Royce Micro-Cap Trust Inc (RMT)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Allspring Global Investments Holdings, LLC

INCREASED

Shares1,282,575 from 1,188,872

Change+93,703 (+8%)

Value$17.2M (-$167.3K)

Filed 2026-11-04

LPL Financial LLC

INCREASED

Shares1,174,350 from 1,101,870

Change+72,480 (+7%)

Value$15.8M (-$348.1K)

Filed 2026-11-06

Alexander Randolph Advisory, Inc.

DECREASED

Shares911,139 from 970,065

Change-58,926 (-6%)

Value$12.2M (-$2.0M)

Filed 2026-11-04

Blue Bell Private Wealth Management, LLC

INCREASED

Shares700,377 from 659,921

Change+40,456 (+6%)

Value$9.4M (-$248.2K)

Filed 2026-10-29

Flagship Harbor Advisors, LLC

INCREASED

Shares566,878 from 546,040

Change+20,838 (+4%)

Value$7.6M (-$375.2K)

Filed 2026-10-26

Todd Wealth Management, LLC

DECREASED

Shares468,805 from 475,229

Change-6,424 (-1%)

Value$6.3M (-$656.6K)

Filed 2026-10-19

Mraz, Amerine & Associates, Inc.

DECREASED

Shares344,409 from 346,327

Change-1,918 (-1%)

Value$4.6M (-$441.4K)

Filed 2026-10-30

Altium Capital Management LLC

INCREASED

Shares282,819 from 278,051

Change+4,768 (+2%)

Value$3.8M (-$269.6K)

Filed 2026-11-04

Shaker Financial Services, LLC

DECREASED

Shares233,299 from 287,837

Change-54,538 (-19%)

Value$3.1M (-$1.1M)

Filed 2026-10-14

Waterfront Wealth Inc.

INCREASED

Shares210,187 from 209,595

Change+592 (+0%)

Value$2.7M (-$277.5K)

Filed 2026-11-03

Clearstead Advisors, LLC

INCREASED

Shares195,776 from 195,743

Change+33 (+0%)

Value$2.6M (-$234.4K)

Filed 2026-11-06

TrueMark Investments, LLC

INCREASED

Shares121,032 from 113,982

Change+7,050 (+6%)

Value$1.6M (-$42.0K)

Filed 2026-11-05

Moors & Cabot, Inc.

INCREASED

Shares118,408 from 114,617

Change+3,791 (+3%)

Value$1.6M (-$86.6K)

Filed 2026-11-06

Commonwealth Equity Services, LLC

DECREASED

Shares107,947 from 115,961

Change-8,014 (-7%)

Value$1.5M (-$246.9K)

Filed 2026-11-02

Uhlmann Price Securities, LLC

INCREASED

Shares97,111 from 93,730

Change+3,381 (+4%)

Value$1.3M (-$67.1K)

Filed 2026-11-03

Cambridge Investment Research Advisors, Inc.

INCREASED

Shares66,152 from 64,823

Change+1,329 (+2%)

Value$889 (-$948.1K)

Filed 2026-11-02

Diversify Advisory Services, LLC

INCREASED

Shares64,752 from 64,652

Change+100 (+0%)

Value$832.1K (-$56.3K)

Filed 2026-10-20

Diversify Wealth Management, LLC

INCREASED

Shares64,752 from 64,652

Change+100 (+0%)

Value$832.1K (-$56.3K)

Filed 2026-10-20

Hennion & Walsh Asset Management, Inc.

DECREASED

Shares62,866 from 63,411

Change-545 (-1%)

Value$844.9K (-$83.4K)

Filed 2026-10-13

Sapient Capital LLC

INCREASED

Shares49,366 from 49,274

Change+92 (+0%)

Value$663.5K (-$57.9K)

Filed 2026-10-08

NWF Advisory Services Inc.

