Neos Russell 2000 High Inc (IWMI)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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LPL Financial LLC

INCREASED

Shares1,104,542 from 739,510

Change+365,032 (+49%)

Value$54.1M (+$14.5M)

Filed 2026-11-06

Madden Securities Corp

DECREASED

Shares260,267 from 263,232

Change-2,965 (-1%)

Value$12.7M (-$1.3M)

Filed 2026-10-27

Prevail Innovative Wealth Advisors, LLC

DECREASED

Shares161,439 from 175,355

Change-13,916 (-8%)

Value$7.9M (-$1.5M)

Filed 2026-10-20

Gradient Investments LLC

DECREASED

Shares159,917 from 165,461

Change-5,544 (-3%)

Value$7.8M (-$1.0M)

Filed 2026-10-08

Farther Finance Advisors, LLC

INCREASED

Shares131,481 from 116,283

Change+15,198 (+13%)

Value$6.4M (+$215.2K)

Filed 2026-10-08

Palacios Wealth Management, LLC

INCREASED

Shares76,804 from 62,100

Change+14,704 (+24%)

Value$3.8M (+$437.5K)

Filed 2026-11-04

Wellington Grp LLC

INCREASED

Shares69,573 from 25,777

Change+43,796 (+170%)

Value$3.4M (+$2.0M)

Filed 2026-11-06

Marshall & Sterling Wealth Advisors Inc.

INCREASED

Shares61,972 from 57,258

Change+4,714 (+8%)

Value$3.0M (-$29.7K)

Filed 2026-10-28

LFG Wealth Partners, LLC

NEW

Shares61,448

Change+61,448

Value$3.0M

Filed 2026-10-28

Independence Wealth Advisors, LLC

INCREASED

Shares59,171 from 54,710

Change+4,461 (+8%)

Value$2.9M (-$30.5K)

Filed 2026-10-29

Moran Wealth Management, LLC

INCREASED

Shares54,123 from 42,152

Change+11,971 (+28%)

Value$2.7M (+$394.4K)

Filed 2026-10-22

Capital Investment Advisory Services, LLC

INCREASED

Shares45,062 from 33,157

Change+11,905 (+36%)

Value$2.2M (+$432.1K)

Filed 2026-10-30

Independent Financial Group, LLC

INCREASED

Shares37,272 from 26,215

Change+11,057 (+42%)

Value$1.8M (+$422.2K)

Filed 2026-10-13

Herbst Group, LLC

DECREASED

Shares30,454 from 31,151

Change-697 (-2%)

Value$1.5M (-$175.9K)

Filed 2026-10-20

High Net Worth Advisory Group LLC

DECREASED

Shares29,148 from 31,258

Change-2,110 (-7%)

Value$1.4M (-$245.6K)

Filed 2026-10-26

Cambridge Investment Research Advisors, Inc.

INCREASED

Shares21,591 from 18,188

Change+3,403 (+19%)

Value$1.1K (-$971.9K)

Filed 2026-11-02

Kestra Advisory Services, LLC

DECREASED

Shares21,102 from 23,077

Change-1,975 (-9%)

Value$1.0M (-$201.7K)

Filed 2026-11-02

Nfsg Corp

INCREASED

Shares19,593 from 18,391

Change+1,202 (+7%)

Value$959.5K (-$24.8K)

Filed 2026-10-15

Kestra Private Wealth Services, LLC

INCREASED

Shares16,179 from 14,542

Change+1,637 (+11%)

Value$792.3K (+$14.0K)

Filed 2026-11-06

Valmark Advisers, Inc.

UNCHANGED

Shares15,485 from 15,485

Change0 (0%)

Value$758.3K (-$70.5K)

Filed 2026-11-06

Entrewealth, LLC

UNCHANGED

Shares15,000 from 15,000

Change0 (0%)

Value$734.6K (-$56.4K)

Filed 2026-10-14

Vima LLC

NEW

Shares14,562

Change+14,562

Value$713.1K

Filed 2026-10-23

Walkner Condon Financial Advisors LLC

INCREASED

Shares13,422 from 11,290

Change+2,132 (+19%)

Value$657.3K (+$53.1K)

