Runway Growth Finance Corp (RWAY)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options Short Interest 13D/13G Peers Targeting Trading Summary Profile

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SBE LLC DBA Cedar Cove Wealth Partners

INCREASED

Shares307,018 from 275,536

Change+31,482 (+11%)

Value$2.0M (+$486.7K)

Filed 2026-10-15

Thrivent Financial for Lutherans

NEW

Shares185,261

Change+185,261

Value$1.2K

Filed 2026-11-05

UMB Bank, n.a.

INCREASED

Shares182,844 from 156,944

Change+25,900 (+17%)

Value$1.2M (+$330.0K)

Filed 2026-11-06

Barclays PLC

NEW

Shares160,696

Change+160,696

Value$1.1M

Filed 2026-11-06

Evanson Financial, LLC

UNCHANGED

Shares150,467 from 150,467

Change0 (0%)

Value$996.1K (+$152.0K)

Filed 2026-10-23

Ethic Inc.

NEW

Shares100,625

Change+100,625

Value$666.1K

Filed 2026-11-03

Hennion & Walsh Asset Management, Inc.

DECREASED

Shares92,214 from 93,050

Change-836 (-1%)

Value$610.5K (+$88.4K)

Filed 2026-10-13

Closed-End Fund Advisors, Inc.

UNCHANGED

Shares70,585 from 70,585

Change0 (0%)

Value$467.3K (+$71.3K)

Filed 2026-11-04

PNC Financial Services Group, Inc.

UNCHANGED

Shares70,476 from 70,476

Change0 (0%)

Value$466.6K (+$71.2K)

Filed 2026-11-06

PVG Asset Management Corp

DECREASED

Shares62,306 from 90,209

Change-27,903 (-31%)

Value$412.5K (-$93.6K)

Filed 2026-10-19

SMH Capital Advisors Inc

INCREASED

Shares57,636 from 56,770

Change+866 (+2%)

Value$381.6K (+$63.1K)

Filed 2026-10-29

US Bancorp \de\

INCREASED

Shares52,710 from 36,630

Change+16,080 (+44%)

Value$348.9K (+$143.4K)

Filed 2026-11-05

Sound Income Strategies, LLC

DECREASED

Shares51,896 from 2,003,042

Change-1,951,146 (-97%)

Value$335.2K (-$10.9M)

Filed 2026-10-09

LPL Financial LLC

INCREASED

Shares38,456 from 29,459

Change+8,997 (+31%)

Value$254.6K (+$89.3K)

Filed 2026-11-06

Cambridge Investment Research Advisors, Inc.

INCREASED

Shares37,815 from 36,857

Change+958 (+3%)

Value$250 (-$206.8K)

Filed 2026-11-02

Sunbeam Capital Management, LLC

UNCHANGED

Shares32,575 from 32,575

Change0 (0%)

Value$215.6K (+$32.9K)

Filed 2026-11-05

Squarepoint Ops LLC

DECREASED

Shares30,093 from 42,843

Change-12,750 (-30%)

Value$199.2K (-$41.1K)

Filed 2026-11-09

Steel Grove Capital Advisors, LLC

UNCHANGED

Shares28,105 from 28,105

Change0 (0%)

Value$186.1K (+$28.4K)

Filed 2026-10-13

Kingsbury Capital Investment Advisors LLC

DECREASED

Shares19,446 from 21,049

Change-1,603 (-8%)

Value$128.7K (+$10.6K)

Filed 2026-10-20

Norden Group LLC

DECREASED

Shares17,096 from 17,420

Change-324 (-2%)

Value$113.2K (+$15.5K)

Filed 2026-10-20

Imc-Chicago, LLC

INCREASED

Shares16,785 from 11,354

Change+5,431 (+48%)

Value$111.1K (+$47.4K)

Filed 2026-11-05

MGO One Seven LLC

DECREASED

Shares14,947 from 14,954

Change-7 (0%)

Value$98.9K (+$15.1K)

