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Schwab MBS ETF (SMBS)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Schwallier Wealth Management LLC
INCREASED
Shares213,175 from 198,387
Change+14,788 (+7%)
Value$5.1M (+$73.2K)
Filed 2026-11-05
Cliftonlarsonallen Wealth Advisors, LLC
INCREASED
Shares53,009 from 38,500
Change+14,509 (+38%)
Value$1.3M (+$293.5K)
Filed 2026-10-14
One Way Holdings LLC
NEW
Shares50,593
Change+50,593
Value$1.2M
Filed 2026-10-29
Creative Planning
INCREASED
Shares43,401 from 25,482
Change+17,919 (+70%)
Value$1.0M (+$393.9K)
Filed 2026-11-02
Aspetuck Financial Management LLC
DECREASED
Shares40,950 from 42,000
Change-1,050 (-2%)
Value$982.8K (-$84.8K)
Filed 2026-11-04
LPL Financial LLC
DECREASED
Shares37,823 from 40,892
Change-3,069 (-8%)
Value$907.8K (-$131.7K)
Filed 2026-11-06
Chapman Financial Group, LLC
DECREASED
Shares25,081 from 26,181
Change-1,100 (-4%)
Value$601.9K (-$63.6K)
Filed 2026-10-26
North Berkeley Wealth Management, LLC
NEW
Shares20,486
Change+20,486
Value$491.7K
Filed 2026-11-02
Larson Financial Group LLC
INCREASED
Shares18,979 from 683
Change+18,296 (+2679%)
Value$455.5K (+$438.1K)
Filed 2026-11-05
Avidian Wealth Enterprises, LLC
NEW
Shares17,345
Change+17,345
Value$416.3K
Filed 2026-10-08
Naples Global Advisors, LLC
NEW
Shares15,825
Change+15,825
Value$379.8K
Filed 2026-11-05
CoreCap Advisors, LLC
INCREASED
Shares15,137 from 3,139
Change+11,998 (+382%)
Value$363.3K (+$283.5K)
Filed 2026-10-08
Cambridge Investment Research Advisors, Inc.
NEW
Shares13,766
Change+13,766
Value$330
Filed 2026-11-02
Chapin Davis, Inc.
UNCHANGED
Shares12,698 from 12,698
Change0 (0%)
Value$304.8K (-$18.0K)
Filed 2026-10-09
Farther Finance Advisors, LLC
DECREASED
Shares10,903 from 14,162
Change-3,259 (-23%)
Value$261.7K (-$98.3K)
Filed 2026-10-08
CGC Financial Services, LLC
UNCHANGED
Shares7,310 from 7,310
Change0 (0%)
Value$175.4K (-$10.4K)
Filed 2026-10-13
Piscataqua Savings Bank
UNCHANGED
Shares5,234 from 5,234
Change0 (0%)
Value$125.6K (-$7.4K)
Filed 2026-10-21
PNC Financial Services Group, Inc.
INCREASED
Shares2,999 from 72
Change+2,927 (+4065%)
Value$72.0K (+$70.1K)
Filed 2026-11-06
PFS Partners, LLC
UNCHANGED
Shares2,688 from 2,688
Change0 (0%)
Value$64.5K (-$3.8K)
Filed 2026-10-21
Addison Advisors LLC
UNCHANGED
Shares2,217 from 2,217
Change0 (0%)
Value$53.2K (-$3.1K)
Filed 2026-11-06
Hoey Investments, Inc
UNCHANGED
Shares1,557 from 1,557
Change0 (0%)
Value$37.4K (-$2.2K)
Filed 2026-10-29
Assetmark, Inc
INCREASED
Shares1,313 from 189
Change+1,124 (+595%)
Value$31.5K (+$26.7K)
Filed 2026-10-21
Russell Investments Group, Ltd.
NEW
Shares1,196
Change+1,196
Value$28.7K
Filed 2026-11-06
Allworth Financial LP
UNCHANGED
Shares1,187 from 1,187
Change0 (0%)
Value$30.2K ($0)
Filed 2026-11-06
Root Financial Partners, LLC
NEW
Shares965
Change+965
Value$23.2K
Filed 2026-10-21
Mosley Wealth Management
UNCHANGED
Shares964 from 964
Change0 (0%)
Value$23.4K (-$1.1K)
Filed 2026-10-16
Blue Trust, Inc.