Filed 2026-11-02

SeaCrest Wealth Management, LLC

DECREASED

Shares12,525 from 14,500

Change-1,975 (-14%)

Value$613.3K (-$162.7K)

Filed 2026-10-21

Quantum Private Wealth, LLC

INCREASED

Shares11,518 from 7,226

Change+4,292 (+59%)

Value$564.1K (+$177.3K)

Filed 2026-10-20

Truist Financial Corp

INCREASED

Shares11,088 from 11,041

Change+47 (+0%)

Value$543.0K (-$47.9K)

Filed 2026-10-30

Vann Equity Management LLC

INCREASED

Shares11,068 from 10,499

Change+569 (+5%)

Value$542.0K (-$19.9K)

Filed 2026-10-08

Commonwealth Equity Services, LLC

INCREASED

Shares10,629 from 7,687

Change+2,942 (+38%)

Value$520.5K (+$109.1K)

Filed 2026-11-02

World Equity Group, Inc.

DECREASED

Shares10,058 from 10,590

Change-532 (-5%)

Value$492.6K (-$74.3K)

Filed 2026-10-14

Private Trust Co NA

INCREASED

Shares9,670 from 6,100

Change+3,570 (+59%)

Value$473.5K (+$147.1K)

Filed 2026-10-20

J.W. Cole Advisors, Inc.

INCREASED

Shares9,519 from 8,101

Change+1,418 (+18%)

Value$466.1K (+$32.6K)

Filed 2026-11-05

Diversify Advisory Services, LLC

DECREASED

Shares9,380 from 15,541

Change-6,161 (-40%)

Value$456.8K (-$351.9K)

Filed 2026-10-20

Diversify Wealth Management, LLC

DECREASED

Shares9,380 from 15,541

Change-6,161 (-40%)

Value$456.8K (-$351.9K)

Filed 2026-10-20

Kingswood Wealth Advisors, LLC

DECREASED

Shares9,208 from 20,291

Change-11,083 (-55%)

Value$450.9K (-$635.1K)

Filed 2026-10-23

Clear Creek Financial Management, LLC

NEW

Shares8,730

Change+8,730

Value$427.5K

Filed 2026-10-28

Meridian Wealth Management, LLC

INCREASED

Shares7,694 from 4,300

Change+3,394 (+79%)

Value$376.8K (+$146.6K)

Filed 2026-11-05

Chicago Partners Investment Group LLC

NEW

Shares7,393

Change+7,393

Value$357.0K

Filed 2026-10-27

Advisory Advocates, LLC

INCREASED

Shares6,872 from 4,439

Change+2,433 (+55%)

Value$336.5K (+$98.9K)

Filed 2026-11-05

Nations Financial Group Inc,

NEW

Shares6,465

Change+6,465

Value$316.6K

Filed 2026-11-05

Lanark Financial, Inc.

DECREASED

Shares5,336 from 5,631

Change-295 (-5%)

Value$261.3K (-$40.1K)

Filed 2026-10-26

Virtue Capital Management, LLC

INCREASED

Shares5,049 from 5,001

Change+48 (+1%)

Value$247.3K (-$20.4K)

Filed 2026-10-29

Oakworth Capital, Inc.

NEW

Shares5,000

Change+5,000

Value$244.9K

Filed 2026-10-26

Cap Partners, LLC

INCREASED

Shares4,998 from 4,298

Change+700 (+16%)

Value$244.8K (+$14.7K)

Filed 2026-10-19

Ascentis Independent Advisors

NEW

Shares4,931

Change+4,931

Value$241.5K

Filed 2026-11-03

Certified Advisory Corp

NEW

Shares4,456

Change+4,456

Value$218.2K

Filed 2026-10-29

Allworth Financial LP

UNCHANGED

Shares4,250 from 4,250

Change0 (0%)

Value$227.5K ($0)

Filed 2026-11-06

Fifth Third Bancorp

UNCHANGED

Shares4,190 from 4,190

Change0 (0%)

Value$205.2K (-$19.1K)

Filed 2026-11-05

Money Concepts Capital Corp

NEW

Shares4,116

Change+4,116

Value$201.6K

Filed 2026-11-06

Latitude Advisors, LLC

NEW

Shares3,831

Change+3,831

Value$187.6K

Filed 2026-10-27

CoreCap Advisors, LLC

INCREASED

Shares3,612 from 1,436

Change+2,176 (+152%)

Value$176.9K (+$100.0K)

Filed 2026-10-08

Angeles Wealth Management, LLC

UNCHANGED

Shares2,815 from 2,815

Change0 (0%)

Value$137.9K (-$12.8K)

Filed 2026-10-26

Parallel Advisors, LLC

UNCHANGED

Shares1,762 from 1,762

Change0 (0%)

Value$86.3K (-$8.0K)

Filed 2026-11-03

GHP Investment Advisors, Inc.