Filed 2026-10-28

Catalyst Capital Advisors LLC

UNCHANGED

Shares14,000 from 14,000

Change0 (0%)

Value$92.7K (+$14.1K)

Filed 2026-11-02

Kestra Advisory Services, LLC

NEW

Shares13,840

Change+13,840

Value$91.6K

Filed 2026-11-02

Park Avenue Securities LLC

NEW

Shares12,660

Change+12,660

Value$84

Filed 2026-10-26

Perigon Wealth Management, LLC

UNCHANGED

Shares10,000 from 10,000

Change0 (0%)

Value$66.2K (+$10.1K)

Filed 2026-10-22

Farther Finance Advisors, LLC

INCREASED

Shares2,588 from 1,500

Change+1,088 (+73%)

Value$17.1K (+$8.7K)

Filed 2026-10-08

Fortitude Family Office, LLC

INCREASED

Shares1,062 from 3

Change+1,059 (+35300%)

Value$7.0K (+$7.0K)

Filed 2026-10-14

GK Wealth Management LLC

NEW

Shares913

Change+913

Value$6.0K

Filed 2026-10-09

Parallel Advisors, LLC

NEW

Shares901

Change+901

Value$6.0K

Filed 2026-11-03

Financial Network Wealth Advisors LLC

UNCHANGED

Shares751 from 751

Change0 (0%)

Value$5.0K (+$759)

Filed 2026-10-28

Independence Bank of Kentucky

UNCHANGED

Shares548 from 548

Change0 (0%)

Value$3.6K (+$554)

Filed 2026-10-26

Latitude Advisors, LLC

NEW

Shares262

Change+262

Value$1.7K

Filed 2026-10-27

Caitong International Asset Management Co., Ltd

DECREASED

Shares195 from 1,422

Change-1,227 (-86%)

Value$1.3K (-$6.7K)

Filed 2026-10-29

Signature Equity Partners, LLC

NEW

Shares185

Change+185

Value$1.2K

Filed 2026-10-29

Clark Wealth Partners

NEW

Shares147

Change+147

Value$974

Filed 2026-10-19

Key Capital Management, Inc

DECREASED

Shares129 from 1,242

Change-1,113 (-90%)

Value$854 (-$6.1K)

Filed 2026-11-03

Hilton Head Capital Partners, LLC

INCREASED

Shares81 from 77

Change+4 (+5%)

Value$535 (+$103)

Filed 2026-10-23

Allworth Financial LP

UNCHANGED

Shares76 from 76

Change0 (0%)

Value$427 ($0)

Filed 2026-11-06

EverSource Wealth Advisors, LLC

INCREASED

Shares70 from 26

Change+44 (+169%)

Value$463 (+$317)

Filed 2026-11-04

SBI Securities Co., Ltd.

UNCHANGED

Shares37 from 37

Change0 (0%)

Value$245 (+$37)

Filed 2026-10-22

IFP Advisors, Inc

DECREASED

Shares3 from 44

Change-41 (-93%)

Value$20 (-$227)

Filed 2026-10-16

Covestor Ltd

UNCHANGED

Shares1 from 1

Change0 (0%)

Value$0 ($0)

Filed 2026-10-30

Geode Capital Management, LLC

CLOSED

Shares0 from 22,004

Change-22,004 (-100%)

Value$0 (-$123.4K)

Filed 2026-11-06

Blue Line Capital, LLC / IL

CLOSED

Shares0 from 15,638

Change-15,638 (-100%)

Value$0 (-$87.7K)

Filed 2026-11-04

Citigroup Inc

CLOSED

Shares0 from 1,907

Change-1,907 (-100%)

Value$0 (-$10.7K)

Filed 2026-11-04

State of Wyoming

CLOSED

Shares0 from 1,444

Change-1,444 (-100%)

Value$0 (-$8.1K)

Filed 2026-10-28

Russell Investments Group, Ltd.

