Spreadtrum Communications in

Q3 2013 vs Q4 2013

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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DekaBank Deutsche Girozentrale

UNCHANGED

Shares47,200 from 47,200

Change0 (0%)

Value$1.5K (+$22)

Filed 2014-02-11

Allianz Asset Management GmbH

NEW

Shares7,500

Change+7,500

Value$232

Filed 2014-02-13

Pentwater Capital Management LP

CLOSED

Shares0 from 3,441,332

Change-3,441,332 (-100%)

Value$0 (-$104.8K)

Filed 2014-02-14

Morgan Stanley

CLOSED

Shares0 from 2,256,064

Change-2,256,064 (-100%)

Value$0 (-$68.7K)

Filed 2014-02-13

Soros Fund Management LLC

CLOSED

Shares0 from 1,900,000

Change-1,900,000 (-100%)

Value$0 (-$57.9K)

Filed 2014-02-14

Oxford Asset Management LLP

CLOSED

Shares0 from 1,836,946

Change-1,836,946 (-100%)

Value$0 (-$56.0K)

Filed 2016-03-15

Farallon Capital Management, L.L.C.

CLOSED

Shares0 from 1,507,877

Change-1,507,877 (-100%)

Value$0 (-$45.9K)

Filed 2014-02-14

Arrowgrass Capital Partners (US) LP

CLOSED

Shares0 from 1,458,742

Change-1,458,742 (-100%)

Value$0 (-$44.4K)

Filed 2014-02-14

Group One Trading LLC

CLOSED

Shares0 from 1,380,330

Change-1,380,330 (-100%)

Value$0 (-$42.0K)

Filed 2014-01-31

Alpine Associates Advisors

CLOSED

Shares0 from 1,155,900

Change-1,155,900 (-100%)

Value$0 (-$35.2K)

Filed 2014-02-11

Grantham, Mayo, Van Otterloo & Co. LLC

CLOSED

Shares0 from 962,800

Change-962,800 (-100%)

Value$0 (-$29.3K)

Filed 2014-02-13

Westchester Capital Management, LLC

CLOSED

Shares0 from 869,430

Change-869,430 (-100%)

Value$0 (-$26.5K)

Filed 2014-02-14

D. E. Shaw & Co., Inc.

CLOSED

Shares0 from 708,703

Change-708,703 (-100%)

Value$0 (-$21.6K)

Filed 2014-02-14

Susquehanna International Group, LLP

CLOSED

Shares0 from 669,104

Change-669,104 (-100%)

Value$0 (-$20.4K)

Filed 2014-02-13

Walleye Trading LLC

CLOSED

Shares0 from 625,540

Change-625,540 (-100%)

Value$0 (-$19.1K)

Filed 2014-02-14

Oberweis Asset Management Inc/

CLOSED

Shares0 from 436,894

Change-436,894 (-100%)

Value$0 (-$13.3K)

Filed 2014-02-14

FIL Ltd

CLOSED

Shares0 from 407,723

Change-407,723 (-100%)

Value$0 (-$12.4K)

Filed 2014-02-13

Stevens Capital Management LP

CLOSED

Shares0 from 312,381

Change-312,381 (-100%)

Value$0 (-$9.5K)

Filed 2014-02-06

Millennium Management LLC

CLOSED

Shares0 from 307,121

Change-307,121 (-100%)

Value$0 (-$9.4K)

Filed 2014-02-14

Airain ltd

CLOSED

Shares0 from 302,227

Change-302,227 (-100%)

Value$0 (-$9.2K)

Filed 2014-02-12

Vertex One Asset Management Inc.