INCREASED

Shares1,639 from 1,551

Change+88 (+6%)

Value$80.3K (-$2.8K)

Filed 2026-10-15

Sunrise Financial Services, LLC

NEW

Shares1,264

Change+1,264

Value$61.9K

Filed 2026-10-21

Larson Financial Group LLC

INCREASED

Shares849 from 150

Change+699 (+466%)

Value$41.6K (+$33.5K)

Filed 2026-11-05

Simplex Trading, LLC

DECREASED

Shares632 from 1,745

Change-1,113 (-64%)

Value$30.9K (-$62.4K)

Filed 2026-11-04

Pension & Wealth Management Advisors, Inc.

NEW

Shares563

Change+563

Value$27.6K

Filed 2026-10-16

SBI Securities Co., Ltd.

INCREASED

Shares530 from 266

Change+264 (+99%)

Value$26.0K (+$11.7K)

Filed 2026-10-22

Spire Wealth Management

INCREASED

Shares344 from 332

Change+12 (+4%)

Value$16.8K (-$912)

Filed 2026-10-30

Financial Management Professionals, Inc.

INCREASED

Shares210 from 197

Change+13 (+7%)

Value$10.3K (-$259)

Filed 2026-10-23

IFP Advisors, Inc

UNCHANGED

Shares100 from 100

Change0 (0%)

Value$4.9K (-$455)

Filed 2026-10-16

Signaturefd, LLC

UNCHANGED

Shares55 from 55

Change0 (0%)

Value$2.7K (-$251)

Filed 2026-10-23

Dhjj Financial Advisors, Ltd.

UNCHANGED

Shares30 from 30

Change0 (0%)

Value$1.5K (-$136)

Filed 2026-10-23

Triumph Capital Management

UNCHANGED

Shares29 from 29

Change0 (0%)

Value$1.4K (-$132)

Filed 2026-10-14

Foguth Wealth Management, Llc.

CLOSED

Shares0 from 4,318

Change-4,318 (-100%)

Value$0 (-$227.1K)

Filed 2026-10-19

Financial Management Network Inc

CLOSED

Shares0 from 3,911

Change-3,911 (-100%)

Value$0 (-$206.8K)

Filed 2026-10-09

International Assets Investment Management, LLC

CLOSED

Shares0 from 1,901

Change-1,901 (-100%)

Value$0 (-$101.5K)

Filed 2026-11-02

Salem Investment Counselors Inc

CLOSED

Shares0 from 475

Change-475 (-100%)

Value$0 (-$25.4K)

Filed 2026-10-13

Tsfg, LLC

CLOSED

Shares0 from 296

Change-296 (-100%)

Value$0 (-$16.0K)

Filed 2026-10-23

Asset Dedication, LLC

CLOSED

Shares0 from 35

Change-35 (-100%)

Value$0 (-$1.9K)

Filed 2026-11-03

Cascade Wealth Advisors, Inc

N/A

Shares— from 124,435

Change-124,435 (-100%)

Value—

Royal Bank of Canada

N/A

Shares— from 99,238

Change-99,238 (-100%)

Value—

Private Advisor Group, LLC

N/A

Shares— from 94,467

Change-94,467 (-100%)

Value—

UBS Group AG

N/A

Shares— from 92,263

Change-92,263 (-100%)

Value—

Stifel Financial Corp

N/A

Shares— from 89,382

Change-89,382 (-100%)

Value—

Owen LaRue, LLC

N/A

Shares— from 81,072

Change-81,072 (-100%)

Value—

MML Investors Services, LLC

N/A

Shares— from 70,420

Change-70,420 (-100%)

Value—

Garden State Investment Advisory Services LLC

N/A

Shares— from 60,325

Change-60,325 (-100%)

Value—

Summit Financial, LLC

N/A

Shares— from 60,003

Change-60,003 (-100%)

Value—

Rockefeller Capital Management L.P.

