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Simplify Aggregate Bond ETF (AGGH)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
Gradient Investments LLC
INCREASED
Shares2,036,544 from 1,857,938
Change+178,606 (+10%)
Value$38.6M (+$1.1M)
Filed 2026-10-08
LPL Financial LLC
INCREASED
Shares1,281,750 from 1,143,999
Change+137,751 (+12%)
Value$24.3M (+$1.2M)
Filed 2026-11-06
Sowell Financial Services LLC
INCREASED
Shares1,235,071 from 1,219,756
Change+15,315 (+1%)
Value$23.4M (-$1.2M)
Filed 2026-10-23
IronBridge Private Wealth, LLC
NEW
Shares731,326
Change+731,326
Value$13.8M
Filed 2026-11-03
WealthPlan Investment Management, LLC
INCREASED
Shares717,978 from 677,311
Change+40,667 (+6%)
Value$13.6M (-$70.0K)
Filed 2026-10-15
Great Diamond Partners, LLC
INCREASED
Shares655,437 from 603,638
Change+51,799 (+9%)
Value$12.4M (+$232.0K)
Filed 2026-10-13
Simplify Asset Management Inc.
DECREASED
Shares651,127 from 2,109,127
Change-1,458,000 (-69%)
Value$12.3M (-$30.2M)
Filed 2026-10-27
Park Edge Advisors, LLC
INCREASED
Shares524,499 from 418,122
Change+106,377 (+25%)
Value$9.9M (+$1.5M)
Filed 2026-10-28
Wealth Enhancement Advisory Services, LLC
NEW
Shares501,583
Change+501,583
Value$9.5M
Filed 2026-10-13
Elevated Capital Advisors, LLC
INCREASED
Shares426,927 from 397,811
Change+29,116 (+7%)
Value$8.1M (+$57.9K)
Filed 2026-11-04
Prevail Innovative Wealth Advisors, LLC
DECREASED
Shares417,560 from 420,950
Change-3,390 (-1%)
Value$7.9M (-$577.8K)
Filed 2026-10-20
Financial Enhancement Group LLC
DECREASED
Shares296,505 from 297,216
Change-711 (0%)
Value$5.6M (-$376.1K)
Filed 2026-10-08
Key Capital Management, Inc
INCREASED
Shares214,571 from 204,726
Change+9,845 (+5%)
Value$4.1M (-$67.5K)
Filed 2026-11-03
Evolution Wealth Management Inc.
INCREASED
Shares190,288 from 163,520
Change+26,768 (+16%)
Value$3.6M (+$304.0K)
Filed 2026-10-28
RiverTree Advisors, LLC
DECREASED
Shares141,357 from 188,474
Change-47,117 (-25%)
Value$2.7M (-$1.1M)
Filed 2026-10-13
SteelPeak Wealth, LLC
INCREASED
Shares138,548 from 67,654
Change+70,894 (+105%)
Value$2.6M (+$1.3M)
Filed 2026-10-16
Howard Bailey Securities, LLC
DECREASED
Shares137,335 from 141,976
Change-4,641 (-3%)
Value$2.6M (-$263.9K)
Filed 2026-10-27
B.O.S.S. Retirement Advisors, LLC
DECREASED
Shares118,900 from 122,006
Change-3,106 (-3%)
Value$2.3M (-$210.1K)
Filed 2026-10-26
Cambridge Investment Research Advisors, Inc.
INCREASED
Shares111,476 from 46,522
Change+64,954 (+140%)
Value$2.1K (-$935.9K)
Filed 2026-11-02
Henderson Brothers Financial Partners, LLC
NEW
Shares104,791
Change+104,791
Value$2.0M
Filed 2026-11-03
Kestra Private Wealth Services, LLC
INCREASED
Shares101,091 from 99,982
Change+1,109 (+1%)
Value$1.9M (-$103.0K)
Filed 2026-11-06
Winnacle Wealth LLC
INCREASED
Shares97,229 from 44,805
Change+52,424 (+117%)
Value$1.8M (+$936.8K)
Filed 2026-10-15
Lanark Financial, Inc.
