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Saba Capital Income & Opport (BRW)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Blue Bell Private Wealth Management, LLC
INCREASED
Shares842,416 from 829,855
Change+12,561 (+2%)
Value$5.1M (-$389.2K)
Filed 2026-10-29
LPL Financial LLC
INCREASED
Shares568,563 from 507,546
Change+61,017 (+12%)
Value$3.4M (+$82.5K)
Filed 2026-11-06
J.W. Cole Advisors, Inc.
INCREASED
Shares216,211 from 213,373
Change+2,838 (+1%)
Value$1.3M (-$102.4K)
Filed 2026-11-05
Park Avenue Securities LLC
INCREASED
Shares180,668 from 178,401
Change+2,267 (+1%)
Value$1.1K (-$1.2M)
Filed 2026-10-26
Svrn Asset Management, LLC
INCREASED
Shares171,566 from 171,487
Change+79 (+0%)
Value$1.0M (-$95.6K)
Filed 2026-11-02
Shaker Financial Services, LLC
INCREASED
Shares153,273 from 75,815
Change+77,458 (+102%)
Value$921.2K (+$423.1K)
Filed 2026-10-14
Chicago Partners Investment Group LLC
DECREASED
Shares120,690 from 122,851
Change-2,161 (-2%)
Value$704.8K (-$110.9K)
Filed 2026-10-27
Choreo, LLC
DECREASED
Shares101,726 from 103,861
Change-2,135 (-2%)
Value$611.4K (-$71.0K)
Filed 2026-10-28
Peak Financial Advisors LLC
INCREASED
Shares95,281 from 89,996
Change+5,285 (+6%)
Value$572.6K (-$18.6K)
Filed 2026-10-28
SeaCrest Wealth Management, LLC
INCREASED
Shares65,556 from 64,018
Change+1,538 (+2%)
Value$394.0K (-$26.6K)
Filed 2026-10-21
TrueMark Investments, LLC
INCREASED
Shares63,395 from 59,855
Change+3,540 (+6%)
Value$381.0K (-$12.2K)
Filed 2026-11-05
CoreCap Advisors, LLC
DECREASED
Shares44,999 from 49,394
Change-4,395 (-9%)
Value$270.5K (-$54.1K)
Filed 2026-10-08
Wedbush Securities Inc
DECREASED
Shares43,789 from 50,051
Change-6,262 (-13%)
Value$263 (-$328.7K)
Filed 2026-10-22
Integrated Capital Management, Inc.
DECREASED
Shares35,487 from 37,517
Change-2,030 (-5%)
Value$213.3K (-$33.2K)
Filed 2026-10-09
Bison Wealth, LLC
INCREASED
Shares28,430 from 24,103
Change+4,327 (+18%)
Value$166.6K (+$4.6K)
Filed 2026-10-13
Commonwealth Equity Services, LLC
DECREASED
Shares27,014 from 49,909
Change-22,895 (-46%)
Value$162.4K (-$165.5K)
Filed 2026-11-02
Flagship Harbor Advisors, LLC
DECREASED
Shares26,733 from 42,624
Change-15,891 (-37%)
Value$160.7K (-$119.4K)
Filed 2026-10-26
Gridiron Partners, LLC
UNCHANGED
Shares25,723 from 25,723
Change0 (0%)
Value$154.6K (-$12.3K)
Filed 2026-10-08
PNC Financial Services Group, Inc.
