ROC Energy Acquisition Corp

Q4 2022 vs Q1 2023

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options Short Interest 13D/13G Peers Targeting Trading Summary Profile

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Periscope Capital Inc.

INCREASED

Shares1,299,431 from 631,849

Change+667,582 (+106%)

Value$13.6M (+$7.1M)

Filed 2023-05-12

Saba Capital Management, L.P.A

UNCHANGED

Shares1,240,197 from 1,240,197

Change0 (0%)

Value$13.0M (+$260.4K)

Filed 2023-05-15

Westchester Capital Management, LLC

INCREASED

Shares930,992 from 442,127

Change+488,865 (+111%)

Value$9.7M (+$5.2M)

Filed 2023-05-15

Bank of Montreal

INCREASED

Shares916,925 from 25,163

Change+891,762 (+3544%)

Value$9.6M (+$9.3M)

Filed 2024-06-13

D. E. Shaw & Co., Inc.

UNCHANGED

Shares890,957 from 890,957

Change0 (0%)

Value$9.3M (+$164.8K)

Filed 2023-05-15

Yakira Capital Management, Inc.

NEW

Shares803,200

Change+803,200

Value$8.4M

Filed 2023-05-12

FIR Tree Inc.

INCREASED

Shares796,266 from 186,100

Change+610,166 (+328%)

Value$8.3M (+$6.4M)

Filed 2023-05-15

HSBC Holdings PLC

UNCHANGED

Shares764,485 from 764,485

Change0 (0%)

Value$8.0M (+$141.4K)

Filed 2023-05-15

Sculptor Capital LP

UNCHANGED

Shares756,112 from 756,112

Change0 (0%)

Value$7.9M (+$158.8K)

Filed 2023-05-16

Picton Mahoney Asset Management

UNCHANGED

Shares750,000 from 750,000

Change0 (0%)

Value$7.8K (+$158)

Filed 2023-05-08

Shaolin Capital Management LLC

DECREASED

Shares683,075 from 1,050,000

Change-366,925 (-35%)

Value$7.1K (-$3.6K)

Filed 2023-05-15

Karpus Management, Inc.

DECREASED

Shares617,600 from 622,700

Change-5,100 (-1%)

Value$6.5M (+$77.5K)

Filed 2023-05-11

AQR Arbitrage LLC

DECREASED

Shares565,872 from 579,761

Change-13,889 (-2%)

Value$5.9M (-$37.6K)

Filed 2023-05-15

First Trust Capital Management L.P.

INCREASED

Shares525,640 from 25,640

Change+500,000 (+1950%)

Value$5.5M (+$5.2M)

Filed 2023-05-12

Centiva Capital, LP

INCREASED

Shares511,090 from 359,724

Change+151,366 (+42%)

Value$5.3M (+$1.7M)

Filed 2023-05-15

Calamos Advisors LLC

UNCHANGED

Shares500,000 from 500,000

Change0 (0%)

Value$5.2M (+$97.5K)

Filed 2023-05-04

Balyasny Asset Management L.P.

UNCHANGED

Shares500,000 from 500,000

Change0 (0%)

Value$5.2M (+$97.5K)

Filed 2023-05-15

Berkley W R Corp

INCREASED

Shares498,501 from 497,002

Change+1,499 (+0%)

Value$5.2M (+$120.0K)

Filed 2023-05-15

Sage Rock Capital Management LP

UNCHANGED

Shares472,693 from 472,693

Change0 (0%)

Value$4.9M (+$99.3K)

Filed 2023-05-15

Polar Asset Management Partners Inc.

UNCHANGED

Shares457,668 from 457,668

Change0 (0%)

Value$4.8M (+$96.1K)

Filed 2023-05-15

Alberta Investment Management Corp

UNCHANGED

Shares400,000 from 400,000

Change0 (0%)

Value$4.2M (+$74.0K)

Filed 2023-05-15

Hudson Bay Capital Management LP

UNCHANGED

Shares350,000 from 350,000

Change0 (0%)

Value$3.7M (+$64.8K)

Filed 2023-05-16

Magnetar Financial LLC

UNCHANGED

Shares306,700 from 306,700

Change0 (0%)

Value$3.2M (+$3.2M)

Filed 2023-05-15

Rivernorth Capital Management, LLC

NEW

Shares298,073

Change+298,073

Value$3.1M

Filed 2023-05-15

Atlas Merchant Capital LLC

UNCHANGED

Shares250,000 from 250,000

Change0 (0%)