INCREASED

Shares49,010 from 48,192

Change+818 (+2%)

Value$658.7K (-$46.8K)

Filed 2026-10-19

Advisory Advocates, LLC

INCREASED

Shares45,505 from 31,355

Change+14,150 (+45%)

Value$611.6K (+$152.6K)

Filed 2026-11-05

PMG Family Office LLC

INCREASED

Shares39,719 from 39,694

Change+25 (+0%)

Value$533.8K (-$47.3K)

Filed 2026-10-19

SAX Wealth Advisors, LLC

UNCHANGED

Shares31,430 from 31,430

Change0 (0%)

Value$422.4K (+$66.9K)

Filed 2026-10-13

Farther Finance Advisors, LLC

INCREASED

Shares30,404 from 23,255

Change+7,149 (+31%)

Value$408.6K (+$68.2K)

Filed 2026-10-08

D.A. Davidson & Co.

INCREASED

Shares25,558 from 25,451

Change+107 (+0%)

Value$343.5K (-$29.1K)

Filed 2026-10-28

Calamos Advisors LLC

INCREASED

Shares24,919 from 23,362

Change+1,557 (+7%)

Value$334.9K (-$7.1K)

Filed 2026-11-02

DKM Wealth Management, Inc.

UNCHANGED

Shares23,002 from 23,002

Change0 (0%)

Value$309.1K (-$27.6K)

Filed 2026-10-09

Diversified Trust Co

INCREASED

Shares21,596 from 20,396

Change+1,200 (+6%)

Value$290.3K (-$8.3K)

Filed 2026-11-06

Institute for Wealth Management, Llc.

UNCHANGED

Shares19,948 from 19,948

Change0 (0%)

Value$268.1K (-$23.9K)

Filed 2026-11-06

Wedbush Securities Inc

NEW

Shares17,934

Change+17,934

Value$241

Filed 2026-10-22

Oppenheimer & Co Inc

INCREASED

Shares17,127 from 16,841

Change+286 (+2%)

Value$230.2K (-$16.4K)

Filed 2026-10-26

Eclectic Associates Inc

INCREASED

Shares16,492 from 16,457

Change+35 (+0%)

Value$221.7K (-$19.3K)

Filed 2026-10-09

Spinnaker Investment Group, LLC

UNCHANGED

Shares15,877 from 15,877

Change0 (0%)

Value$213.4K (-$19.1K)

Filed 2026-10-13

Kestra Advisory Services, LLC

NEW

Shares14,211

Change+14,211

Value$191.0K

Filed 2026-11-02

JFS Wealth Advisors, LLC

UNCHANGED

Shares13,896 from 13,896

Change0 (0%)

Value$186.8K (-$16.7K)

Filed 2026-11-03

Wedmont Private Capital

DECREASED

Shares13,642 from 13,886

Change-244 (-2%)

Value$179.9K (-$15.7K)

Filed 2026-10-09

Verus Capital Partners, LLC

INCREASED

Shares13,398 from 13,338

Change+60 (+0%)

Value$180.1K (-$15.2K)

Filed 2026-11-03

Closed-End Fund Advisors, Inc.

INCREASED

Shares12,202 from 11,610

Change+592 (+5%)

Value$164.0K (-$6.0K)

Filed 2026-11-04

Soltis Investment Advisors LLC

UNCHANGED

Shares11,919 from 11,919

Change0 (0%)

Value$160.2K (-$14.3K)

Filed 2026-10-28

Barrett & Company, Inc.

