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Rivernorth Opportunities (RIV)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
LPL Financial LLC
INCREASED
Shares600,990 from 595,638
Change+5,352 (+1%)
Value$6.2M (-$730.9K)
Filed 2026-11-06
Arete Wealth Advisors, LLC
INCREASED
Shares454,995 from 440,153
Change+14,842 (+3%)
Value$4.7M (-$417.8K)
Filed 2026-11-09
Absolute Investment Advisers, LLC
NEW
Shares245,750
Change+245,750
Value$2.5M
Filed 2026-10-21
Marks Group Wealth Management, Inc
INCREASED
Shares134,814 from 107,869
Change+26,945 (+25%)
Value$1.4M (+$136.2K)
Filed 2026-11-05
Tennessee Valley Asset Management Partners
DECREASED
Shares107,480 from 114,169
Change-6,689 (-6%)
Value$1.1M (-$219.9K)
Filed 2026-11-03
Advisory Solutions Group, LLC
INCREASED
Shares98,919 from 84,470
Change+14,449 (+17%)
Value$1.0M (+$37.9K)
Filed 2026-10-14
Nations Financial Group Inc,
INCREASED
Shares85,394 from 85,337
Change+57 (+0%)
Value$883.0K (-$112.1K)
Filed 2026-11-05
Advisor OS, LLC
INCREASED
Shares72,606 from 71,289
Change+1,317 (+2%)
Value$750.7K (-$80.5K)
Filed 2026-11-03
Opal Wealth Advisors, LLC
INCREASED
Shares71,753 from 68,882
Change+2,871 (+4%)
Value$741.9K (-$61.2K)
Filed 2026-10-16
Allworth Financial LP
UNCHANGED
Shares66,047 from 66,047
Change0 (0%)
Value$770.1K ($0)
Filed 2026-11-06
Oppenheimer & Co Inc
INCREASED
Shares55,306 from 53,779
Change+1,527 (+3%)
Value$571.9K (-$55.2K)
Filed 2026-10-26
NWF Advisory Services Inc.
DECREASED
Shares40,227 from 44,527
Change-4,300 (-10%)
Value$415.9K (-$103.2K)
Filed 2026-10-19
Independent Financial Group, LLC
NEW
Shares39,634
Change+39,634
Value$409.8K
Filed 2026-10-13
Total Wealth Planning & Management, Inc.
INCREASED
Shares34,475 from 31,437
Change+3,038 (+10%)
Value$356.5K (-$10.1K)
Filed 2026-10-23
CoreCap Advisors, LLC
DECREASED
Shares33,274 from 35,436
Change-2,162 (-6%)
Value$344.1K (-$69.1K)
Filed 2026-10-08
Creative Planning
DECREASED
Shares29,138 from 68,138
Change-39,000 (-57%)
Value$301.3K (-$493.2K)
Filed 2026-11-02
PUREfi Wealth, LLC
NEW
Shares27,422
Change+27,422
Value$283.5K
Filed 2026-10-19
Choreo, LLC
INCREASED
Shares25,194 from 24,362
Change+832 (+3%)
Value$260.5K (-$23.5K)
Filed 2026-10-28
Wedbush Securities Inc
DECREASED
Shares23,356 from 26,456
Change-3,100 (-12%)
Value$242 (-$307.8K)
Filed 2026-10-22
SeaCrest Wealth Management, LLC
INCREASED
Shares23,248 from 21,593
Change+1,655 (+8%)
Value$240.4K (-$11.4K)
Filed 2026-10-21
Aegon USA Investment Management, LLC
NEW
Shares23,000
Change+23,000
Value$237.8K
Filed 2026-10-30
Commonwealth Equity Services, LLC
INCREASED
Shares18,920 from 18,849
Change+71 (+0%)
Value$195.6K (-$24.2K)
Filed 2026-11-02
Calamos Advisors LLC
NEW
Shares16,388
Change+16,388
Value$169.5K
Filed 2026-11-02
Westside Investment Management, Inc.