Value$2.6M (+$46.3K)

Filed 2023-05-15

Neuberger Berman Group LLC

NEW

Shares249,900

Change+249,900

Value$2.6M

Filed 2023-05-12

Glazer Capital, LLC

INCREASED

Shares224,206 from 129,420

Change+94,786 (+73%)

Value$2.3K (+$1.0K)

Filed 2023-05-15

Omni Event Management Ltd

INCREASED

Shares215,230 from 212,256

Change+2,974 (+1%)

Value$2.2M (+$2.2M)

Filed 2023-05-11

Castle Creek Arbitrage, LLC

DECREASED

Shares215,000 from 240,000

Change-25,000 (-10%)

Value$2.2M (-$213.0K)

Filed 2023-05-15

Radcliffe Capital Management, L.P.

DECREASED

Shares200,000 from 400,000

Change-200,000 (-50%)

Value$2.1M (-$2.0M)

Filed 2023-05-15

Citigroup Inc

DECREASED

Shares193,604 from 217,533

Change-23,929 (-11%)

Value$2.0M (-$205.5K)

Filed 2023-05-11

Bulldog Investors, LLPA

DECREASED

Shares181,587 from 192,942

Change-11,355 (-6%)

Value$1.9M (-$78.1K)

Filed 2023-05-15

Cubist Systematic Strategies, LLC

DECREASED

Shares178,885 from 353,645

Change-174,760 (-49%)

Value$1.9M (-$1.8M)

Filed 2023-05-15

RPO LLC

INCREASED

Shares164,982 from 59,116

Change+105,866 (+179%)

Value$1.7M (+$1.1M)

Filed 2023-05-11

Cowen Investment Management LLC

NEW

Shares150,000

Change+150,000

Value$1.6M

Filed 2023-05-11

683 Capital Management, LLC

UNCHANGED

Shares150,000 from 150,000

Change0 (0%)

Value$1.6M (+$31.5K)

Filed 2023-05-15

Barclays PLC

UNCHANGED

Shares115,625 from 115,625

Change0 (0%)

Value$1.2M (+$24.3K)

Filed 2026-03-30

Mint Tower Capital Management B.V.

UNCHANGED

Shares114,117 from 114,117

Change0 (0%)

Value$1.2K (+$24)

Filed 2023-05-24

Lynwood Capital Management Inc.

UNCHANGED

Shares107,526 from 107,526

Change0 (0%)

Value$8.3K (+$7.1K)

Filed 2023-05-15

Capstone Investment Advisors, LLC

DECREASED

Shares100,000 from 300,000

Change-200,000 (-67%)

Value$1.0M (-$2.0M)

Filed 2023-05-09

Prelude Capital Management, LLC

INCREASED

Shares99,985 from 49,985

Change+50,000 (+100%)

Value$1.0M (+$533.0K)

Filed 2023-06-01

Boothbay Fund Management, LLC

INCREASED

Shares90,478 from 30,853

Change+59,625 (+193%)

Value$945.5K (+$629.6K)

Filed 2023-05-15

SkyView Investment Advisors, LLC

NEW

Shares79,000

Change+79,000

Value$826

Filed 2023-05-18

Whitebox Advisors LLC

UNCHANGED

Shares75,000 from 75,000

Change0 (0%)

Value$783.8K (+$15.8K)

Filed 2023-05-15

Meteora Capital, LLC

INCREASED

Shares61,426 from 46,222

Change+15,204 (+33%)

Value$641.9K (+$168.6K)

Filed 2023-05-15

Millennium Management LLC

UNCHANGED

Shares54,000 from 54,000

Change0 (0%)

Value$564 (+$11)

Filed 2023-05-15

Dark Forest Capital Management LP

UNCHANGED

Shares51,796 from 51,796

Change0 (0%)

Value$541.3K (+$10.9K)

Filed 2023-05-12

Quarry LP

NEW

Shares50,000

Change+50,000

Value$522.5K

Filed 2023-05-15

Goldman Sachs Group Inc

UNCHANGED

Shares46,427 from 46,427

Change0 (0%)

Value$485.2K (+$9.8K)

Filed 2024-05-14

Linden Advisors LP

UNCHANGED

Shares35,515 from 35,515

Change0 (0%)

Value$371.1K (+$7.5K)

Filed 2023-05-15

Verition Fund Management LLC

NEW

Shares32,128

Change+32,128

Value$335.7K

Filed 2023-05-15

Landscape Capital Management, L.L.C.

