Spectrum Pharmaceuticals Inc

Q1 2023 vs Q2 2023

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options Short Interest 13D/13G Peers Targeting Trading Summary Profile

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Armistice Capital, LLC

INCREASED

Shares20,000,000 from 16,700,000

Change+3,300,000 (+20%)

Value$19.2M (+$6.7M)

Filed 2023-08-14

Vanguard Group Inc

DECREASED

Shares8,580,357 from 8,777,670

Change-197,313 (-2%)

Value$8.2M (+$1.7M)

Filed 2023-08-14

Kennedy Capital Management LLC

NEW

Shares4,881,037

Change+4,881,037

Value$4.7M

Filed 2023-08-14

BlackRock Inc.

INCREASED

Shares3,482,697 from 3,448,478

Change+34,219 (+1%)

Value$3.3M (+$757.0K)

Filed 2023-08-11

Acadian Asset Management LLC

DECREASED

Shares2,906,092 from 3,712,411

Change-806,319 (-22%)

Value$2.8K (+$5)

Filed 2023-08-07

Ergoteles LLC

NEW

Shares2,329,817

Change+2,329,817

Value$2.2M

Filed 2023-08-14

Geode Capital Management, LLC

INCREASED

Shares1,783,701 from 1,757,437

Change+26,264 (+1%)

Value$1.7M (+$394.3K)

Filed 2023-08-11

Renaissance Technologies LLC

INCREASED

Shares1,417,567 from 967,400

Change+450,167 (+47%)

Value$1.4K (+$635)

Filed 2023-08-11

New York Life Investment Management LLC

NEW

Shares1,378,422

Change+1,378,422

Value$1.3M

Filed 2023-08-07

Morgan Stanley

DECREASED

Shares1,107,825 from 1,146,119

Change-38,294 (-3%)

Value$1.1M (+$203.9K)

Filed 2023-08-14

Crystalline Management Inc.

NEW

Shares1,063,056

Change+1,063,056

Value$1.0M

Filed 2023-08-09

HGC Investment Management Inc.

NEW

Shares1,045,155

Change+1,045,155

Value$1.0K

Filed 2023-08-14

Sargent Investment Group, LLC

DECREASED

Shares975,600 from 1,104,600

Change-129,000 (-12%)

Value$936.6K (+$90.5K)

Filed 2023-07-31

CM Management, LLC

INCREASED

Shares800,000 from 675,000

Change+125,000 (+19%)

Value$768 (+$262)

Filed 2023-08-04

Alethea Capital Management, LLC

DECREASED

Shares750,465 from 787,973

Change-37,508 (-5%)

Value$720.4K (+$129.5K)

Filed 2023-08-15

State Street Corp

DECREASED

Shares612,969 from 675,369

Change-62,400 (-9%)

Value$588.5K (+$81.9K)

Filed 2023-08-14

Beryl Capital Management LLC

NEW

Shares508,304

Change+508,304

Value$488.0K

Filed 2023-08-14

Thompson Siegel & Walmsley LLC

NEW

Shares505,024

Change+505,024

Value$485

Filed 2023-08-10

US Bancorp \de\

UNCHANGED

Shares389,142 from 389,142

Change0 (0%)

Value$373.6K (+$81.7K)

Filed 2023-08-10

Millennium Management LLC

DECREASED

Shares389,020 from 726,159

Change-337,139 (-46%)

Value$373.5K (+$372.9K)

Filed 2023-08-14

Dimensional Fund Advisors LP

DECREASED

Shares371,752 from 371,792

Change-40 (0%)

Value$356.8K (+$78.1K)

Filed 2023-08-09

Wells Fargo & Company

DECREASED

Shares365,931 from 370,665

Change-4,734 (-1%)

Value$351.3K (+$73.3K)

Filed 2023-08-15

PenderFund Capital Management Ltd.