UNCHANGED

Shares3,250 from 3,250

Change0 (0%)

Value$43.7K (-$3.9K)

Filed 2026-10-22

Daytona Street Capital LLC

UNCHANGED

Shares2,281 from 2,281

Change0 (0%)

Value$31.0K (-$1.2K)

Filed 2026-10-15

Ascentis Independent Advisors

NEW

Shares1,522

Change+1,522

Value$20.5K

Filed 2026-11-03

EverSource Wealth Advisors, LLC

INCREASED

Shares1,324 from 1,302

Change+22 (+2%)

Value$17.8K (-$1.3K)

Filed 2026-11-04

Hara Capital LLC

DECREASED

Shares740 from 2,240

Change-1,500 (-67%)

Value$9.9K (-$22.8K)

Filed 2026-10-30

Allworth Financial LP

UNCHANGED

Shares677 from 677

Change0 (0%)

Value$9.9K ($0)

Filed 2026-11-06

Assetmark, Inc

DECREASED

Shares190 from 447

Change-257 (-57%)

Value$2.6K (-$4.0K)

Filed 2026-10-21

Lodestone Wealth Management LLC

UNCHANGED

Shares173 from 173

Change0 (0%)

Value$2.3K (-$208)

Filed 2026-10-14

Creative Financial Designs Inc

UNCHANGED

Shares61 from 61

Change0 (0%)

Value$820 (-$73)

Filed 2026-11-04

Fifth Third Bancorp

UNCHANGED

Shares4 from 4

Change0 (0%)

Value$54 (-$5)

Filed 2026-11-05

Concurrent Investment Advisors, LLC

CLOSED

Shares0 from 28,571

Change-28,571 (-100%)

Value$0 (-$418.3K)

Filed 2026-10-16

Wolverine Asset Management LLC

CLOSED

Shares0 from 14,156

Change-14,156 (-100%)

Value$0 (-$207.2K)

Filed 2026-11-02

NBT Bank, N.A.

CLOSED

Shares0 from 4,031

Change-4,031 (-100%)

Value$0 (-$59.0K)

Filed 2026-10-21

International Assets Investment Management, LLC

CLOSED

Shares0 from 3,043

Change-3,043 (-100%)

Value$0 (-$44.7K)

Filed 2026-11-02

Saba Capital Management, L.P.A

N/A

Shares— from 3,346,703

Change-3,346,703 (-100%)

Value—

Morgan Stanley

N/A

Shares— from 2,558,930

Change-2,558,930 (-100%)

Value—

Modern Wealth Management, LLC

N/A

Shares— from 944,413

Change-944,413 (-100%)

Value—

UBS Group AG

N/A

Shares— from 859,790

Change-859,790 (-100%)

Value—

Rivernorth Capital Management, LLC

N/A

Shares— from 813,982

Change-813,982 (-100%)

Value—

Bank of America Corp

N/A

Shares— from 602,498

Change-602,498 (-100%)

Value—

Punch & Associates Investment Management, Inc.

N/A

Shares— from 522,665

Change-522,665 (-100%)

Value—

Wells Fargo & Company

N/A

Shares— from 483,484

Change-483,484 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 412,077

Change-412,077 (-100%)

Value—

FCA Corp

N/A

Shares— from 320,074

Change-320,074 (-100%)

Value—

Raymond James Financial Inc

N/A

Shares— from 314,958

Change-314,958 (-100%)

Value—

Lazard Asset Management LLC

N/A

Shares— from 300,000

Change-300,000 (-100%)

Value—

Advisors Asset Management, Inc.

N/A

Shares— from 257,085

Change-257,085 (-100%)

Value—

Royal Bank of Canada

N/A

Shares— from 204,158

Change-204,158 (-100%)

Value—

Bulldog Investors, LLPA

N/A

Shares— from 181,964

Change-181,964 (-100%)

Value—

Horizon Kinetics Asset Management LLC

N/A

Shares— from 134,738

Change-134,738 (-100%)

Value—

Stifel Financial Corp

N/A

Shares— from 129,719

Change-129,719 (-100%)

Value—

Bard Associates Inc

N/A

Shares— from 123,838

Change-123,838 (-100%)

Value—

Atlas Wealth LLC

N/A

Shares— from 122,864

Change-122,864 (-100%)

Value—

Evolve Private Wealth, LLC

N/A

Shares— from 112,472

Change-112,472 (-100%)

Value—

Beacon Pointe Advisors, LLC

N/A

Shares— from 98,721

Change-98,721 (-100%)

Value—

Captrust Financial Advisors

N/A

Shares— from 96,093

Change-96,093 (-100%)

Value—

Brown Advisory Inc

N/A

Shares— from 74,938

Change-74,938 (-100%)

Value—

Jaffetilchin Investment Partners, LLC

N/A

Shares— from 69,539

Change-69,539 (-100%)

Value—

Kovack Advisors, Inc.