CLOSED

Shares0 from 293

Change-293 (-100%)

Value$0 (-$1.6K)

Filed 2026-11-06

Essential Partners LLC

CLOSED

Shares0 from 25

Change-25 (-100%)

Value$0 (-$140)

Filed 2026-10-14

Nisa Investment Advisors, LLC

CLOSED

Shares0 from 11

Change-11 (-100%)

Value$0 (-$60)

Filed 2026-10-20

Gamma Investing LLC

CLOSED

Shares0 from 10

Change-10 (-100%)

Value$0 (-$56)

Filed 2026-10-08

Oaktree Capital Management LP

N/A

Shares— from 7,029,667

Change-7,029,667 (-100%)

Value—

Ares Management LLC

N/A

Shares— from 1,517,179

Change-1,517,179 (-100%)

Value—

HighTower Advisors, LLC

N/A

Shares— from 1,343,131

Change-1,343,131 (-100%)

Value—

Bulldog Investors, LLPA

N/A

Shares— from 1,019,054

Change-1,019,054 (-100%)

Value—

North Ground Capital

N/A

Shares— from 728,000

Change-728,000 (-100%)

Value—

Allium Financial Advisors, LLC

N/A

Shares— from 715,665

Change-715,665 (-100%)

Value—

Franklin Resources Inc

N/A

Shares— from 573,697

Change-573,697 (-100%)

Value—

Summit Financial, LLC

N/A

Shares— from 543,246

Change-543,246 (-100%)

Value—

Alpine Global Management, LLC

N/A

Shares— from 500,192

Change-500,192 (-100%)

Value—

Morgan Stanley

N/A

Shares— from 486,912

Change-486,912 (-100%)

Value—

O'shaughnessy Asset Management, LLC

N/A

Shares— from 431,542

Change-431,542 (-100%)

Value—

Legal & General Group Plc

N/A

Shares— from 278,034

Change-278,034 (-100%)

Value—

Man Group plc

N/A

Shares— from 186,066

Change-186,066 (-100%)

Value—

Bank of America Corp

N/A

Shares— from 175,284

Change-175,284 (-100%)

Value—

Crewe Advisors LLC

N/A

Shares— from 172,002

Change-172,002 (-100%)

Value—

Millennium Management LLC

N/A

Shares— from 145,448

Change-145,448 (-100%)

Value—

Marshall Wace, LLP

N/A

Shares— from 141,904

Change-141,904 (-100%)

Value—

UBS Group AG

N/A

Shares— from 128,176

Change-128,176 (-100%)

Value—

Virtus Investment Advisers, LLC

N/A

Shares— from 121,023

Change-121,023 (-100%)

Value—

BlackRock, Inc.

N/A

Shares— from 118,235

Change-118,235 (-100%)

Value—

D. E. Shaw & Co., Inc.

N/A

Shares— from 110,095

Change-110,095 (-100%)

Value—

Envestnet Asset Management Inc

N/A

Shares— from 97,622

Change-97,622 (-100%)

Value—

Tidal Investments LLC

N/A

Shares— from 94,891

Change-94,891 (-100%)

Value—

Credit Industriel ET Commercial

N/A

Shares— from 82,759

Change-82,759 (-100%)

Value—

Stifel Financial Corp

N/A

Shares— from 75,251

Change-75,251 (-100%)

Value—

Summit Trail Advisors, LLC

N/A

Shares— from 68,104

Change-68,104 (-100%)

Value—

Magnetar Financial LLC

N/A

Shares— from 48,754

Change-48,754 (-100%)

Value—

Two Sigma Investments, LP

N/A

Shares— from 37,042

Change-37,042 (-100%)

Value—

ExodusPoint Capital Management, LP

N/A

Shares— from 30,653

Change-30,653 (-100%)

Value—

Susquehanna International Group, LLP

N/A

Shares— from 29,461

Change-29,461 (-100%)

Value—

XTX Topco Ltd

N/A

Shares— from 26,723

Change-26,723 (-100%)