UNCHANGED

Shares28,832 from 28,832

Change0 (0%)

Value$301.3K (+$6.1K)

Filed 2023-05-10

Wellspring Financial Advisors, LLC

UNCHANGED

Shares15,100 from 15,100

Change0 (0%)

Value$157.8K (+$3.2K)

Filed 2023-05-12

Flow Traders U.S. LLC

INCREASED

Shares14,457 from 13,167

Change+1,290 (+10%)

Value$151 (+$16)

Filed 2023-05-12

Susquehanna International Group, LLP

NEW

Shares14,404

Change+14,404

Value$150.5K

Filed 2023-05-16

Precept Management LLC

UNCHANGED

Shares12,000 from 12,000

Change0 (0%)

Value$125.4K (+$2.5K)

Filed 2023-05-15

Wolverine Asset Management LLC

DECREASED

Shares9,797 from 64,361

Change-54,564 (-85%)

Value$102.4K (-$556.7K)

Filed 2023-05-08

HGC Investment Management Inc.

UNCHANGED

Shares7,000 from 7,000

Change0 (0%)

Value$74 (+$2)

Filed 2023-05-16

Clear Street LLC

DECREASED

Shares3,439 from 40,263

Change-36,824 (-91%)

Value$35.9K (+$35.5K)

Filed 2025-05-15

Morgan Stanley

DECREASED

Shares3,174 from 31,283

Change-28,109 (-90%)

Value$33.2K (-$287.2K)

Filed 2023-05-15

Arena Investors LP

UNCHANGED

Shares2,800 from 2,800

Change0 (0%)

Value$29.2K (+$546)

Filed 2023-05-15

Oaktree Capital Management LP

CLOSED

Shares0 from 400,000

Change-400,000 (-100%)

Value$0 (-$4.1M)

Filed 2023-08-25

Context Capital Management, LLC

CLOSED

Shares0 from 324,859

Change-324,859 (-100%)

Value$0 (-$3.3K)

Filed 2023-05-08

KIM, LLC

CLOSED

Shares0 from 292,000

Change-292,000 (-100%)

Value$0 (-$3.0K)

Filed 2023-05-11

Spartan Fund Management Inc.

CLOSED

Shares0 from 207,327

Change-207,327 (-100%)

Value$0 (-$2.1K)

Filed 2023-05-15

Marshall Wace, LLP

CLOSED

Shares0 from 166,751

Change-166,751 (-100%)

Value$0 (-$1.7M)

Filed 2023-05-15

StoneX Group Inc.

CLOSED

Shares0 from 27,328

Change-27,328 (-100%)

Value$0 (-$279.8K)

Filed 2025-08-13

Exos TFP Holdings LLC

CLOSED

Shares0 from 2,039

Change-2,039 (-100%)

Value$0 (-$20.9K)

Filed 2023-05-10

UBS Group AG

CLOSED

Shares0 from 566

Change-566 (-100%)

Value$0 (-$5.8K)

Filed 2023-05-12

Proequities, Inc.

UNCHANGED

Shares0 from 0

Change0

Value$0 ($0)