INCREASED
Shares92,633 from 81,991
Change+10,642 (+13%)
Value$1.8M (+$99.8K)
Filed 2026-10-26
Commonwealth Equity Services, LLC
DECREASED
Shares67,209 from 74,432
Change-7,223 (-10%)
Value$1.3M (-$229.0K)
Filed 2026-11-02
WealthPLAN Partners, LLC
INCREASED
Shares65,306 from 46,301
Change+19,005 (+41%)
Value$1.2M (+$302.4K)
Filed 2026-10-15
Blackston Financial Advisory Group, LLC
INCREASED
Shares59,868 from 59,809
Change+59 (+0%)
Value$1.1M (-$73.1K)
Filed 2026-11-04
Financial Partners Group, Inc
DECREASED
Shares59,147 from 63,310
Change-4,163 (-7%)
Value$1.1M (-$157.3K)
Filed 2026-10-19
Adamsbrown Wealth Consultants LLC
NEW
Shares55,135
Change+55,135
Value$1.0M
Filed 2026-10-20
Networth Advisors, LLC
INCREASED
Shares52,767 from 49,280
Change+3,487 (+7%)
Value$998.9K (+$4.9K)
Filed 2026-11-03
Retirement Planning Group, LLC
INCREASED
Shares50,708 from 29,477
Change+21,231 (+72%)
Value$959.9K (+$365.4K)
Filed 2026-10-19
KG Capital Management
DECREASED
Shares45,572 from 51,793
Change-6,221 (-12%)
Value$862.7K (-$182.0K)
Filed 2026-10-15
Greykasell Wealth Strategies, Inc.
INCREASED
Shares41,516 from 40,759
Change+757 (+2%)
Value$785.9K (-$36.2K)
Filed 2026-11-09
Beacon Capital Management, LLC
DECREASED
Shares37,746 from 57,285
Change-19,539 (-34%)
Value$714.5K (-$440.9K)
Filed 2026-10-23
Ironsides Asset Advisors, LLC
NEW
Shares36,911
Change+36,911
Value$698.7K
Filed 2026-10-20
GK Wealth Management LLC
DECREASED
Shares32,222 from 44,862
Change-12,640 (-28%)
Value$610.0K (-$294.9K)
Filed 2026-10-09
Thrivent Financial for Lutherans
NEW
Shares31,459
Change+31,459
Value$596
Filed 2026-11-05
Independent Financial Group, LLC
DECREASED
Shares24,471 from 24,698
Change-227 (-1%)
Value$463.2K (-$34.9K)
Filed 2026-10-13
Balance Wealth Partners LLC
DECREASED
Shares22,718 from 23,200
Change-482 (-2%)
Value$430.1K (-$37.9K)
Filed 2026-10-27
Lloyd Advisory Services, Llc.
DECREASED
Shares22,665 from 23,078
Change-413 (-2%)
Value$429.1K (-$36.4K)
Filed 2026-11-02
Fifth Third Securities, Inc.
DECREASED
Shares21,701 from 27,339
Change-5,638 (-21%)
Value$410.8K (-$140.6K)
Filed 2026-10-21
Cooper Financial Group
UNCHANGED
Shares20,861 from 20,861
Change0 (0%)
Value$394.9K (-$25.9K)
Filed 2026-10-07
Nwam LLC
INCREASED
Shares19,205 from 19,202
Change+3 (+0%)
Value$363.5K (-$23.8K)
Filed 2026-11-09
WealthCare Asset Management, LLC
DECREASED
Shares19,089 from 36,550
Change-17,461 (-48%)
Value$361.4K (-$375.9K)
Filed 2026-10-26
Paladin Wealth, LLC
INCREASED
Shares17,111 from 14,532
Change+2,579 (+18%)
Value$323.9K (+$30.8K)
Filed 2026-10-23
Worth Asset Management, LLC
DECREASED
Shares16,753 from 26,086
Change-9,333 (-36%)
Value$317.1K (-$209.0K)
Filed 2026-10-07
Revisor Wealth Management LLC
DECREASED
Shares16,143 from 17,702
Change-1,559 (-9%)
Value$306.4K (-$50.6K)
Filed 2026-10-20
Mather Group, Llc.
