Saratoga Investment Corp (SAR)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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International Assets Investment Management, LLC

INCREASED

Shares139,364 from 116,012

Change+23,352 (+20%)

Value$2.3M (-$284.7K)

Filed 2026-11-02

LPL Financial LLC

DECREASED

Shares97,288 from 111,909

Change-14,621 (-13%)

Value$1.6M (-$875.9K)

Filed 2026-11-06

Lido Advisors, LLC

DECREASED

Shares93,185 from 181,518

Change-88,333 (-49%)

Value$1.6M (-$2.5M)

Filed 2026-11-04

Hennion & Walsh Asset Management, Inc.

DECREASED

Shares89,486 from 127,040

Change-37,554 (-30%)

Value$1.5M (-$1.3M)

Filed 2026-10-13

Wealthcare Advisory Partners LLC

INCREASED

Shares51,405 from 49,141

Change+2,264 (+5%)

Value$856.4K (-$239.9K)

Filed 2026-10-21

Next Level Private LLC

UNCHANGED

Shares43,527 from 43,527

Change0 (0%)

Value$725.2K (-$245.9K)

Filed 2026-10-20

Focus Financial Network, Inc.

INCREASED

Shares30,926 from 25,218

Change+5,708 (+23%)

Value$515.2K (-$47.4K)

Filed 2026-10-14

Cambridge Investment Research Advisors, Inc.

INCREASED

Shares23,369 from 23,199

Change+170 (+1%)

Value$389 (-$517.6K)

Filed 2026-11-02

Simplex Trading, LLC

NEW

Shares22,476

Change+22,476

Value$374.5K

Filed 2026-11-04

Greenwood Gearhart LLC

UNCHANGED

Shares21,500 from 21,500

Change0 (0%)

Value$358.2K (-$121.5K)

Filed 2026-11-02

D.A. Davidson & Co.

DECREASED

Shares11,863 from 14,895

Change-3,032 (-20%)

Value$197.6K (-$134.7K)

Filed 2026-10-28

Davidson Trust Co

UNCHANGED

Shares11,000 from 11,000

Change0 (0%)

Value$183.3K (-$62.2K)

Filed 2026-10-09

AlphaCentric Advisors LLC

NEW

Shares10,000

Change+10,000

Value$166.6K

Filed 2026-11-03

INCREASED

Shares6,058 from 6,027

Change+31 (+1%)

Value$100.9K (-$33.5K)

Filed 2026-10-23

Triumph Capital Management

INCREASED

Shares3,675 from 2,950

Change+725 (+25%)

Value$61.2K (-$4.6K)

Filed 2026-10-14

IFP Advisors, Inc

UNCHANGED

Shares1,000 from 1,000

Change0 (0%)

Value$16.7K (-$5.7K)

Filed 2026-10-16

Evolution Wealth Management Inc.

UNCHANGED

Shares701 from 701

Change0 (0%)

Value$11.7K (-$4.0K)

Filed 2026-10-28

PFS Partners, LLC

UNCHANGED

Shares503 from 503

Change0 (0%)

Value$8.4K (-$2.8K)

Filed 2026-10-21

Russell Investments Group, Ltd.

INCREASED

Shares301 from 285

Change+16 (+6%)

Value$5.0K (-$1.3K)

Filed 2026-11-06

Laurel Wealth Advisors LLC

NEW

Shares241

Change+241

Value$4.0K

Filed 2026-10-27

BI Asset Management Fondsmaeglerselskab A/S

DECREASED

Shares241 from 4,984

Change-4,743 (-95%)

Value$4 (-$111.0K)

Filed 2026-10-22

Avion Wealth

INCREASED

Shares227 from 218

Change+9 (+4%)

Value$3 (-$1)

Filed 2026-11-04

MJT & Associates Financial Advisory Group, Inc.