N/A

Shares— from 59,828

Change-59,828 (-100%)

Value—

Old Mission Capital LLC

N/A

Shares— from 38,838

Change-38,838 (-100%)

Value—

Mutual Advisors, LLC

N/A

Shares— from 35,853

Change-35,853 (-100%)

Value—

Insigneo Advisory Services, LLC

N/A

Shares— from 29,700

Change-29,700 (-100%)

Value—

Envestnet Asset Management Inc

N/A

Shares— from 27,711

Change-27,711 (-100%)

Value—

Brookwood Investment Group LLC

N/A

Shares— from 26,256

Change-26,256 (-100%)

Value—

FSA Advisors, Inc.

N/A

Shares— from 24,916

Change-24,916 (-100%)

Value—

Seaview Investment Managers LLC

N/A

Shares— from 23,887

Change-23,887 (-100%)

Value—

Steward Partners Investment Advisory, LLC

N/A

Shares— from 23,613

Change-23,613 (-100%)

Value—

Stephens Inc

N/A

Shares— from 22,885

Change-22,885 (-100%)

Value—

Gateway Wealth Partners, LLC

N/A

Shares— from 14,445

Change-14,445 (-100%)

Value—

PFG Investments, LLC

N/A

Shares— from 13,332

Change-13,332 (-100%)

Value—

HighTower Advisors, LLC

N/A

Shares— from 12,604

Change-12,604 (-100%)

Value—

Navis Wealth Advisors, LLC

N/A

Shares— from 12,512

Change-12,512 (-100%)

Value—

PSI Advisors, LLC

N/A

Shares— from 12,508

Change-12,508 (-100%)

Value—

Citadel Advisors LLC

N/A

Shares— from 11,275

Change-11,275 (-100%)

Value—

IFG Advisory, LLC

N/A

Shares— from 10,239

Change-10,239 (-100%)

Value—

Gladstone Institutional Advisory LLC

N/A

Shares— from 8,937

Change-8,937 (-100%)

Value—

&partners

N/A

Shares— from 8,410

Change-8,410 (-100%)

Value—

Cresset Asset Management, LLC

N/A

Shares— from 7,563

Change-7,563 (-100%)

Value—

Naviter Wealth, LLC

N/A

Shares— from 6,722

Change-6,722 (-100%)

Value—

Stratos Wealth Partners, Ltd.

N/A

Shares— from 6,540

Change-6,540 (-100%)

Value—

Susquehanna International Group, LLP

N/A

Shares— from 6,142

Change-6,142 (-100%)

Value—

Quotient Wealth Partners, LLC

N/A

Shares— from 5,883

Change-5,883 (-100%)

Value—

OneDigital Investment Advisors LLC

N/A

Shares— from 5,000

Change-5,000 (-100%)

Value—

Cetera Investment Advisers

N/A

Shares— from 4,742

Change-4,742 (-100%)

Value—

Laird Norton Wetherby Trust Company, LLC

N/A

Shares— from 4,000

Change-4,000 (-100%)

Value—

Stance Capital LLC

N/A

Shares— from 1,873

Change-1,873 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 1,402

Change-1,402 (-100%)

Value—

Founders Financial Alliance, LLC

N/A

Shares— from 1,346

Change-1,346 (-100%)

Value—

Luminist Capital LLC

N/A

Shares— from 1,201

Change-1,201 (-100%)

Value—

Aptus Capital Advisors, LLC

N/A

Shares— from 1,175

Change-1,175 (-100%)

Value—

Group One Trading LLC

N/A

Shares— from 1,152

Change-1,152 (-100%)

Value—

JPMorgan Chase & Co

N/A

Shares— from 650

Change-650 (-100%)

Value—

Ameritas Advisory Services, LLC

N/A

Shares— from 618

Change-618 (-100%)

Value—

IMA Advisory Services, Inc.

N/A

Shares— from 600

Change-600 (-100%)

Value—

Harbour Investments, Inc.

