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Roundhill Glp-1 & WGT LS ETF (OZEM)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
Perigon Wealth Management, LLC
INCREASED
Shares44,170 from 25,270
Change+18,900 (+75%)
Value$1.4M (+$537.7K)
Filed 2026-10-22
Commonwealth Equity Services, LLC
DECREASED
Shares36,042 from 36,666
Change-624 (-2%)
Value$1.1M (-$83.4K)
Filed 2026-11-02
OAK Family Advisors, LLC
INCREASED
Shares29,992 from 29,892
Change+100 (+0%)
Value$923.5K (-$49.2K)
Filed 2026-10-19
Lodestar Private Asset Management LLC
UNCHANGED
Shares10,531 from 10,531
Change0 (0%)
Value$324.2K (-$18.4K)
Filed 2026-10-26
Cambridge Investment Research Advisors, Inc.
NEW
Shares7,651
Change+7,651
Value$236
Filed 2026-11-02
Harbour Investments, Inc.
NEW
Shares1,325
Change+1,325
Value$40.8K
Filed 2026-11-09
Bank of Montreal
UNCHANGED
Shares1,090 from 1,090
Change0 (0%)
Value$33.6K (-$1.9K)
Filed 2026-11-09
Physician Wealth Advisors, Inc.
INCREASED
Shares479 from 40
Change+439 (+1098%)
Value$14.7K (+$13.4K)
Filed 2026-10-20
Farther Finance Advisors, LLC
UNCHANGED
Shares285 from 285
Change0 (0%)
Value$8.8K (-$499)
Filed 2026-10-08
Allworth Financial LP
NEW
Shares136
Change+136
Value$4.4K
Filed 2026-11-06
Blue Trust, Inc.
NEW
Shares2
Change+2
Value$61
Filed 2026-10-15
Cox Capital Mgt LLC
CLOSED
Shares0 from 40,392
Change-40,392 (-100%)
Value$0 (-$1.3M)
Filed 2026-10-07
Truist Financial Corp
CLOSED
Shares0 from 7,169
Change-7,169 (-100%)
Value$0 (-$233.3K)
Filed 2026-10-30
AdvisorNet Financial, Inc
CLOSED
Shares0 from 85
Change-85 (-100%)
Value$0 (-$2.8K)
Filed 2026-10-15
Susquehanna International Group, LLP
N/A
Shares— from 43,472
Change-43,472 (-100%)
Value—
Principal Securities, Inc.
N/A
Shares— from 25,218
Change-25,218 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 23,418
Change-23,418 (-100%)
Value—
Summit Financial, LLC
N/A
Shares— from 17,594
Change-17,594 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 14,578
Change-14,578 (-100%)
Value—
UBS Group AG
N/A
Shares— from 12,060
Change-12,060 (-100%)
Value—
Arrowroot Family Office, LLC
N/A
Shares— from 10,709
Change-10,709 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 1,039
Change-1,039 (-100%)
Value—
Rockefeller Capital Management L.P.
N/A
Shares— from 500
Change-500 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 137
Change-137 (-100%)
Value—
Hollencrest Capital Management
N/A
Shares— from 136
Change-136 (-100%)
Value—
Federation des caisses Desjardins du Quebec
N/A
Shares— from 100
Change-100 (-100%)
Value—
Fourth Dimension Wealth, LLC
N/A
Shares— from 100
Change-100 (-100%)
Value—
Status
Perigon Wealth Management, LLC
INCREASED44,17025,270+18,900+75%$822.3K$1.4M+$537.7K2026-10-22
Commonwealth Equity Services, LLC
DECREASED36,04236,666-624-2%$1.2M$1.1M-$83.4K2026-11-02
OAK Family Advisors, LLC
INCREASED29,99229,892+100+0%$972.7K$923.5K-$49.2K2026-10-19
Lodestar Private Asset Management LLC
UNCHANGED10,53110,53100%$342.7K$324.2K-$18.4K2026-10-26
Cambridge Investment Research Advisors, Inc.
NEW7,651—+7,651——$236—2026-11-02
Harbour Investments, Inc.
NEW1,325—+1,325——$40.8K—2026-11-09
Bank of Montreal
UNCHANGED1,0901,09000%$35.5K$33.6K-$1.9K2026-11-09
Physician Wealth Advisors, Inc.
INCREASED47940+439+1098%$1.3K$14.7K+$13.4K2026-10-20
Farther Finance Advisors, LLC
UNCHANGED28528500%$9.3K$8.8K-$4992026-10-08
Allworth Financial LP
NEW136—+136——$4.4K—2026-11-06
Blue Trust, Inc.
NEW2—+2——$61—2026-10-15
Cox Capital Mgt LLC
CLOSED040,392-40,392-100%$1.3M$0-$1.3M2026-10-07
Truist Financial Corp
CLOSED07,169-7,169-100%$233.3K$0-$233.3K2026-10-30
AdvisorNet Financial, Inc
CLOSED085-85-100%$2.8K$0-$2.8K2026-10-15
Susquehanna International Group, LLP
N/A—43,472-43,472-100%$1.4M———
Principal Securities, Inc.
N/A—25,218-25,218-100%$820.6K———
Envestnet Asset Management Inc
N/A—23,418-23,418-100%$762.0K———
Summit Financial, LLC
N/A—17,594-17,594-100%$572.5K———
Osaic Holdings, Inc.
N/A—14,578-14,578-100%$474.3K———
UBS Group AG
N/A—12,060-12,060-100%$392.4K———
Arrowroot Family Office, LLC
N/A—10,709-10,709-100%$348.5K———
Morgan Stanley
N/A—1,039-1,039-100%$33.8K———
Rockefeller Capital Management L.P.
N/A—500-500-100%$16.3K———
Royal Bank of Canada
N/A—137-137-100%$4.0K———
Hollencrest Capital Management
N/A—136-136-100%$4.4K———
Federation des caisses Desjardins du Quebec
N/A—100-100-100%$3.3K———
Fourth Dimension Wealth, LLC
N/A—100-100-100%$3.3K———
Showing 27 of 27 institutions