-10-08
Farther Finance Advisors, LLC	INCREASED	1,259	903	+356	+39%	$4.7K	$5.2K	+$554	2026-10-08
Essential Partners LLC	INCREASED	677	672	+5	+1%	$3.5K	$2.8K	-$691	2026-10-14
EverSource Wealth Advisors, LLC	DECREASED	498	556	-58	-10%	$2.9K	$2.1K	-$829	2026-11-04
Root Financial Partners, LLC	NEW	490	—	+490	—	—	$2.0K	—	2026-10-21
Caitong International Asset Management Co., Ltd	DECREASED	452	9,559	-9,107	-95%	$49.7K	$1.9K	-$47.8K	2026-10-29
US Bancorp \de\	INCREASED	417	340	+77	+23%	$1.8K	$1.7K	-$42	2026-11-05
True Wealth Design, LLC	DECREASED	409	754	-345	-46%	$3.9K	$1.7K	-$2.2K	2026-10-13
Provenance Wealth Advisors, LLC	NEW	356	—	+356	—	—	$1.5K	—	2026-10-30
Toth Financial Advisory Corp	UNCHANGED	350	350	0	0%	$1.8K	$1.4K	-$371	2026-10-08
Parkside Financial Bank & Trust	NEW	345	—	+345	—	—	$1.4K	—	2026-10-27
SJS Investment Consulting Inc.	INCREASED	211	74	+137	+185%	$385	$874	+$489	2026-10-26
Parallel Advisors, LLC	NEW	158	—	+158	—	—	$654	—	2026-11-03
Fortitude Family Office, LLC	UNCHANGED	125	125	0	0%	$650	$518	-$132	2026-10-14
Hughes Financial Services, LLC	NEW	53	—	+53	—	—	$218	—	2026-10-30
SBI Securities Co., Ltd.	DECREASED	31	833	-802	-96%	$4.3K	$128	-$4.2K	2026-10-22
Clearstead Advisors, LLC	DECREASED	10	86	-76	-88%	$448	$42	-$406	2026-11-06
Natixis	CLOSED	0	78,000	-78,000	-100%	$405.6K	$0	-$405.6K	2026-11-06
LPL Financial LLC	CLOSED	0	11,974	-11,974	-100%	$62.3K	$0	-$62.3K	2026-11-06
ProShare Advisors LLC	CLOSED	0	10,258	-10,258	-100%	$53.3K	$0	-$53.3K	2026-10-29
Wealth Enhancement Trust Services, Inc.	CLOSED	0	76	-76	-100%	$395	$0	-$395	2026-10-07
Federated Hermes, Inc.	N/A	—	12,990,659	-12,990,659	-100%	$67.6M	—	—	—
RA Capital Management, L.P.	N/A	—	9,445,039	-9,445,039	-100%	$49.1M	—	—	—
BlackRock, Inc.	N/A	—	7,718,291	-7,718,291	-100%	$40.1M	—	—	—
Opaleye Management Inc.	N/A	—	6,300,000	-6,300,000	-100%	$32.8M	—	—	—
Balyasny Asset Management L.P.	N/A	—	4,662,039	-4,662,039	-100%	$24.2M	—	—	—
Vanguard Capital Management LLC	N/A	—	3,835,827	-3,835,827	-100%	$19.9M	—	—	—
Siren, L.L.C.	N/A	—	3,328,287	-3,328,287	-100%	$17.3M	—	—	—
Jacobs Levy Equity Management, Inc	N/A	—	2,561,654	-2,561,654	-100%	$13.3M	—	—	—
Jennison Associates LLC	N/A	—	2,459,308	-2,459,308	-100%	$12.8M	—	—	—
State Street Corp	N/A	—	1,850,128	-1,850,128	-100%	$9.6M	—	—	—
D. E. Shaw & Co., Inc.	N/A	—	1,839,357	-1,839,357	-100%	$9.6M	—	—	—
Morgan Stanley	N/A	—	1,618,783	-1,618,783	-100%	$8.4M	—	—	—
Vanguard Portfolio Management LLC	N/A	—	1,380,746	-1,380,746	-100%	$7.2M	—	—	—
Goldman Sachs Group Inc	N/A	—	1,316,782	-1,316,782	-100%	$6.8M	—	—	—
Nuveen, LLC	N/A	—	1,295,209	-1,295,209	-100%	$6.7M	—	—	—
Kennedy Capital Management LLC	N/A	—	1,221,678	-1,221,678	-100%	$6.4M	—	—	—
Blackstone Inc.	N/A	—	1,082,927	-1,082,927	-100%	$5.6M	—	—	—
AQR Capital Management LLC	N/A	—	1,007,962	-1,007,962	-100%	$5.2M	—	—	—
Affinity Asset Advisors, LLC	N/A	—	1,000,000	-1,000,000	-100%	$5.2M	—	—	—