UNCHANGED

Shares94 from 94

Change0 (0%)

Value$1.6K (-$531)

Filed 2026-10-07

West Financial Advisors, LLC

INCREASED

Shares60 from 57

Change+3 (+5%)

Value$996 (-$285)

Filed 2026-10-22

Larson Financial Group LLC

UNCHANGED

Shares49 from 49

Change0 (0%)

Value$816 (-$277)

Filed 2026-11-05

Hurley Capital, LLC

INCREASED

Shares16 from 15

Change+1 (+7%)

Value$267 (-$77)

Filed 2026-11-05

Caitong International Asset Management Co., Ltd

NEW

Shares12

Change+12

Value$200

Filed 2026-10-29

Commonwealth Equity Services, LLC

CLOSED

Shares0 from 11,122

Change-11,122 (-100%)

Value$0 (-$248.1K)

Filed 2026-11-02

Wedbush Securities Inc

CLOSED

Shares0 from 10,200

Change-10,200 (-100%)

Value$0 (-$228.0K)

Filed 2026-10-22

VestGen Advisors, LLC

CLOSED

Shares0 from 9,719

Change-9,719 (-100%)

Value$0 (-$216.8K)

Filed 2026-10-27

State of Alaska, Department of Revenue

CLOSED

Shares0 from 630

Change-630 (-100%)

Value$0 (-$14.0K)

Filed 2026-10-15

Private Advisor Group, LLC

N/A

Shares— from 146,681

Change-146,681 (-100%)

Value—

Legal & General Group Plc

N/A

Shares— from 141,229

Change-141,229 (-100%)

Value—

Advisors Asset Management, Inc.

N/A

Shares— from 121,635

Change-121,635 (-100%)

Value—

Wells Fargo & Company

N/A

Shares— from 85,079

Change-85,079 (-100%)

Value—

Ethos Financial Group, LLC

N/A

Shares— from 56,533

Change-56,533 (-100%)

Value—

Janney Montgomery Scott LLC

N/A

Shares— from 56,157

Change-56,157 (-100%)

Value—

BlackRock, Inc.

N/A

Shares— from 53,261

Change-53,261 (-100%)

Value—

Citadel Advisors LLC

N/A

Shares— from 50,507

Change-50,507 (-100%)

Value—

Raymond James Financial Inc

N/A

Shares— from 49,143

Change-49,143 (-100%)

Value—

Palogic Value Management, L.P.

N/A

Shares— from 46,680

Change-46,680 (-100%)

Value—

Morgan Stanley

N/A

Shares— from 41,713

Change-41,713 (-100%)

Value—

JB Capital Partners LP

N/A

Shares— from 33,847

Change-33,847 (-100%)

Value—

Focus Partners Wealth

N/A

Shares— from 31,441

Change-31,441 (-100%)

Value—

XTX Topco Ltd

N/A

Shares— from 24,939

Change-24,939 (-100%)

Value—

Cetera Investment Advisers

N/A

Shares— from 23,001

Change-23,001 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 22,747

Change-22,747 (-100%)

Value—

Virtus Investment Advisers, LLC

N/A

Shares— from 20,757

Change-20,757 (-100%)

Value—

Royal Bank of Canada

N/A

Shares— from 19,238

Change-19,238 (-100%)

Value—

Two Sigma Investments, LP

N/A

Shares— from 17,419

Change-17,419 (-100%)

Value—

Ameriprise Financial Inc

N/A

Shares— from 14,782

Change-14,782 (-100%)

Value—

Steward Partners Investment Advisory, LLC

N/A

Shares— from 9,851

Change-9,851 (-100%)

Value—

Bank of America Corp

N/A

Shares— from 9,580

Change-9,580 (-100%)

Value—

JPMorgan Chase & Co

N/A

Shares— from 6,929

Change-6,929 (-100%)

Value—

UBS Group AG

N/A

Shares— from 6,665

Change-6,665 (-100%)

Value—

Aquatic Capital Management LLC

N/A

Shares— from 1,014

Change-1,014 (-100%)

Value—

IFG Advisory, LLC

N/A

Shares— from 1,000

Change-1,000 (-100%)

Value—

BNP Paribas Financial Markets

N/A

Shares— from 809

Change-809 (-100%)

Value—

Strategic Investment Solutions, Inc.

