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Simplify US Eqty Plus Convex (SPYC)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Commonwealth Equity Services, LLC
INCREASED
Shares277,843 from 258,822
Change+19,021 (+7%)
Value$12.7M (+$829.3K)
Filed 2026-11-02
Austin Wealth Management, LLC
DECREASED
Shares181,728 from 679,990
Change-498,262 (-73%)
Value$8.4M (-$22.3M)
Filed 2026-11-06
Entrewealth, LLC
DECREASED
Shares116,203 from 252,239
Change-136,036 (-54%)
Value$5.3M (-$6.6M)
Filed 2026-10-14
Evolution Wealth Management Inc.
INCREASED
Shares108,945 from 108,823
Change+122 (+0%)
Value$5.0M (-$9.9K)
Filed 2026-10-28
Lloyd Advisory Services, Llc.
DECREASED
Shares33,386 from 34,274
Change-888 (-3%)
Value$1.5M (-$45.3K)
Filed 2026-11-02
Financial Enhancement Group LLC
DECREASED
Shares31,167 from 32,796
Change-1,629 (-5%)
Value$1.4M (-$49.0K)
Filed 2026-10-08
Noble Wealth Management PBC
UNCHANGED
Shares13,279 from 13,279
Change0 (0%)
Value$604.7K (-$1.9K)
Filed 2026-10-01
Fiduciary Alliance LLC
DECREASED
Shares12,516 from 12,719
Change-203 (-2%)
Value$570.0K (-$11.0K)
Filed 2026-10-13
LPL Financial LLC
DECREASED
Shares11,838 from 12,480
Change-642 (-5%)
Value$539.1K (-$31.0K)
Filed 2026-11-06
Elevated Capital Advisors, LLC
DECREASED
Shares11,391 from 12,022
Change-631 (-5%)
Value$518.7K (-$30.4K)
Filed 2026-11-04
B.O.S.S. Retirement Advisors, LLC
DECREASED
Shares10,288 from 11,039
Change-751 (-7%)
Value$468.5K (-$35.8K)
Filed 2026-10-26
Howard Bailey Securities, LLC
DECREASED
Shares9,677 from 10,461
Change-784 (-7%)
Value$440.7K (-$37.2K)
Filed 2026-10-27
Integrated Wealth Management
DECREASED
Shares4,647 from 4,759
Change-112 (-2%)
Value$211.6K (-$5.8K)
Filed 2026-10-19
Creative Planning
DECREASED
Shares4,448 from 5,527
Change-1,079 (-20%)
Value$202.6K (-$49.9K)
Filed 2026-11-02
Tounjian Advisory Partners, LLC
DECREASED
Shares3,478 from 3,726
Change-248 (-7%)
Value$158.4K (-$11.8K)
Filed 2026-11-04
Kingdom Financial Group Llc.
DECREASED
Shares1,433 from 1,506
Change-73 (-5%)
Value$65.2K (-$3.6K)
Filed 2026-11-04
Montgomery Financial Services LLC
DECREASED
Shares1,226 from 1,304
Change-78 (-6%)
Value$55.8K (-$3.7K)
Filed 2026-11-03
Networth Advisors, LLC
INCREASED
Shares464 from 444
Change+20 (+5%)
Value$21.1K (+$843)
Filed 2026-11-03
Quest 10 Wealth Builders, Inc.
UNCHANGED
Shares140 from 140
Change0 (0%)
Value$6.4K (-$20)
Filed 2026-11-02
Decker Retirement Planning Inc.
UNCHANGED
Shares105 from 105
Change0 (0%)
Value$4.8K (-$14)
Filed 2026-10-19
EverSource Wealth Advisors, LLC
NEW
Shares103
Change+103
Value$4.7K
Filed 2026-11-04
Assetmark, Inc
UNCHANGED
Shares9 from 9
Change0 (0%)
Value$410 (-$1)
Filed 2026-10-21
Integrated Wealth Concepts LLC
N/A
Shares— from 326,608
Change-326,608 (-100%)
Value—
AE Wealth Management LLC
N/A
Shares— from 135,675
Change-135,675 (-100%)
Value—
Manhattan West Asset Management, LLC
N/A
Shares— from 14,371
Change-14,371 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 7,600
Change-7,600 (-100%)
Value—
Mercer Global Advisors Inc
N/A
Shares— from 7,309
Change-7,309 (-100%)
Value—
Modern Wealth Management, LLC
N/A
Shares— from 5,556
Change-5,556 (-100%)
Value—
Aptus Capital Advisors, LLC
N/A
Shares— from 4,178
Change-4,178 (-100%)
Value—
BlackRock, Inc.