Value—

KMT Wealth Management, LLC

N/A

Shares— from 21,049

Change-21,049 (-100%)

Value—

nVerses Capital, LLC

N/A

Shares— from 20,343

Change-20,343 (-100%)

Value—

Royal Bank of Canada

N/A

Shares— from 16,227

Change-16,227 (-100%)

Value—

JPMorgan Chase & Co

N/A

Shares— from 15,187

Change-15,187 (-100%)

Value—

Cetera Investment Advisers

N/A

Shares— from 15,101

Change-15,101 (-100%)

Value—

Winton Group Ltd

N/A

Shares— from 14,945

Change-14,945 (-100%)

Value—

Tower Research Capital LLC (TRC)

N/A

Shares— from 13,756

Change-13,756 (-100%)

Value—

Nuveen, LLC

N/A

Shares— from 11,740

Change-11,740 (-100%)

Value—

Jain Global LLC

N/A

Shares— from 10,900

Change-10,900 (-100%)

Value—

Jump Financial, LLC

N/A

Shares— from 10,758

Change-10,758 (-100%)

Value—

Regatta Research & Money Management

N/A

Shares— from 8,734

Change-8,734 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 3,886

Change-3,886 (-100%)

Value—

Steward Partners Investment Advisory, LLC

N/A

Shares— from 2,500

Change-2,500 (-100%)

Value—

Wells Fargo & Company

N/A

Shares— from 2,393

Change-2,393 (-100%)

Value—

BFC Planning, Inc.

N/A

Shares— from 1,917

Change-1,917 (-100%)

Value—

Nomura Asset Management Co LTD

N/A

Shares— from 878

Change-878 (-100%)

Value—

Rhumbline Advisers

N/A

Shares— from 830

Change-830 (-100%)

Value—

Group One Trading LLC

N/A

Shares— from 546

Change-546 (-100%)

Value—

NewEdge Advisors, LLC

N/A

Shares— from 498

Change-498 (-100%)

Value—

BNP Paribas Financial Markets

N/A

Shares— from 468

Change-468 (-100%)

Value—

Elequin Capital, LP

N/A

Shares— from 394

Change-394 (-100%)

Value—

Global Retirement Partners, LLC

N/A

Shares— from 332

Change-332 (-100%)

Value—

Arax Advisory Partners

N/A

Shares— from 184

Change-184 (-100%)

Value—

Federation des caisses Desjardins du Quebec

N/A

Shares— from 50

Change-50 (-100%)

Value—

Optiver Holding B.V.

N/A

Shares— from 18

Change-18 (-100%)