DECREASED
Shares22,097 from 42,662
Change-20,565 (-48%)
Value$132.8K (-$147.5K)
Filed 2026-11-06
Tactive Advisors, LLC
INCREASED
Shares20,255 from 18,535
Change+1,720 (+9%)
Value$121.7K (-$43)
Filed 2026-10-08
Decision Investments, Inc
INCREASED
Shares18,400 from 17,450
Change+950 (+5%)
Value$110.6K (-$4.1K)
Filed 2026-10-07
Apollon Wealth Management, LLC
INCREASED
Shares17,105 from 16,549
Change+556 (+3%)
Value$102.8K (-$5.9K)
Filed 2026-10-23
Concurrent Investment Advisors, LLC
NEW
Shares15,380
Change+15,380
Value$92.4K
Filed 2026-10-16
AMG National Trust Bank
NEW
Shares13,752
Change+13,752
Value$82.6K
Filed 2026-11-05
Manchester Financial Inc
INCREASED
Shares12,523 from 12,414
Change+109 (+1%)
Value$75.3K (-$6.3K)
Filed 2026-10-15
Perennial Advisors, LLC
INCREASED
Shares11,648 from 11,198
Change+450 (+4%)
Value$70.0K (-$3.6K)
Filed 2026-10-13
Grove Street Fiduciary, LLC
UNCHANGED
Shares11,532 from 11,532
Change0 (0%)
Value$69.3K (-$6.5K)
Filed 2026-10-13
Parallel Advisors, LLC
INCREASED
Shares9,083 from 9,082
Change+1 (+0%)
Value$54.6K (-$5.1K)
Filed 2026-11-03
Noble Wealth Management PBC
DECREASED
Shares6,203 from 21,144
Change-14,941 (-71%)
Value$37.3K (-$101.6K)
Filed 2026-10-01
Latitude Advisors, LLC
NEW
Shares3,803
Change+3,803
Value$22.9K
Filed 2026-10-27
Fifth Third Bancorp
DECREASED
Shares3,057 from 14,523
Change-11,466 (-79%)
Value$18.4K (-$77.0K)
Filed 2026-11-05
Clearstead Advisors, LLC
UNCHANGED
Shares3,000 from 3,000
Change0 (0%)
Value$18.0K (-$1.7K)
Filed 2026-11-06
Cassaday & Co Wealth Management LLC
NEW
Shares1,870
Change+1,870
Value$11.2K
Filed 2026-10-27
Capital Advisors, Ltd. LLC
UNCHANGED
Shares1,622 from 1,622
Change0 (0%)
Value$10 (-$1)
Filed 2026-10-27
Financial Consulate, Inc
UNCHANGED
Shares1,000 from 1,000
Change0 (0%)
Value$6.0K (-$560)
Filed 2026-10-23
Farther Finance Advisors, LLC
UNCHANGED
Shares600 from 600
Change0 (0%)
Value$3.6K (-$336)
Filed 2026-10-08
Kentucky Trust Co
UNCHANGED
Shares500 from 500
Change0 (0%)
Value$3.0K (-$280)
Filed 2026-10-15
Highline Wealth Partners LLC
UNCHANGED
Shares350 from 350
Change0 (0%)
Value$2.1K (-$196)
Filed 2026-10-19
Marks Group Wealth Management, Inc
CLOSED
Shares0 from 172,790
Change-172,790 (-100%)
Value$0 (-$1.1M)
Filed 2026-11-05
Absolute Investment Advisers, LLC
CLOSED
Shares0 from 57,853
Change-57,853 (-100%)
Value$0 (-$380.1K)
Filed 2026-10-21
GFS Advisors, LLC
CLOSED
Shares0 from 11,470
Change-11,470 (-100%)
Value$0 (-$23.7K)
Filed 2026-11-03
Gill Capital Partners, LLC
CLOSED
Shares0 from 2,376
Change-2,376 (-100%)
Value$0 (-$15.6K)
Filed 2026-10-13
Axiom Investment Management LLC
CLOSED
Shares0 from 797
Change-797 (-100%)
Value$0 (-$5.2K)
Filed 2026-11-03
Focus Partners Wealth
N/A
Shares— from 2,745,119
Change-2,745,119 (-100%)
Value—
Toronto Dominion Bank
N/A
Shares— from 2,278,240
Change-2,278,240 (-100%)
Value—
Rivernorth Capital Management, LLC
N/A
Shares— from 1,861,414
Change-1,861,414 (-100%)
Value—
Thomas J. Herzfeld Advisors, Inc.