INCREASED
Shares14,797 from 14,070
Change+727 (+5%)
Value$280.1K (-$3.7K)
Filed 2026-10-14
Integrated Advisors Network LLC
DECREASED
Shares14,621 from 14,909
Change-288 (-2%)
Value$276.8K (-$24.0K)
Filed 2026-10-20
Secure Asset Management, LLC
DECREASED
Shares13,912 from 14,696
Change-784 (-5%)
Value$263.4K (-$33.1K)
Filed 2026-10-19
Koshinski Asset Management, Inc.
NEW
Shares13,910
Change+13,910
Value$263.3K
Filed 2026-10-29
Triad Wealth Partners, LLC
NEW
Shares13,185
Change+13,185
Value$249.6K
Filed 2026-10-26
Mach-1 Financial Group, LLC
DECREASED
Shares13,071 from 19,070
Change-5,999 (-31%)
Value$247.4K (-$137.2K)
Filed 2026-11-06
Advisor OS, LLC
NEW
Shares12,936
Change+12,936
Value$244.9K
Filed 2026-11-03
Decker Retirement Planning Inc.
DECREASED
Shares11,192 from 12,598
Change-1,406 (-11%)
Value$211.9K (-$42.2K)
Filed 2026-10-19
Park Avenue Securities LLC
DECREASED
Shares10,868 from 11,013
Change-145 (-1%)
Value$206 (-$221.8K)
Filed 2026-10-26
PNC Financial Services Group, Inc.
INCREASED
Shares10,000 from 2,400
Change+7,600 (+317%)
Value$189.3K (+$140.9K)
Filed 2026-11-06
Tounjian Advisory Partners, LLC
DECREASED
Shares6,634 from 6,775
Change-141 (-2%)
Value$125.6K (-$11.1K)
Filed 2026-11-04
Wealth Enhancement Trust Services, Inc.
NEW
Shares5,137
Change+5,137
Value$97.2K
Filed 2026-10-07
Farther Finance Advisors, LLC
INCREASED
Shares1,547 from 1,528
Change+19 (+1%)
Value$29.3K (-$1.5K)
Filed 2026-10-08
Buck Wealth Strategies, LLC
DECREASED
Shares1,383 from 1,636
Change-253 (-15%)
Value$26.2K (-$6.8K)
Filed 2026-10-28
Strive Financial Group,LLC
DECREASED
Shares1,300 from 1,400
Change-100 (-7%)
Value$24.6K (-$3.6K)
Filed 2026-11-09
Montgomery Financial Services LLC
UNCHANGED
Shares1,218 from 1,218
Change0 (0%)
Value$23.1K (-$1.5K)
Filed 2026-11-03
US Bancorp \de\
UNCHANGED
Shares1,164 from 1,164
Change0 (0%)
Value$22.0K (-$1.4K)
Filed 2026-11-05
Fifth Third Bancorp
UNCHANGED
Shares725 from 725
Change0 (0%)
Value$13.7K (-$899)
Filed 2026-11-05
Triumph Capital Management
UNCHANGED
Shares200 from 200
Change0 (0%)
Value$3.8K (-$248)
Filed 2026-10-14
Assetmark, Inc
NEW
Shares124
Change+124
Value$2.3K
Filed 2026-10-21
POM Investment Strategies, LLC
DECREASED
Shares10 from 3,814
Change-3,804 (-100%)
Value$181 (-$76.7K)
Filed 2026-10-20
Prime Capital Investment Advisors, LLC
CLOSED
Shares0 from 17,196
Change-17,196 (-100%)
Value$0 (-$346.8K)
Filed 2026-10-20
Andina Capital Management, LLC
CLOSED
Shares0 from 15,190
Change-15,190 (-100%)
Value$0 (-$306.4K)
Filed 2026-10-21
Sigma Planning Corp
CLOSED
Shares0 from 12,461
Change-12,461 (-100%)
Value$0 (-$251.3K)
Filed 2026-10-23
International Assets Investment Management, LLC
CLOSED
Shares0 from 1,686
Change-1,686 (-100%)
Value$0 (-$33.9K)
Filed 2026-11-02
GFS Advisors, LLC
CLOSED
Shares0 from 1,000
Change-1,000 (-100%)
Value$0 (-$415.7K)
Filed 2026-11-03
WCG Wealth Advisors LLC
N/A
Shares— from 2,289,171
Change-2,289,171 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 1,350,119
Change-1,350,119 (-100%)
Value—
AE Wealth Management LLC
N/A
Shares— from 768,253
Change-768,253 (-100%)
Value—
Stadion Money Management, LLC
N/A
Shares— from 696,618
Change-696,618 (-100%)
Value—
Private Advisor Group, LLC
N/A
Shares— from 683,238
Change-683,238 (-100%)
Value—
Principal Securities, Inc.