N/A

Shares— from 67,299

Change-67,299 (-100%)

Value—

Karpus Management, Inc.

N/A

Shares— from 62,653

Change-62,653 (-100%)

Value—

Twin Focus Capital Partners, LLC

N/A

Shares— from 62,161

Change-62,161 (-100%)

Value—

First Trust Advisors LP

N/A

Shares— from 57,654

Change-57,654 (-100%)

Value—

Roberts Glore & Co Inc

N/A

Shares— from 55,290

Change-55,290 (-100%)

Value—

Spirepoint Private Client, LLC

N/A

Shares— from 46,278

Change-46,278 (-100%)

Value—

Comprehensive Money Management Services LLC

N/A

Shares— from 41,715

Change-41,715 (-100%)

Value—

EP Wealth Advisors, LLC

N/A

Shares— from 39,536

Change-39,536 (-100%)

Value—

&partners

N/A

Shares— from 35,071

Change-35,071 (-100%)

Value—

Kingsview Wealth Management, LLC

N/A

Shares— from 30,943

Change-30,943 (-100%)

Value—

Commerce Bank

N/A

Shares— from 29,712

Change-29,712 (-100%)

Value—

BFC Planning, Inc.

N/A

Shares— from 29,405

Change-29,405 (-100%)

Value—

XTX Topco Ltd

N/A

Shares— from 28,786

Change-28,786 (-100%)

Value—

Citadel Advisors LLC

N/A

Shares— from 27,925

Change-27,925 (-100%)

Value—

Private Capital Management, LLC

N/A

Shares— from 27,165

Change-27,165 (-100%)

Value—

Guggenheim Capital LLC

N/A

Shares— from 26,641

Change-26,641 (-100%)

Value—

NewEdge Advisors, LLC

N/A

Shares— from 25,757

Change-25,757 (-100%)

Value—

Quantedge Capital Pte Ltd

N/A

Shares— from 24,397

Change-24,397 (-100%)

Value—

Steward Partners Investment Advisory, LLC

N/A

Shares— from 23,756

Change-23,756 (-100%)

Value—

Berthel, Fisher & Company Financial Services, Inc.

N/A

Shares— from 22,461

Change-22,461 (-100%)

Value—

HighTower Advisors, LLC

N/A

Shares— from 20,892

Change-20,892 (-100%)

Value—

Jane Street Group, LLC

N/A

Shares— from 20,480

Change-20,480 (-100%)

Value—

Janney Montgomery Scott LLC

N/A

Shares— from 18,490

Change-18,490 (-100%)

Value—

Stephens Inc

N/A

Shares— from 18,289

Change-18,289 (-100%)

Value—

Susquehanna International Group, LLP

N/A

Shares— from 15,473

Change-15,473 (-100%)

Value—

Private Advisor Group, LLC

N/A

Shares— from 14,883

Change-14,883 (-100%)

Value—

Cetera Investment Advisers

N/A

Shares— from 13,457

Change-13,457 (-100%)

Value—

Cohen & Steers, Inc.

