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Neos Gold High Income ETF (IAUI)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Cornerstone Advisory, LLC
NEW
Shares473,492
Change+473,492
Value$22.9M
Filed 2026-11-06
Foguth Wealth Management, Llc.
NEW
Shares286,608
Change+286,608
Value$13.9M
Filed 2026-10-19
LPL Financial LLC
INCREASED
Shares223,747 from 115,326
Change+108,421 (+94%)
Value$10.8M (+$5.2M)
Filed 2026-11-06
Prevail Innovative Wealth Advisors, LLC
NEW
Shares64,636
Change+64,636
Value$3.1M
Filed 2026-10-20
Farther Finance Advisors, LLC
INCREASED
Shares43,873 from 38,098
Change+5,775 (+15%)
Value$2.1M (+$274.1K)
Filed 2026-10-08
Madden Securities Corp
INCREASED
Shares43,475 from 39,440
Change+4,035 (+10%)
Value$2.1M (+$189.8K)
Filed 2026-10-27
Integrity Wealth Partners, LLC
NEW
Shares37,334
Change+37,334
Value$1.8M
Filed 2026-10-14
PFG Advisors
DECREASED
Shares31,863 from 33,560
Change-1,697 (-5%)
Value$1.5M (-$86.4K)
Filed 2026-10-16
New England Private Wealth Advisors LLC
INCREASED
Shares31,259 from 25,195
Change+6,064 (+24%)
Value$1.5M (+$288.5K)
Filed 2026-10-19
Hofer & Associates. Inc
NEW
Shares29,759
Change+29,759
Value$1.4M
Filed 2026-10-13
RED Crane Wealth Management, LLC
INCREASED
Shares29,759 from 26,151
Change+3,608 (+14%)
Value$1.4M (+$170.9K)
Filed 2026-10-14
Cambridge Investment Research Advisors, Inc.
INCREASED
Shares28,538 from 21,526
Change+7,012 (+33%)
Value$1.4K (-$1.0M)
Filed 2026-11-02
Compound Planning, Inc.
INCREASED
Shares21,457 from 16,512
Change+4,945 (+30%)
Value$1.0M (+$236.8K)
Filed 2026-11-05
Sepio Capital, LP
NEW
Shares19,297
Change+19,297
Value$932.5K
Filed 2026-10-22
SBI Securities Co., Ltd.
INCREASED
Shares16,555 from 15,728
Change+827 (+5%)
Value$799.9K (+$37.9K)
Filed 2026-10-22
Belvedere Trading LLC
DECREASED
Shares15,435 from 21,021
Change-5,586 (-27%)
Value$745.8K (-$272.6K)
Filed 2026-11-05
MSH Capital Advisors LLC
NEW
Shares15,290
Change+15,290
Value$738.8K
Filed 2026-11-03
Diversify Wealth Management, LLC
DECREASED
Shares12,506 from 19,970
Change-7,464 (-37%)
Value$607.8K (-$371.7K)
Filed 2026-10-20
Diversify Advisory Services, LLC
DECREASED
Shares12,506 from 19,970
Change-7,464 (-37%)
Value$607.8K (-$371.7K)
Filed 2026-10-20
HUB Investment Partners, LLC
DECREASED
Shares10,306 from 15,504
Change-5,198 (-34%)
Value$498.0K (-$253.2K)
Filed 2026-11-03
Creative Planning
INCREASED
Shares10,068 from 7,972
Change+2,096 (+26%)
Value$486.5K (+$100.2K)
Filed 2026-11-02
Entrewealth, LLC
NEW
Shares10,000
Change+10,000
Value$483.2K
Filed 2026-10-14
Brown Wealth Management, LLC
INCREASED
Shares9,999 from 6,802
Change+3,197 (+47%)
Value$483.1K (+$153.6K)
Filed 2026-10-20
Cap Partners, LLC
INCREASED
Shares9,403 from 7,789
Change+1,614 (+21%)
Value$454.3K (+$77.0K)
Filed 2026-10-19
XML Financial, LLC
NEW
Shares9,204
Change+9,204
Value$444.7K
Filed 2026-10-29
Herbst Group, LLC
INCREASED
Shares9,124 from 8,307
Change+817 (+10%)
Value$440.8K (+$38.4K)
Filed 2026-10-20
Commonwealth Equity Services, LLC
INCREASED
Shares9,045 from 6,914
Change+2,131 (+31%)
Value$437.0K (+$102.1K)
Filed 2026-11-02
Thryve Wealth Management LLC