Great Point Partners LLC	N/A	—	951,809	-951,809	-100%	$4.9M	—	—	—
Ikarian Capital, LLC	N/A	—	935,012	-935,012	-100%	$4.9M	—	—	—
22NW, LPA	N/A	—	820,653	-820,653	-100%	$4.3M	—	—	—
Velan Capital Investment Management LP	N/A	—	750,000	-750,000	-100%	$3.9M	—	—	—
Bank of America Corp	N/A	—	730,332	-730,332	-100%	$3.8M	—	—	—
Northern Trust Corp	N/A	—	725,271	-725,271	-100%	$3.8M	—	—	—
Charles Schwab Investment Management Inc	N/A	—	723,588	-723,588	-100%	$3.8M	—	—	—
Woodline Partners LP	N/A	—	611,797	-611,797	-100%	$3.2M	—	—	—
Vanguard Fiduciary Trust Co	N/A	—	571,037	-571,037	-100%	$3.0M	—	—	—
Millennium Management LLC	N/A	—	517,234	-517,234	-100%	$2.7M	—	—	—
J. Goldman & Co LP	N/A	—	500,405	-500,405	-100%	$2.6M	—	—	—
Integral Health Asset Management, LLC	N/A	—	500,000	-500,000	-100%	$2.6M	—	—	—
UBS Group AG	N/A	—	496,033	-496,033	-100%	$2.6M	—	—	—
Two Sigma Investments, LP	N/A	—	431,073	-431,073	-100%	$2.2M	—	—	—
Squadron Capital Management LLC	N/A	—	403,410	-403,410	-100%	$2.1M	—	—	—
Vestal Point Capital, LP	N/A	—	382,999	-382,999	-100%	$2.0M	—	—	—
Knott David M Jr	N/A	—	370,000	-370,000	-100%	$1.9M	—	—	—
XTX Topco Ltd	N/A	—	353,670	-353,670	-100%	$1.8M	—	—	—
Jupiter Topco LLC	N/A	—	332,349	-332,349	-100%	$1.7M	—	—	—
Driehaus Capital Management LLC	N/A	—	289,519	-289,519	-100%	$1.5M	—	—	—
Boothbay Fund Management, LLC	N/A	—	286,955	-286,955	-100%	$1.5M	—	—	—
Susquehanna Portfolio Strategies, LLC	N/A	—	279,641	-279,641	-100%	$1.5M	—	—	—
Jane Street Group, LLC	N/A	—	263,879	-263,879	-100%	$1.4M	—	—	—
Schonfeld Strategic Advisors LLC	N/A	—	263,746	-263,746	-100%	$1.4M	—	—	—
FMR LLC	N/A	—	216,117	-216,117	-100%	$1.1M	—	—	—
Group One Trading LLC	N/A	—	151,982	-151,982	-100%	$790.3K	—	—	—
PFM Health Sciences, LP	N/A	—	127,289	-127,289	-100%	$661.9K	—	—	—
Walleye Capital LLC	N/A	—	108,554	-108,554	-100%	$564.5K	—	—	—
Franklin Resources Inc	N/A	—	104,705	-104,705	-100%	$544.5K	—	—	—
Citadel Advisors LLC	N/A	—	98,490	-98,490	-100%	$512.1K	—	—	—
Ameriprise Financial Inc	N/A	—	97,652	-97,652	-100%	$507.8K	—	—	—
Rhumbline Advisers	N/A	—	94,298	-94,298	-100%	$490.3K	—	—	—
SEI Investments Co	N/A	—	93,475	-93,475	-100%	$486.1K	—	—	—
Virtus Investment Advisers, LLC	N/A	—	81,800	-81,800	-100%	$425.4K	—	—	—
Jain Global LLC	N/A	—	80,939	-80,939	-100%	$420.9K	—	—	—
LOS Angeles Capital Management LLC	N/A	—	77,823	-77,823	-100%	$404.7K	—	—	—
Marshall Wace, LLP	N/A	—	75,839	-75,839	-100%	$394.4K	—	—	—
Acadian Asset Management LLC	N/A	—	70,129	-70,129	-100%	$362.0K	—	—	—
Alliancebernstein L.P.	N/A	—	68,280	-68,280	-100%	$208.3K	—	—	—
Wells Fargo & Company	N/A	—	67,928	-67,928	-100%	$353.2K	—	—	—
Price T Rowe Associates Inc	N/A	—	63,608	-63,608	-100%	$331.0K	—	—	—
Mariner, LLC	N/A	—	61,765	-61,765	-100%	$321.2K	—	—	—
HSBC Holdings PLC	N/A	—	53,597	-53,597	-100%	$277.6K	—	—	—
Wellington Management Group LLP	N/A	—	53,027	-53,027	-100%	$275.7K	—	—	—
Public Employees Retirement System of Ohio	N/A	—	51,300	-51,300	-100%	$266.8K	—	—	—