N/A

Shares— from 12,000

Change-12,000 (-100%)

Value—

Vanguard National Trust Co

N/A

Shares— from 11,051

Change-11,051 (-100%)

Value—

Summit Financial, LLC

N/A

Shares— from 11,040

Change-11,040 (-100%)

Value—

IKE Capital, LLC

N/A

Shares— from 10,000

Change-10,000 (-100%)

Value—

TD Capital Management LLC

N/A

Shares— from 4,496

Change-4,496 (-100%)

Value—

Sittner & Nelson, LLC

N/A

Shares— from 4,444

Change-4,444 (-100%)

Value—

Atlantic Union Bankshares Corp

N/A

Shares— from 2,096

Change-2,096 (-100%)

Value—

Jones Financial Companies Lllp

N/A

Shares— from 176

Change-176 (-100%)

Value—

Gunpowder Capital Management, LLC dba Oliver Wealth Management

N/A

Shares— from 6

Change-6 (-100%)

Value—

Northwestern Mutual Wealth Management Co

N/A

Shares— from 2

Change-2 (-100%)

Value—

	Status
Allspring Global Investments Holdings, LLC	INCREASED	1,282,575	1,188,872	+93,703	+8%	$17.4M	$17.2M	-$167.3K	2026-11-04
LPL Financial LLC	INCREASED	1,174,350	1,101,870	+72,480	+7%	$16.1M	$15.8M	-$348.1K	2026-11-06
Alexander Randolph Advisory, Inc.	DECREASED	911,139	970,065	-58,926	-6%	$14.2M	$12.2M	-$2.0M	2026-11-04
Blue Bell Private Wealth Management, LLC	INCREASED	700,377	659,921	+40,456	+6%	$9.7M	$9.4M	-$248.2K	2026-10-29
Flagship Harbor Advisors, LLC	INCREASED	566,878	546,040	+20,838	+4%	$8.0M	$7.6M	-$375.2K	2026-10-26
Todd Wealth Management, LLC	DECREASED	468,805	475,229	-6,424	-1%	$7.0M	$6.3M	-$656.6K	2026-10-19
Mraz, Amerine & Associates, Inc.	DECREASED	344,409	346,327	-1,918	-1%	$5.1M	$4.6M	-$441.4K	2026-10-30
Altium Capital Management LLC	INCREASED	282,819	278,051	+4,768	+2%	$4.1M	$3.8M	-$269.6K	2026-11-04
Shaker Financial Services, LLC	DECREASED	233,299	287,837	-54,538	-19%	$4.2M	$3.1M	-$1.1M	2026-10-14
Waterfront Wealth Inc.	INCREASED	210,187	209,595	+592	+0%	$3.0M	$2.7M	-$277.5K	2026-11-03
Clearstead Advisors, LLC	INCREASED	195,776	195,743	+33	+0%	$2.9M	$2.6M	-$234.4K	2026-11-06
TrueMark Investments, LLC	INCREASED	121,032	113,982	+7,050	+6%	$1.7M	$1.6M	-$42.0K	2026-11-05
Moors & Cabot, Inc.	INCREASED	118,408	114,617	+3,791	+3%	$1.7M	$1.6M	-$86.6K	2026-11-06
Commonwealth Equity Services, LLC	DECREASED	107,947	115,961	-8,014	-7%	$1.7M	$1.5M	-$246.9K	2026-11-02
Uhlmann Price Securities, LLC	INCREASED	97,111	93,730	+3,381	+4%	$1.4M	$1.3M	-$67.1K	2026-11-03
Cambridge Investment Research Advisors, Inc.	INCREASED	66,152	64,823	+1,329	+2%	$949.0K	$889	-$948.1K	2026-11-02