N/A
Shares— from 508,212
Change-508,212 (-100%)
Value—
Brookwood Investment Group LLC
N/A
Shares— from 475,325
Change-475,325 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 471,438
Change-471,438 (-100%)
Value—
Envestnet Portfolio Solutions, Inc.
N/A
Shares— from 209,964
Change-209,964 (-100%)
Value—
Orion Porfolio Solutions, LLC
N/A
Shares— from 145,374
Change-145,374 (-100%)
Value—
Copley Financial Group, Inc.
N/A
Shares— from 128,942
Change-128,942 (-100%)
Value—
FSA Advisors, Inc.
N/A
Shares— from 111,734
Change-111,734 (-100%)
Value—
CreativeOne Wealth, LLC
N/A
Shares— from 111,041
Change-111,041 (-100%)
Value—
Janney Montgomery Scott LLC
N/A
Shares— from 75,427
Change-75,427 (-100%)
Value—
GeoWealth Management, LLC
N/A
Shares— from 69,076
Change-69,076 (-100%)
Value—
Authentikos Wealth Advisory, LLC
N/A
Shares— from 64,829
Change-64,829 (-100%)
Value—
Sanctuary Advisors, LLC
N/A
Shares— from 64,256
Change-64,256 (-100%)
Value—
Advisory Services Network, LLC
N/A
Shares— from 50,778
Change-50,778 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 43,263
Change-43,263 (-100%)
Value—
Bay Rivers Group
N/A
Shares— from 39,011
Change-39,011 (-100%)
Value—
Jane Street Group, LLC
N/A
Shares— from 38,124
Change-38,124 (-100%)
Value—
IHT Wealth Management, LLC
N/A
Shares— from 35,599
Change-35,599 (-100%)
Value—
Bank of America Corp
N/A
Shares— from 30,933
Change-30,933 (-100%)
Value—
J Hagan Capital, Inc.
N/A
Shares— from 30,298
Change-30,298 (-100%)
Value—
MML Investors Services, LLC
N/A
Shares— from 27,700
Change-27,700 (-100%)
Value—
Brown Financial Advisors
N/A
Shares— from 26,857
Change-26,857 (-100%)
Value—
Aspen Wealth Strategies, LLC
N/A
Shares— from 20,489
Change-20,489 (-100%)
Value—
Mattson Financial Services, LLC
N/A
Shares— from 19,896
Change-19,896 (-100%)
Value—
Goldman Sachs Group Inc
N/A
Shares— from 19,075
Change-19,075 (-100%)
Value—
Mercer Global Advisors Inc
N/A
Shares— from 17,622
Change-17,622 (-100%)
Value—
Centaurus Financial, Inc.