N/A

Shares— from 100

Change-100 (-100%)

Value—

NewEdge Advisors, LLC

N/A

Shares— from 100

Change-100 (-100%)

Value—

Quarry LP

N/A

Shares— from 20

Change-20 (-100%)

Value—

Frazier Financial Advisors, LLC

N/A

Shares— from 10

Change-10 (-100%)

Value—

	Status
International Assets Investment Management, LLC	INCREASED	139,364	116,012	+23,352	+20%	$2.6M	$2.3M	-$284.7K	2026-11-02
LPL Financial LLC	DECREASED	97,288	111,909	-14,621	-13%	$2.5M	$1.6M	-$875.9K	2026-11-06
Lido Advisors, LLC	DECREASED	93,185	181,518	-88,333	-49%	$4.0M	$1.6M	-$2.5M	2026-11-04
Hennion & Walsh Asset Management, Inc.	DECREASED	89,486	127,040	-37,554	-30%	$2.8M	$1.5M	-$1.3M	2026-10-13
Wealthcare Advisory Partners LLC	INCREASED	51,405	49,141	+2,264	+5%	$1.1M	$856.4K	-$239.9K	2026-10-21
Next Level Private LLC	UNCHANGED	43,527	43,527	0	0%	$971.1K	$725.2K	-$245.9K	2026-10-20
Focus Financial Network, Inc.	INCREASED	30,926	25,218	+5,708	+23%	$562.6K	$515.2K	-$47.4K	2026-10-14
Cambridge Investment Research Advisors, Inc.	INCREASED	23,369	23,199	+170	+1%	$518.0K	$389	-$517.6K	2026-11-02
Simplex Trading, LLC	NEW	22,476	—	+22,476	—	—	$374.5K	—	2026-11-04
Greenwood Gearhart LLC	UNCHANGED	21,500	21,500	0	0%	$479.7K	$358.2K	-$121.5K	2026-11-02
D.A. Davidson & Co.	DECREASED	11,863	14,895	-3,032	-20%	$332.3K	$197.6K	-$134.7K	2026-10-28
Davidson Trust Co	UNCHANGED	11,000	11,000	0	0%	$245.4K	$183.3K	-$62.2K	2026-10-09
AlphaCentric Advisors LLC	NEW	10,000	—	+10,000	—	—	$166.6K	—	2026-11-03
Register Financial Advisors LLC	INCREASED	6,058	6,027	+31	+1%	$134.5K	$100.9K	-$33.5K	2026-10-23
Triumph Capital Management	INCREASED	3,675	2,950	+725	+25%	$65.8K	$61.2K	-$4.6K	2026-10-14
IFP Advisors, Inc	UNCHANGED	1,000	1,000	0	0%	$22.3K	$16.7K	-$5.7K	2026-10-16
Evolution Wealth Management Inc.	UNCHANGED	701	701	0	0%	$15.6K	$11.7K	-$4.0K	2026-10-28
PFS Partners, LLC	UNCHANGED	503	503	0	0%	$11.2K	$8.4K	-$2.8K	2026-10-21
Russell Investments Group, Ltd.	INCREASED	301	285	+16	+6%	$6.4K	$5.0K	-$1.3K	2026-11-06
Laurel Wealth Advisors LLC	NEW	241	—	+241	—	—	$4.0K	—	2026-10-27
BI Asset Management Fondsmaeglerselskab A/S	DECREASED	241	4,984	-4,743	-95%	$111.0K	$4	-$111.0K	2026-10-22
Avion Wealth	INCREASED	227	218	+9	+4%	$4	$3	-$1	2026-11-04
MJT & Associates Financial Advisory Group, Inc.	UNCHANGED	94	94	0	0%	$2.1K	$1.6K	-$531	2026-10-07
West Financial Advisors, LLC	INCREASED	60	57	+3	+5%	$1.3K	$996	-$285	2026-10-22
Larson Financial Group LLC	UNCHANGED	49	49	0	0%	$1.1K	$816	-$277	2026-11-05