UNCHANGED
Shares15,000 from 15,000
Change0 (0%)
Value$155.1K (-$19.8K)
Filed 2026-11-02
WealthTrust Asset Management, LLC
DECREASED
Shares13,367 from 14,454
Change-1,087 (-8%)
Value$138.2K (-$30.3K)
Filed 2026-10-22
Pinnacle Wealth Planning Services, Inc.
UNCHANGED
Shares2,000 from 2,000
Change0 (0%)
Value$20.7K (-$2.6K)
Filed 2026-10-27
Larson Financial Group LLC
INCREASED
Shares964 from 930
Change+34 (+4%)
Value$10.0K (-$881)
Filed 2026-11-05
Harbour Investments, Inc.
INCREASED
Shares887 from 856
Change+31 (+4%)
Value$9.2K (-$810)
Filed 2026-11-09
Compass Financial Management LLC
UNCHANGED
Shares500 from 500
Change0 (0%)
Value$5.2K (-$580)
Filed 2026-10-30
Geneos Wealth Management Inc.
UNCHANGED
Shares310 from 310
Change0 (0%)
Value$3.2K (-$410)
Filed 2026-11-09
Highline Wealth Partners LLC
UNCHANGED
Shares180 from 180
Change0 (0%)
Value$1.9K (-$238)
Filed 2026-10-19
Channel Wealth LLC
CLOSED
Shares0 from 11,121
Change-11,121 (-100%)
Value$0 (-$129.7K)
Filed 2026-11-06
Alterna Wealth Management, Inc
CLOSED
Shares0 from 11,007
Change-11,007 (-100%)
Value$0 (-$128.3K)
Filed 2026-10-27
Farther Finance Advisors, LLC
CLOSED
Shares0 from 83
Change-83 (-100%)
Value$0 (-$968)
Filed 2026-10-08
SIT Investment Associates Inc
N/A
Shares— from 2,488,022
Change-2,488,022 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 1,868,969
Change-1,868,969 (-100%)
Value—
Penserra Capital Management LLC
N/A
Shares— from 775,986
Change-775,986 (-100%)
Value—
Bank of America Corp
N/A
Shares— from 331,846
Change-331,846 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 292,223
Change-292,223 (-100%)
Value—
Yakira Capital Management, Inc.
N/A
Shares— from 232,717
Change-232,717 (-100%)
Value—
Everstar Asset Management, LLC
N/A
Shares— from 213,685
Change-213,685 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 199,892
Change-199,892 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 177,189
Change-177,189 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 169,706
Change-169,706 (-100%)
Value—
Principal Securities, Inc.
N/A
Shares— from 168,674
Change-168,674 (-100%)
Value—
Baird Financial Group, Inc.
N/A
Shares— from 118,791
Change-118,791 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 99,572
Change-99,572 (-100%)
Value—
Nomura Holdings Inc
N/A
Shares— from 83,864
Change-83,864 (-100%)
Value—
Stifel Financial Corp
N/A
Shares— from 56,867
Change-56,867 (-100%)
Value—
CSS LLC
N/A
Shares— from 43,915
Change-43,915 (-100%)
Value—
Kovack Advisors, Inc.
N/A
Shares— from 40,468
Change-40,468 (-100%)
Value—
BFC Planning, Inc.
N/A
Shares— from 34,377
Change-34,377 (-100%)
Value—
Berthel, Fisher & Company Financial Services, Inc.
N/A
Shares— from 34,377
Change-34,377 (-100%)
Value—
Janney Montgomery Scott LLC
N/A
Shares— from 32,288
Change-32,288 (-100%)
Value—
Private Advisor Group, LLC
N/A
Shares— from 25,978
Change-25,978 (-100%)
Value—
UBS Group AG
N/A
Shares— from 21,707
Change-21,707 (-100%)
Value—
HighTower Advisors, LLC
N/A
Shares— from 19,280
Change-19,280 (-100%)
Value—
NewEdge Advisors, LLC
N/A
Shares— from 18,700
Change-18,700 (-100%)
Value—
Clear Street Group Inc.