N/A
Shares— from 13,053
Change-13,053 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 12,274
Change-12,274 (-100%)
Value—
JPMorgan Chase & Co
N/A
Shares— from 8,609
Change-8,609 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 565
Change-565 (-100%)
Value—
Jones Financial Companies Lllp
N/A
Shares— from 519
Change-519 (-100%)
Value—
Status
Gradient Investments LLC
INCREASED2,036,5441,857,938+178,606+10%$37.5M$38.6M+$1.1M2026-10-08
LPL Financial LLC
INCREASED1,281,7501,143,999+137,751+12%$23.1M$24.3M+$1.2M2026-11-06
Sowell Financial Services LLC
INCREASED1,235,0711,219,756+15,315+1%$24.6M$23.4M-$1.2M2026-10-23
IronBridge Private Wealth, LLC
NEW731,326—+731,326——$13.8M—2026-11-03
WealthPlan Investment Management, LLC
INCREASED717,978677,311+40,667+6%$13.7M$13.6M-$70.0K2026-10-15
Great Diamond Partners, LLC
INCREASED655,437603,638+51,799+9%$12.2M$12.4M+$232.0K2026-10-13
Simplify Asset Management Inc.
DECREASED651,1272,109,127-1,458,000-69%$42.5M$12.3M-$30.2M2026-10-27
Park Edge Advisors, LLC
INCREASED524,499418,122+106,377+25%$8.4M$9.9M+$1.5M2026-10-28
Wealth Enhancement Advisory Services, LLC
NEW501,583—+501,583——$9.5M—2026-10-13
Elevated Capital Advisors, LLC
INCREASED426,927397,811+29,116+7%$8.0M$8.1M+$57.9K2026-11-04
Prevail Innovative Wealth Advisors, LLC
DECREASED417,560420,950-3,390-1%$8.5M$7.9M-$577.8K2026-10-20
Financial Enhancement Group LLC
DECREASED296,505297,216-7110%$6.0M$5.6M-$376.1K2026-10-08
Key Capital Management, Inc
INCREASED214,571204,726+9,845+5%$4.1M$4.1M-$67.5K2026-11-03
Evolution Wealth Management Inc.
INCREASED190,288163,520+26,768+16%$3.3M$3.6M+$304.0K2026-10-28
RiverTree Advisors, LLC
DECREASED141,357188,474-47,117-25%$3.8M$2.7M-$1.1M2026-10-13
SteelPeak Wealth, LLC
INCREASED138,54867,654+70,894+105%$1.4M$2.6M+$1.3M2026-10-16
Howard Bailey Securities, LLC
DECREASED137,335141,976-4,641-3%$2.9M$2.6M-$263.9K2026-10-27
B.O.S.S. Retirement Advisors, LLC
DECREASED118,900122,006-3,106-3%$2.5M$2.3M-$210.1K2026-10-26
Cambridge Investment Research Advisors, Inc.
INCREASED111,47646,522+64,954+140%$938.0K$2.1K-$935.9K2026-11-02
Henderson Brothers Financial Partners, LLC
NEW104,791—+104,791——$2.0M—2026-11-03
Kestra Private Wealth Services, LLC
INCREASED101,09199,982+1,109+1%$2.0M$1.9M-$103.0K2026-11-06
Winnacle Wealth LLC
INCREASED97,22944,805+52,424+117%$903.7K$1.8M+$936.8K2026-10-15
Lanark Financial, Inc.
INCREASED92,63381,991+10,642+13%$1.7M$1.8M+$99.8K2026-10-26
Commonwealth Equity Services, LLC
DECREASED67,20974,432-7,223-10%$1.5M$1.3M-$229.0K2026-11-02
WealthPLAN Partners, LLC
INCREASED65,30646,301+19,005+41%$933.9K$1.2M+$302.4K2026-10-15
Blackston Financial Advisory Group, LLC
INCREASED59,86859,809+59+0%$1.2M$1.1M-$73.1K2026-11-04
Financial Partners Group, Inc
DECREASED59,14763,310-4,163-7%$1.3M$1.1M-$157.3K2026-10-19
Adamsbrown Wealth Consultants LLC
NEW55,135—+55,135——$1.0M—2026-10-20
Networth Advisors, LLC
INCREASED52,76749,280+3,487+7%$994.0K$998.9K+$4.9K2026-11-03
Retirement Planning Group, LLC
INCREASED50,70829,477+21,231+72%$594.6K$959.9K+$365.4K2026-10-19
KG Capital Management
DECREASED45,57251,793-6,221-12%$1.0M$862.7K-$182.0K2026-10-15
Greykasell Wealth Strategies, Inc.