INCREASED
Shares8,410 from 5,321
Change+3,089 (+58%)
Value$406.4K (+$148.6K)
Filed 2026-10-09
BCS Wealth Management
UNCHANGED
Shares7,913 from 7,913
Change0 (0%)
Value$382.4K (-$1.0K)
Filed 2026-11-03
Kestra Advisory Services, LLC
DECREASED
Shares6,915 from 8,083
Change-1,168 (-14%)
Value$334.1K (-$57.5K)
Filed 2026-11-02
Wealthcare Advisory Partners LLC
INCREASED
Shares6,211 from 4,247
Change+1,964 (+46%)
Value$300.1K (+$94.4K)
Filed 2026-10-21
HBW Advisory Services LLC
DECREASED
Shares6,112 from 6,212
Change-100 (-2%)
Value$295.3K (-$5.6K)
Filed 2026-10-15
Signature Estate & Investment Advisors LLC
NEW
Shares5,984
Change+5,984
Value$289.1K
Filed 2026-10-13
Avidian Wealth Enterprises, LLC
NEW
Shares5,430
Change+5,430
Value$262.4K
Filed 2026-10-08
WealthPlan Investment Management, LLC
INCREASED
Shares4,541 from 4,248
Change+293 (+7%)
Value$219.4K (+$13.6K)
Filed 2026-10-15
Parallel Advisors, LLC
INCREASED
Shares3,509 from 1,109
Change+2,400 (+216%)
Value$169.6K (+$115.8K)
Filed 2026-11-03
Rossby Financial, LCC
NEW
Shares2,528
Change+2,528
Value$122.2K
Filed 2026-11-05
Simplex Trading, LLC
INCREASED
Shares2,186 from 793
Change+1,393 (+176%)
Value$105.6K (+$67.2K)
Filed 2026-11-04
Private Trust Co NA
INCREASED
Shares1,308 from 996
Change+312 (+31%)
Value$63.2K (+$14.9K)
Filed 2026-10-20
Nfsg Corp
UNCHANGED
Shares1,182 from 1,182
Change0 (0%)
Value$57.1K (-$154)
Filed 2026-10-15
US Bancorp \de\
NEW
Shares1,084
Change+1,084
Value$52.4K
Filed 2026-11-05
Latitude Advisors, LLC
NEW
Shares434
Change+434
Value$21.0K
Filed 2026-10-27
Angeles Wealth Management, LLC
NEW
Shares195
Change+195
Value$9.4K
Filed 2026-10-26
Main Street Group, LTD
UNCHANGED
Shares100 from 100
Change0 (0%)
Value$4.8K (-$13)
Filed 2026-10-28
IFP Advisors, Inc
UNCHANGED
Shares100 from 100
Change0 (0%)
Value$4.8K (-$13)
Filed 2026-10-16
Ashton Thomas Private Wealth, LLC
INCREASED
Shares43 from 38
Change+5 (+13%)
Value$2.1K (+$237)
Filed 2026-11-03
GFS Advisors, LLC
CLOSED
Shares0 from 40,600
Change-40,600 (-100%)
Value$0 (-$4.8K)
Filed 2026-11-03
Kingswood Wealth Advisors, LLC
CLOSED
Shares0 from 17,452
Change-17,452 (-100%)
Value$0 (-$845.5K)
Filed 2026-10-23
Zega Investments, LLC
CLOSED
Shares0 from 4,274
Change-4,274 (-100%)
Value$0 (-$207.1K)
Filed 2026-11-04
AdvisorNet Financial, Inc
CLOSED
Shares0 from 1,600
Change-1,600 (-100%)
Value$0 (-$77.5K)
Filed 2026-10-15
Fifth Third Bancorp
CLOSED
Shares0 from 693
Change-693 (-100%)
Value$0 (-$33.6K)
Filed 2026-11-05
International Assets Investment Management, LLC
CLOSED
Shares0 from 515
Change-515 (-100%)
Value$0 (-$25.1K)
Filed 2026-11-02
Capital Investment Advisory Services, LLC
CLOSED
Shares0 from 500
Change-500 (-100%)
Value$0 (-$24.2K)
Filed 2026-10-30
Tsfg, LLC
CLOSED
Shares0 from 274
Change-274 (-100%)
Value$0 (-$13)
Filed 2026-10-23
Salem Investment Counselors Inc
CLOSED
Shares0 from 200
Change-200 (-100%)
Value$0 (-$9.7K)
Filed 2026-10-13
Private Advisor Group, LLC
N/A
Shares— from 242,820
Change-242,820 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 239,794
Change-239,794 (-100%)
Value—
Stratos Wealth Partners, Ltd.
