Special Opportunities Fund (SPE)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Shaker Financial Services, LLC

DECREASED

Shares558,655 from 664,992

Change-106,337 (-16%)

Value$7.1M (-$1.9M)

Filed 2026-10-14

Blue Bell Private Wealth Management, LLC

INCREASED

Shares412,610 from 356,979

Change+55,631 (+16%)

Value$5.2M (+$406.9K)

Filed 2026-10-29

Oppenheimer & Co Inc

INCREASED

Shares36,922 from 36,489

Change+433 (+1%)

Value$466.7K (-$24.8K)

Filed 2026-10-26

Lanark Financial, Inc.

INCREASED

Shares27,842 from 26,664

Change+1,178 (+4%)

Value$351.9K (-$7.2K)

Filed 2026-10-26

Moors & Cabot, Inc.

NEW

Shares24,300

Change+24,300

Value$307.2K

Filed 2026-11-06

TrueMark Investments, LLC

INCREASED

Shares18,428 from 17,348

Change+1,080 (+6%)

Value$232.9K (-$748)

Filed 2026-11-05

Sowell Financial Services LLC

UNCHANGED

Shares17,933 from 17,933

Change0 (0%)

Value$226.7K (-$14.9K)

Filed 2026-10-23

Live Oak Private Wealth LLC

UNCHANGED

Shares15,333 from 15,333

Change0 (0%)

Value$193.8K (-$12.7K)

Filed 2026-11-02

Commonwealth Equity Services, LLC

DECREASED

Shares14,033 from 21,854

Change-7,821 (-36%)

Value$177.4K (-$117.0K)

Filed 2026-11-02

NWF Advisory Services Inc.

UNCHANGED

Shares13,606 from 13,606

Change0 (0%)

Value$172.0K (-$11.3K)

Filed 2026-10-19

Detalus Advisors, LLC

UNCHANGED

Shares10,823 from 10,823

Change0 (0%)

Value$136.8K (-$9.0K)

Filed 2026-10-15

PMG Family Office LLC

INCREASED

Shares10,786 from 10,137

Change+649 (+6%)

Value$136.3K (-$210)

Filed 2026-10-19

Principle Wealth Partners LLC

NEW

Shares10,000

Change+10,000

Value$126.4K

Filed 2026-11-02

Wolverine Asset Management LLC

DECREASED

Shares9,589 from 14,490

Change-4,901 (-34%)

Value$121.2K (-$74.0K)

Filed 2026-11-02

US Bancorp \de\

NEW

Shares3,781

Change+3,781

Value$47.8K

Filed 2026-11-05

Eastern Bank

UNCHANGED

Shares750 from 750

Change0 (0%)

Value$9.5K (-$623)

Filed 2026-10-05

Rossby Financial, LCC

NEW

Shares309

Change+309

Value$3.9K

Filed 2026-11-05

Highline Wealth Partners LLC

UNCHANGED

Shares206 from 206

Change0 (0%)

Value$2.6K (-$171)

Filed 2026-10-19

First Horizon Corp

UNCHANGED

Shares103 from 103

Change0 (0%)

Value$1.3K (-$85)

Filed 2026-10-26

Indiana Trust & Investment Management Co

UNCHANGED

Shares26 from 26

Change0 (0%)

Value$329 (-$21)

Filed 2026-10-22

Aspect Partners, LLC

UNCHANGED

Shares10 from 10

Change0 (0%)

Value$126 (-$9)

Filed 2026-10-20

Focus Partners Wealth

N/A

Shares— from 1,245,185

Change-1,245,185 (-100%)

Value—

CSS LLC

N/A

Shares— from 122,529

Change-122,529 (-100%)

Value—

Scotia Capital Inc.

N/A

Shares— from 108,784

Change-108,784 (-100%)

Value—

Advisors Asset Management, Inc.

N/A

Shares— from 106,335

Change-106,335 (-100%)

Value—

Morgan Stanley

N/A

Shares— from 96,684

Change-96,684 (-100%)

Value—

GatePass Capital, LLC

N/A

Shares— from 57,374

Change-57,374 (-100%)

Value—

First Manhattan Co. Llc.

