Sonde RES Corp

Q3 2013 vs Q4 2013

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options Short Interest 13D/13G Peers Targeting Trading Summary Profile

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Steelhead Partners LLC

DECREASED

Shares2,290,163 from 2,318,163

Change-28,000 (-1%)

Value$1.5K (-$742)

Filed 2014-02-14

Raffles Associates LP

DECREASED

Shares1,166,886 from 1,197,386

Change-30,500 (-3%)

Value$800 (-$362)

Filed 2014-02-14

West Coast Asset Management Inc

DECREASED

Shares368,375 from 1,211,300

Change-842,925 (-70%)

Value$254 (-$921)

Filed 2014-01-31

Canada Pension Plan Investment Board

INCREASED

Shares326,878 from 152,192

Change+174,686 (+115%)

Value$225 (+$77)

Filed 2014-02-11

INCREASED

Shares33,109 from 14,243

Change+18,866 (+132%)

Value$23 (+$9)

Filed 2014-05-21

KCG Holdings, Inc.

NEW

Shares24,500

Change+24,500

Value$16

Filed 2014-02-13

DECREASED

Shares13,100 from 16,700

Change-3,600 (-22%)

Value$9 (-$7)

Filed 2014-02-14

Deutsche Bank Ag\

DECREASED

Shares10,000 from 20,000

Change-10,000 (-50%)

Value$6 (-$12)

Filed 2014-02-24

Wells Fargo & Company

UNCHANGED

Shares1,000 from 1,000

Change0 (0%)

Value$1 ($0)

Filed 2014-02-06

Ameriprise Financial Inc

UNCHANGED

Shares200 from 200

Change0 (0%)

Value$0 ($0)

Filed 2014-02-14

US Bancorp \de\

NEW

Shares63

Change+63

Value$0

Filed 2014-02-13

Russell Frank Co/

CLOSED

Shares0 from 145,570

Change-145,570 (-100%)

Value$0 (-$142)

Filed 2014-02-14

Frontier Investment Mgmt Co

CLOSED

Shares0 from 10,000

Change-10,000 (-100%)

Value$0 (-$10)

Filed 2014-02-12

Pathstone Family Office, LLC

CLOSED

Shares0 from 3,000

Change-3,000 (-100%)

Value$0 (-$3)

Filed 2014-02-07

Financial Architects, Inc

CLOSED

Shares0 from 1,000

Change-1,000 (-100%)

Value$0 (-$1)

Filed 2014-02-07

	Status
Steelhead Partners LLC	DECREASED	2,290,163	2,318,163	-28,000	-1%	$2.2K	$1.5K	-$742	2014-02-14
Raffles Associates LP	DECREASED	1,166,886	1,197,386	-30,500	-3%	$1.2K	$800	-$362	2014-02-14
West Coast Asset Management Inc	DECREASED	368,375	1,211,300	-842,925	-70%	$1.2K	$254	-$921	2014-01-31
Canada Pension Plan Investment Board	INCREASED	326,878	152,192	+174,686	+115%	$148	$225	+$77	2014-02-11
UBS AG	INCREASED	33,109	14,243	+18,866	+132%	$14	$23	+$9	2014-05-21
KCG Holdings, Inc.	NEW	24,500	—	+24,500	—	—	$16	—	2014-02-13
Citigroup Inc	DECREASED	13,100	16,700	-3,600	-22%	$16	$9	-$7	2014-02-14
Deutsche Bank Ag\	DECREASED	10,000	20,000	-10,000	-50%	$18	$6	-$12	2014-02-24
Wells Fargo & Company	UNCHANGED	1,000	1,000	0	0%	$1	$1	$0	2014-02-06
Ameriprise Financial Inc	UNCHANGED	200	200	0	0%	$0	$0	$0	2014-02-14
US Bancorp \de\	NEW	63	—	+63	—	—	$0	—	2014-02-13
Russell Frank Co/	CLOSED	0	145,570	-145,570	-100%	$142	$0	-$142	2014-02-14
Frontier Investment Mgmt Co	CLOSED	0	10,000	-10,000	-100%	$10	$0	-$10	2014-02-12
Pathstone Family Office, LLC	CLOSED	0	3,000	-3,000	-100%	$3	$0	-$3	2014-02-07
Financial Architects, Inc	CLOSED	0	1,000	-1,000	-100%	$1	$0	-$1	2014-02-07

Showing 15 of 15 institutions