Value—

	Status
SBE LLC DBA Cedar Cove Wealth Partners	INCREASED	307,018	275,536	+31,482	+11%	$1.5M	$2.0M	+$486.7K	2026-10-15
Thrivent Financial for Lutherans	NEW	185,261	—	+185,261	—	—	$1.2K	—	2026-11-05
UMB Bank, n.a.	INCREASED	182,844	156,944	+25,900	+17%	$880.5K	$1.2M	+$330.0K	2026-11-06
Barclays PLC	NEW	160,696	—	+160,696	—	—	$1.1M	—	2026-11-06
Evanson Financial, LLC	UNCHANGED	150,467	150,467	0	0%	$844.1K	$996.1K	+$152.0K	2026-10-23
Ethic Inc.	NEW	100,625	—	+100,625	—	—	$666.1K	—	2026-11-03
Hennion & Walsh Asset Management, Inc.	DECREASED	92,214	93,050	-836	-1%	$522.0K	$610.5K	+$88.4K	2026-10-13
Closed-End Fund Advisors, Inc.	UNCHANGED	70,585	70,585	0	0%	$396.0K	$467.3K	+$71.3K	2026-11-04
PNC Financial Services Group, Inc.	UNCHANGED	70,476	70,476	0	0%	$395.4K	$466.6K	+$71.2K	2026-11-06
PVG Asset Management Corp	DECREASED	62,306	90,209	-27,903	-31%	$506.1K	$412.5K	-$93.6K	2026-10-19
SMH Capital Advisors Inc	INCREASED	57,636	56,770	+866	+2%	$318.5K	$381.6K	+$63.1K	2026-10-29
US Bancorp \de\	INCREASED	52,710	36,630	+16,080	+44%	$205.5K	$348.9K	+$143.4K	2026-11-05
Sound Income Strategies, LLC	DECREASED	51,896	2,003,042	-1,951,146	-97%	$11.2M	$335.2K	-$10.9M	2026-10-09
LPL Financial LLC	INCREASED	38,456	29,459	+8,997	+31%	$165.3K	$254.6K	+$89.3K	2026-11-06
Cambridge Investment Research Advisors, Inc.	INCREASED	37,815	36,857	+958	+3%	$207.0K	$250	-$206.8K	2026-11-02
Sunbeam Capital Management, LLC	UNCHANGED	32,575	32,575	0	0%	$182.7K	$215.6K	+$32.9K	2026-11-05
Squarepoint Ops LLC	DECREASED	30,093	42,843	-12,750	-30%	$240.3K	$199.2K	-$41.1K	2026-11-09
Steel Grove Capital Advisors, LLC	UNCHANGED	28,105	28,105	0	0%	$157.7K	$186.1K	+$28.4K	2026-10-13
Kingsbury Capital Investment Advisors LLC	DECREASED	19,446	21,049	-1,603	-8%	$118.1K	$128.7K	+$10.6K	2026-10-20
Norden Group LLC	DECREASED	17,096	17,420	-324	-2%	$97.7K	$113.2K	+$15.5K	2026-10-20
Imc-Chicago, LLC	INCREASED	16,785	11,354	+5,431	+48%	$63.7K	$111.1K	+$47.4K	2026-11-05
MGO One Seven LLC	DECREASED	14,947	14,954	-7	0%	$83.9K	$98.9K	+$15.1K	2026-10-28
Catalyst Capital Advisors LLC	UNCHANGED	14,000	14,000	0	0%	$78.5K	$92.7K	+$14.1K	2026-11-02
Kestra Advisory Services, LLC	NEW	13,840	—	+13,840	—	—	$91.6K	—	2026-11-02
Park Avenue Securities LLC	NEW	12,660	—	+12,660	—	—	$84	—	2026-10-26
Perigon Wealth Management, LLC	UNCHANGED	10,000	10,000	0	0%	$56.1K	$66.2K	+$10.1K	2026-10-22
Farther Finance Advisors, LLC	INCREASED	2,588	1,500	+1,088	+73%	$8.4K	$17.1K	+$8.7K	2026-10-08
Fortitude Family Office, LLC	INCREASED	1,062	3	+1,059	+35300%	$17	$7.0K	+$7.0K	2026-10-14
GK Wealth Management LLC	NEW	913	—	+913	—	—	$6.0K	—	2026-10-09