N/A

Shares— from 520

Change-520 (-100%)

Value—

SHP Wealth Management

N/A

Shares— from 491

Change-491 (-100%)

Value—

BFC Planning, Inc.

N/A

Shares— from 336

Change-336 (-100%)

Value—

Berthel, Fisher & Company Financial Services, Inc.

N/A

Shares— from 287

Change-287 (-100%)

Value—

Wells Fargo & Company

N/A

Shares— from 211

Change-211 (-100%)

Value—

Capital Analysts, LLC

N/A

Shares— from 172

Change-172 (-100%)

Value—

Swan Capital LLC

N/A

Shares— from 84

Change-84 (-100%)

Value—

BNP Paribas Financial Markets

N/A

Shares— from 3

Change-3 (-100%)

Value—

	Status
LPL Financial LLC	INCREASED	1,104,542	739,510	+365,032	+49%	$39.6M	$54.1M	+$14.5M	2026-11-06
Madden Securities Corp	DECREASED	260,267	263,232	-2,965	-1%	$14.1M	$12.7M	-$1.3M	2026-10-27
Prevail Innovative Wealth Advisors, LLC	DECREASED	161,439	175,355	-13,916	-8%	$9.4M	$7.9M	-$1.5M	2026-10-20
Gradient Investments LLC	DECREASED	159,917	165,461	-5,544	-3%	$8.9M	$7.8M	-$1.0M	2026-10-08
Farther Finance Advisors, LLC	INCREASED	131,481	116,283	+15,198	+13%	$6.2M	$6.4M	+$215.2K	2026-10-08
Palacios Wealth Management, LLC	INCREASED	76,804	62,100	+14,704	+24%	$3.3M	$3.8M	+$437.5K	2026-11-04
Wellington Grp LLC	INCREASED	69,573	25,777	+43,796	+170%	$1.4M	$3.4M	+$2.0M	2026-11-06
Marshall & Sterling Wealth Advisors Inc.	INCREASED	61,972	57,258	+4,714	+8%	$3.1M	$3.0M	-$29.7K	2026-10-28
LFG Wealth Partners, LLC	NEW	61,448	—	+61,448	—	—	$3.0M	—	2026-10-28
Independence Wealth Advisors, LLC	INCREASED	59,171	54,710	+4,461	+8%	$2.9M	$2.9M	-$30.5K	2026-10-29
Moran Wealth Management, LLC	INCREASED	54,123	42,152	+11,971	+28%	$2.3M	$2.7M	+$394.4K	2026-10-22
Capital Investment Advisory Services, LLC	INCREASED	45,062	33,157	+11,905	+36%	$1.8M	$2.2M	+$432.1K	2026-10-30
Independent Financial Group, LLC	INCREASED	37,272	26,215	+11,057	+42%	$1.4M	$1.8M	+$422.2K	2026-10-13
Herbst Group, LLC	DECREASED	30,454	31,151	-697	-2%	$1.7M	$1.5M	-$175.9K	2026-10-20
High Net Worth Advisory Group LLC	DECREASED	29,148	31,258	-2,110	-7%	$1.7M	$1.4M	-$245.6K	2026-10-26
Cambridge Investment Research Advisors, Inc.	INCREASED	21,591	18,188	+3,403	+19%	$973.0K	$1.1K	-$971.9K	2026-11-02
Kestra Advisory Services, LLC	DECREASED	21,102	23,077	-1,975	-9%	$1.2M	$1.0M	-$201.7K	2026-11-02
Nfsg Corp	INCREASED	19,593	18,391	+1,202	+7%	$984.3K	$959.5K	-$24.8K	2026-10-15
Kestra Private Wealth Services, LLC	INCREASED	16,179	14,542	+1,637	+11%	$778.3K	$792.3K	+$14.0K	2026-11-06
Valmark Advisers, Inc.	UNCHANGED	15,485	15,485	0	0%	$828.8K	$758.3K	-$70.5K	2026-11-06