NEW

Shares333,220

Change+333,220

Value$424

Filed 2023-08-11

Northern Trust Corp

DECREASED

Shares311,003 from 353,904

Change-42,901 (-12%)

Value$298.6K (+$33.1K)

Filed 2023-08-11

Susquehanna International Group, LLP

DECREASED

Shares243,555 from 407,237

Change-163,682 (-40%)

Value$233.8K (-$71.6K)

Filed 2023-08-11

Jane Street Group, LLC

INCREASED

Shares191,359 from 42,928

Change+148,431 (+346%)

Value$183.7K (+$151.5K)

Filed 2023-08-14

Virtu Financial LLC

INCREASED

Shares157,908 from 64,514

Change+93,394 (+145%)

Value$152 (+$104)

Filed 2023-07-27

Diametric Capital, LP

NEW

Shares146,061

Change+146,061

Value$140.2K

Filed 2023-08-11

XTX Topco Ltd

NEW

Shares144,593

Change+144,593

Value$138.8K

Filed 2023-08-14

Janney Montgomery Scott LLC

UNCHANGED

Shares143,186 from 143,186

Change0 (0%)

Value$137 (+$30)

Filed 2023-07-26

Tekla Capital Management LLC

UNCHANGED

Shares114,670 from 114,670

Change0 (0%)

Value$110.1K (+$24.1K)

Filed 2023-08-10

Sonora Investment Management Group, LLC

DECREASED

Shares103,000 from 103,200

Change-200 (0%)

Value$98.9K (+$21.5K)

Filed 2023-08-10

Leonteq Securities AG

UNCHANGED

Shares100,000 from 100,000

Change0 (0%)

Value$96.0K (+$21.0K)

Filed 2026-03-11

Bank of America Corp

DECREASED

Shares97,803 from 294,512

Change-196,709 (-67%)

Value$93.9K (-$127.0K)

Filed 2023-08-14

Osaic Holdings, Inc.

DECREASED

Shares88,774 from 89,224

Change-450 (0%)

Value$85.2K (+$18.3K)

Filed 2023-08-21

Bank of New York Mellon Corp

DECREASED

Shares88,504 from 88,579

Change-75 (0%)

Value$85.0K (+$18.5K)

Filed 2023-08-03

Franklin Resources Inc

UNCHANGED

Shares83,012 from 83,012

Change0 (0%)

Value$79.7K (+$17.4K)

Filed 2023-08-11

Group One Trading LLC

DECREASED

Shares68,632 from 133,795

Change-65,163 (-49%)

Value$65.9K (-$34.5K)

Filed 2023-08-09

Qube Research & Technologies Ltd

NEW

Shares64,122

Change+64,122

Value$61.6K

Filed 2023-08-14

GTS Securities LLC

NEW

Shares51,109

Change+51,109

Value$49.1K

Filed 2023-08-16

Prelude Capital Management, LLC

NEW

Shares46,889

Change+46,889

Value$45.0K

Filed 2023-08-14

Arrowstreet Capital, Limited Partnership

NEW

Shares42,193

Change+42,193

Value$41

Filed 2023-08-14

Sheaff Brock Investment Advisors, LLC

DECREASED

Shares38,200 from 47,200

Change-9,000 (-19%)

Value$36.7K (+$1.3K)

Filed 2023-08-08

Engineers Gate Manager LP

UNCHANGED

Shares28,324 from 28,324

Change0 (0%)

Value$27.2K (+$5.9K)

Filed 2023-08-14

Price T Rowe Associates Inc

UNCHANGED

Shares28,305 from 28,305

Change0 (0%)

Value$28 (+$6)

Filed 2023-08-14

Raymond James Financial Services Advisors, Inc.

INCREASED

Shares20,812 from 12,706

Change+8,106 (+64%)

Value$20.0K (+$10.5K)

Filed 2023-07-25

Mcdonald Partners LLC

DECREASED

Shares20,199 from 34,253

Change-14,054 (-41%)

Value$19.4K (-$6.3K)

Filed 2023-07-17

Victory Capital Management Inc

DECREASED

Shares20,024 from 20,490

Change-466 (-2%)

Value$19.2K (+$3.9K)

Filed 2023-07-27

Goldman Sachs Group Inc

DECREASED

Shares19,106 from 19,426

Change-320 (-2%)

Value$18.3K (+$3.8K)

Filed 2024-05-14

Creative Planning

UNCHANGED

Shares16,432 from 16,432

Change0 (0%)

Value$15.8K (+$3.5K)

Filed 2023-07-21

Lido Advisors, LLC

NEW

Shares15,000

Change+15,000

Value$14.4K

Filed 2023-08-09

Parallel Advisors, LLC

UNCHANGED

Shares14,000 from 14,000

Change0 (0%)

Value$13.4K (+$2.9K)

Filed 2024-05-20

CM Wealth Advisors LLC

NEW

Shares13,890

Change+13,890

Value$14.3K

Filed 2023-08-15

FMR LLC

INCREASED

Shares12,941 from 4,763

Change+8,178 (+172%)

Value$12.4K (+$8.9K)

Filed 2026-11-05

Simplex Trading, LLC

NEW

Shares12,547

Change+12,547

Value$12

Filed 2023-08-04

Foundations Investment Advisors, LLC

INCREASED

Shares10,003 from 10,000

Change+3 (+0%)

Value$9.6K (+$2.1K)

Filed 2023-07-19

NWF Advisory Services Inc.