Parallel Advisors, LLC	NEW	901	—	+901	—	—	$6.0K	—	2026-11-03
Financial Network Wealth Advisors LLC	UNCHANGED	751	751	0	0%	$4.2K	$5.0K	+$759	2026-10-28
Independence Bank of Kentucky	UNCHANGED	548	548	0	0%	$3.1K	$3.6K	+$554	2026-10-26
Latitude Advisors, LLC	NEW	262	—	+262	—	—	$1.7K	—	2026-10-27
Caitong International Asset Management Co., Ltd	DECREASED	195	1,422	-1,227	-86%	$8.0K	$1.3K	-$6.7K	2026-10-29
Signature Equity Partners, LLC	NEW	185	—	+185	—	—	$1.2K	—	2026-10-29
Clark Wealth Partners	NEW	147	—	+147	—	—	$974	—	2026-10-19
Key Capital Management, Inc	DECREASED	129	1,242	-1,113	-90%	$7.0K	$854	-$6.1K	2026-11-03
Hilton Head Capital Partners, LLC	INCREASED	81	77	+4	+5%	$432	$535	+$103	2026-10-23
Allworth Financial LP	UNCHANGED	76	76	0	0%	$427	$427	$0	2026-11-06
EverSource Wealth Advisors, LLC	INCREASED	70	26	+44	+169%	$146	$463	+$317	2026-11-04
SBI Securities Co., Ltd.	UNCHANGED	37	37	0	0%	$208	$245	+$37	2026-10-22
IFP Advisors, Inc	DECREASED	3	44	-41	-93%	$247	$20	-$227	2026-10-16
Covestor Ltd	UNCHANGED	1	1	0	0%	$0	$0	$0	2026-10-30
Geode Capital Management, LLC	CLOSED	0	22,004	-22,004	-100%	$123.4K	$0	-$123.4K	2026-11-06
Blue Line Capital, LLC / IL	CLOSED	0	15,638	-15,638	-100%	$87.7K	$0	-$87.7K	2026-11-04
Citigroup Inc	CLOSED	0	1,907	-1,907	-100%	$10.7K	$0	-$10.7K	2026-11-04
State of Wyoming	CLOSED	0	1,444	-1,444	-100%	$8.1K	$0	-$8.1K	2026-10-28
Russell Investments Group, Ltd.	CLOSED	0	293	-293	-100%	$1.6K	$0	-$1.6K	2026-11-06
Essential Partners LLC	CLOSED	0	25	-25	-100%	$140	$0	-$140	2026-10-14
Nisa Investment Advisors, LLC	CLOSED	0	11	-11	-100%	$60	$0	-$60	2026-10-20
Gamma Investing LLC	CLOSED	0	10	-10	-100%	$56	$0	-$56	2026-10-08
Oaktree Capital Management LP	N/A	—	7,029,667	-7,029,667	-100%	$39.4M	—	—	—
Ares Management LLC	N/A	—	1,517,179	-1,517,179	-100%	$8.5M	—	—	—
HighTower Advisors, LLC	N/A	—	1,343,131	-1,343,131	-100%	$7.5M	—	—	—
Bulldog Investors, LLPA	N/A	—	1,019,054	-1,019,054	-100%	$5.7M	—	—	—
North Ground Capital	N/A	—	728,000	-728,000	-100%	$4.1M	—	—	—
Allium Financial Advisors, LLC	N/A	—	715,665	-715,665	-100%	$4.0M	—	—	—
Franklin Resources Inc	N/A	—	573,697	-573,697	-100%	$3.2M	—	—	—
Summit Financial, LLC	N/A	—	543,246	-543,246	-100%	$3.0M	—	—	—
Alpine Global Management, LLC	N/A	—	500,192	-500,192	-100%	$2.8M	—	—	—
Morgan Stanley	N/A	—	486,912	-486,912	-100%	$2.7M	—	—	—
O'shaughnessy Asset Management, LLC	N/A	—	431,542	-431,542	-100%	$2.4M	—	—	—
Legal & General Group Plc	N/A	—	278,034	-278,034	-100%	$1.6M	—	—	—
Man Group plc	N/A	—	186,066	-186,066	-100%	$1.0M	—	—	—
Bank of America Corp	N/A	—	175,284	-175,284	-100%	$983.3K	—	—	—
Crewe Advisors LLC	N/A	—	172,002	-172,002	-100%	$964.9K	—	—	—