N/A
Shares— from 42,591
Change-42,591 (-100%)
Value—
AE Wealth Management LLC
N/A
Shares— from 31,581
Change-31,581 (-100%)
Value—
Stifel Financial Corp
N/A
Shares— from 20,114
Change-20,114 (-100%)
Value—
Coastal Bridge Advisors, LLC
N/A
Shares— from 17,535
Change-17,535 (-100%)
Value—
Cresset Asset Management, LLC
N/A
Shares— from 9,516
Change-9,516 (-100%)
Value—
NewEdge Advisors, LLC
N/A
Shares— from 8,714
Change-8,714 (-100%)
Value—
Great Valley Advisor Group, Inc.
N/A
Shares— from 8,650
Change-8,650 (-100%)
Value—
Integrated Wealth Concepts LLC
N/A
Shares— from 7,653
Change-7,653 (-100%)
Value—
Strategic Wealth Partners, Ltd.
N/A
Shares— from 6,218
Change-6,218 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 5,830
Change-5,830 (-100%)
Value—
Jane Street Group, LLC
N/A
Shares— from 5,326
Change-5,326 (-100%)
Value—
Jaffetilchin Investment Partners, LLC
N/A
Shares— from 4,799
Change-4,799 (-100%)
Value—
Kingsview Wealth Management, LLC
N/A
Shares— from 4,762
Change-4,762 (-100%)
Value—
MML Investors Services, LLC
N/A
Shares— from 4,258
Change-4,258 (-100%)
Value—
EFG International AG
N/A
Shares— from 4,170
Change-4,170 (-100%)
Value—
UBS Group AG
N/A
Shares— from 2,349
Change-2,349 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 1,547
Change-1,547 (-100%)
Value—
Innovative Asset Advisors Group, LLC
N/A
Shares— from 1,400
Change-1,400 (-100%)
Value—
IMA Advisory Services, Inc.
N/A
Shares— from 450
Change-450 (-100%)
Value—
Founders Financial Alliance, LLC
N/A
Shares— from 381
Change-381 (-100%)
Value—
BFC Planning, Inc.
N/A
Shares— from 294
Change-294 (-100%)
Value—
Berthel, Fisher & Company Financial Services, Inc.
N/A
Shares— from 248
Change-248 (-100%)
Value—
Capital Analysts, LLC
N/A
Shares— from 98
Change-98 (-100%)
Value—
Harbour Investments, Inc.
N/A
Shares— from 19
Change-19 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 1
Change-1 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 0
Change0
Value—
Status
Cornerstone Advisory, LLC
NEW473,492—+473,492——$22.9M—2026-11-06
Foguth Wealth Management, Llc.