N/A

Shares— from 44,280

Change-44,280 (-100%)

Value—

Raymond James Financial Inc

N/A

Shares— from 34,054

Change-34,054 (-100%)

Value—

Permanent Capital Management, LP

N/A

Shares— from 22,114

Change-22,114 (-100%)

Value—

Cetera Investment Advisers

N/A

Shares— from 20,443

Change-20,443 (-100%)

Value—

Guggenheim Capital LLC

N/A

Shares— from 20,419

Change-20,419 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 19,187

Change-19,187 (-100%)

Value—

Rivernorth Capital Management, LLC

N/A

Shares— from 17,348

Change-17,348 (-100%)

Value—

Leavell Investment Management, Inc.

N/A

Shares— from 16,800

Change-16,800 (-100%)

Value—

Ancora Advisors LLCA

N/A

Shares— from 16,250

Change-16,250 (-100%)

Value—

Susquehanna International Group, LLP

N/A

Shares— from 15,435

Change-15,435 (-100%)

Value—

Patron Partners, LLC

N/A

Shares— from 14,274

Change-14,274 (-100%)

Value—

Harbour Investments, Inc.

N/A

Shares— from 13,000

Change-13,000 (-100%)

Value—

XTX Topco Ltd

N/A

Shares— from 10,990

Change-10,990 (-100%)

Value—

Royal Bank of Canada

N/A

Shares— from 5,250

Change-5,250 (-100%)

Value—

UBS Group AG

N/A

Shares— from 5,163

Change-5,163 (-100%)

Value—

Global Retirement Partners, LLC

N/A

Shares— from 3,705

Change-3,705 (-100%)

Value—

SkyView Investment Advisors, LLC

N/A

Shares— from 3,241

Change-3,241 (-100%)

Value—

NewEdge Advisors, LLC

N/A

Shares— from 2,262

Change-2,262 (-100%)

Value—

Winmill & Co. Inc

N/A

Shares— from 2,093

Change-2,093 (-100%)

Value—

Keating Financial Advisory Services, Inc.

N/A

Shares— from 1,730

Change-1,730 (-100%)

Value—

BFC Planning, Inc.

N/A

Shares— from 1,032

Change-1,032 (-100%)

Value—

Rockefeller Capital Management L.P.

N/A

Shares— from 918

Change-918 (-100%)

Value—

Wells Fargo & Company

N/A

Shares— from 887

Change-887 (-100%)

Value—

CVA Family Office, LLC

N/A

Shares— from 39

Change-39 (-100%)