Filed 2023-05-15

	Status
Periscope Capital Inc.	INCREASED	1,299,431	631,849	+667,582	+106%	$6.5M	$13.6M	+$7.1M	2023-05-12
Saba Capital Management, L.P.A	UNCHANGED	1,240,197	1,240,197	0	0%	$12.7M	$13.0M	+$260.4K	2023-05-15
Westchester Capital Management, LLC	INCREASED	930,992	442,127	+488,865	+111%	$4.5M	$9.7M	+$5.2M	2023-05-15
Bank of Montreal	INCREASED	916,925	25,163	+891,762	+3544%	$261.9K	$9.6M	+$9.3M	2024-06-13
D. E. Shaw & Co., Inc.	UNCHANGED	890,957	890,957	0	0%	$9.1M	$9.3M	+$164.8K	2023-05-15
Yakira Capital Management, Inc.	NEW	803,200	—	+803,200	—	—	$8.4M	—	2023-05-12
FIR Tree Inc.	INCREASED	796,266	186,100	+610,166	+328%	$1.9M	$8.3M	+$6.4M	2023-05-15
HSBC Holdings PLC	UNCHANGED	764,485	764,485	0	0%	$7.8M	$8.0M	+$141.4K	2023-05-15
Sculptor Capital LP	UNCHANGED	756,112	756,112	0	0%	$7.7M	$7.9M	+$158.8K	2023-05-16
Picton Mahoney Asset Management	UNCHANGED	750,000	750,000	0	0%	$7.7K	$7.8K	+$158	2023-05-08
Shaolin Capital Management LLC	DECREASED	683,075	1,050,000	-366,925	-35%	$10.8K	$7.1K	-$3.6K	2023-05-15
Karpus Management, Inc.	DECREASED	617,600	622,700	-5,100	-1%	$6.4M	$6.5M	+$77.5K	2023-05-11
AQR Arbitrage LLC	DECREASED	565,872	579,761	-13,889	-2%	$5.9M	$5.9M	-$37.6K	2023-05-15
First Trust Capital Management L.P.	INCREASED	525,640	25,640	+500,000	+1950%	$262.6K	$5.5M	+$5.2M	2023-05-12
Centiva Capital, LP	INCREASED	511,090	359,724	+151,366	+42%	$3.7M	$5.3M	+$1.7M	2023-05-15
Calamos Advisors LLC	UNCHANGED	500,000	500,000	0	0%	$5.1M	$5.2M	+$97.5K	2023-05-04
Balyasny Asset Management L.P.	UNCHANGED	500,000	500,000	0	0%	$5.1M	$5.2M	+$97.5K	2023-05-15
Berkley W R Corp	INCREASED	498,501	497,002	+1,499	+0%	$5.1M	$5.2M	+$120.0K	2023-05-15
Sage Rock Capital Management LP	UNCHANGED	472,693	472,693	0	0%	$4.8M	$4.9M	+$99.3K	2023-05-15
Polar Asset Management Partners Inc.	UNCHANGED	457,668	457,668	0	0%	$4.7M	$4.8M	+$96.1K	2023-05-15
Alberta Investment Management Corp	UNCHANGED	400,000	400,000	0	0%	$4.1M	$4.2M	+$74.0K	2023-05-15
Hudson Bay Capital Management LP	UNCHANGED	350,000	350,000	0	0%	$3.6M	$3.7M	+$64.8K	2023-05-16
Magnetar Financial LLC	UNCHANGED	306,700	306,700	0	0%	$3.1K	$3.2M	+$3.2M	2023-05-15
Rivernorth Capital Management, LLC	NEW	298,073	—	+298,073	—	—	$3.1M	—	2023-05-15
Atlas Merchant Capital LLC	UNCHANGED	250,000	250,000	0	0%	$2.6M	$2.6M	+$46.3K	2023-05-15
Neuberger Berman Group LLC	NEW	249,900	—	+249,900	—	—	$2.6M	—	2023-05-12
Glazer Capital, LLC	INCREASED	224,206	129,420	+94,786	+73%	$1.3K	$2.3K	+$1.0K	2023-05-15
Omni Event Management Ltd	INCREASED	215,230	212,256	+2,974	+1%	$2.2K	$2.2M	+$2.2M	2023-05-11
Castle Creek Arbitrage, LLC	DECREASED	215,000	240,000	-25,000	-10%	$2.5M	$2.2M	-$213.0K	2023-05-15
Radcliffe Capital Management, L.P.	DECREASED	200,000	400,000	-200,000	-50%	$4.1M	$2.1M	-$2.0M	2023-05-15
Citigroup Inc	DECREASED	193,604	217,533	-23,929	-11%	$2.2M	$2.0M	-$205.5K	2023-05-11
Bulldog Investors, LLPA	DECREASED	181,587	192,942	-11,355	-6%	$2.0M	$1.9M	-$78.1K	2023-05-15
Cubist Systematic Strategies, LLC	DECREASED	178,885	353,645	-174,760	-49%	$3.6M	$1.9M	-$1.8M	2023-05-15
RPO LLC	INCREASED	164,982	59,116	+105,866	+179%	$605.3K	$1.7M	+$1.1M	2023-05-11