Entrewealth, LLC	UNCHANGED	15,000	15,000	0	0%	$791.0K	$734.6K	-$56.4K	2026-10-14
Vima LLC	NEW	14,562	—	+14,562	—	—	$713.1K	—	2026-10-23
Walkner Condon Financial Advisors LLC	INCREASED	13,422	11,290	+2,132	+19%	$604.2K	$657.3K	+$53.1K	2026-11-02
SeaCrest Wealth Management, LLC	DECREASED	12,525	14,500	-1,975	-14%	$776.0K	$613.3K	-$162.7K	2026-10-21
Quantum Private Wealth, LLC	INCREASED	11,518	7,226	+4,292	+59%	$386.7K	$564.1K	+$177.3K	2026-10-20
Truist Financial Corp	INCREASED	11,088	11,041	+47	+0%	$590.9K	$543.0K	-$47.9K	2026-10-30
Vann Equity Management LLC	INCREASED	11,068	10,499	+569	+5%	$561.9K	$542.0K	-$19.9K	2026-10-08
Commonwealth Equity Services, LLC	INCREASED	10,629	7,687	+2,942	+38%	$411.4K	$520.5K	+$109.1K	2026-11-02
World Equity Group, Inc.	DECREASED	10,058	10,590	-532	-5%	$566.9K	$492.6K	-$74.3K	2026-10-14
Private Trust Co NA	INCREASED	9,670	6,100	+3,570	+59%	$326.5K	$473.5K	+$147.1K	2026-10-20
J.W. Cole Advisors, Inc.	INCREASED	9,519	8,101	+1,418	+18%	$433.6K	$466.1K	+$32.6K	2026-11-05
Diversify Advisory Services, LLC	DECREASED	9,380	15,541	-6,161	-40%	$808.8K	$456.8K	-$351.9K	2026-10-20
Diversify Wealth Management, LLC	DECREASED	9,380	15,541	-6,161	-40%	$808.8K	$456.8K	-$351.9K	2026-10-20
Kingswood Wealth Advisors, LLC	DECREASED	9,208	20,291	-11,083	-55%	$1.1M	$450.9K	-$635.1K	2026-10-23
Clear Creek Financial Management, LLC	NEW	8,730	—	+8,730	—	—	$427.5K	—	2026-10-28
Meridian Wealth Management, LLC	INCREASED	7,694	4,300	+3,394	+79%	$230.1K	$376.8K	+$146.6K	2026-11-05
Chicago Partners Investment Group LLC	NEW	7,393	—	+7,393	—	—	$357.0K	—	2026-10-27
Advisory Advocates, LLC	INCREASED	6,872	4,439	+2,433	+55%	$237.6K	$336.5K	+$98.9K	2026-11-05
Nations Financial Group Inc,	NEW	6,465	—	+6,465	—	—	$316.6K	—	2026-11-05
Lanark Financial, Inc.	DECREASED	5,336	5,631	-295	-5%	$301.4K	$261.3K	-$40.1K	2026-10-26
Virtue Capital Management, LLC	INCREASED	5,049	5,001	+48	+1%	$267.7K	$247.3K	-$20.4K	2026-10-29
Oakworth Capital, Inc.	NEW	5,000	—	+5,000	—	—	$244.9K	—	2026-10-26
Cap Partners, LLC	INCREASED	4,998	4,298	+700	+16%	$230.0K	$244.8K	+$14.7K	2026-10-19
Ascentis Independent Advisors	NEW	4,931	—	+4,931	—	—	$241.5K	—	2026-11-03
Certified Advisory Corp	NEW	4,456	—	+4,456	—	—	$218.2K	—	2026-10-29
Allworth Financial LP	UNCHANGED	4,250	4,250	0	0%	$227.5K	$227.5K	$0	2026-11-06
Fifth Third Bancorp	UNCHANGED	4,190	4,190	0	0%	$224.2K	$205.2K	-$19.1K	2026-11-05
Money Concepts Capital Corp	NEW	4,116	—	+4,116	—	—	$201.6K	—	2026-11-06
Latitude Advisors, LLC	NEW	3,831	—	+3,831	—	—	$187.6K	—	2026-10-27
CoreCap Advisors, LLC	INCREASED	3,612	1,436	+2,176	+152%	$76.9K	$176.9K	+$100.0K	2026-10-08
