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Rivernorth Flex Muni II (RFMZ)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Oppenheimer & Co Inc
DECREASED
Shares162,735 from 178,522
Change-15,787 (-9%)
Value$1.9M (-$529.3K)
Filed 2026-10-26
Professional Financial Management, Inc.
DECREASED
Shares159,410 from 179,932
Change-20,522 (-11%)
Value$1.9M (-$587.4K)
Filed 2026-10-22
Closed-End Fund Advisors, Inc.
INCREASED
Shares138,873 from 135,328
Change+3,545 (+3%)
Value$1.6M (-$219.7K)
Filed 2026-11-04
Riverbridge Partners LLC
DECREASED
Shares117,095 from 157,851
Change-40,756 (-26%)
Value$1.4M (-$781.5K)
Filed 2026-11-05
Wedbush Securities Inc
INCREASED
Shares98,103 from 97,281
Change+822 (+1%)
Value$1.1K (-$1.3M)
Filed 2026-10-22
Noble Wealth Management PBC
DECREASED
Shares74,103 from 74,697
Change-594 (-1%)
Value$867.0K (-$151.1K)
Filed 2026-10-01
Concurrent Investment Advisors, LLC
DECREASED
Shares62,375 from 64,275
Change-1,900 (-3%)
Value$729.8K (-$146.3K)
Filed 2026-10-16
Carnegie Investment Counsel
UNCHANGED
Shares30,000 from 30,000
Change0 (0%)
Value$351.0K (-$57.9K)
Filed 2026-10-20
River Street Advisors LLC
UNCHANGED
Shares28,566 from 28,566
Change0 (0%)
Value$334.2K (-$55.1K)
Filed 2026-10-22
PW Nova Financial Services LLC
DECREASED
Shares28,297 from 29,558
Change-1,261 (-4%)
Value$331.1K (-$71.8K)
Filed 2026-10-15
Choreo, LLC
DECREASED
Shares25,351 from 26,345
Change-994 (-4%)
Value$296.6K (-$62.5K)
Filed 2026-10-28
LPL Financial LLC
INCREASED
Shares21,981 from 17,632
Change+4,349 (+25%)
Value$257.2K (+$16.9K)
Filed 2026-11-06
XML Financial, LLC
INCREASED
Shares15,000 from 10,000
Change+5,000 (+50%)
Value$175.5K (+$39.2K)
Filed 2026-10-29
Fifth Third Bancorp
UNCHANGED
Shares14,898 from 14,898
Change0 (0%)
Value$174.3K (-$28.8K)
Filed 2026-11-05
PUREfi Wealth, LLC
NEW
Shares14,441
Change+14,441
Value$169.0K
Filed 2026-10-19
Caliber Wealth Management, LLC / KS
UNCHANGED
Shares12,000 from 12,000
Change0 (0%)
Value$140.4K (-$23.2K)
Filed 2026-11-04
EverSource Wealth Advisors, LLC
INCREASED
Shares6,037 from 6,000
Change+37 (+1%)
Value$70.6K (-$11.2K)
Filed 2026-11-04
Compass Financial Management LLC
UNCHANGED
Shares6,011 from 6,011
Change0 (0%)
Value$70.3K (-$11.6K)
Filed 2026-10-30
Private Trust Co NA
UNCHANGED
Shares886 from 886
Change0 (0%)
Value$10.4K (-$1.7K)
Filed 2026-10-20
Blue Bell Private Wealth Management, LLC
UNCHANGED
Shares879 from 879
Change0 (0%)
Value$10.3K (-$1.7K)
Filed 2026-10-29
Pinnacle Wealth Planning Services, Inc.
DECREASED
Shares742 from 963
Change-221 (-23%)
Value$8.7K (-$4.4K)
Filed 2026-10-27
Highline Wealth Partners LLC
UNCHANGED
Shares700 from 700
Change0 (0%)
Value$8.2K (-$1.4K)
Filed 2026-10-19
WPG Advisers, LLC
UNCHANGED
Shares266 from 266
Change0 (0%)
Value$3.1K (-$514)
Filed 2026-10-27
Arlington Capital Management Inc
CLOSED
Shares0 from 22,384
Change-22,384 (-100%)
Value$0 (-$305.1K)
Filed 2026-10-30
Worth Asset Management, LLC
CLOSED
Shares0 from 21,831
Change-21,831 (-100%)
Value$0 (-$297.6K)
Filed 2026-10-07
US Bancorp \de\
CLOSED
Shares0 from 3,055
Change-3,055 (-100%)
Value$0 (-$41.6K)
Filed 2026-11-05
Pathstone Holdings, LLC
N/A
Shares— from 840,046
Change-840,046 (-100%)
Value—
Rockefeller Capital Management L.P.