N/A
Shares— from 17,516
Change-17,516 (-100%)
Value—
BlackRock, Inc.
N/A
Shares— from 15,373
Change-15,373 (-100%)
Value—
Sequoia Financial Advisors, LLC
N/A
Shares— from 14,000
Change-14,000 (-100%)
Value—
Gateway Wealth Partners, LLC
N/A
Shares— from 13,833
Change-13,833 (-100%)
Value—
Citadel Advisors LLC
N/A
Shares— from 12,973
Change-12,973 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 12,445
Change-12,445 (-100%)
Value—
CIBC Bancorp USA Inc.
N/A
Shares— from 11,000
Change-11,000 (-100%)
Value—
Luminist Capital LLC
N/A
Shares— from 537
Change-537 (-100%)
Value—
Ameritas Advisory Services, LLC
N/A
Shares— from 100
Change-100 (-100%)
Value—
Status
LPL Financial LLC
INCREASED600,990595,638+5,352+1%$6.9M$6.2M-$730.9K2026-11-06
Arete Wealth Advisors, LLC
INCREASED454,995440,153+14,842+3%$5.1M$4.7M-$417.8K2026-11-09
Absolute Investment Advisers, LLC
NEW245,750—+245,750——$2.5M—2026-10-21
Marks Group Wealth Management, Inc
INCREASED134,814107,869+26,945+25%$1.3M$1.4M+$136.2K2026-11-05
Tennessee Valley Asset Management Partners
DECREASED107,480114,169-6,689-6%$1.3M$1.1M-$219.9K2026-11-03
Advisory Solutions Group, LLC
INCREASED98,91984,470+14,449+17%$984.9K$1.0M+$37.9K2026-10-14
Nations Financial Group Inc,
INCREASED85,39485,337+57+0%$995.0K$883.0K-$112.1K2026-11-05
Advisor OS, LLC
INCREASED72,60671,289+1,317+2%$831.2K$750.7K-$80.5K2026-11-03
Opal Wealth Advisors, LLC
INCREASED71,75368,882+2,871+4%$803.2K$741.9K-$61.2K2026-10-16
Allworth Financial LP
UNCHANGED66,04766,04700%$770.1K$770.1K$02026-11-06
Oppenheimer & Co Inc
INCREASED55,30653,779+1,527+3%$627.1K$571.9K-$55.2K2026-10-26
NWF Advisory Services Inc.
DECREASED40,22744,527-4,300-10%$519.2K$415.9K-$103.2K2026-10-19
Independent Financial Group, LLC
NEW39,634—+39,634——$409.8K—2026-10-13
Total Wealth Planning & Management, Inc.
INCREASED34,47531,437+3,038+10%$366.6K$356.5K-$10.1K2026-10-23
CoreCap Advisors, LLC
DECREASED33,27435,436-2,162-6%$413.2K$344.1K-$69.1K2026-10-08
Creative Planning
DECREASED29,13868,138-39,000-57%$794.5K$301.3K-$493.2K2026-11-02
PUREfi Wealth, LLC
NEW27,422—+27,422——$283.5K—2026-10-19
Choreo, LLC
INCREASED25,19424,362+832+3%$284.1K$260.5K-$23.5K2026-10-28
Wedbush Securities Inc
DECREASED23,35626,456-3,100-12%$308.0K$242-$307.8K2026-10-22
SeaCrest Wealth Management, LLC
INCREASED23,24821,593+1,655+8%$251.8K$240.4K-$11.4K2026-10-21
Aegon USA Investment Management, LLC
NEW23,000—+23,000——$237.8K—2026-10-30
Commonwealth Equity Services, LLC
INCREASED18,92018,849+71+0%$219.8K$195.6K-$24.2K2026-11-02
Calamos Advisors LLC
NEW16,388—+16,388——$169.5K—2026-11-02
Westside Investment Management, Inc.