NEW
Shares923
Change+923
Value$22.2K
Filed 2026-10-15
Burk Holdings LLC
INCREASED
Shares729 from 726
Change+3 (+0%)
Value$17.5K (-$958)
Filed 2026-11-05
US Bancorp \de\
DECREASED
Shares635 from 675
Change-40 (-6%)
Value$15.2K (-$1.9K)
Filed 2026-11-05
Cdkv Holdings LLC
UNCHANGED
Shares521 from 521
Change0 (0%)
Value$12.5K (-$740)
Filed 2026-10-28
Creative Capital Management Investments LLC
UNCHANGED
Shares487 from 487
Change0 (0%)
Value$11.7K (-$692)
Filed 2026-10-28
Cassaday & Co Wealth Management LLC
UNCHANGED
Shares239 from 239
Change0 (0%)
Value$5.7K (-$340)
Filed 2026-10-27
Fifth Third Bancorp
UNCHANGED
Shares226 from 226
Change0 (0%)
Value$5.4K (-$321)
Filed 2026-11-05
Creative Financial Designs Inc
NEW
Shares190
Change+190
Value$4.6K
Filed 2026-11-04
Financial Management Professionals, Inc.
UNCHANGED
Shares115 from 115
Change0 (0%)
Value$2.8K (-$163)
Filed 2026-10-23
Silver Grove Financial Group, Inc.
NEW
Shares95
Change+95
Value$2.3K
Filed 2026-11-05
Owl Creek Wealth Partners LLC
NEW
Shares65
Change+65
Value$1.6K
Filed 2026-10-20
Golden State Wealth Management, LLC
NEW
Shares63
Change+63
Value$1.5K
Filed 2026-11-02
Parallel Advisors, LLC
DECREASED
Shares28 from 1,958
Change-1,930 (-99%)
Value$672 (-$49.1K)
Filed 2026-11-03
Signature Resources Capital Management, LLC
UNCHANGED
Shares9 from 9
Change0 (0%)
Value$216 (-$13)
Filed 2026-10-16
Mather Group, Llc.
NEW
Shares3
Change+3
Value$72
Filed 2026-10-14
Brighton Jones LLC
CLOSED
Shares0 from 15,125
Change-15,125 (-100%)
Value$0 (-$384.5K)
Filed 2026-11-03
Facet Wealth, Inc.
CLOSED
Shares0 from 11,719
Change-11,719 (-100%)
Value$0 (-$297.9K)
Filed 2026-11-04
Commonwealth Equity Services, LLC
CLOSED
Shares0 from 8,887
Change-8,887 (-100%)
Value$0 (-$225.9K)
Filed 2026-11-02
Lodestar Private Asset Management LLC
CLOSED
Shares0 from 8,000
Change-8,000 (-100%)
Value$0 (-$203.4K)
Filed 2026-10-26
IFP Advisors, Inc
CLOSED
Shares0 from 1,289
Change-1,289 (-100%)
Value$0 (-$32.8K)
Filed 2026-10-16
MCF Advisors LLC
CLOSED
Shares0 from 845
Change-845 (-100%)
Value$0 (-$21.5K)
Filed 2026-10-28
Gill Capital Partners, LLC
CLOSED
Shares0 from 676
Change-676 (-100%)
Value$0 (-$17.2K)
Filed 2026-10-13
CrossGen Wealth, LLC
CLOSED
Shares0 from 507
Change-507 (-100%)
Value$0 (-$12.9K)
Filed 2026-10-30
Godsey & Gibb, Inc
CLOSED
Shares0 from 486
Change-486 (-100%)
Value$0 (-$12.4K)
Filed 2026-10-14
Charles Schwab Investment Management Inc
N/A
Shares— from 244,513,787
Change-244,513,787 (-100%)
Value—
CacheTech Inc.