N/A
Shares— from 817,449
Change-817,449 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 700,248
Change-700,248 (-100%)
Value—
Robinson Capital Management, LLC
N/A
Shares— from 643,727
Change-643,727 (-100%)
Value—
UBS Group AG
N/A
Shares— from 534,335
Change-534,335 (-100%)
Value—
Atlas Wealth LLC
N/A
Shares— from 467,361
Change-467,361 (-100%)
Value—
Guggenheim Capital LLC
N/A
Shares— from 432,947
Change-432,947 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 375,956
Change-375,956 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 351,752
Change-351,752 (-100%)
Value—
Karpus Management, Inc.
N/A
Shares— from 254,285
Change-254,285 (-100%)
Value—
Thomas J. Herzfeld Advisors, Inc.
N/A
Shares— from 243,641
Change-243,641 (-100%)
Value—
Stifel Financial Corp
N/A
Shares— from 220,563
Change-220,563 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 187,033
Change-187,033 (-100%)
Value—
Gateway Wealth Partners, LLC
N/A
Shares— from 177,106
Change-177,106 (-100%)
Value—
NewEdge Advisors, LLC
N/A
Shares— from 112,523
Change-112,523 (-100%)
Value—
Rivernorth Capital Management, LLC
N/A
Shares— from 66,008
Change-66,008 (-100%)
Value—
IFC Advisors LLC
N/A
Shares— from 66,008
Change-66,008 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 55,733
Change-55,733 (-100%)
Value—
Citadel Advisors LLC
N/A
Shares— from 44,404
Change-44,404 (-100%)
Value—
Private Advisor Group, LLC
N/A
Shares— from 43,800
Change-43,800 (-100%)
Value—
Mathes Company, Inc.
N/A
Shares— from 34,000
Change-34,000 (-100%)
Value—
Waverly Advisors, LLC
N/A
Shares— from 23,009
Change-23,009 (-100%)
Value—
Beacon Pointe Advisors, LLC
N/A
Shares— from 17,210
Change-17,210 (-100%)
Value—
Susquehanna International Group, LLP
N/A
Shares— from 14,461
Change-14,461 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 13,925
Change-13,925 (-100%)
Value—
Arax Advisory Partners
N/A
Shares— from 12,471
Change-12,471 (-100%)
Value—
HighTower Advisors, LLC
N/A
Shares— from 12,198
Change-12,198 (-100%)
Value—
&partners
N/A
Shares— from 11,106
Change-11,106 (-100%)
Value—
PFG Investments, LLC
N/A
Shares— from 10,300
Change-10,300 (-100%)
Value—
Wellspring Financial Advisors, LLC
N/A
Shares— from 10,000
Change-10,000 (-100%)
Value—
Global Retirement Partners, LLC
N/A
Shares— from 2,295
Change-2,295 (-100%)
Value—
XP Advisory US, Inc.
N/A
Shares— from 35
Change-35 (-100%)
Value—
Status
Oppenheimer & Co Inc
DECREASED162,735178,522-15,787-9%$2.4M$1.9M-$529.3K2026-10-26
Professional Financial Management, Inc.
DECREASED159,410179,932-20,522-11%$2.5M$1.9M-$587.4K2026-10-22
Closed-End Fund Advisors, Inc.
INCREASED138,873135,328+3,545+3%$1.8M$1.6M-$219.7K2026-11-04
Riverbridge Partners LLC
DECREASED117,095157,851-40,756-26%$2.2M$1.4M-$781.5K2026-11-05
Wedbush Securities Inc
INCREASED98,10397,281+822+1%$1.3M$1.1K-$1.3M2026-10-22
Noble Wealth Management PBC
DECREASED74,10374,697-594-1%$1.0M$867.0K-$151.1K2026-10-01
Concurrent Investment Advisors, LLC
DECREASED62,37564,275-1,900-3%$876.1K$729.8K-$146.3K2026-10-16
Carnegie Investment Counsel
UNCHANGED30,00030,00000%$408.9K$351.0K-$57.9K2026-10-20
River Street Advisors LLC
UNCHANGED28,56628,56600%$389.4K$334.2K-$55.1K2026-10-22
PW Nova Financial Services LLC
DECREASED28,29729,558-1,261-4%$402.9K$331.1K-$71.8K2026-10-15
Choreo, LLC
DECREASED25,35126,345-994-4%$359.1K$296.6K-$62.5K2026-10-28
LPL Financial LLC
INCREASED21,98117,632+4,349+25%$240.3K$257.2K+$16.9K2026-11-06
XML Financial, LLC
INCREASED15,00010,000+5,000+50%$136.3K$175.5K+$39.2K2026-10-29
Fifth Third Bancorp
UNCHANGED14,89814,89800%$203.1K$174.3K-$28.8K2026-11-05
PUREfi Wealth, LLC
NEW14,441—+14,441——$169.0K—2026-10-19
Caliber Wealth Management, LLC / KS
UNCHANGED12,00012,00000%$163.6K$140.4K-$23.2K2026-11-04
EverSource Wealth Advisors, LLC
INCREASED6,0376,000+37+1%$81.8K$70.6K-$11.2K2026-11-04
Compass Financial Management LLC
UNCHANGED6,0116,01100%$81.9K$70.3K-$11.6K2026-10-30
Private Trust Co NA
UNCHANGED88688600%$12.1K$10.4K-$1.7K2026-10-20
Blue Bell Private Wealth Management, LLC
UNCHANGED87987900%$12.0K$10.3K-$1.7K2026-10-29
Pinnacle Wealth Planning Services, Inc.