Diversify Advisory Services, LLC	INCREASED	64,752	64,652	+100	+0%	$888.3K	$832.1K	-$56.3K	2026-10-20
Diversify Wealth Management, LLC	INCREASED	64,752	64,652	+100	+0%	$888.3K	$832.1K	-$56.3K	2026-10-20
Hennion & Walsh Asset Management, Inc.	DECREASED	62,866	63,411	-545	-1%	$928.3K	$844.9K	-$83.4K	2026-10-13
Sapient Capital LLC	INCREASED	49,366	49,274	+92	+0%	$721.4K	$663.5K	-$57.9K	2026-10-08
NWF Advisory Services Inc.	INCREASED	49,010	48,192	+818	+2%	$705.5K	$658.7K	-$46.8K	2026-10-19
Advisory Advocates, LLC	INCREASED	45,505	31,355	+14,150	+45%	$459.0K	$611.6K	+$152.6K	2026-11-05
PMG Family Office LLC	INCREASED	39,719	39,694	+25	+0%	$581.1K	$533.8K	-$47.3K	2026-10-19
SAX Wealth Advisors, LLC	UNCHANGED	31,430	31,430	0	0%	$355.5K	$422.4K	+$66.9K	2026-10-13
Farther Finance Advisors, LLC	INCREASED	30,404	23,255	+7,149	+31%	$340.5K	$408.6K	+$68.2K	2026-10-08
D.A. Davidson & Co.	INCREASED	25,558	25,451	+107	+0%	$372.6K	$343.5K	-$29.1K	2026-10-28
Calamos Advisors LLC	INCREASED	24,919	23,362	+1,557	+7%	$342.0K	$334.9K	-$7.1K	2026-11-02
DKM Wealth Management, Inc.	UNCHANGED	23,002	23,002	0	0%	$336.7K	$309.1K	-$27.6K	2026-10-09
Diversified Trust Co	INCREASED	21,596	20,396	+1,200	+6%	$298.6K	$290.3K	-$8.3K	2026-11-06
Institute for Wealth Management, Llc.	UNCHANGED	19,948	19,948	0	0%	$292.0K	$268.1K	-$23.9K	2026-11-06
Wedbush Securities Inc	NEW	17,934	—	+17,934	—	—	$241	—	2026-10-22
Oppenheimer & Co Inc	INCREASED	17,127	16,841	+286	+2%	$246.6K	$230.2K	-$16.4K	2026-10-26
Eclectic Associates Inc	INCREASED	16,492	16,457	+35	+0%	$240.9K	$221.7K	-$19.3K	2026-10-09
Spinnaker Investment Group, LLC	UNCHANGED	15,877	15,877	0	0%	$232.4K	$213.4K	-$19.1K	2026-10-13
Kestra Advisory Services, LLC	NEW	14,211	—	+14,211	—	—	$191.0K	—	2026-11-02
JFS Wealth Advisors, LLC	UNCHANGED	13,896	13,896	0	0%	$203.4K	$186.8K	-$16.7K	2026-11-03
Wedmont Private Capital	DECREASED	13,642	13,886	-244	-2%	$195.7K	$179.9K	-$15.7K	2026-10-09
Verus Capital Partners, LLC	INCREASED	13,398	13,338	+60	+0%	$195.3K	$180.1K	-$15.2K	2026-11-03
Closed-End Fund Advisors, Inc.	INCREASED	12,202	11,610	+592	+5%	$170.0K	$164.0K	-$6.0K	2026-11-04
Soltis Investment Advisors LLC	UNCHANGED	11,919	11,919	0	0%	$174.5K	$160.2K	-$14.3K	2026-10-28
Barrett & Company, Inc.	UNCHANGED	3,250	3,250	0	0%	$47.6K	$43.7K	-$3.9K	2026-10-22
Daytona Street Capital LLC	UNCHANGED	2,281	2,281	0	0%	$32.2K	$31.0K	-$1.2K	2026-10-15
Ascentis Independent Advisors	NEW	1,522	—	+1,522	—	—	$20.5K	—	2026-11-03
EverSource Wealth Advisors, LLC	INCREASED	1,324	1,302	+22	+2%	$19.1K	$17.8K	-$1.3K	2026-11-04