Adar1 Capital Management, LLC	N/A	—	48,679	-48,679	-100%	$253.1K	—	—	—
MetLife Investment Management, LLC	N/A	—	47,207	-47,207	-100%	$245.5K	—	—	—
Invesco Ltd.	N/A	—	40,675	-40,675	-100%	$211.5K	—	—	—
Canada Pension Plan Investment Board	N/A	—	39,500	-39,500	-100%	$205.4K	—	—	—
Mirae Asset Global Etfs Holdings Ltd.	N/A	—	36,041	-36,041	-100%	$187.4K	—	—	—
JPMorgan Chase & Co	N/A	—	35,755	-35,755	-100%	$182.4K	—	—	—
Mercer Global Advisors Inc	N/A	—	35,598	-35,598	-100%	$185.1K	—	—	—
Vanguard Global Advisers, LLC	N/A	—	35,183	-35,183	-100%	$183.0K	—	—	—
IEQ Capital, LLC	N/A	—	30,786	-30,786	-100%	$160.1K	—	—	—
Cerity Partners LLC	N/A	—	28,843	-28,843	-100%	$150.0K	—	—	—
Integrated Wealth Concepts LLC	N/A	—	27,444	-27,444	-100%	$142.7K	—	—	—
Quadrature Capital Ltd	N/A	—	25,375	-25,375	-100%	$132.0K	—	—	—
American Century Companies Inc	N/A	—	24,997	-24,997	-100%	$130.0K	—	—	—
SG Americas Securities, LLC	N/A	—	23,549	-23,549	-100%	$122.0K	—	—	—
Captrust Financial Advisors	N/A	—	23,210	-23,210	-100%	$120.7K	—	—	—
Virtu Financial LLC	N/A	—	22,804	-22,804	-100%	$119.0K	—	—	—
Manufacturers Life Insurance Company, the	N/A	—	21,916	-21,916	-100%	$114.0K	—	—	—
Police & Firemen's Retirement System of New Jersey	N/A	—	21,800	-21,800	-100%	$113.4K	—	—	—
Rangeley Capital, LLC	N/A	—	19,650	-19,650	-100%	$102.2K	—	—	—
EntryPoint Capital, LLC	N/A	—	19,462	-19,462	-100%	$101.2K	—	—	—
Intech Investment Management LLC	N/A	—	18,776	-18,776	-100%	$97.6K	—	—	—
Winton Group Ltd	N/A	—	17,000	-17,000	-100%	$88.4K	—	—	—
BNP Paribas Financial Markets	N/A	—	15,280	-15,280	-100%	$79.5K	—	—	—
Voya Investment Management LLC	N/A	—	15,198	-15,198	-100%	$79.0K	—	—	—
New York State Common Retirement Fund	N/A	—	15,000	-15,000	-100%	$78.0K	—	—	—
Sequoia Financial Advisors, LLC	N/A	—	14,448	-14,448	-100%	$75.1K	—	—	—
Polymer Capital Management (US) LLC	N/A	—	12,909	-12,909	-100%	$67.1K	—	—	—
Prudential Financial Inc	N/A	—	12,900	-12,900	-100%	$67.1K	—	—	—
Arax Advisory Partners	N/A	—	12,354	-12,354	-100%	$64.2K	—	—	—
Auxano Advisors, LLC	N/A	—	10,000	-10,000	-100%	$52.0K	—	—	—
Legal & General Group Plc	N/A	—	7,932	-7,932	-100%	$41.2K	—	—	—
Ameritas Investment Partners, Inc.	N/A	—	6,834	-6,834	-100%	$35.5K	—	—	—
Tower Research Capital LLC (TRC)	N/A	—	5,089	-5,089	-100%	$26.5K	—	—	—
Northwestern Mutual Wealth Management Co	N/A	—	5,000	-5,000	-100%	$26.0K	—	—	—
Quantbot Technologies LP	N/A	—	3,258	-3,258	-100%	$16.9K	—	—	—
Osaic Holdings, Inc.	N/A	—	3,225	-3,225	-100%	$16.8K	—	—	—
Royal Bank of Canada	N/A	—	2,378	-2,378	-100%	$12.0K	—	—	—
California State Teachers Retirement System	N/A	—	1,014	-1,014	-100%	$5.3K	—	—	—
Strategic Wealth Partners, Ltd.	N/A	—	1,000	-1,000	-100%	$5.2K	—	—	—
Rothschild Investment LLC	N/A	—	587	-587	-100%	$3.1K	—	—	—
SHP Wealth Management	N/A	—	46	-46	-100%	$239	—	—	—
JPL Wealth Management, LLC	N/A	—	7	-7	-100%	$37	—	—	—

Showing 150 of 150 institutions