DECREASED742963-221-23%$13.1K$8.7K-$4.4K2026-10-27
Highline Wealth Partners LLC
UNCHANGED70070000%$9.5K$8.2K-$1.4K2026-10-19
WPG Advisers, LLC
UNCHANGED26626600%$3.6K$3.1K-$5142026-10-27
Arlington Capital Management Inc
CLOSED022,384-22,384-100%$305.1K$0-$305.1K2026-10-30
Worth Asset Management, LLC
CLOSED021,831-21,831-100%$297.6K$0-$297.6K2026-10-07
US Bancorp \de\
CLOSED03,055-3,055-100%$41.6K$0-$41.6K2026-11-05
Pathstone Holdings, LLC
N/A—840,046-840,046-100%$11.4M———
Rockefeller Capital Management L.P.
N/A—817,449-817,449-100%$11.1M———
Morgan Stanley
N/A—700,248-700,248-100%$9.5M———
Robinson Capital Management, LLC
N/A—643,727-643,727-100%$8.8M———
UBS Group AG
N/A—534,335-534,335-100%$7.3M———
Atlas Wealth LLC
N/A—467,361-467,361-100%$6.4M———
Guggenheim Capital LLC
N/A—432,947-432,947-100%$5.9M———
Wells Fargo & Company
N/A—375,956-375,956-100%$5.1M———
Royal Bank of Canada
N/A—351,752-351,752-100%$4.8M———
Karpus Management, Inc.
N/A—254,285-254,285-100%$3.5M———
Thomas J. Herzfeld Advisors, Inc.
N/A—243,641-243,641-100%$3.3M———
Stifel Financial Corp
N/A—220,563-220,563-100%$3.0M———
Envestnet Asset Management Inc
N/A—187,033-187,033-100%$2.5M———
Gateway Wealth Partners, LLC
N/A—177,106-177,106-100%$2.4M———
NewEdge Advisors, LLC
N/A—112,523-112,523-100%$1.5M———
Rivernorth Capital Management, LLC
N/A—66,008-66,008-100%$899.7K———
IFC Advisors LLC
N/A—66,008-66,008-100%$899.7K———
Raymond James Financial Inc
N/A—55,733-55,733-100%$759.6K———
Citadel Advisors LLC
N/A—44,404-44,404-100%$605.2K———
Private Advisor Group, LLC
N/A—43,800-43,800-100%$597.0K———
Mathes Company, Inc.
N/A—34,000-34,000-100%$463.0K———
Waverly Advisors, LLC
N/A—23,009-23,009-100%$313.6K———
Beacon Pointe Advisors, LLC
N/A—17,210-17,210-100%$234.6K———
Susquehanna International Group, LLP
N/A—14,461-14,461-100%$197.1K———
Osaic Holdings, Inc.
N/A—13,925-13,925-100%$189.8K———
Arax Advisory Partners
N/A—12,471-12,471-100%$170.0K———
HighTower Advisors, LLC
N/A—12,198-12,198-100%$166.3K———
&partners
N/A—11,106-11,106-100%$151.4K———
PFG Investments, LLC
N/A—10,300-10,300-100%$140.4K———
Wellspring Financial Advisors, LLC
N/A—10,000-10,000-100%$136.3K———
Global Retirement Partners, LLC
N/A—2,295-2,295-100%$31.3K———
XP Advisory US, Inc.
N/A—35-35-100%$477———
Showing 58 of 58 institutions