Angeles Wealth Management, LLC	UNCHANGED	2,815	2,815	0	0%	$150.7K	$137.9K	-$12.8K	2026-10-26
Parallel Advisors, LLC	UNCHANGED	1,762	1,762	0	0%	$94.3K	$86.3K	-$8.0K	2026-11-03
GHP Investment Advisors, Inc.	INCREASED	1,639	1,551	+88	+6%	$83.0K	$80.3K	-$2.8K	2026-10-15
Sunrise Financial Services, LLC	NEW	1,264	—	+1,264	—	—	$61.9K	—	2026-10-21
Larson Financial Group LLC	INCREASED	849	150	+699	+466%	$8.0K	$41.6K	+$33.5K	2026-11-05
Simplex Trading, LLC	DECREASED	632	1,745	-1,113	-64%	$93.4K	$30.9K	-$62.4K	2026-11-04
Pension & Wealth Management Advisors, Inc.	NEW	563	—	+563	—	—	$27.6K	—	2026-10-16
SBI Securities Co., Ltd.	INCREASED	530	266	+264	+99%	$14.2K	$26.0K	+$11.7K	2026-10-22
Spire Wealth Management	INCREASED	344	332	+12	+4%	$17.7K	$16.8K	-$912	2026-10-30
Financial Management Professionals, Inc.	INCREASED	210	197	+13	+7%	$10.5K	$10.3K	-$259	2026-10-23
IFP Advisors, Inc	UNCHANGED	100	100	0	0%	$5.4K	$4.9K	-$455	2026-10-16
Signaturefd, LLC	UNCHANGED	55	55	0	0%	$2.9K	$2.7K	-$251	2026-10-23
Dhjj Financial Advisors, Ltd.	UNCHANGED	30	30	0	0%	$1.6K	$1.5K	-$136	2026-10-23
Triumph Capital Management	UNCHANGED	29	29	0	0%	$1.6K	$1.4K	-$132	2026-10-14
Foguth Wealth Management, Llc.	CLOSED	0	4,318	-4,318	-100%	$227.1K	$0	-$227.1K	2026-10-19
Financial Management Network Inc	CLOSED	0	3,911	-3,911	-100%	$206.8K	$0	-$206.8K	2026-10-09
International Assets Investment Management, LLC	CLOSED	0	1,901	-1,901	-100%	$101.5K	$0	-$101.5K	2026-11-02
Salem Investment Counselors Inc	CLOSED	0	475	-475	-100%	$25.4K	$0	-$25.4K	2026-10-13
Tsfg, LLC	CLOSED	0	296	-296	-100%	$16.0K	$0	-$16.0K	2026-10-23
Asset Dedication, LLC	CLOSED	0	35	-35	-100%	$1.9K	$0	-$1.9K	2026-11-03
Cascade Wealth Advisors, Inc	N/A	—	124,435	-124,435	-100%	$6.6M	—	—	—
Royal Bank of Canada	N/A	—	99,238	-99,238	-100%	$5.3M	—	—	—
Private Advisor Group, LLC	N/A	—	94,467	-94,467	-100%	$5.1M	—	—	—
UBS Group AG	N/A	—	92,263	-92,263	-100%	$4.9M	—	—	—
Stifel Financial Corp	N/A	—	89,382	-89,382	-100%	$4.8M	—	—	—
Owen LaRue, LLC	N/A	—	81,072	-81,072	-100%	$4.3M	—	—	—
MML Investors Services, LLC	N/A	—	70,420	-70,420	-100%	$3.8M	—	—	—
Garden State Investment Advisory Services LLC	N/A	—	60,325	-60,325	-100%	$3.2M	—	—	—
Summit Financial, LLC	N/A	—	60,003	-60,003	-100%	$3.2M	—	—	—
Rockefeller Capital Management L.P.	N/A	—	59,828	-59,828	-100%	$3.2M	—	—	—
Old Mission Capital LLC	N/A	—	38,838	-38,838	-100%	$2.1M	—	—	—
Mutual Advisors, LLC	N/A	—	35,853	-35,853	-100%	$1.9M	—	—	—
Insigneo Advisory Services, LLC	N/A	—	29,700	-29,700	-100%	$1.6M	—	—	—