NEW286,608—+286,608——$13.9M—2026-10-19
LPL Financial LLC
INCREASED223,747115,326+108,421+94%$5.6M$10.8M+$5.2M2026-11-06
Prevail Innovative Wealth Advisors, LLC
NEW64,636—+64,636——$3.1M—2026-10-20
Farther Finance Advisors, LLC
INCREASED43,87338,098+5,775+15%$1.8M$2.1M+$274.1K2026-10-08
Madden Securities Corp
INCREASED43,47539,440+4,035+10%$1.9M$2.1M+$189.8K2026-10-27
Integrity Wealth Partners, LLC
NEW37,334—+37,334——$1.8M—2026-10-14
PFG Advisors
DECREASED31,86333,560-1,697-5%$1.6M$1.5M-$86.4K2026-10-16
New England Private Wealth Advisors LLC
INCREASED31,25925,195+6,064+24%$1.2M$1.5M+$288.5K2026-10-19
Hofer & Associates. Inc
NEW29,759—+29,759——$1.4M—2026-10-13
RED Crane Wealth Management, LLC
INCREASED29,75926,151+3,608+14%$1.3M$1.4M+$170.9K2026-10-14
Cambridge Investment Research Advisors, Inc.
INCREASED28,53821,526+7,012+33%$1.0M$1.4K-$1.0M2026-11-02
Compound Planning, Inc.
INCREASED21,45716,512+4,945+30%$800.0K$1.0M+$236.8K2026-11-05
Sepio Capital, LP
NEW19,297—+19,297——$932.5K—2026-10-22
SBI Securities Co., Ltd.
INCREASED16,55515,728+827+5%$762.0K$799.9K+$37.9K2026-10-22
Belvedere Trading LLC
DECREASED15,43521,021-5,586-27%$1.0M$745.8K-$272.6K2026-11-05
MSH Capital Advisors LLC
NEW15,290—+15,290——$738.8K—2026-11-03
Diversify Wealth Management, LLC
DECREASED12,50619,970-7,464-37%$979.5K$607.8K-$371.7K2026-10-20
Diversify Advisory Services, LLC
DECREASED12,50619,970-7,464-37%$979.5K$607.8K-$371.7K2026-10-20
HUB Investment Partners, LLC
DECREASED10,30615,504-5,198-34%$751.2K$498.0K-$253.2K2026-11-03
Creative Planning
INCREASED10,0687,972+2,096+26%$386.2K$486.5K+$100.2K2026-11-02
Entrewealth, LLC
NEW10,000—+10,000——$483.2K—2026-10-14
Brown Wealth Management, LLC
INCREASED9,9996,802+3,197+47%$329.6K$483.1K+$153.6K2026-10-20
Cap Partners, LLC
INCREASED9,4037,789+1,614+21%$377.4K$454.3K+$77.0K2026-10-19
XML Financial, LLC
NEW9,204—+9,204——$444.7K—2026-10-29
Herbst Group, LLC
INCREASED9,1248,307+817+10%$402.5K$440.8K+$38.4K2026-10-20
Commonwealth Equity Services, LLC
INCREASED9,0456,914+2,131+31%$335.0K$437.0K+$102.1K2026-11-02
Thryve Wealth Management LLC
INCREASED8,4105,321+3,089+58%$257.8K$406.4K+$148.6K2026-10-09
BCS Wealth Management
UNCHANGED7,9137,91300%$383.4K$382.4K-$1.0K2026-11-03
Kestra Advisory Services, LLC
DECREASED6,9158,083-1,168-14%$391.6K$334.1K-$57.5K2026-11-02
Wealthcare Advisory Partners LLC
INCREASED6,2114,247+1,964+46%$205.8K$300.1K+$94.4K2026-10-21
HBW Advisory Services LLC
DECREASED6,1126,212-100-2%$301.0K$295.3K-$5.6K2026-10-15
Signature Estate & Investment Advisors LLC
NEW5,984—+5,984——$289.1K—2026-10-13
Avidian Wealth Enterprises, LLC
NEW5,430—+5,430——$262.4K—2026-10-08
WealthPlan Investment Management, LLC
INCREASED4,5414,248+293+7%$205.8K$219.4K+$13.6K2026-10-15
Parallel Advisors, LLC
INCREASED3,5091,109+2,400+216%$53.7K$169.6K+$115.8K2026-11-03
Rossby Financial, LCC
NEW2,528—+2,528——$122.2K—2026-11-05