UNCHANGED

Shares10,000 from 10,000

Change0 (0%)

Value$9.6K ($0)

Filed 2025-12-08

Mission Wealth Management, LP

UNCHANGED

Shares10,000 from 10,000

Change0 (0%)

Value$9.6K (+$2.1K)

Filed 2023-08-04

Arista Wealth Management, LLC

UNCHANGED

Shares10,000 from 10,000

Change0 (0%)

Value$9.6K (+$2.1K)

Filed 2023-07-20

Northeast Financial Consultants Inc

UNCHANGED

Shares10,000 from 10,000

Change0 (0%)

Value$9.6K (+$2.1K)

Filed 2023-08-08

Tradition Wealth Management, LLC

UNCHANGED

Shares5,148 from 5,148

Change0 (0%)

Value$5 (+$1)

Filed 2023-08-14

JPMorgan Chase & Co

UNCHANGED

Shares3,924 from 3,924

Change0 (0%)

Value$3.8K (+$767)

Filed 2023-08-11

UBS Group AG

INCREASED

Shares3,725 from 3,403

Change+322 (+9%)

Value$3.6K (+$1.0K)

Filed 2023-08-11

Rhumbline Advisers

NEW

Shares3,600

Change+3,600

Value$3.5K

Filed 2023-08-08

Key FInancial Inc

UNCHANGED

Shares2,500 from 2,500

Change0 (0%)

Value$2.4K (+$525)

Filed 2023-07-28

Steward Partners Investment Advisory, LLC

UNCHANGED

Shares2,250 from 2,250

Change0 (0%)

Value$2.2K (+$472)

Filed 2023-08-14

Tower Research Capital LLC (TRC)

INCREASED

Shares1,759 from 50

Change+1,709 (+3418%)

Value$1.7K (+$1.7K)

Filed 2023-08-14

Federation des caisses Desjardins du Quebec

UNCHANGED

Shares1,600 from 1,600

Change0 (0%)

Value$1.5K (+$336)

Filed 2024-08-15

Allworth Financial LP

UNCHANGED

Shares1,390 from 1,390

Change0 (0%)

Value$1.3K (+$292)

Filed 2023-07-18

Focused Wealth Management, Inc

UNCHANGED

Shares800 from 800

Change0 (0%)

Value$768 (+$168)

Filed 2023-08-08

UMB Bank, n.a.

UNCHANGED

Shares200 from 200

Change0 (0%)

Value$192 (+$42)

Filed 2023-07-25

BNP Paribas Financial Markets

INCREASED

Shares184 from 27

Change+157 (+581%)

Value$177 (+$157)

Filed 2023-08-09

Citadel Advisors LLC

NEW

Shares100

Change+100

Value$96

Filed 2023-08-14

CWM, LLC

UNCHANGED

Shares12 from 12

Change0 (0%)

Value$0 ($0)

Filed 2023-08-03

Royal Bank of Canada

DECREASED

Shares4 from 7,318

Change-7,314 (-100%)

Value$0 (-$5.0K)

Filed 2023-08-14

Lindbrook Capital, LLC

UNCHANGED

Shares1 from 1

Change0 (0%)

Value$1 ($0)

Filed 2023-07-31

Ikarian Capital, LLC

CLOSED

Shares0 from 176,980

Change-176,980 (-100%)

Value$0 (-$132.7K)

Filed 2023-08-14

Bridgeway Capital Management, LLC

CLOSED

Shares0 from 150,000

Change-150,000 (-100%)

Value$0 (-$112.5K)

Filed 2023-08-14

Winton Group Ltd

CLOSED

Shares0 from 109,140

Change-109,140 (-100%)

Value$0 (-$81.9K)

Filed 2023-08-14

Boothbay Fund Management, LLC

CLOSED

Shares0 from 30,401

Change-30,401 (-100%)

Value$0 (-$22.8K)

Filed 2023-08-14

Two Sigma Securities, LLC

CLOSED

Shares0 from 24,553

Change-24,553 (-100%)

Value$0 (-$18.4K)

Filed 2023-08-14

ExodusPoint Capital Management, LP

CLOSED

Shares0 from 24,300

Change-24,300 (-100%)

Value$0 (-$18)

Filed 2023-08-11

West Michigan Advisors, LLC

CLOSED

Shares0 from 17,000

Change-17,000 (-100%)

Value$0 (-$12.8K)

Filed 2023-08-15

Moors & Cabot, Inc.