UNCHANGED15,00015,00000%$174.9K$155.1K-$19.8K2026-11-02
WealthTrust Asset Management, LLC
DECREASED13,36714,454-1,087-8%$168.5K$138.2K-$30.3K2026-10-22
Pinnacle Wealth Planning Services, Inc.
UNCHANGED2,0002,00000%$23.3K$20.7K-$2.6K2026-10-27
Larson Financial Group LLC
INCREASED964930+34+4%$10.8K$10.0K-$8812026-11-05
Harbour Investments, Inc.
INCREASED887856+31+4%$10.0K$9.2K-$8102026-11-09
Compass Financial Management LLC
UNCHANGED50050000%$5.8K$5.2K-$5802026-10-30
Geneos Wealth Management Inc.
UNCHANGED31031000%$3.6K$3.2K-$4102026-11-09
Highline Wealth Partners LLC
UNCHANGED18018000%$2.1K$1.9K-$2382026-10-19
Channel Wealth LLC
CLOSED011,121-11,121-100%$129.7K$0-$129.7K2026-11-06
Alterna Wealth Management, Inc
CLOSED011,007-11,007-100%$128.3K$0-$128.3K2026-10-27
Farther Finance Advisors, LLC
CLOSED083-83-100%$968$0-$9682026-10-08
SIT Investment Associates Inc
N/A—2,488,022-2,488,022-100%$29.0M———
Morgan Stanley
N/A—1,868,969-1,868,969-100%$21.8M———
Penserra Capital Management LLC
N/A—775,986-775,986-100%$9.0M———
Bank of America Corp
N/A—331,846-331,846-100%$3.9M———
Wells Fargo & Company
N/A—292,223-292,223-100%$3.4M———
Yakira Capital Management, Inc.
N/A—232,717-232,717-100%$2.7M———
Everstar Asset Management, LLC
N/A—213,685-213,685-100%$2.5M———
Royal Bank of Canada
N/A—199,892-199,892-100%$2.3M———
Envestnet Asset Management Inc
N/A—177,189-177,189-100%$2.1M———
Raymond James Financial Inc
N/A—169,706-169,706-100%$2.0M———
Principal Securities, Inc.
N/A—168,674-168,674-100%$2.0M———
Baird Financial Group, Inc.
N/A—118,791-118,791-100%$1.4M———
Osaic Holdings, Inc.
N/A—99,572-99,572-100%$1.2M———
Nomura Holdings Inc
N/A—83,864-83,864-100%$977.9K———
Stifel Financial Corp
N/A—56,867-56,867-100%$663.1K———
CSS LLC
N/A—43,915-43,915-100%$512.0K———
Kovack Advisors, Inc.
N/A—40,468-40,468-100%$471.0K———
BFC Planning, Inc.
N/A—34,377-34,377-100%$400.8K———
Berthel, Fisher & Company Financial Services, Inc.
N/A—34,377-34,377-100%$400.8K———
Janney Montgomery Scott LLC
N/A—32,288-32,288-100%$376.0K———
Private Advisor Group, LLC
N/A—25,978-25,978-100%$302.9K———
UBS Group AG
N/A—21,707-21,707-100%$253.1K———
HighTower Advisors, LLC
N/A—19,280-19,280-100%$224.8K———
NewEdge Advisors, LLC
N/A—18,700-18,700-100%$218.0K———
Clear Street Group Inc.
N/A—17,516-17,516-100%$204.2K———
BlackRock, Inc.
N/A—15,373-15,373-100%$179.2K———
Sequoia Financial Advisors, LLC
N/A—14,000-14,000-100%$163.2K———
Gateway Wealth Partners, LLC
N/A—13,833-13,833-100%$161.3K———
Citadel Advisors LLC
N/A—12,973-12,973-100%$151.3K———
Cetera Investment Advisers
N/A—12,445-12,445-100%$145.1K———
CIBC Bancorp USA Inc.
N/A—11,000-11,000-100%$128.3K———
Luminist Capital LLC
N/A—537-537-100%$6.3K———
Ameritas Advisory Services, LLC
N/A—100-100-100%$1.2K———
Showing 67 of 67 institutions