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Simplify Exchange Traded FUN

Q3 2023 vs Q4 2023

Comparing institutional holders between quarters

Quarters

Q4 2023Q3 2023Q2 2023Q1 2023Q4 2022
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Simplify Asset Management Inc.
NEW
Shares3,500,000
Change+3,500,000
Value$710.9K
Filed 2024-02-12
Regal Investment Advisors LLC
NEW
Shares1,013,190
Change+1,013,190
Value$205.8K
Filed 2024-02-14
Commonwealth Equity Services, LLC
INCREASED
Shares318,839 from 242,595
Change+76,244 (+31%)
Value$65 (-$1.2K)
Filed 2024-02-06
Wealthsource Partners, LLC
DECREASED
Shares166,999 from 196,951
Change-29,952 (-15%)
Value$33.9K (-$1.0M)
Filed 2024-01-16
AE Wealth Management LLC
INCREASED
Shares137,237 from 16,608
Change+120,629 (+726%)
Value$10.3K (-$77.7K)
Filed 2024-02-14
Strata Wealth Advisors, LLC
NEW
Shares133,511
Change+133,511
Value$27.1K
Filed 2024-02-01
Two Sigma Securities, LLC
NEW
Shares45,494
Change+45,494
Value$9.2K
Filed 2024-02-14
H D Vest Advisory Services
INCREASED
Shares29,703 from 18,090
Change+11,613 (+64%)
Value$6.0K (-$89.8K)
Filed 2024-02-07
UBS Group AG
NEW
Shares23,699
Change+23,699
Value$4.8K
Filed 2024-02-09
Mid-American Wealth Advisory Group, Inc.
NEW
Shares22,613
Change+22,613
Value$4.6K
Filed 2024-02-07
Cannell Peter B & Co Inc
UNCHANGED
Shares21,000 from 21,000
Change0 (0%)
Value$4.3K (-$107.0K)
Filed 2024-02-05
Integrated Wealth Concepts LLC
DECREASED
Shares20,720 from 90,384
Change-69,664 (-77%)
Value$4.2K (-$474.8K)
Filed 2024-02-13
Koshinski Asset Management, Inc.
NEW
Shares20,068
Change+20,068
Value$4.1K
Filed 2024-01-29
Smith Shellnut Wilson LLC
NEW
Shares11,033
Change+11,033
Value$2.2K
Filed 2024-02-21
Parallel Advisors, LLC
NEW
Shares2,000
Change+2,000
Value$406
Filed 2024-02-12
Tucker Asset Management LLC
NEW
Shares100
Change+100
Value$20
Filed 2024-03-04
Morgan Stanley
NEW
Shares3
Change+3
Value$1
Filed 2024-08-16
GFS Advisors, LLC
CLOSED
Shares0 from 79,500
Change-79,500 (-100%)
Value$0 (-$421.0K)
Filed 2024-01-24
Austin Wealth Management, LLC
CLOSED
Shares0 from 45,326
Change-45,326 (-100%)
Value$0 (-$28.1K)
Filed 2024-02-21
Arete Wealth Advisors, LLC
CLOSED
Shares0 from 10,000
Change-10,000 (-100%)
Value$0 (-$53.0K)
Filed 2024-02-14
Osaic Holdings, Inc.
CLOSED
Shares0 from 1,511
Change-1,511 (-100%)
Value$0 (-$8.0K)
Filed 2024-02-12
Lee Financial Co
CLOSED
Shares0 from 1,200
Change-1,200 (-100%)
Value$0 (-$6.4K)
Filed 2024-02-08
Authentikos Wealth Advisory, LLC
CLOSED
Shares0 from 899
Change-899 (-100%)
Value$0 (-$4.8K)
Filed 2024-01-30
Proequities, Inc.
UNCHANGED
Shares0 from 0
Change0
Value$0 ($0)
Filed 2024-02-07
Status
Simplify Asset Management Inc.
NEW3,500,000—+3,500,000——$710.9K—2024-02-12
Regal Investment Advisors LLC
NEW1,013,190—+1,013,190——$205.8K—2024-02-14
Commonwealth Equity Services, LLC
INCREASED318,839242,595+76,244+31%$1.3K$65-$1.2K2024-02-06
Wealthsource Partners, LLC
DECREASED166,999196,951-29,952-15%$1.0M$33.9K-$1.0M2024-01-16
AE Wealth Management LLC
INCREASED137,23716,608+120,629+726%$88.0K$10.3K-$77.7K2024-02-14
Strata Wealth Advisors, LLC
NEW133,511—+133,511——$27.1K—2024-02-01
Two Sigma Securities, LLC
NEW45,494—+45,494——$9.2K—2024-02-14
H D Vest Advisory Services
INCREASED29,70318,090+11,613+64%$95.9K$6.0K-$89.8K2024-02-07
UBS Group AG
NEW23,699—+23,699——$4.8K—2024-02-09
Mid-American Wealth Advisory Group, Inc.
NEW22,613—+22,613——$4.6K—2024-02-07
Cannell Peter B & Co Inc
UNCHANGED21,00021,00000%$111.3K$4.3K-$107.0K2024-02-05
Integrated Wealth Concepts LLC
DECREASED20,72090,384-69,664-77%$479.0K$4.2K-$474.8K2024-02-13
Koshinski Asset Management, Inc.
NEW20,068—+20,068——$4.1K—2024-01-29
Smith Shellnut Wilson LLC
NEW11,033—+11,033——$2.2K—2024-02-21
Parallel Advisors, LLC
NEW2,000—+2,000——$406—2024-02-12
Tucker Asset Management LLC
NEW100—+100——$20—2024-03-04
Morgan Stanley
NEW3—+3——$1—2024-08-16
GFS Advisors, LLC
CLOSED079,500-79,500-100%$421.0K$0-$421.0K2024-01-24
Austin Wealth Management, LLC
CLOSED045,326-45,326-100%$28.1K$0-$28.1K2024-02-21
Arete Wealth Advisors, LLC
CLOSED010,000-10,000-100%$53.0K$0-$53.0K2024-02-14
Osaic Holdings, Inc.
CLOSED01,511-1,511-100%$8.0K$0-$8.0K2024-02-12
Lee Financial Co
CLOSED01,200-1,200-100%$6.4K$0-$6.4K2024-02-08
Authentikos Wealth Advisory, LLC
CLOSED0899-899-100%$4.8K$0-$4.8K2024-01-30
Proequities, Inc.
UNCHANGED000—$0$0$02024-02-07
Showing 24 of 24 institutions