CLOSED

Shares0 from 12,400

Change-12,400 (-100%)

Value$0 (-$9.3K)

Filed 2023-08-10

Independent Advisor Alliance

CLOSED

Shares0 from 10,800

Change-10,800 (-100%)

Value$0 (-$8.1K)

Filed 2023-07-28

Kalos Management, Inc.

CLOSED

Shares0 from 200

Change-200 (-100%)

Value$0 (-$150)

Filed 2023-08-09

TCI Wealth Advisors, Inc.

CLOSED

Shares0 from 100

Change-100 (-100%)

Value$0 (-$75)

Filed 2023-08-04

Proequities, Inc.

UNCHANGED

Shares0 from 0

Change0

Value$0 ($0)

Filed 2023-08-10

	Status
Armistice Capital, LLC	INCREASED	20,000,000	16,700,000	+3,300,000	+20%	$12.5M	$19.2M	+$6.7M	2023-08-14
Vanguard Group Inc	DECREASED	8,580,357	8,777,670	-197,313	-2%	$6.6M	$8.2M	+$1.7M	2023-08-14
Kennedy Capital Management LLC	NEW	4,881,037	—	+4,881,037	—	—	$4.7M	—	2023-08-14
BlackRock Inc.	INCREASED	3,482,697	3,448,478	+34,219	+1%	$2.6M	$3.3M	+$757.0K	2023-08-11
Acadian Asset Management LLC	DECREASED	2,906,092	3,712,411	-806,319	-22%	$2.8K	$2.8K	+$5	2023-08-07
Ergoteles LLC	NEW	2,329,817	—	+2,329,817	—	—	$2.2M	—	2023-08-14
Geode Capital Management, LLC	INCREASED	1,783,701	1,757,437	+26,264	+1%	$1.3M	$1.7M	+$394.3K	2023-08-11
Renaissance Technologies LLC	INCREASED	1,417,567	967,400	+450,167	+47%	$726	$1.4K	+$635	2023-08-11
New York Life Investment Management LLC	NEW	1,378,422	—	+1,378,422	—	—	$1.3M	—	2023-08-07
Morgan Stanley	DECREASED	1,107,825	1,146,119	-38,294	-3%	$859.6K	$1.1M	+$203.9K	2023-08-14
Crystalline Management Inc.	NEW	1,063,056	—	+1,063,056	—	—	$1.0M	—	2023-08-09
HGC Investment Management Inc.	NEW	1,045,155	—	+1,045,155	—	—	$1.0K	—	2023-08-14
Sargent Investment Group, LLC	DECREASED	975,600	1,104,600	-129,000	-12%	$846.1K	$936.6K	+$90.5K	2023-07-31
CM Management, LLC	INCREASED	800,000	675,000	+125,000	+19%	$506	$768	+$262	2023-08-04
Alethea Capital Management, LLC	DECREASED	750,465	787,973	-37,508	-5%	$591.0K	$720.4K	+$129.5K	2023-08-15
State Street Corp	DECREASED	612,969	675,369	-62,400	-9%	$506.5K	$588.5K	+$81.9K	2023-08-14
Beryl Capital Management LLC	NEW	508,304	—	+508,304	—	—	$488.0K	—	2023-08-14
Thompson Siegel & Walmsley LLC	NEW	505,024	—	+505,024	—	—	$485	—	2023-08-10
US Bancorp \de\	UNCHANGED	389,142	389,142	0	0%	$291.9K	$373.6K	+$81.7K	2023-08-10
Millennium Management LLC	DECREASED	389,020	726,159	-337,139	-46%	$545	$373.5K	+$372.9K	2023-08-14
Dimensional Fund Advisors LP	DECREASED	371,752	371,792	-40	0%	$278.7K	$356.8K	+$78.1K	2023-08-09
Wells Fargo & Company	DECREASED	365,931	370,665	-4,734	-1%	$278.0K	$351.3K	+$73.3K	2023-08-15
PenderFund Capital Management Ltd.	NEW	333,220	—	+333,220	—	—	$424	—	2023-08-11
Northern Trust Corp	DECREASED	311,003	353,904	-42,901	-12%	$265.4K	$298.6K	+$33.1K	2023-08-11