Millennium Management LLC	N/A	—	145,448	-145,448	-100%	$816.0K	—	—	—
Marshall Wace, LLP	N/A	—	141,904	-141,904	-100%	$796.1K	—	—	—
UBS Group AG	N/A	—	128,176	-128,176	-100%	$719.1K	—	—	—
Virtus Investment Advisers, LLC	N/A	—	121,023	-121,023	-100%	$678.9K	—	—	—
BlackRock, Inc.	N/A	—	118,235	-118,235	-100%	$663.3K	—	—	—
D. E. Shaw & Co., Inc.	N/A	—	110,095	-110,095	-100%	$617.6K	—	—	—
Envestnet Asset Management Inc	N/A	—	97,622	-97,622	-100%	$547.7K	—	—	—
Tidal Investments LLC	N/A	—	94,891	-94,891	-100%	$532.3K	—	—	—
Credit Industriel ET Commercial	N/A	—	82,759	-82,759	-100%	$464.3K	—	—	—
Stifel Financial Corp	N/A	—	75,251	-75,251	-100%	$422.2K	—	—	—
Summit Trail Advisors, LLC	N/A	—	68,104	-68,104	-100%	$382.1K	—	—	—
Magnetar Financial LLC	N/A	—	48,754	-48,754	-100%	$273.5K	—	—	—
Two Sigma Investments, LP	N/A	—	37,042	-37,042	-100%	$207.8K	—	—	—
ExodusPoint Capital Management, LP	N/A	—	30,653	-30,653	-100%	$172.0K	—	—	—
Susquehanna International Group, LLP	N/A	—	29,461	-29,461	-100%	$165.3K	—	—	—
XTX Topco Ltd	N/A	—	26,723	-26,723	-100%	$149.9K	—	—	—
KMT Wealth Management, LLC	N/A	—	21,049	-21,049	-100%	$118.1K	—	—	—
nVerses Capital, LLC	N/A	—	20,343	-20,343	-100%	$114.1K	—	—	—
Royal Bank of Canada	N/A	—	16,227	-16,227	-100%	$91.0K	—	—	—
JPMorgan Chase & Co	N/A	—	15,187	-15,187	-100%	$83.2K	—	—	—
Cetera Investment Advisers	N/A	—	15,101	-15,101	-100%	$84.7K	—	—	—
Winton Group Ltd	N/A	—	14,945	-14,945	-100%	$83.8K	—	—	—
Tower Research Capital LLC (TRC)	N/A	—	13,756	-13,756	-100%	$77.2K	—	—	—
Nuveen, LLC	N/A	—	11,740	-11,740	-100%	$65.9K	—	—	—
Jain Global LLC	N/A	—	10,900	-10,900	-100%	$61.1K	—	—	—
Jump Financial, LLC	N/A	—	10,758	-10,758	-100%	$60.4K	—	—	—
Regatta Research & Money Management	N/A	—	8,734	-8,734	-100%	$49.0K	—	—	—
Osaic Holdings, Inc.	N/A	—	3,886	-3,886	-100%	$21.8K	—	—	—
Steward Partners Investment Advisory, LLC	N/A	—	2,500	-2,500	-100%	$14.0K	—	—	—
Wells Fargo & Company	N/A	—	2,393	-2,393	-100%	$13.4K	—	—	—
BFC Planning, Inc.	N/A	—	1,917	-1,917	-100%	$10.8K	—	—	—
Nomura Asset Management Co LTD	N/A	—	878	-878	-100%	$4.9K	—	—	—
Rhumbline Advisers	N/A	—	830	-830	-100%	$4.7K	—	—	—
Group One Trading LLC	N/A	—	546	-546	-100%	$3.1K	—	—	—
NewEdge Advisors, LLC	N/A	—	498	-498	-100%	$2.8K	—	—	—
BNP Paribas Financial Markets	N/A	—	468	-468	-100%	$2.6K	—	—	—
Elequin Capital, LP	N/A	—	394	-394	-100%	$2.2K	—	—	—
Global Retirement Partners, LLC	N/A	—	332	-332	-100%	$1.9K	—	—	—
Arax Advisory Partners	N/A	—	184	-184	-100%	$1.0K	—	—	—
Federation des caisses Desjardins du Quebec	N/A	—	50	-50	-100%	$281	—	—	—
Optiver Holding B.V.	N/A	—	18	-18	-100%	$101	—	—	—

Showing 107 of 107 institutions