Envestnet Asset Management Inc	N/A	—	27,711	-27,711	-100%	$1.5M	—	—	—
Brookwood Investment Group LLC	N/A	—	26,256	-26,256	-100%	$1.4M	—	—	—
FSA Advisors, Inc.	N/A	—	24,916	-24,916	-100%	$1.3M	—	—	—
Seaview Investment Managers LLC	N/A	—	23,887	-23,887	-100%	$1.3M	—	—	—
Steward Partners Investment Advisory, LLC	N/A	—	23,613	-23,613	-100%	$1.3M	—	—	—
Stephens Inc	N/A	—	22,885	-22,885	-100%	$1.2M	—	—	—
Gateway Wealth Partners, LLC	N/A	—	14,445	-14,445	-100%	$773.1K	—	—	—
PFG Investments, LLC	N/A	—	13,332	-13,332	-100%	$713.5K	—	—	—
HighTower Advisors, LLC	N/A	—	12,604	-12,604	-100%	$674.6K	—	—	—
Navis Wealth Advisors, LLC	N/A	—	12,512	-12,512	-100%	$669.6K	—	—	—
PSI Advisors, LLC	N/A	—	12,508	-12,508	-100%	$669.4K	—	—	—
Citadel Advisors LLC	N/A	—	11,275	-11,275	-100%	$603.4K	—	—	—
IFG Advisory, LLC	N/A	—	10,239	-10,239	-100%	$548.0K	—	—	—
Gladstone Institutional Advisory LLC	N/A	—	8,937	-8,937	-100%	$478.3K	—	—	—
&partners	N/A	—	8,410	-8,410	-100%	$450.1K	—	—	—
Cresset Asset Management, LLC	N/A	—	7,563	-7,563	-100%	$404.8K	—	—	—
Naviter Wealth, LLC	N/A	—	6,722	-6,722	-100%	$359.8K	—	—	—
Stratos Wealth Partners, Ltd.	N/A	—	6,540	-6,540	-100%	$350.0K	—	—	—
Susquehanna International Group, LLP	N/A	—	6,142	-6,142	-100%	$328.7K	—	—	—
Quotient Wealth Partners, LLC	N/A	—	5,883	-5,883	-100%	$314.9K	—	—	—
OneDigital Investment Advisors LLC	N/A	—	5,000	-5,000	-100%	$267.6K	—	—	—
Cetera Investment Advisers	N/A	—	4,742	-4,742	-100%	$253.8K	—	—	—
Laird Norton Wetherby Trust Company, LLC	N/A	—	4,000	-4,000	-100%	$214.1K	—	—	—
Stance Capital LLC	N/A	—	1,873	-1,873	-100%	$100.2K	—	—	—
Osaic Holdings, Inc.	N/A	—	1,402	-1,402	-100%	$75.0K	—	—	—
Founders Financial Alliance, LLC	N/A	—	1,346	-1,346	-100%	$72.1K	—	—	—
Luminist Capital LLC	N/A	—	1,201	-1,201	-100%	$64.3K	—	—	—
Aptus Capital Advisors, LLC	N/A	—	1,175	-1,175	-100%	$62.9K	—	—	—
Group One Trading LLC	N/A	—	1,152	-1,152	-100%	$61.7K	—	—	—
JPMorgan Chase & Co	N/A	—	650	-650	-100%	$34.7K	—	—	—
Ameritas Advisory Services, LLC	N/A	—	618	-618	-100%	$33.1K	—	—	—
IMA Advisory Services, Inc.	N/A	—	600	-600	-100%	$32.1K	—	—	—
Harbour Investments, Inc.	N/A	—	520	-520	-100%	$27.8K	—	—	—
SHP Wealth Management	N/A	—	491	-491	-100%	$26.3K	—	—	—
BFC Planning, Inc.	N/A	—	336	-336	-100%	$18.0K	—	—	—
Berthel, Fisher & Company Financial Services, Inc.	N/A	—	287	-287	-100%	$15.4K	—	—	—
Wells Fargo & Company	N/A	—	211	-211	-100%	$11.3K	—	—	—
Capital Analysts, LLC	N/A	—	172	-172	-100%	$9	—	—	—
Swan Capital LLC	N/A	—	84	-84	-100%	$4.5K	—	—	—
BNP Paribas Financial Markets	N/A	—	3	-3	-100%	$161	—	—	—

Showing 123 of 123 institutions