N/A
Shares— from 1,544,694
Change-1,544,694 (-100%)
Value—
Penserra Capital Management LLC
N/A
Shares— from 1,505,912
Change-1,505,912 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 1,075,205
Change-1,075,205 (-100%)
Value—
Invesco Ltd.
N/A
Shares— from 740,127
Change-740,127 (-100%)
Value—
CSS LLC
N/A
Shares— from 686,484
Change-686,484 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 605,349
Change-605,349 (-100%)
Value—
UBS Group AG
N/A
Shares— from 482,986
Change-482,986 (-100%)
Value—
Flax Pond Capital, LLC
N/A
Shares— from 405,786
Change-405,786 (-100%)
Value—
Advisors Asset Management, Inc.
N/A
Shares— from 296,959
Change-296,959 (-100%)
Value—
Ethos Financial Group, LLC
N/A
Shares— from 251,018
Change-251,018 (-100%)
Value—
Adalta Capital Management LLC
N/A
Shares— from 248,039
Change-248,039 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 222,050
Change-222,050 (-100%)
Value—
Scotia Capital Inc.
N/A
Shares— from 216,897
Change-216,897 (-100%)
Value—
Modern Wealth Management, LLC
N/A
Shares— from 207,457
Change-207,457 (-100%)
Value—
Baird Financial Group, Inc.
N/A
Shares— from 191,877
Change-191,877 (-100%)
Value—
Yakira Capital Management, Inc.
N/A
Shares— from 127,896
Change-127,896 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 92,798
Change-92,798 (-100%)
Value—
Next Capital Management LLC
N/A
Shares— from 88,927
Change-88,927 (-100%)
Value—
IHT Wealth Management, LLC
N/A
Shares— from 75,252
Change-75,252 (-100%)
Value—
Bank of America Corp
N/A
Shares— from 63,655
Change-63,655 (-100%)
Value—
Landscape Capital Management, L.L.C.
N/A
Shares— from 62,290
Change-62,290 (-100%)
Value—
North Ground Capital
N/A
Shares— from 56,000
Change-56,000 (-100%)
Value—
XTX Topco Ltd
N/A
Shares— from 43,643
Change-43,643 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 42,019
Change-42,019 (-100%)
Value—
Jane Street Group, LLC
N/A
Shares— from 35,040
Change-35,040 (-100%)
Value—
Stifel Financial Corp
N/A
Shares— from 31,877
Change-31,877 (-100%)
Value—
HighTower Advisors, LLC
N/A
Shares— from 27,338
Change-27,338 (-100%)
Value—
Nomura Holdings Inc
N/A
Shares— from 24,980
Change-24,980 (-100%)
Value—
Marex Group Ltd
N/A
Shares— from 24,000
Change-24,000 (-100%)
Value—
Quarry LP
N/A
Shares— from 23,773
Change-23,773 (-100%)
Value—
NewEdge Advisors, LLC
N/A
Shares— from 22,451
Change-22,451 (-100%)
Value—
Clear Street Group Inc.
N/A
Shares— from 20,000
Change-20,000 (-100%)
Value—
M&T Bank Corp
N/A
Shares— from 18,000
Change-18,000 (-100%)
Value—
Alpine Global Management, LLC
N/A
Shares— from 16,800
Change-16,800 (-100%)
Value—
Captrust Financial Advisors
N/A
Shares— from 16,367
Change-16,367 (-100%)
Value—
Robinson Capital Management, LLC
N/A
Shares— from 16,051
Change-16,051 (-100%)
Value—
MML Investors Services, LLC
N/A
Shares— from 16,035
Change-16,035 (-100%)
Value—
Permanent Capital Management, LP
N/A
Shares— from 15,539
Change-15,539 (-100%)
Value—
Gamco Investors, Inc. ET AL
N/A
Shares— from 14,000
Change-14,000 (-100%)
Value—
Susquehanna International Group, LLP
N/A
Shares— from 13,860
Change-13,860 (-100%)
Value—
Evolve Private Wealth, LLC
N/A
Shares— from 12,719
Change-12,719 (-100%)
Value—
PFG Investments, LLC
N/A
Shares— from 10,375
Change-10,375 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 7,243
Change-7,243 (-100%)
Value—
Rockefeller Capital Management L.P.