INCREASED41,51640,759+757+2%$822.1K$785.9K-$36.2K2026-11-09
Beacon Capital Management, LLC
DECREASED37,74657,285-19,539-34%$1.2M$714.5K-$440.9K2026-10-23
Ironsides Asset Advisors, LLC
NEW36,911—+36,911——$698.7K—2026-10-20
GK Wealth Management LLC
DECREASED32,22244,862-12,640-28%$904.9K$610.0K-$294.9K2026-10-09
Thrivent Financial for Lutherans
NEW31,459—+31,459——$596—2026-11-05
Independent Financial Group, LLC
DECREASED24,47124,698-227-1%$498.2K$463.2K-$34.9K2026-10-13
Balance Wealth Partners LLC
DECREASED22,71823,200-482-2%$467.9K$430.1K-$37.9K2026-10-27
Lloyd Advisory Services, Llc.
DECREASED22,66523,078-413-2%$465.5K$429.1K-$36.4K2026-11-02
Fifth Third Securities, Inc.
DECREASED21,70127,339-5,638-21%$551.4K$410.8K-$140.6K2026-10-21
Cooper Financial Group
UNCHANGED20,86120,86100%$420.8K$394.9K-$25.9K2026-10-07
Nwam LLC
INCREASED19,20519,202+3+0%$387.3K$363.5K-$23.8K2026-11-09
WealthCare Asset Management, LLC
DECREASED19,08936,550-17,461-48%$737.2K$361.4K-$375.9K2026-10-26
Paladin Wealth, LLC
INCREASED17,11114,532+2,579+18%$293.1K$323.9K+$30.8K2026-10-23
Worth Asset Management, LLC
DECREASED16,75326,086-9,333-36%$526.2K$317.1K-$209.0K2026-10-07
Revisor Wealth Management LLC
DECREASED16,14317,702-1,559-9%$357.0K$306.4K-$50.6K2026-10-20
Mather Group, Llc.
INCREASED14,79714,070+727+5%$283.8K$280.1K-$3.7K2026-10-14
Integrated Advisors Network LLC
DECREASED14,62114,909-288-2%$300.7K$276.8K-$24.0K2026-10-20
Secure Asset Management, LLC
DECREASED13,91214,696-784-5%$296.4K$263.4K-$33.1K2026-10-19
Koshinski Asset Management, Inc.
NEW13,910—+13,910——$263.3K—2026-10-29
Triad Wealth Partners, LLC
NEW13,185—+13,185——$249.6K—2026-10-26
Mach-1 Financial Group, LLC
DECREASED13,07119,070-5,999-31%$384.6K$247.4K-$137.2K2026-11-06
Advisor OS, LLC
NEW12,936—+12,936——$244.9K—2026-11-03
Decker Retirement Planning Inc.
DECREASED11,19212,598-1,406-11%$254.1K$211.9K-$42.2K2026-10-19
Park Avenue Securities LLC
DECREASED10,86811,013-145-1%$222.0K$206-$221.8K2026-10-26
PNC Financial Services Group, Inc.
INCREASED10,0002,400+7,600+317%$48.4K$189.3K+$140.9K2026-11-06
Tounjian Advisory Partners, LLC
DECREASED6,6346,775-141-2%$136.6K$125.6K-$11.1K2026-11-04
Wealth Enhancement Trust Services, Inc.
