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Rivernorth Flexible Muni (RFM)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
Professional Financial Management, Inc.
DECREASED
Shares56,244 from 64,360
Change-8,116 (-13%)
Value$722.7K (-$228.5K)
Filed 2026-10-22
LPL Financial LLC
INCREASED
Shares21,527 from 13,241
Change+8,286 (+63%)
Value$276.6K (+$80.9K)
Filed 2026-11-06
Closed-End Fund Advisors, Inc.
INCREASED
Shares21,471 from 15,820
Change+5,651 (+36%)
Value$275.9K (+$42.1K)
Filed 2026-11-04
Wedbush Securities Inc
INCREASED
Shares20,852 from 20,771
Change+81 (+0%)
Value$268 (-$306.7K)
Filed 2026-10-22
River Street Advisors LLC
UNCHANGED
Shares18,864 from 18,864
Change0 (0%)
Value$242.4K (-$36.4K)
Filed 2026-10-22
Noble Wealth Management PBC
UNCHANGED
Shares15,342 from 15,342
Change0 (0%)
Value$197.1K (-$29.6K)
Filed 2026-10-01
Apollon Wealth Management, LLC
UNCHANGED
Shares13,500 from 13,500
Change0 (0%)
Value$173.5K (-$26.1K)
Filed 2026-10-23
Capital Investment Advisors, LLC
UNCHANGED
Shares12,250 from 12,250
Change0 (0%)
Value$157.4K (-$23.6K)
Filed 2026-10-22
Trust Point Inc.
NEW
Shares11,000
Change+11,000
Value$141.4K
Filed 2026-10-27
Highline Wealth Partners LLC
UNCHANGED
Shares1,000 from 1,000
Change0 (0%)
Value$12.9K (-$1.9K)
Filed 2026-10-19
Blue Bell Private Wealth Management, LLC
DECREASED
Shares389 from 500
Change-111 (-22%)
Value$5.0K (-$2.4K)
Filed 2026-10-29
Robinson Capital Management, LLC
N/A
Shares— from 154,999
Change-154,999 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 144,055
Change-144,055 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 124,718
Change-124,718 (-100%)
Value—
Guggenheim Capital LLC
N/A
Shares— from 115,139
Change-115,139 (-100%)
Value—
Thomas J. Herzfeld Advisors, Inc.
N/A
Shares— from 79,341
Change-79,341 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 69,635
Change-69,635 (-100%)
Value—
UBS Group AG
N/A
Shares— from 69,086
Change-69,086 (-100%)
Value—
Rivernorth Capital Management, LLC
N/A
Shares— from 63,987
Change-63,987 (-100%)
Value—
Estate Planners Group, LLC
N/A
Shares— from 54,853
Change-54,853 (-100%)
Value—
NewEdge Advisors, LLC
N/A
Shares— from 34,378
Change-34,378 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 27,048
Change-27,048 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 16,049
Change-16,049 (-100%)
Value—
Stifel Financial Corp
N/A
Shares— from 14,925
Change-14,925 (-100%)
Value—
&partners
N/A
Shares— from 12,398
Change-12,398 (-100%)
Value—
Clear Street Group Inc.
N/A
Shares— from 339
Change-339 (-100%)
Value—
Status
Professional Financial Management, Inc.
DECREASED56,24464,360-8,116-13%$951.2K$722.7K-$228.5K2026-10-22
LPL Financial LLC
INCREASED21,52713,241+8,286+63%$195.7K$276.6K+$80.9K2026-11-06
Closed-End Fund Advisors, Inc.
INCREASED21,47115,820+5,651+36%$233.8K$275.9K+$42.1K2026-11-04
Wedbush Securities Inc
INCREASED20,85220,771+81+0%$307.0K$268-$306.7K2026-10-22
River Street Advisors LLC
UNCHANGED18,86418,86400%$278.8K$242.4K-$36.4K2026-10-22
Noble Wealth Management PBC
UNCHANGED15,34215,34200%$226.8K$197.1K-$29.6K2026-10-01
Apollon Wealth Management, LLC
UNCHANGED13,50013,50000%$199.5K$173.5K-$26.1K2026-10-23
Capital Investment Advisors, LLC
UNCHANGED12,25012,25000%$181.1K$157.4K-$23.6K2026-10-22
Trust Point Inc.
NEW11,000—+11,000——$141.4K—2026-10-27
Highline Wealth Partners LLC
UNCHANGED1,0001,00000%$14.8K$12.9K-$1.9K2026-10-19
Blue Bell Private Wealth Management, LLC
DECREASED389500-111-22%$7.4K$5.0K-$2.4K2026-10-29
Robinson Capital Management, LLC
N/A—154,999-154,999-100%$2.3M———
Wells Fargo & Company
N/A—144,055-144,055-100%$2.1M———
Morgan Stanley
N/A—124,718-124,718-100%$1.8M———
Guggenheim Capital LLC
N/A—115,139-115,139-100%$1.7M———
Thomas J. Herzfeld Advisors, Inc.
N/A—79,341-79,341-100%$1.2M———
Royal Bank of Canada
N/A—69,635-69,635-100%$1.0M———
UBS Group AG
N/A—69,086-69,086-100%$1.0M———
Rivernorth Capital Management, LLC
N/A—63,987-63,987-100%$945.7K———
Estate Planners Group, LLC
N/A—54,853-54,853-100%$810.7K———
NewEdge Advisors, LLC
N/A—34,378-34,378-100%$508.1K———
Raymond James Financial Inc
N/A—27,048-27,048-100%$399.8K———
Osaic Holdings, Inc.
N/A—16,049-16,049-100%$237.2K———
Stifel Financial Corp
N/A—14,925-14,925-100%$220.6K———
&partners
N/A—12,398-12,398-100%$183.2K———
Clear Street Group Inc.
N/A—339-339-100%$5.0K———
Showing 26 of 26 institutions