N/A
Shares— from 4,497
Change-4,497 (-100%)
Value—
Winmill & Co. Inc
N/A
Shares— from 3,700
Change-3,700 (-100%)
Value—
Arax Advisory Partners
N/A
Shares— from 3,500
Change-3,500 (-100%)
Value—
Ameritas Advisory Services, LLC
N/A
Shares— from 1,920
Change-1,920 (-100%)
Value—
Consultiva Wealth Management, Corp.
N/A
Shares— from 1,350
Change-1,350 (-100%)
Value—
Allied Private Wealth LLC
N/A
Shares— from 1,107
Change-1,107 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 533
Change-533 (-100%)
Value—
ESL Trust Services, LLC
N/A
Shares— from 501
Change-501 (-100%)
Value—
Bellevue Asset Management, LLC
N/A
Shares— from 420
Change-420 (-100%)
Value—
Global Retirement Partners, LLC
N/A
Shares— from 4
Change-4 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 1
Change-1 (-100%)
Value—
Status
Blue Bell Private Wealth Management, LLC
INCREASED842,416829,855+12,561+2%$5.5M$5.1M-$389.2K2026-10-29
LPL Financial LLC
INCREASED568,563507,546+61,017+12%$3.3M$3.4M+$82.5K2026-11-06
J.W. Cole Advisors, Inc.
INCREASED216,211213,373+2,838+1%$1.4M$1.3M-$102.4K2026-11-05
Park Avenue Securities LLC
INCREASED180,668178,401+2,267+1%$1.2M$1.1K-$1.2M2026-10-26
Svrn Asset Management, LLC
INCREASED171,566171,487+79+0%$1.1M$1.0M-$95.6K2026-11-02
Shaker Financial Services, LLC
INCREASED153,27375,815+77,458+102%$498.1K$921.2K+$423.1K2026-10-14
Chicago Partners Investment Group LLC
DECREASED120,690122,851-2,161-2%$815.7K$704.8K-$110.9K2026-10-27
Choreo, LLC
DECREASED101,726103,861-2,135-2%$682.4K$611.4K-$71.0K2026-10-28
Peak Financial Advisors LLC
INCREASED95,28189,996+5,285+6%$591.3K$572.6K-$18.6K2026-10-28
SeaCrest Wealth Management, LLC
INCREASED65,55664,018+1,538+2%$420.6K$394.0K-$26.6K2026-10-21
TrueMark Investments, LLC
INCREASED63,39559,855+3,540+6%$393.2K$381.0K-$12.2K2026-11-05
CoreCap Advisors, LLC
DECREASED44,99949,394-4,395-9%$324.5K$270.5K-$54.1K2026-10-08
Wedbush Securities Inc
DECREASED43,78950,051-6,262-13%$329.0K$263-$328.7K2026-10-22
Integrated Capital Management, Inc.
DECREASED35,48737,517-2,030-5%$246.5K$213.3K-$33.2K2026-10-09
Bison Wealth, LLC
INCREASED28,43024,103+4,327+18%$162.0K$166.6K+$4.6K2026-10-13
Commonwealth Equity Services, LLC
DECREASED27,01449,909-22,895-46%$327.9K$162.4K-$165.5K2026-11-02
Flagship Harbor Advisors, LLC
DECREASED26,73342,624-15,891-37%$280.0K$160.7K-$119.4K2026-10-26
Gridiron Partners, LLC
UNCHANGED25,72325,72300%$166.9K$154.6K-$12.3K2026-10-08
PNC Financial Services Group, Inc.