Susquehanna International Group, LLP	DECREASED	243,555	407,237	-163,682	-40%	$305.4K	$233.8K	-$71.6K	2023-08-11
Jane Street Group, LLC	INCREASED	191,359	42,928	+148,431	+346%	$32.2K	$183.7K	+$151.5K	2023-08-14
Virtu Financial LLC	INCREASED	157,908	64,514	+93,394	+145%	$48	$152	+$104	2023-07-27
Diametric Capital, LP	NEW	146,061	—	+146,061	—	—	$140.2K	—	2023-08-11
XTX Topco Ltd	NEW	144,593	—	+144,593	—	—	$138.8K	—	2023-08-14
Janney Montgomery Scott LLC	UNCHANGED	143,186	143,186	0	0%	$107	$137	+$30	2023-07-26
Tekla Capital Management LLC	UNCHANGED	114,670	114,670	0	0%	$86.0K	$110.1K	+$24.1K	2023-08-10
Sonora Investment Management Group, LLC	DECREASED	103,000	103,200	-200	0%	$77.4K	$98.9K	+$21.5K	2023-08-10
Leonteq Securities AG	UNCHANGED	100,000	100,000	0	0%	$75.0K	$96.0K	+$21.0K	2026-03-11
Bank of America Corp	DECREASED	97,803	294,512	-196,709	-67%	$220.9K	$93.9K	-$127.0K	2023-08-14
Osaic Holdings, Inc.	DECREASED	88,774	89,224	-450	0%	$66.9K	$85.2K	+$18.3K	2023-08-21
Bank of New York Mellon Corp	DECREASED	88,504	88,579	-75	0%	$66.4K	$85.0K	+$18.5K	2023-08-03
Franklin Resources Inc	UNCHANGED	83,012	83,012	0	0%	$62.3K	$79.7K	+$17.4K	2023-08-11
Group One Trading LLC	DECREASED	68,632	133,795	-65,163	-49%	$100.3K	$65.9K	-$34.5K	2023-08-09
Qube Research & Technologies Ltd	NEW	64,122	—	+64,122	—	—	$61.6K	—	2023-08-14
GTS Securities LLC	NEW	51,109	—	+51,109	—	—	$49.1K	—	2023-08-16
Prelude Capital Management, LLC	NEW	46,889	—	+46,889	—	—	$45.0K	—	2023-08-14
Arrowstreet Capital, Limited Partnership	NEW	42,193	—	+42,193	—	—	$41	—	2023-08-14
Sheaff Brock Investment Advisors, LLC	DECREASED	38,200	47,200	-9,000	-19%	$35.4K	$36.7K	+$1.3K	2023-08-08
Engineers Gate Manager LP	UNCHANGED	28,324	28,324	0	0%	$21.2K	$27.2K	+$5.9K	2023-08-14
Price T Rowe Associates Inc	UNCHANGED	28,305	28,305	0	0%	$22	$28	+$6	2023-08-14
Raymond James Financial Services Advisors, Inc.	INCREASED	20,812	12,706	+8,106	+64%	$9.5K	$20.0K	+$10.5K	2023-07-25
Mcdonald Partners LLC	DECREASED	20,199	34,253	-14,054	-41%	$25.7K	$19.4K	-$6.3K	2023-07-17
Victory Capital Management Inc	DECREASED	20,024	20,490	-466	-2%	$15.4K	$19.2K	+$3.9K	2023-07-27
Goldman Sachs Group Inc	DECREASED	19,106	19,426	-320	-2%	$14.6K	$18.3K	+$3.8K	2024-05-14
Creative Planning	UNCHANGED	16,432	16,432	0	0%	$12.3K	$15.8K	+$3.5K	2023-07-21
Lido Advisors, LLC	NEW	15,000	—	+15,000	—	—	$14.4K	—	2023-08-09
Parallel Advisors, LLC	UNCHANGED	14,000	14,000	0	0%	$10.5K	$13.4K	+$2.9K	2024-05-20
CM Wealth Advisors LLC	NEW	13,890	—	+13,890	—	—	$14.3K	—	2023-08-15
FMR LLC	INCREASED	12,941	4,763	+8,178	+172%	$3.6K	$12.4K	+$8.9K	2026-11-05
Simplex Trading, LLC	NEW	12,547	—	+12,547	—	—	$12	—	2023-08-04
