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Chicago Atlantic BDC Inc (LIEN)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Sowell Financial Services LLC
INCREASED
Shares531,358 from 511,387
Change+19,971 (+4%)
Value$5.1M (+$72.9K)
Filed 2026-10-23
Transce3nd, LLC
NEW
Shares69,075
Change+69,075
Value$628.6K
Filed 2026-10-26
Ritholtz Wealth Management
DECREASED
Shares41,609 from 54,347
Change-12,738 (-23%)
Value$397.0K (-$134.0K)
Filed 2026-11-05
Apollon Wealth Management, LLC
DECREASED
Shares39,355 from 48,809
Change-9,454 (-19%)
Value$375.4K (-$101.4K)
Filed 2026-10-23
Firethorn Wealth Partners, LLC
DECREASED
Shares38,007 from 38,654
Change-647 (-2%)
Value$362.6K (-$15.1K)
Filed 2026-10-14
Closed-End Fund Advisors, Inc.
INCREASED
Shares31,463 from 28,303
Change+3,160 (+11%)
Value$300.2K (+$23.6K)
Filed 2026-11-04
Sage Mountain Advisors LLC
UNCHANGED
Shares30,797 from 30,797
Change0 (0%)
Value$293.8K (-$7.1K)
Filed 2026-11-02
Entrewealth, LLC
INCREASED
Shares28,426 from 12,148
Change+16,278 (+134%)
Value$271.2K (+$157.2K)
Filed 2026-10-14
Twelve Points Wealth Management LLC
UNCHANGED
Shares26,233 from 26,233
Change0 (0%)
Value$239.2K (-$17.1K)
Filed 2026-11-03
Bernardo Wealth Planning LLC
INCREASED
Shares20,556 from 10,278
Change+10,278 (+100%)
Value$196.1K (+$95.7K)
Filed 2026-10-23
Mesirow Financial Investment Management, Inc.
UNCHANGED
Shares12,433 from 12,433
Change0 (0%)
Value$118.6K (-$2.9K)
Filed 2026-11-05
Compass Financial Management LLC
UNCHANGED
Shares10,677 from 10,677
Change0 (0%)
Value$101.9K (-$2.5K)
Filed 2026-10-30
Triumph Capital Management
INCREASED
Shares7,225 from 6,725
Change+500 (+7%)
Value$68.9K (+$3.2K)
Filed 2026-10-14
Citigroup Inc
DECREASED
Shares3,216 from 3,373
Change-157 (-5%)
Value$30.7K (-$2.3K)
Filed 2026-11-04
Spire Wealth Management
UNCHANGED
Shares200 from 200
Change0 (0%)
Value$1.9K (-$46)
Filed 2026-10-30
Caitong International Asset Management Co., Ltd
DECREASED
Shares1 from 11
Change-10 (-91%)
Value$10 (-$97)
Filed 2026-10-29
LVM Capital Management LTD
CLOSED
Shares0 from 161,326
Change-161,326 (-100%)
Value$0 (-$1.6K)
Filed 2026-10-20
Cambridge Investment Research Advisors, Inc.
CLOSED
Shares0 from 29,875
Change-29,875 (-100%)
Value$0 (-$292.0K)
Filed 2026-11-02
Intrepid Capital Management Inc
N/A
Shares— from 756,185
Change-756,185 (-100%)
Value—
Mirae Asset Global Etfs Holdings Ltd.
N/A
Shares— from 189,596
Change-189,596 (-100%)
Value—
CDC Financial, Inc.
N/A
Shares— from 177,391
Change-177,391 (-100%)
Value—
Condor Capital Management
N/A
Shares— from 163,673
Change-163,673 (-100%)
Value—
HighTower Advisors, LLC
N/A
Shares— from 155,924
Change-155,924 (-100%)
Value—
Partners Capital Investment Group, LLP
N/A
Shares— from 145,336
Change-145,336 (-100%)
Value—
Black Maple Capital Management LP
N/A
Shares— from 130,920
Change-130,920 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 96,131
Change-96,131 (-100%)
Value—
Citadel Advisors LLC
N/A
Shares— from 88,149
Change-88,149 (-100%)
Value—
BlackRock, Inc.
N/A
Shares— from 74,480
Change-74,480 (-100%)
Value—
Clayton Partners LLC
N/A
Shares— from 58,666
Change-58,666 (-100%)
Value—
Venturi Wealth Management, LLC
N/A
Shares— from 40,171
Change-40,171 (-100%)
Value—
Gladstone Institutional Advisory LLC
N/A
Shares— from 38,600
Change-38,600 (-100%)
Value—
Tidal Investments LLC
N/A
Shares— from 30,022
Change-30,022 (-100%)
Value—
Wick Capital Partners, LLC
N/A
Shares— from 26,967
Change-26,967 (-100%)
Value—
Seneca House Advisors
N/A
Shares— from 25,322
Change-25,322 (-100%)
Value—
O'shaughnessy Asset Management, LLC
N/A
Shares— from 24,623
Change-24,623 (-100%)
Value—
Trexquant Investment LP
N/A
Shares— from 24,205
Change-24,205 (-100%)
Value—
Millennium Management LLC
N/A
Shares— from 23,755
Change-23,755 (-100%)
Value—
Savant Capital, LLC
N/A
Shares— from 18,640
Change-18,640 (-100%)
Value—
Tyche Wealth Partners LLC
N/A
Shares— from 17,500
Change-17,500 (-100%)
Value—
Brown Advisory Inc
N/A
Shares— from 16,339
Change-16,339 (-100%)
Value—
Centiva Capital, LP
N/A
Shares— from 15,684
Change-15,684 (-100%)
Value—
Icon Wealth Advisors, LLC
N/A
Shares— from 14,255
Change-14,255 (-100%)
Value—
FreeGulliver LLC
N/A
Shares— from 12,241
Change-12,241 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 4,928
Change-4,928 (-100%)
Value—
Rockefeller Capital Management L.P.