DECREASED22,09742,662-20,565-48%$280.3K$132.8K-$147.5K2026-11-06
Tactive Advisors, LLC
INCREASED20,25518,535+1,720+9%$121.8K$121.7K-$432026-10-08
Decision Investments, Inc
INCREASED18,40017,450+950+5%$114.6K$110.6K-$4.1K2026-10-07
Apollon Wealth Management, LLC
INCREASED17,10516,549+556+3%$108.7K$102.8K-$5.9K2026-10-23
Concurrent Investment Advisors, LLC
NEW15,380—+15,380——$92.4K—2026-10-16
AMG National Trust Bank
NEW13,752—+13,752——$82.6K—2026-11-05
Manchester Financial Inc
INCREASED12,52312,414+109+1%$81.6K$75.3K-$6.3K2026-10-15
Perennial Advisors, LLC
INCREASED11,64811,198+450+4%$73.6K$70.0K-$3.6K2026-10-13
Grove Street Fiduciary, LLC
UNCHANGED11,53211,53200%$75.8K$69.3K-$6.5K2026-10-13
Parallel Advisors, LLC
INCREASED9,0839,082+1+0%$59.7K$54.6K-$5.1K2026-11-03
Noble Wealth Management PBC
DECREASED6,20321,144-14,941-71%$138.9K$37.3K-$101.6K2026-10-01
Latitude Advisors, LLC
NEW3,803—+3,803——$22.9K—2026-10-27
Fifth Third Bancorp
DECREASED3,05714,523-11,466-79%$95.4K$18.4K-$77.0K2026-11-05
Clearstead Advisors, LLC
UNCHANGED3,0003,00000%$19.7K$18.0K-$1.7K2026-11-06
Cassaday & Co Wealth Management LLC
NEW1,870—+1,870——$11.2K—2026-10-27
Capital Advisors, Ltd. LLC
UNCHANGED1,6221,62200%$11$10-$12026-10-27
Financial Consulate, Inc
UNCHANGED1,0001,00000%$6.6K$6.0K-$5602026-10-23
Farther Finance Advisors, LLC
UNCHANGED60060000%$3.9K$3.6K-$3362026-10-08
Kentucky Trust Co
UNCHANGED50050000%$3.3K$3.0K-$2802026-10-15
Highline Wealth Partners LLC
UNCHANGED35035000%$2.3K$2.1K-$1962026-10-19
Marks Group Wealth Management, Inc
CLOSED0172,790-172,790-100%$1.1M$0-$1.1M2026-11-05
Absolute Investment Advisers, LLC
CLOSED057,853-57,853-100%$380.1K$0-$380.1K2026-10-21
GFS Advisors, LLC
CLOSED011,470-11,470-100%$23.7K$0-$23.7K2026-11-03
Gill Capital Partners, LLC
CLOSED02,376-2,376-100%$15.6K$0-$15.6K2026-10-13
Axiom Investment Management LLC
CLOSED0797-797-100%$5.2K$0-$5.2K2026-11-03
Focus Partners Wealth
N/A—2,745,119-2,745,119-100%$18.0M———
Toronto Dominion Bank
N/A—2,278,240-2,278,240-100%$15.0M———
Rivernorth Capital Management, LLC
N/A—1,861,414-1,861,414-100%$12.2M———
Thomas J. Herzfeld Advisors, Inc.
N/A—1,544,694-1,544,694-100%$10.1M———
Penserra Capital Management LLC
N/A—1,505,912-1,505,912-100%$9.9M———
Envestnet Asset Management Inc
N/A—1,075,205-1,075,205-100%$7.1M———
Invesco Ltd.
N/A—740,127-740,127-100%$4.9M———
CSS LLC
N/A—686,484-686,484-100%$4.5M———
Morgan Stanley
N/A—605,349-605,349-100%$4.0M———
UBS Group AG
N/A—482,986-482,986-100%$3.2M———
Flax Pond Capital, LLC
N/A—405,786-405,786-100%$2.7M———
Advisors Asset Management, Inc.