Foundations Investment Advisors, LLC	INCREASED	10,003	10,000	+3	+0%	$7.5K	$9.6K	+$2.1K	2023-07-19
NWF Advisory Services Inc.	UNCHANGED	10,000	10,000	0	0%	$9.6K	$9.6K	$0	2025-12-08
Mission Wealth Management, LP	UNCHANGED	10,000	10,000	0	0%	$7.5K	$9.6K	+$2.1K	2023-08-04
Arista Wealth Management, LLC	UNCHANGED	10,000	10,000	0	0%	$7.5K	$9.6K	+$2.1K	2023-07-20
Northeast Financial Consultants Inc	UNCHANGED	10,000	10,000	0	0%	$7.5K	$9.6K	+$2.1K	2023-08-08
Tradition Wealth Management, LLC	UNCHANGED	5,148	5,148	0	0%	$4	$5	+$1	2023-08-14
JPMorgan Chase & Co	UNCHANGED	3,924	3,924	0	0%	$3.0K	$3.8K	+$767	2023-08-11
UBS Group AG	INCREASED	3,725	3,403	+322	+9%	$2.6K	$3.6K	+$1.0K	2023-08-11
Rhumbline Advisers	NEW	3,600	—	+3,600	—	—	$3.5K	—	2023-08-08
Key FInancial Inc	UNCHANGED	2,500	2,500	0	0%	$1.9K	$2.4K	+$525	2023-07-28
Steward Partners Investment Advisory, LLC	UNCHANGED	2,250	2,250	0	0%	$1.7K	$2.2K	+$472	2023-08-14
Tower Research Capital LLC (TRC)	INCREASED	1,759	50	+1,709	+3418%	$0	$1.7K	+$1.7K	2023-08-14
Federation des caisses Desjardins du Quebec	UNCHANGED	1,600	1,600	0	0%	$1.2K	$1.5K	+$336	2024-08-15
Allworth Financial LP	UNCHANGED	1,390	1,390	0	0%	$1.0K	$1.3K	+$292	2023-07-18
Focused Wealth Management, Inc	UNCHANGED	800	800	0	0%	$600	$768	+$168	2023-08-08
UMB Bank, n.a.	UNCHANGED	200	200	0	0%	$150	$192	+$42	2023-07-25
BNP Paribas Financial Markets	INCREASED	184	27	+157	+581%	$20	$177	+$157	2023-08-09
Citadel Advisors LLC	NEW	100	—	+100	—	—	$96	—	2023-08-14
CWM, LLC	UNCHANGED	12	12	0	0%	$0	$0	$0	2023-08-03
Royal Bank of Canada	DECREASED	4	7,318	-7,314	-100%	$5.0K	$0	-$5.0K	2023-08-14
Lindbrook Capital, LLC	UNCHANGED	1	1	0	0%	$1	$1	$0	2023-07-31
Ikarian Capital, LLC	CLOSED	0	176,980	-176,980	-100%	$132.7K	$0	-$132.7K	2023-08-14
Bridgeway Capital Management, LLC	CLOSED	0	150,000	-150,000	-100%	$112.5K	$0	-$112.5K	2023-08-14
Winton Group Ltd	CLOSED	0	109,140	-109,140	-100%	$81.9K	$0	-$81.9K	2023-08-14
Boothbay Fund Management, LLC	CLOSED	0	30,401	-30,401	-100%	$22.8K	$0	-$22.8K	2023-08-14
Two Sigma Securities, LLC	CLOSED	0	24,553	-24,553	-100%	$18.4K	$0	-$18.4K	2023-08-14
ExodusPoint Capital Management, LP	CLOSED	0	24,300	-24,300	-100%	$18	$0	-$18	2023-08-11
West Michigan Advisors, LLC	CLOSED	0	17,000	-17,000	-100%	$12.8K	$0	-$12.8K	2023-08-15
Moors & Cabot, Inc.	CLOSED	0	12,400	-12,400	-100%	$9.3K	$0	-$9.3K	2023-08-10
Independent Advisor Alliance	CLOSED	0	10,800	-10,800	-100%	$8.1K	$0	-$8.1K	2023-07-28
Kalos Management, Inc.	CLOSED	0	200	-200	-100%	$150	$0	-$150	2023-08-09
TCI Wealth Advisors, Inc.	CLOSED	0	100	-100	-100%	$75	$0	-$75	2023-08-04
Proequities, Inc.	UNCHANGED	0	0	0	—	$0	$0	$0	2023-08-10

Showing 88 of 88 institutions