Hara Capital LLC	DECREASED	740	2,240	-1,500	-67%	$32.8K	$9.9K	-$22.8K	2026-10-30
Allworth Financial LP	UNCHANGED	677	677	0	0%	$9.9K	$9.9K	$0	2026-11-06
Assetmark, Inc	DECREASED	190	447	-257	-57%	$6.5K	$2.6K	-$4.0K	2026-10-21
Lodestone Wealth Management LLC	UNCHANGED	173	173	0	0%	$2.5K	$2.3K	-$208	2026-10-14
Creative Financial Designs Inc	UNCHANGED	61	61	0	0%	$893	$820	-$73	2026-11-04
Fifth Third Bancorp	UNCHANGED	4	4	0	0%	$59	$54	-$5	2026-11-05
Concurrent Investment Advisors, LLC	CLOSED	0	28,571	-28,571	-100%	$418.3K	$0	-$418.3K	2026-10-16
Wolverine Asset Management LLC	CLOSED	0	14,156	-14,156	-100%	$207.2K	$0	-$207.2K	2026-11-02
NBT Bank, N.A.	CLOSED	0	4,031	-4,031	-100%	$59.0K	$0	-$59.0K	2026-10-21
International Assets Investment Management, LLC	CLOSED	0	3,043	-3,043	-100%	$44.7K	$0	-$44.7K	2026-11-02
Saba Capital Management, L.P.A	N/A	—	3,346,703	-3,346,703	-100%	$49.0M	—	—	—
Morgan Stanley	N/A	—	2,558,930	-2,558,930	-100%	$37.5M	—	—	—
Modern Wealth Management, LLC	N/A	—	944,413	-944,413	-100%	$13.8M	—	—	—
UBS Group AG	N/A	—	859,790	-859,790	-100%	$12.6M	—	—	—
Rivernorth Capital Management, LLC	N/A	—	813,982	-813,982	-100%	$11.9M	—	—	—
Bank of America Corp	N/A	—	602,498	-602,498	-100%	$8.8M	—	—	—
Punch & Associates Investment Management, Inc.	N/A	—	522,665	-522,665	-100%	$7.7M	—	—	—
Wells Fargo & Company	N/A	—	483,484	-483,484	-100%	$7.1M	—	—	—
Osaic Holdings, Inc.	N/A	—	412,077	-412,077	-100%	$6.0M	—	—	—
FCA Corp	N/A	—	320,074	-320,074	-100%	$4.7M	—	—	—
Raymond James Financial Inc	N/A	—	314,958	-314,958	-100%	$4.6M	—	—	—
Lazard Asset Management LLC	N/A	—	300,000	-300,000	-100%	$4.4M	—	—	—
Advisors Asset Management, Inc.	N/A	—	257,085	-257,085	-100%	$3.8M	—	—	—
Royal Bank of Canada	N/A	—	204,158	-204,158	-100%	$3.0M	—	—	—
Bulldog Investors, LLPA	N/A	—	181,964	-181,964	-100%	$2.7M	—	—	—
Horizon Kinetics Asset Management LLC	N/A	—	134,738	-134,738	-100%	$2.0M	—	—	—
Stifel Financial Corp	N/A	—	129,719	-129,719	-100%	$1.9M	—	—	—
Bard Associates Inc	N/A	—	123,838	-123,838	-100%	$1.8M	—	—	—
Atlas Wealth LLC	N/A	—	122,864	-122,864	-100%	$1.8M	—	—	—
Evolve Private Wealth, LLC	N/A	—	112,472	-112,472	-100%	$1.6M	—	—	—
Beacon Pointe Advisors, LLC	N/A	—	98,721	-98,721	-100%	$1.4M	—	—	—
Captrust Financial Advisors	N/A	—	96,093	-96,093	-100%	$1.4M	—	—	—
Brown Advisory Inc	N/A	—	74,938	-74,938	-100%	$1.1M	—	—	—
Jaffetilchin Investment Partners, LLC	N/A	—	69,539	-69,539	-100%	$1.0M	—	—	—
Kovack Advisors, Inc.	N/A	—	67,299	-67,299	-100%	$985.3K	—	—	—