N/A
Shares— from 3,000
Change-3,000 (-100%)
Value—
Brown Brothers Harriman & Co
N/A
Shares— from 750
Change-750 (-100%)
Value—
Quarry LP
N/A
Shares— from 139
Change-139 (-100%)
Value—
UBS Group AG
N/A
Shares— from 2
Change-2 (-100%)
Value—
Status
Sowell Financial Services LLC
INCREASED531,358511,387+19,971+4%$5.0M$5.1M+$72.9K2026-10-23
Transce3nd, LLC
NEW69,075—+69,075——$628.6K—2026-10-26
Ritholtz Wealth Management
DECREASED41,60954,347-12,738-23%$531.0K$397.0K-$134.0K2026-11-05
Apollon Wealth Management, LLC
DECREASED39,35548,809-9,454-19%$476.9K$375.4K-$101.4K2026-10-23
Firethorn Wealth Partners, LLC
DECREASED38,00738,654-647-2%$377.7K$362.6K-$15.1K2026-10-14
Closed-End Fund Advisors, Inc.
INCREASED31,46328,303+3,160+11%$276.5K$300.2K+$23.6K2026-11-04
Sage Mountain Advisors LLC
UNCHANGED30,79730,79700%$300.9K$293.8K-$7.1K2026-11-02
Entrewealth, LLC
INCREASED28,42612,148+16,278+134%$113.9K$271.2K+$157.2K2026-10-14
Twelve Points Wealth Management LLC
UNCHANGED26,23326,23300%$256.3K$239.2K-$17.1K2026-11-03
Bernardo Wealth Planning LLC
INCREASED20,55610,278+10,278+100%$100.4K$196.1K+$95.7K2026-10-23
Mesirow Financial Investment Management, Inc.
UNCHANGED12,43312,43300%$121.5K$118.6K-$2.9K2026-11-05
Compass Financial Management LLC
UNCHANGED10,67710,67700%$104.3K$101.9K-$2.5K2026-10-30
Triumph Capital Management
INCREASED7,2256,725+500+7%$65.7K$68.9K+$3.2K2026-10-14
Citigroup Inc
DECREASED3,2163,373-157-5%$33.0K$30.7K-$2.3K2026-11-04
Spire Wealth Management
UNCHANGED20020000%$2.0K$1.9K-$462026-10-30
Caitong International Asset Management Co., Ltd
DECREASED111-10-91%$107$10-$972026-10-29
LVM Capital Management LTD
CLOSED0161,326-161,326-100%$1.6K$0-$1.6K2026-10-20
Cambridge Investment Research Advisors, Inc.
CLOSED029,875-29,875-100%$292.0K$0-$292.0K2026-11-02
Intrepid Capital Management Inc
N/A—756,185-756,185-100%$7.4M———
Mirae Asset Global Etfs Holdings Ltd.
N/A—189,596-189,596-100%$1.9M———
CDC Financial, Inc.
N/A—177,391-177,391-100%$1.7M———
Condor Capital Management
N/A—163,673-163,673-100%$1.6M———
HighTower Advisors, LLC
N/A—155,924-155,924-100%$1.5M———
Partners Capital Investment Group, LLP
N/A—145,336-145,336-100%$1.4M———
Black Maple Capital Management LP
N/A—130,920-130,920-100%$1.3M———
Raymond James Financial Inc
N/A—96,131-96,131-100%$939.2K———
Citadel Advisors LLC
N/A—88,149-88,149-100%$861.2K———
BlackRock, Inc.
N/A—74,480-74,480-100%$727.7K———
Clayton Partners LLC
N/A—58,666-58,666-100%$573.2K———
Venturi Wealth Management, LLC
N/A—40,171-40,171-100%$392.5K———
Gladstone Institutional Advisory LLC
N/A—38,600-38,600-100%$377.1K———
Tidal Investments LLC
N/A—30,022-30,022-100%$293.3K———
Wick Capital Partners, LLC
N/A—26,967-26,967-100%$263.5K———
Seneca House Advisors
N/A—25,322-25,322-100%$247.4K———
O'shaughnessy Asset Management, LLC
N/A—24,623-24,623-100%$240.6K———
Trexquant Investment LP
N/A—24,205-24,205-100%$236.5K———
Millennium Management LLC
N/A—23,755-23,755-100%$232.1K———
Savant Capital, LLC
N/A—18,640-18,640-100%$182.1K———
Tyche Wealth Partners LLC
N/A—17,500-17,500-100%$171.0K———
Brown Advisory Inc
N/A—16,339-16,339-100%$159.6K———
Centiva Capital, LP
N/A—15,684-15,684-100%$153.2K———
Icon Wealth Advisors, LLC
N/A—14,255-14,255-100%$139.3K———
FreeGulliver LLC
N/A—12,241-12,241-100%$119.6K———
Morgan Stanley
N/A—4,928-4,928-100%$48.2K———
Rockefeller Capital Management L.P.
N/A—3,000-3,000-100%$29.3K———
Brown Brothers Harriman & Co
N/A—750-750-100%$7.3K———
Quarry LP
N/A—139-139-100%$1.4K———
UBS Group AG
N/A—2-2-100%$20———
Showing 48 of 48 institutions