N/A
Shares— from 450,536
Change-450,536 (-100%)
Value—
Adams Wealth Management
N/A
Shares— from 384,412
Change-384,412 (-100%)
Value—
Citadel Advisors LLC
N/A
Shares— from 161,415
Change-161,415 (-100%)
Value—
Summit Financial, LLC
N/A
Shares— from 131,599
Change-131,599 (-100%)
Value—
JPMorgan Chase & Co
N/A
Shares— from 90,825
Change-90,825 (-100%)
Value—
Goldman Sachs Group Inc
N/A
Shares— from 84,737
Change-84,737 (-100%)
Value—
Susquehanna International Group, LLP
N/A
Shares— from 73,768
Change-73,768 (-100%)
Value—
Jane Street Group, LLC
N/A
Shares— from 55,592
Change-55,592 (-100%)
Value—
Mercer Global Advisors Inc
N/A
Shares— from 37,752
Change-37,752 (-100%)
Value—
HRT Financial LP
N/A
Shares— from 26,655
Change-26,655 (-100%)
Value—
Bank of America Corp
N/A
Shares— from 26,243
Change-26,243 (-100%)
Value—
Atlantic Union Bankshares Corp
N/A
Shares— from 21,511
Change-21,511 (-100%)
Value—
Focus Partners Wealth
N/A
Shares— from 17,855
Change-17,855 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 15,463
Change-15,463 (-100%)
Value—
Mariner, LLC
N/A
Shares— from 14,481
Change-14,481 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 11,368
Change-11,368 (-100%)
Value—
FMR LLC
N/A
Shares— from 11,350
Change-11,350 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 11,090
Change-11,090 (-100%)
Value—
Cerity Partners LLC
N/A
Shares— from 10,978
Change-10,978 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 9,054
Change-9,054 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 5,147
Change-5,147 (-100%)
Value—
Northwestern Mutual Wealth Management Co
N/A
Shares— from 4,497
Change-4,497 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 3,823
Change-3,823 (-100%)
Value—
AE Wealth Management LLC
N/A
Shares— from 2,543
Change-2,543 (-100%)
Value—
Jones Financial Companies Lllp
N/A
Shares— from 1,879
Change-1,879 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 1,736
Change-1,736 (-100%)
Value—
Ancora Advisors LLCA
N/A
Shares— from 1,667
Change-1,667 (-100%)
Value—
HM Payson & Co
N/A
Shares— from 1,253
Change-1,253 (-100%)
Value—
Aptus Capital Advisors, LLC
N/A
Shares— from 1,094
Change-1,094 (-100%)
Value—
Arax Advisory Partners
N/A
Shares— from 1,030
Change-1,030 (-100%)
Value—
Harbour Investments, Inc.
N/A
Shares— from 896
Change-896 (-100%)
Value—
Brown Brothers Harriman & Co
N/A
Shares— from 322
Change-322 (-100%)
Value—
Ameritas Investment Partners, Inc.
N/A
Shares— from 198
Change-198 (-100%)
Value—
Blair William & Co
N/A
Shares— from 114
Change-114 (-100%)
Value—
UBS Group AG
N/A
Shares— from 87
Change-87 (-100%)
Value—
Bessemer Group Inc
N/A
Shares— from 49
Change-49 (-100%)
Value—
Basepoint Wealth LLC
N/A
Shares— from 28
Change-28 (-100%)
Value—
Tower Research Capital LLC (TRC)
N/A
Shares— from 20
Change-20 (-100%)
Value—
CVA Family Office, LLC
N/A
Shares— from 12
Change-12 (-100%)
Value—
BNP Paribas Financial Markets
N/A
Shares— from 2
Change-2 (-100%)
Value—
Rockefeller Capital Management L.P.
N/A
Shares— from 1
Change-1 (-100%)
Value—
Status
Schwallier Wealth Management LLC
INCREASED213,175198,387+14,788+7%$5.0M$5.1M+$73.2K2026-11-05
Cliftonlarsonallen Wealth Advisors, LLC
INCREASED53,00938,500+14,509+38%$978.7K$1.3M+$293.5K2026-10-14
One Way Holdings LLC
NEW50,593—+50,593——$1.2M—2026-10-29
Creative Planning
INCREASED43,40125,482+17,919+70%$647.8K$1.0M+$393.9K2026-11-02
Aspetuck Financial Management LLC
DECREASED40,95042,000-1,050-2%$1.1M$982.8K-$84.8K2026-11-04
LPL Financial LLC
DECREASED37,82340,892-3,069-8%$1.0M$907.8K-$131.7K2026-11-06
Chapman Financial Group, LLC
DECREASED25,08126,181-1,100-4%$665.5K$601.9K-$63.6K2026-10-26
North Berkeley Wealth Management, LLC
NEW20,486—+20,486——$491.7K—2026-11-02
Larson Financial Group LLC
INCREASED18,979683+18,296+2679%$17.4K$455.5K+$438.1K2026-11-05
Avidian Wealth Enterprises, LLC
NEW17,345—+17,345——$416.3K—2026-10-08
Naples Global Advisors, LLC
NEW15,825—+15,825——$379.8K—2026-11-05
CoreCap Advisors, LLC
INCREASED15,1373,139+11,998+382%$79.8K$363.3K+$283.5K2026-10-08
Cambridge Investment Research Advisors, Inc.