Value—

	Status
Shaker Financial Services, LLC	DECREASED	558,655	664,992	-106,337	-16%	$9.0M	$7.1M	-$1.9M	2026-10-14
Blue Bell Private Wealth Management, LLC	INCREASED	412,610	356,979	+55,631	+16%	$4.8M	$5.2M	+$406.9K	2026-10-29
Oppenheimer & Co Inc	INCREASED	36,922	36,489	+433	+1%	$491.5K	$466.7K	-$24.8K	2026-10-26
Lanark Financial, Inc.	INCREASED	27,842	26,664	+1,178	+4%	$359.2K	$351.9K	-$7.2K	2026-10-26
Moors & Cabot, Inc.	NEW	24,300	—	+24,300	—	—	$307.2K	—	2026-11-06
TrueMark Investments, LLC	INCREASED	18,428	17,348	+1,080	+6%	$233.7K	$232.9K	-$748	2026-11-05
Sowell Financial Services LLC	UNCHANGED	17,933	17,933	0	0%	$241.6K	$226.7K	-$14.9K	2026-10-23
Live Oak Private Wealth LLC	UNCHANGED	15,333	15,333	0	0%	$206.5K	$193.8K	-$12.7K	2026-11-02
Commonwealth Equity Services, LLC	DECREASED	14,033	21,854	-7,821	-36%	$294.4K	$177.4K	-$117.0K	2026-11-02
NWF Advisory Services Inc.	UNCHANGED	13,606	13,606	0	0%	$183.3K	$172.0K	-$11.3K	2026-10-19
Detalus Advisors, LLC	UNCHANGED	10,823	10,823	0	0%	$145.8K	$136.8K	-$9.0K	2026-10-15
PMG Family Office LLC	INCREASED	10,786	10,137	+649	+6%	$136.5K	$136.3K	-$210	2026-10-19
Principle Wealth Partners LLC	NEW	10,000	—	+10,000	—	—	$126.4K	—	2026-11-02
Wolverine Asset Management LLC	DECREASED	9,589	14,490	-4,901	-34%	$195.2K	$121.2K	-$74.0K	2026-11-02
US Bancorp \de\	NEW	3,781	—	+3,781	—	—	$47.8K	—	2026-11-05
Eastern Bank	UNCHANGED	750	750	0	0%	$10.1K	$9.5K	-$623	2026-10-05
Rossby Financial, LCC	NEW	309	—	+309	—	—	$3.9K	—	2026-11-05
Highline Wealth Partners LLC	UNCHANGED	206	206	0	0%	$2.8K	$2.6K	-$171	2026-10-19
First Horizon Corp	UNCHANGED	103	103	0	0%	$1.4K	$1.3K	-$85	2026-10-26
Indiana Trust & Investment Management Co	UNCHANGED	26	26	0	0%	$350	$329	-$21	2026-10-22
Aspect Partners, LLC	UNCHANGED	10	10	0	0%	$135	$126	-$9	2026-10-20
Focus Partners Wealth	N/A	—	1,245,185	-1,245,185	-100%	$16.8M	—	—	—
CSS LLC	N/A	—	122,529	-122,529	-100%	$1.7M	—	—	—
Scotia Capital Inc.	N/A	—	108,784	-108,784	-100%	$1.5M	—	—	—
Advisors Asset Management, Inc.	N/A	—	106,335	-106,335	-100%	$1.4M	—	—	—
Morgan Stanley	N/A	—	96,684	-96,684	-100%	$1.3M	—	—	—
GatePass Capital, LLC	N/A	—	57,374	-57,374	-100%	$772.8K	—	—	—
First Manhattan Co. Llc.	N/A	—	44,280	-44,280	-100%	$596.5K	—	—	—
Raymond James Financial Inc	N/A	—	34,054	-34,054	-100%	$458.7K	—	—	—
Permanent Capital Management, LP	N/A	—	22,114	-22,114	-100%	$297.9K	—	—	—
Cetera Investment Advisers	N/A	—	20,443	-20,443	-100%	$275.4K	—	—	—
Guggenheim Capital LLC	N/A	—	20,419	-20,419	-100%	$275.0K	—	—	—
Osaic Holdings, Inc.	N/A	—	19,187	-19,187	-100%	$258.4K	—	—	—
Rivernorth Capital Management, LLC	N/A	—	17,348	-17,348	-100%	$233.7K	—	—	—
Leavell Investment Management, Inc.	N/A	—	16,800	-16,800	-100%	$226.3K	—	—	—
Ancora Advisors LLCA	N/A	—	16,250	-16,250	-100%	$218.9K	—	—	—
Susquehanna International Group, LLP	N/A	—	15,435	-15,435	-100%	$207.9K	—	—	—
Patron Partners, LLC	N/A	—	14,274	-14,274	-100%	$192.3K	—	—	—
Harbour Investments, Inc.	N/A	—	13,000	-13,000	-100%	$175.1K	—	—	—
XTX Topco Ltd	N/A	—	10,990	-10,990	-100%	$148.0K	—	—	—
Royal Bank of Canada	N/A	—	5,250	-5,250	-100%	$71.0K	—	—	—
UBS Group AG	N/A	—	5,163	-5,163	-100%	$69.5K	—	—	—
Global Retirement Partners, LLC	N/A	—	3,705	-3,705	-100%	$49.9K	—	—	—
SkyView Investment Advisors, LLC	N/A	—	3,241	-3,241	-100%	$44.0K	—	—	—
NewEdge Advisors, LLC	N/A	—	2,262	-2,262	-100%	$30.5K	—	—	—
Winmill & Co. Inc	N/A	—	2,093	-2,093	-100%	$28.2K	—	—	—
Keating Financial Advisory Services, Inc.	N/A	—	1,730	-1,730	-100%	$23.3K	—	—	—
BFC Planning, Inc.	N/A	—	1,032	-1,032	-100%	$13.9K	—	—	—
Rockefeller Capital Management L.P.	N/A	—	918	-918	-100%	$12.4K	—	—	—
Wells Fargo & Company	N/A	—	887	-887	-100%	$11.9K	—	—	—
CVA Family Office, LLC	N/A	—	39	-39	-100%	$525	—	—	—

Showing 51 of 51 institutions