Karpus Management, Inc.	N/A	—	62,653	-62,653	-100%	$917.2K	—	—	—
Twin Focus Capital Partners, LLC	N/A	—	62,161	-62,161	-100%	$910.0K	—	—	—
First Trust Advisors LP	N/A	—	57,654	-57,654	-100%	$844.1K	—	—	—
Roberts Glore & Co Inc	N/A	—	55,290	-55,290	-100%	$809.4K	—	—	—
Spirepoint Private Client, LLC	N/A	—	46,278	-46,278	-100%	$677.5K	—	—	—
Comprehensive Money Management Services LLC	N/A	—	41,715	-41,715	-100%	$610.7K	—	—	—
EP Wealth Advisors, LLC	N/A	—	39,536	-39,536	-100%	$578.8K	—	—	—
&partners	N/A	—	35,071	-35,071	-100%	$513.4K	—	—	—
Kingsview Wealth Management, LLC	N/A	—	30,943	-30,943	-100%	$453.0K	—	—	—
Commerce Bank	N/A	—	29,712	-29,712	-100%	$435.0K	—	—	—
BFC Planning, Inc.	N/A	—	29,405	-29,405	-100%	$430.5K	—	—	—
XTX Topco Ltd	N/A	—	28,786	-28,786	-100%	$421.4K	—	—	—
Citadel Advisors LLC	N/A	—	27,925	-27,925	-100%	$408.8K	—	—	—
Private Capital Management, LLC	N/A	—	27,165	-27,165	-100%	$397.7K	—	—	—
Guggenheim Capital LLC	N/A	—	26,641	-26,641	-100%	$390.0K	—	—	—
NewEdge Advisors, LLC	N/A	—	25,757	-25,757	-100%	$377.1K	—	—	—
Quantedge Capital Pte Ltd	N/A	—	24,397	-24,397	-100%	$357.2K	—	—	—
Steward Partners Investment Advisory, LLC	N/A	—	23,756	-23,756	-100%	$347.8K	—	—	—
Berthel, Fisher & Company Financial Services, Inc.	N/A	—	22,461	-22,461	-100%	$328.8K	—	—	—
HighTower Advisors, LLC	N/A	—	20,892	-20,892	-100%	$305.9K	—	—	—
Jane Street Group, LLC	N/A	—	20,480	-20,480	-100%	$299.8K	—	—	—
Janney Montgomery Scott LLC	N/A	—	18,490	-18,490	-100%	$271.0K	—	—	—
Stephens Inc	N/A	—	18,289	-18,289	-100%	$267.7K	—	—	—
Susquehanna International Group, LLP	N/A	—	15,473	-15,473	-100%	$226.5K	—	—	—
Private Advisor Group, LLC	N/A	—	14,883	-14,883	-100%	$217.9K	—	—	—
Cetera Investment Advisers	N/A	—	13,457	-13,457	-100%	$197.0K	—	—	—
Cohen & Steers, Inc.	N/A	—	12,000	-12,000	-100%	$176.0K	—	—	—
Vanguard National Trust Co	N/A	—	11,051	-11,051	-100%	$161.8K	—	—	—
Summit Financial, LLC	N/A	—	11,040	-11,040	-100%	$161.6K	—	—	—
IKE Capital, LLC	N/A	—	10,000	-10,000	-100%	$146.4K	—	—	—
TD Capital Management LLC	N/A	—	4,496	-4,496	-100%	$65.8K	—	—	—
Sittner & Nelson, LLC	N/A	—	4,444	-4,444	-100%	$65.1K	—	—	—
Atlantic Union Bankshares Corp	N/A	—	2,096	-2,096	-100%	$30.7K	—	—	—
Jones Financial Companies Lllp	N/A	—	176	-176	-100%	$2.5K	—	—	—
Gunpowder Capital Management, LLC dba Oliver Wealth Management	N/A	—	6	-6	-100%	$88	—	—	—
Northwestern Mutual Wealth Management Co	N/A	—	2	-2	-100%	$29	—	—	—

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