Simplex Trading, LLC
INCREASED2,186793+1,393+176%$38.4K$105.6K+$67.2K2026-11-04
Private Trust Co NA
INCREASED1,308996+312+31%$48.3K$63.2K+$14.9K2026-10-20
Nfsg Corp
UNCHANGED1,1821,18200%$57.3K$57.1K-$1542026-10-15
US Bancorp \de\
NEW1,084—+1,084——$52.4K—2026-11-05
Latitude Advisors, LLC
NEW434—+434——$21.0K—2026-10-27
Angeles Wealth Management, LLC
NEW195—+195——$9.4K—2026-10-26
Main Street Group, LTD
UNCHANGED10010000%$4.8K$4.8K-$132026-10-28
IFP Advisors, Inc
UNCHANGED10010000%$4.8K$4.8K-$132026-10-16
Ashton Thomas Private Wealth, LLC
INCREASED4338+5+13%$1.8K$2.1K+$2372026-11-03
GFS Advisors, LLC
CLOSED040,600-40,600-100%$4.8K$0-$4.8K2026-11-03
Kingswood Wealth Advisors, LLC
CLOSED017,452-17,452-100%$845.5K$0-$845.5K2026-10-23
Zega Investments, LLC
CLOSED04,274-4,274-100%$207.1K$0-$207.1K2026-11-04
AdvisorNet Financial, Inc
CLOSED01,600-1,600-100%$77.5K$0-$77.5K2026-10-15
Fifth Third Bancorp
CLOSED0693-693-100%$33.6K$0-$33.6K2026-11-05
International Assets Investment Management, LLC
CLOSED0515-515-100%$25.1K$0-$25.1K2026-11-02
Capital Investment Advisory Services, LLC
CLOSED0500-500-100%$24.2K$0-$24.2K2026-10-30
Tsfg, LLC
CLOSED0274-274-100%$13$0-$132026-10-23
Salem Investment Counselors Inc
CLOSED0200-200-100%$9.7K$0-$9.7K2026-10-13
Private Advisor Group, LLC
N/A—242,820-242,820-100%$11.8M———
Royal Bank of Canada
N/A—239,794-239,794-100%$11.6M———
Stratos Wealth Partners, Ltd.
N/A—42,591-42,591-100%$2.1M———
AE Wealth Management LLC
N/A—31,581-31,581-100%$1.5M———
Stifel Financial Corp
N/A—20,114-20,114-100%$974.7K———
Coastal Bridge Advisors, LLC
N/A—17,535-17,535-100%$849.6K———
Cresset Asset Management, LLC
N/A—9,516-9,516-100%$461.1K———
NewEdge Advisors, LLC
N/A—8,714-8,714-100%$422.2K———
Great Valley Advisor Group, Inc.
N/A—8,650-8,650-100%$418.7K———
Integrated Wealth Concepts LLC
N/A—7,653-7,653-100%$370.8K———
Strategic Wealth Partners, Ltd.
N/A—6,218-6,218-100%$301.3K———
Steward Partners Investment Advisory, LLC
N/A—5,830-5,830-100%$282.5K———
Jane Street Group, LLC
N/A—5,326-5,326-100%$258.0K———
Jaffetilchin Investment Partners, LLC
N/A—4,799-4,799-100%$232.5K———
Kingsview Wealth Management, LLC
N/A—4,762-4,762-100%$230.7K———
MML Investors Services, LLC
N/A—4,258-4,258-100%$206.3K———
EFG International AG
N/A—4,170-4,170-100%$202.8K———
UBS Group AG
N/A—2,349-2,349-100%$113.8K———
Osaic Holdings, Inc.
N/A—1,547-1,547-100%$75.0K———
Innovative Asset Advisors Group, LLC
N/A—1,400-1,400-100%$67.8K———
IMA Advisory Services, Inc.
N/A—450-450-100%$21.8K———
Founders Financial Alliance, LLC
N/A—381-381-100%$18.5K———
BFC Planning, Inc.
N/A—294-294-100%$14.2K———
Berthel, Fisher & Company Financial Services, Inc.
N/A—248-248-100%$12.0K———
Capital Analysts, LLC
N/A—98-98-100%$5———
Harbour Investments, Inc.
N/A—19-19-100%$921———
Morgan Stanley
N/A—1-1-100%$59———
Wells Fargo & Company
N/A—00—$15———
Showing 83 of 83 institutions