NEW13,766—+13,766——$330—2026-11-02
Chapin Davis, Inc.
UNCHANGED12,69812,69800%$322.8K$304.8K-$18.0K2026-10-09
Farther Finance Advisors, LLC
DECREASED10,90314,162-3,259-23%$360.0K$261.7K-$98.3K2026-10-08
CGC Financial Services, LLC
UNCHANGED7,3107,31000%$185.8K$175.4K-$10.4K2026-10-13
Piscataqua Savings Bank
UNCHANGED5,2345,23400%$133.0K$125.6K-$7.4K2026-10-21
PNC Financial Services Group, Inc.
INCREASED2,99972+2,927+4065%$1.8K$72.0K+$70.1K2026-11-06
PFS Partners, LLC
UNCHANGED2,6882,68800%$68.3K$64.5K-$3.8K2026-10-21
Addison Advisors LLC
UNCHANGED2,2172,21700%$56.4K$53.2K-$3.1K2026-11-06
Hoey Investments, Inc
UNCHANGED1,5571,55700%$39.6K$37.4K-$2.2K2026-10-29
Assetmark, Inc
INCREASED1,313189+1,124+595%$4.8K$31.5K+$26.7K2026-10-21
Russell Investments Group, Ltd.
NEW1,196—+1,196——$28.7K—2026-11-06
Allworth Financial LP
UNCHANGED1,1871,18700%$30.2K$30.2K$02026-11-06
Root Financial Partners, LLC
NEW965—+965——$23.2K—2026-10-21
Mosley Wealth Management
UNCHANGED96496400%$24.5K$23.4K-$1.1K2026-10-16
Blue Trust, Inc.
NEW923—+923——$22.2K—2026-10-15
Burk Holdings LLC
INCREASED729726+3+0%$18.5K$17.5K-$9582026-11-05
US Bancorp \de\
DECREASED635675-40-6%$17.2K$15.2K-$1.9K2026-11-05
Cdkv Holdings LLC
UNCHANGED52152100%$13.2K$12.5K-$7402026-10-28
Creative Capital Management Investments LLC
UNCHANGED48748700%$12.4K$11.7K-$6922026-10-28
Cassaday & Co Wealth Management LLC
UNCHANGED23923900%$6.1K$5.7K-$3402026-10-27
Fifth Third Bancorp
UNCHANGED22622600%$5.7K$5.4K-$3212026-11-05
Creative Financial Designs Inc
NEW190—+190——$4.6K—2026-11-04
Financial Management Professionals, Inc.
UNCHANGED11511500%$2.9K$2.8K-$1632026-10-23
Silver Grove Financial Group, Inc.
NEW95—+95——$2.3K—2026-11-05
Owl Creek Wealth Partners LLC
NEW65—+65——$1.6K—2026-10-20
Golden State Wealth Management, LLC
NEW63—+63——$1.5K—2026-11-02
Parallel Advisors, LLC
DECREASED281,958-1,930-99%$49.8K$672-$49.1K2026-11-03
Signature Resources Capital Management, LLC
UNCHANGED9900%$229$216-$132026-10-16
Mather Group, Llc.
NEW3—+3——$72—2026-10-14
Brighton Jones LLC
CLOSED015,125-15,125-100%$384.5K$0-$384.5K2026-11-03
Facet Wealth, Inc.