N/A—296,959-296,959-100%$2.0M———
Ethos Financial Group, LLC
N/A—251,018-251,018-100%$1.6M———
Adalta Capital Management LLC
N/A—248,039-248,039-100%$1.6M———
Osaic Holdings, Inc.
N/A—222,050-222,050-100%$1.5M———
Scotia Capital Inc.
N/A—216,897-216,897-100%$1.4M———
Modern Wealth Management, LLC
N/A—207,457-207,457-100%$1.4M———
Baird Financial Group, Inc.
N/A—191,877-191,877-100%$1.3M———
Yakira Capital Management, Inc.
N/A—127,896-127,896-100%$840.3K———
Raymond James Financial Inc
N/A—92,798-92,798-100%$609.7K———
Next Capital Management LLC
N/A—88,927-88,927-100%$584.3K———
IHT Wealth Management, LLC
N/A—75,252-75,252-100%$494.4K———
Bank of America Corp
N/A—63,655-63,655-100%$418.2K———
Landscape Capital Management, L.L.C.
N/A—62,290-62,290-100%$409.2K———
North Ground Capital
N/A—56,000-56,000-100%$367.9K———
XTX Topco Ltd
N/A—43,643-43,643-100%$286.7K———
Cetera Investment Advisers
N/A—42,019-42,019-100%$276.1K———
Jane Street Group, LLC
N/A—35,040-35,040-100%$230.2K———
Stifel Financial Corp
N/A—31,877-31,877-100%$209.4K———
HighTower Advisors, LLC
N/A—27,338-27,338-100%$179.6K———
Nomura Holdings Inc
N/A—24,980-24,980-100%$164.1K———
Marex Group Ltd
N/A—24,000-24,000-100%$157.7K———
Quarry LP
N/A—23,773-23,773-100%$156.2K———
NewEdge Advisors, LLC
N/A—22,451-22,451-100%$147.5K———
Clear Street Group Inc.
N/A—20,000-20,000-100%$131.4K———
M&T Bank Corp
N/A—18,000-18,000-100%$118.3K———
Alpine Global Management, LLC
N/A—16,800-16,800-100%$110.4K———
Captrust Financial Advisors
N/A—16,367-16,367-100%$107.5K———
Robinson Capital Management, LLC
N/A—16,051-16,051-100%$105.5K———
MML Investors Services, LLC
N/A—16,035-16,035-100%$105.3K———
Permanent Capital Management, LP
N/A—15,539-15,539-100%$102.1K———
Gamco Investors, Inc. ET AL
N/A—14,000-14,000-100%$92.0K———
Susquehanna International Group, LLP
N/A—13,860-13,860-100%$91.1K———
Evolve Private Wealth, LLC
N/A—12,719-12,719-100%$83.6K———
PFG Investments, LLC
N/A—10,375-10,375-100%$68.2K———
Royal Bank of Canada
N/A—7,243-7,243-100%$48.0K———
Rockefeller Capital Management L.P.
N/A—4,497-4,497-100%$29.6K———
Winmill & Co. Inc
N/A—3,700-3,700-100%$24.3K———
Arax Advisory Partners
N/A—3,500-3,500-100%$23.0K———
Ameritas Advisory Services, LLC
N/A—1,920-1,920-100%$12.6K———
Consultiva Wealth Management, Corp.
N/A—1,350-1,350-100%$8.9K———
Allied Private Wealth LLC
N/A—1,107-1,107-100%$7.5K———
Steward Partners Investment Advisory, LLC
N/A—533-533-100%$3.5K———
ESL Trust Services, LLC
N/A—501-501-100%$3.3K———
Bellevue Asset Management, LLC
N/A—420-420-100%$2.8K———
Global Retirement Partners, LLC
N/A—4-4-100%$27———
Wells Fargo & Company
N/A—1-1-100%$6———
Showing 100 of 100 institutions