Hurley Capital, LLC	INCREASED	16	15	+1	+7%	$344	$267	-$77	2026-11-05
Caitong International Asset Management Co., Ltd	NEW	12	—	+12	—	—	$200	—	2026-10-29
Commonwealth Equity Services, LLC	CLOSED	0	11,122	-11,122	-100%	$248.1K	$0	-$248.1K	2026-11-02
Wedbush Securities Inc	CLOSED	0	10,200	-10,200	-100%	$228.0K	$0	-$228.0K	2026-10-22
VestGen Advisors, LLC	CLOSED	0	9,719	-9,719	-100%	$216.8K	$0	-$216.8K	2026-10-27
State of Alaska, Department of Revenue	CLOSED	0	630	-630	-100%	$14.0K	$0	-$14.0K	2026-10-15
Private Advisor Group, LLC	N/A	—	146,681	-146,681	-100%	$3.3M	—	—	—
Legal & General Group Plc	N/A	—	141,229	-141,229	-100%	$3.2M	—	—	—
Advisors Asset Management, Inc.	N/A	—	121,635	-121,635	-100%	$2.7M	—	—	—
Wells Fargo & Company	N/A	—	85,079	-85,079	-100%	$1.9M	—	—	—
Ethos Financial Group, LLC	N/A	—	56,533	-56,533	-100%	$1.3M	—	—	—
Janney Montgomery Scott LLC	N/A	—	56,157	-56,157	-100%	$1.3M	—	—	—
BlackRock, Inc.	N/A	—	53,261	-53,261	-100%	$1.2M	—	—	—
Citadel Advisors LLC	N/A	—	50,507	-50,507	-100%	$1.1M	—	—	—
Raymond James Financial Inc	N/A	—	49,143	-49,143	-100%	$1.1M	—	—	—
Palogic Value Management, L.P.	N/A	—	46,680	-46,680	-100%	$1.0M	—	—	—
Morgan Stanley	N/A	—	41,713	-41,713	-100%	$930.6K	—	—	—
JB Capital Partners LP	N/A	—	33,847	-33,847	-100%	$737.2K	—	—	—
Focus Partners Wealth	N/A	—	31,441	-31,441	-100%	$701.4K	—	—	—
XTX Topco Ltd	N/A	—	24,939	-24,939	-100%	$556.4K	—	—	—
Cetera Investment Advisers	N/A	—	23,001	-23,001	-100%	$513.1K	—	—	—
Osaic Holdings, Inc.	N/A	—	22,747	-22,747	-100%	$507.5K	—	—	—
Virtus Investment Advisers, LLC	N/A	—	20,757	-20,757	-100%	$463.1K	—	—	—
Royal Bank of Canada	N/A	—	19,238	-19,238	-100%	$429.0K	—	—	—
Two Sigma Investments, LP	N/A	—	17,419	-17,419	-100%	$388.6K	—	—	—
Ameriprise Financial Inc	N/A	—	14,782	-14,782	-100%	$329.8K	—	—	—
Steward Partners Investment Advisory, LLC	N/A	—	9,851	-9,851	-100%	$219.8K	—	—	—
Bank of America Corp	N/A	—	9,580	-9,580	-100%	$213.7K	—	—	—
JPMorgan Chase & Co	N/A	—	6,929	-6,929	-100%	$154.3K	—	—	—
UBS Group AG	N/A	—	6,665	-6,665	-100%	$148.7K	—	—	—
Aquatic Capital Management LLC	N/A	—	1,014	-1,014	-100%	$22.6K	—	—	—
IFG Advisory, LLC	N/A	—	1,000	-1,000	-100%	$22.3K	—	—	—
BNP Paribas Financial Markets	N/A	—	809	-809	-100%	$18.0K	—	—	—
Strategic Investment Solutions, Inc.	N/A	—	100	-100	-100%	$2.2K	—	—	—
NewEdge Advisors, LLC	N/A	—	100	-100	-100%	$2.2K	—	—	—
Quarry LP	N/A	—	20	-20	-100%	$446	—	—	—
Frazier Financial Advisors, LLC	N/A	—	10	-10	-100%	$224	—	—	—

Showing 62 of 62 institutions