Cowen Investment Management LLC	NEW	150,000	—	+150,000	—	—	$1.6M	—	2023-05-11
683 Capital Management, LLC	UNCHANGED	150,000	150,000	0	0%	$1.5M	$1.6M	+$31.5K	2023-05-15
Barclays PLC	UNCHANGED	115,625	115,625	0	0%	$1.2M	$1.2M	+$24.3K	2026-03-30
Mint Tower Capital Management B.V.	UNCHANGED	114,117	114,117	0	0%	$1.2K	$1.2K	+$24	2023-05-24
Lynwood Capital Management Inc.	UNCHANGED	107,526	107,526	0	0%	$1.1K	$8.3K	+$7.1K	2023-05-15
Capstone Investment Advisors, LLC	DECREASED	100,000	300,000	-200,000	-67%	$3.1M	$1.0M	-$2.0M	2023-05-09
Prelude Capital Management, LLC	INCREASED	99,985	49,985	+50,000	+100%	$511.8K	$1.0M	+$533.0K	2023-06-01
Boothbay Fund Management, LLC	INCREASED	90,478	30,853	+59,625	+193%	$315.9K	$945.5K	+$629.6K	2023-05-15
SkyView Investment Advisors, LLC	NEW	79,000	—	+79,000	—	—	$826	—	2023-05-18
Whitebox Advisors LLC	UNCHANGED	75,000	75,000	0	0%	$768.0K	$783.8K	+$15.8K	2023-05-15
Meteora Capital, LLC	INCREASED	61,426	46,222	+15,204	+33%	$473.3K	$641.9K	+$168.6K	2023-05-15
Millennium Management LLC	UNCHANGED	54,000	54,000	0	0%	$553	$564	+$11	2023-05-15
Dark Forest Capital Management LP	UNCHANGED	51,796	51,796	0	0%	$530.4K	$541.3K	+$10.9K	2023-05-12
Quarry LP	NEW	50,000	—	+50,000	—	—	$522.5K	—	2023-05-15
Goldman Sachs Group Inc	UNCHANGED	46,427	46,427	0	0%	$475.4K	$485.2K	+$9.8K	2024-05-14
Linden Advisors LP	UNCHANGED	35,515	35,515	0	0%	$363.7K	$371.1K	+$7.5K	2023-05-15
Verition Fund Management LLC	NEW	32,128	—	+32,128	—	—	$335.7K	—	2023-05-15
Landscape Capital Management, L.L.C.	UNCHANGED	28,832	28,832	0	0%	$295.2K	$301.3K	+$6.1K	2023-05-10
Wellspring Financial Advisors, LLC	UNCHANGED	15,100	15,100	0	0%	$154.6K	$157.8K	+$3.2K	2023-05-12
Flow Traders U.S. LLC	INCREASED	14,457	13,167	+1,290	+10%	$135	$151	+$16	2023-05-12
Susquehanna International Group, LLP	NEW	14,404	—	+14,404	—	—	$150.5K	—	2023-05-16
Precept Management LLC	UNCHANGED	12,000	12,000	0	0%	$122.9K	$125.4K	+$2.5K	2023-05-15
Wolverine Asset Management LLC	DECREASED	9,797	64,361	-54,564	-85%	$659.1K	$102.4K	-$556.7K	2023-05-08
HGC Investment Management Inc.	UNCHANGED	7,000	7,000	0	0%	$72	$74	+$2	2023-05-16
Clear Street LLC	DECREASED	3,439	40,263	-36,824	-91%	$412	$35.9K	+$35.5K	2025-05-15
Morgan Stanley	DECREASED	3,174	31,283	-28,109	-90%	$320.3K	$33.2K	-$287.2K	2023-05-15
Arena Investors LP	UNCHANGED	2,800	2,800	0	0%	$28.7K	$29.2K	+$546	2023-05-15
Oaktree Capital Management LP	CLOSED	0	400,000	-400,000	-100%	$4.1M	$0	-$4.1M	2023-08-25
Context Capital Management, LLC	CLOSED	0	324,859	-324,859	-100%	$3.3K	$0	-$3.3K	2023-05-08
KIM, LLC	CLOSED	0	292,000	-292,000	-100%	$3.0K	$0	-$3.0K	2023-05-11
Spartan Fund Management Inc.	CLOSED	0	207,327	-207,327	-100%	$2.1K	$0	-$2.1K	2023-05-15
Marshall Wace, LLP	CLOSED	0	166,751	-166,751	-100%	$1.7M	$0	-$1.7M	2023-05-15
StoneX Group Inc.	CLOSED	0	27,328	-27,328	-100%	$279.8K	$0	-$279.8K	2025-08-13
Exos TFP Holdings LLC	CLOSED	0	2,039	-2,039	-100%	$20.9K	$0	-$20.9K	2023-05-10
UBS Group AG	CLOSED	0	566	-566	-100%	$5.8K	$0	-$5.8K	2023-05-12
Proequities, Inc.	UNCHANGED	0	0	0	—	$0	$0	$0	2023-05-15

Showing 70 of 70 institutions