N/A
Shares— from 3,132
Change-3,132 (-100%)
Value—
IFG Advisory, LLC
N/A
Shares— from 2,307
Change-2,307 (-100%)
Value—
Bank of Montreal
N/A
Shares— from 850
Change-850 (-100%)
Value—
O'shaughnessy Asset Management, LLC
N/A
Shares— from 842
Change-842 (-100%)
Value—
JPMorgan Chase & Co
N/A
Shares— from 290
Change-290 (-100%)
Value—
UBS Group AG
N/A
Shares— from 172
Change-172 (-100%)
Value—
Geneos Wealth Management Inc.
N/A
Shares— from 43
Change-43 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 17
Change-17 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 2
Change-2 (-100%)
Value—
Status
Commonwealth Equity Services, LLC
INCREASED277,843258,822+19,021+7%$11.8M$12.7M+$829.3K2026-11-02
Austin Wealth Management, LLC
DECREASED181,728679,990-498,262-73%$30.6M$8.4M-$22.3M2026-11-06
Entrewealth, LLC
DECREASED116,203252,239-136,036-54%$11.9M$5.3M-$6.6M2026-10-14
Evolution Wealth Management Inc.
INCREASED108,945108,823+122+0%$5.0M$5.0M-$9.9K2026-10-28
Lloyd Advisory Services, Llc.
DECREASED33,38634,274-888-3%$1.6M$1.5M-$45.3K2026-11-02
Financial Enhancement Group LLC
DECREASED31,16732,796-1,629-5%$1.5M$1.4M-$49.0K2026-10-08
Noble Wealth Management PBC
UNCHANGED13,27913,27900%$606.6K$604.7K-$1.9K2026-10-01
Fiduciary Alliance LLC
DECREASED12,51612,719-203-2%$581.0K$570.0K-$11.0K2026-10-13
LPL Financial LLC
DECREASED11,83812,480-642-5%$570.1K$539.1K-$31.0K2026-11-06
Elevated Capital Advisors, LLC
DECREASED11,39112,022-631-5%$549.2K$518.7K-$30.4K2026-11-04
B.O.S.S. Retirement Advisors, LLC
DECREASED10,28811,039-751-7%$504.3K$468.5K-$35.8K2026-10-26
Howard Bailey Securities, LLC
DECREASED9,67710,461-784-7%$477.9K$440.7K-$37.2K2026-10-27
Integrated Wealth Management
DECREASED4,6474,759-112-2%$217.4K$211.6K-$5.8K2026-10-19
Creative Planning
DECREASED4,4485,527-1,079-20%$252.5K$202.6K-$49.9K2026-11-02
Tounjian Advisory Partners, LLC
DECREASED3,4783,726-248-7%$170.2K$158.4K-$11.8K2026-11-04
Kingdom Financial Group Llc.
DECREASED1,4331,506-73-5%$68.8K$65.2K-$3.6K2026-11-04
Montgomery Financial Services LLC
DECREASED1,2261,304-78-6%$59.6K$55.8K-$3.7K2026-11-03
Networth Advisors, LLC
INCREASED464444+20+5%$20.3K$21.1K+$8432026-11-03
Quest 10 Wealth Builders, Inc.
UNCHANGED14014000%$6.4K$6.4K-$202026-11-02
Decker Retirement Planning Inc.
UNCHANGED10510500%$4.8K$4.8K-$142026-10-19
EverSource Wealth Advisors, LLC
NEW103—+103——$4.7K—2026-11-04
Assetmark, Inc
UNCHANGED9900%$411$410-$12026-10-21
Integrated Wealth Concepts LLC
N/A—326,608-326,608-100%$14.9M———
AE Wealth Management LLC
N/A—135,675-135,675-100%$6.2M———
Manhattan West Asset Management, LLC
N/A—14,371-14,371-100%$656.5K———
Envestnet Asset Management Inc
N/A—7,600-7,600-100%$347.2K———
Mercer Global Advisors Inc
N/A—7,309-7,309-100%$333.9K———
Modern Wealth Management, LLC
N/A—5,556-5,556-100%$253.8K———
Aptus Capital Advisors, LLC
N/A—4,178-4,178-100%$190.9K———
BlackRock, Inc.
N/A—3,132-3,132-100%$143.1K———
IFG Advisory, LLC
N/A—2,307-2,307-100%$105.4K———
Bank of Montreal
N/A—850-850-100%$23.8K———
O'shaughnessy Asset Management, LLC
N/A—842-842-100%$38.5K———
JPMorgan Chase & Co
N/A—290-290-100%$13.1K———
UBS Group AG
N/A—172-172-100%$7.9K———
Geneos Wealth Management Inc.
N/A—43-43-100%$1.9K———
Osaic Holdings, Inc.
N/A—17-17-100%$776———
Morgan Stanley
N/A—2-2-100%$96———
Showing 38 of 38 institutions