CLOSED011,719-11,719-100%$297.9K$0-$297.9K2026-11-04
Commonwealth Equity Services, LLC
CLOSED08,887-8,887-100%$225.9K$0-$225.9K2026-11-02
Lodestar Private Asset Management LLC
CLOSED08,000-8,000-100%$203.4K$0-$203.4K2026-10-26
IFP Advisors, Inc
CLOSED01,289-1,289-100%$32.8K$0-$32.8K2026-10-16
MCF Advisors LLC
CLOSED0845-845-100%$21.5K$0-$21.5K2026-10-28
Gill Capital Partners, LLC
CLOSED0676-676-100%$17.2K$0-$17.2K2026-10-13
CrossGen Wealth, LLC
CLOSED0507-507-100%$12.9K$0-$12.9K2026-10-30
Godsey & Gibb, Inc
CLOSED0486-486-100%$12.4K$0-$12.4K2026-10-14
Charles Schwab Investment Management Inc
N/A—244,513,787-244,513,787-100%$6.2B———
CacheTech Inc.
N/A—450,536-450,536-100%$11.5M———
Adams Wealth Management
N/A—384,412-384,412-100%$9.8M———
Citadel Advisors LLC
N/A—161,415-161,415-100%$4.1M———
Summit Financial, LLC
N/A—131,599-131,599-100%$3.3M———
JPMorgan Chase & Co
N/A—90,825-90,825-100%$2.3M———
Goldman Sachs Group Inc
N/A—84,737-84,737-100%$2.2M———
Susquehanna International Group, LLP
N/A—73,768-73,768-100%$1.9M———
Jane Street Group, LLC
N/A—55,592-55,592-100%$1.4M———
Mercer Global Advisors Inc
N/A—37,752-37,752-100%$959.7K———
HRT Financial LP
N/A—26,655-26,655-100%$677.0K———
Bank of America Corp
N/A—26,243-26,243-100%$667.1K———
Atlantic Union Bankshares Corp
N/A—21,511-21,511-100%$546.8K———
Focus Partners Wealth
N/A—17,855-17,855-100%$453.9K———
Cetera Investment Advisers
N/A—15,463-15,463-100%$393.1K———
Mariner, LLC
N/A—14,481-14,481-100%$368.1K———
Raymond James Financial Inc
N/A—11,368-11,368-100%$289.0K———
FMR LLC
N/A—11,350-11,350-100%$288.5K———
Royal Bank of Canada
N/A—11,090-11,090-100%$282.0K———
Cerity Partners LLC
N/A—10,978-10,978-100%$279.1K———
Morgan Stanley
N/A—9,054-9,054-100%$230.2K———
Osaic Holdings, Inc.
N/A—5,147-5,147-100%$130.8K———
Northwestern Mutual Wealth Management Co
N/A—4,497-4,497-100%$114.3K———
Wells Fargo & Company
N/A—3,823-3,823-100%$97.2K———
AE Wealth Management LLC
N/A—2,543-2,543-100%$64.6K———
Jones Financial Companies Lllp
N/A—1,879-1,879-100%$48.0K———
Steward Partners Investment Advisory, LLC
N/A—1,736-1,736-100%$44.1K———
Ancora Advisors LLCA
N/A—1,667-1,667-100%$42.4K———
HM Payson & Co
N/A—1,253-1,253-100%$31.9K———
Aptus Capital Advisors, LLC
N/A—1,094-1,094-100%$27.8K———
Arax Advisory Partners
N/A—1,030-1,030-100%$26.2K———
Harbour Investments, Inc.
N/A—896-896-100%$22.8K———
Brown Brothers Harriman & Co
N/A—322-322-100%$8.2K———
Ameritas Investment Partners, Inc.
N/A—198-198-100%$5.0K———
Blair William & Co
N/A—114-114-100%$2.9K———
UBS Group AG
N/A—87-87-100%$2.2K———
Bessemer Group Inc
N/A—49-49-100%$1———
Basepoint Wealth LLC
N/A—28-28-100%$715———
Tower Research Capital LLC (TRC)
N/A—20-20-100%$508———
CVA Family Office, LLC
N/A—12-12-100%$305———
BNP Paribas Financial Markets
N/A—2-2-100%$51———
Rockefeller Capital Management L.P.
N/A—1-1-100%$26———
Showing 92 of 92 institutions