NEW5,137—+5,137——$97.2K—2026-10-07
Farther Finance Advisors, LLC
INCREASED1,5471,528+19+1%$30.8K$29.3K-$1.5K2026-10-08
Buck Wealth Strategies, LLC
DECREASED1,3831,636-253-15%$33.0K$26.2K-$6.8K2026-10-28
Strive Financial Group,LLC
DECREASED1,3001,400-100-7%$28.2K$24.6K-$3.6K2026-11-09
Montgomery Financial Services LLC
UNCHANGED1,2181,21800%$24.6K$23.1K-$1.5K2026-11-03
US Bancorp \de\
UNCHANGED1,1641,16400%$23.5K$22.0K-$1.4K2026-11-05
Fifth Third Bancorp
UNCHANGED72572500%$14.6K$13.7K-$8992026-11-05
Triumph Capital Management
UNCHANGED20020000%$4.0K$3.8K-$2482026-10-14
Assetmark, Inc
NEW124—+124——$2.3K—2026-10-21
POM Investment Strategies, LLC
DECREASED103,814-3,804-100%$76.9K$181-$76.7K2026-10-20
Prime Capital Investment Advisors, LLC
CLOSED017,196-17,196-100%$346.8K$0-$346.8K2026-10-20
Andina Capital Management, LLC
CLOSED015,190-15,190-100%$306.4K$0-$306.4K2026-10-21
Sigma Planning Corp
CLOSED012,461-12,461-100%$251.3K$0-$251.3K2026-10-23
International Assets Investment Management, LLC
CLOSED01,686-1,686-100%$33.9K$0-$33.9K2026-11-02
GFS Advisors, LLC
CLOSED01,000-1,000-100%$415.7K$0-$415.7K2026-11-03
WCG Wealth Advisors LLC
N/A—2,289,171-2,289,171-100%$46.2M———
Envestnet Asset Management Inc
N/A—1,350,119-1,350,119-100%$27.2M———
AE Wealth Management LLC
N/A—768,253-768,253-100%$15.5M———
Stadion Money Management, LLC
N/A—696,618-696,618-100%$14.1M———
Private Advisor Group, LLC
N/A—683,238-683,238-100%$13.8M———
Principal Securities, Inc.
N/A—508,212-508,212-100%$10.3M———
Brookwood Investment Group LLC
N/A—475,325-475,325-100%$9.6M———
Osaic Holdings, Inc.
N/A—471,438-471,438-100%$9.5M———
Envestnet Portfolio Solutions, Inc.
N/A—209,964-209,964-100%$4.2M———
Orion Porfolio Solutions, LLC
N/A—145,374-145,374-100%$2.9M———
Copley Financial Group, Inc.
N/A—128,942-128,942-100%$2.6M———
FSA Advisors, Inc.
N/A—111,734-111,734-100%$2.3M———
CreativeOne Wealth, LLC
N/A—111,041-111,041-100%$2.2M———
Janney Montgomery Scott LLC
N/A—75,427-75,427-100%$1.5M———
GeoWealth Management, LLC
N/A—69,076-69,076-100%$1.4M———
Authentikos Wealth Advisory, LLC
N/A—64,829-64,829-100%$1.3M———
Sanctuary Advisors, LLC
N/A—64,256-64,256-100%$1.3M———
Advisory Services Network, LLC
N/A—50,778-50,778-100%$1.0M———
Raymond James Financial Inc
N/A—43,263-43,263-100%$872.6K———
Bay Rivers Group
N/A—39,011-39,011-100%$786.9K———
Jane Street Group, LLC
N/A—38,124-38,124-100%$769.0K———
IHT Wealth Management, LLC
N/A—35,599-35,599-100%$718.0K———
Bank of America Corp
N/A—30,933-30,933-100%$623.9K———
J Hagan Capital, Inc.
N/A—30,298-30,298-100%$611.1K———
MML Investors Services, LLC
N/A—27,700-27,700-100%$558.7K———
Brown Financial Advisors
N/A—26,857-26,857-100%$541.7K———
Aspen Wealth Strategies, LLC
N/A—20,489-20,489-100%$413.3K———
Mattson Financial Services, LLC
N/A—19,896-19,896-100%$399.9K———
Goldman Sachs Group Inc
N/A—19,075-19,075-100%$384.7K———
Mercer Global Advisors Inc
N/A—17,622-17,622-100%$355.4K———
Centaurus Financial, Inc.
N/A—13,053-13,053-100%$263.0K———
Royal Bank of Canada
N/A—12,274-12,274-100%$248.0K———
JPMorgan Chase & Co
N/A—8,609-8,609-100%$174.2K———
Morgan Stanley
N/A—565-565-100%$11.4K———
Jones Financial Companies Lllp
N/A—519-519-100%$10.5K———
Showing 107 of 107 institutions