CLOSED

Shares0 from 275,000

Change-275,000 (-100%)

Value$0 (-$8.4K)

Filed 2014-02-14

Wolverine Asset Management LLC

CLOSED

Shares0 from 257,190

Change-257,190 (-100%)

Value$0 (-$7.8K)

Filed 2014-02-14

Havens Advisors LLC

CLOSED

Shares0 from 246,000

Change-246,000 (-100%)

Value$0 (-$7.5K)

Filed 2014-01-29

Overland Advisors, LLC

CLOSED

Shares0 from 233,276

Change-233,276 (-100%)

Value$0 (-$7.1K)

Filed 2014-02-14

First Eagle Investment Management, LLC

CLOSED

Shares0 from 220,000

Change-220,000 (-100%)

Value$0 (-$6.7K)

Filed 2014-02-14

Jefferies Group LLC

CLOSED

Shares0 from 180,954

Change-180,954 (-100%)

Value$0 (-$5.5K)

Filed 2014-02-18

Oconnor, A Distinct Business Unit of UBS Asset Management Americas (LLC)

CLOSED

Shares0 from 175,052

Change-175,052 (-100%)

Value$0 (-$5.3M)

Filed 2015-02-13

Gabelli & Co Investment Advisers, Inc.

CLOSED

Shares0 from 168,145

Change-168,145 (-100%)

Value$0 (-$5.1K)

Filed 2014-02-07

Fiera Capital Corp

CLOSED

Shares0 from 164,900

Change-164,900 (-100%)

Value$0 (-$5.0K)

Filed 2014-02-21

BlackRock Group LTD

CLOSED

Shares0 from 158,719

Change-158,719 (-100%)

Value$0 (-$4.8K)

Filed 2014-02-12

Peak6 Investments, L.P.

CLOSED

Shares0 from 154,436

Change-154,436 (-100%)

Value$0 (-$4.7K)

Filed 2014-02-13

GLG Inc.

CLOSED

Shares0 from 114,809

Change-114,809 (-100%)

Value$0 (-$3.5K)

Filed 2014-02-14

Public Employees Retirement System of Ohio

CLOSED

Shares0 from 108,500

Change-108,500 (-100%)

Value$0 (-$3.3K)

Filed 2014-02-14

State Street Corp

CLOSED

Shares0 from 103,077

Change-103,077 (-100%)

Value$0 (-$3.1K)

Filed 2014-02-06

PineBridge Investments Ltd

CLOSED

Shares0 from 100,000

Change-100,000 (-100%)

Value$0 (-$3.0K)

Filed 2015-02-24

Stone Toro Investment Advisers, LP

CLOSED

Shares0 from 95,000

Change-95,000 (-100%)

Value$0 (-$2.9K)

Filed 2014-01-28

Credit Suisse AG/

CLOSED

Shares0 from 90,606

Change-90,606 (-100%)

Value$0 (-$2.8K)

Filed 2014-02-14

Barclays PLC

CLOSED

Shares0 from 77,943

Change-77,943 (-100%)

Value$0 (-$2.3K)

Filed 2014-02-13

Wells Fargo & Company

CLOSED

Shares0 from 58,871

Change-58,871 (-100%)

Value$0 (-$1.8K)

Filed 2014-02-06

Glazer Capital, LLC

CLOSED

Shares0 from 58,694

Change-58,694 (-100%)

Value$0 (-$1.8K)

Filed 2014-02-14

California Public Employees Retirement System

CLOSED

Shares0 from 56,800

Change-56,800 (-100%)

Value$0 (-$1.7K)

Filed 2015-08-17

Commonwealth of Pennsylvania Public School Empls Retrmt SYS

CLOSED

Shares0 from 56,400

Change-56,400 (-100%)

Value$0 (-$1.7K)

Filed 2014-02-07

Central Asset Investments & Management Holdings (HK) Ltd

CLOSED

Shares0 from 55,600

Change-55,600 (-100%)

Value$0 (-$1.7K)

Filed 2014-02-13

Jane Street Holding, LLC

CLOSED

Shares0 from 53,132

Change-53,132 (-100%)

Value$0 (-$1.6K)

Filed 2014-02-14

Deutsche Bank Ag\

CLOSED

Shares0 from 50,928

Change-50,928 (-100%)

Value$0 (-$1.5K)

Filed 2014-02-24

Spot Trading L.l.c

CLOSED

Shares0 from 45,507

Change-45,507 (-100%)

Value$0 (-$1.4K)

Filed 2014-02-03

Guggenheim Capital LLC

CLOSED

Shares0 from 43,558

Change-43,558 (-100%)

Value$0 (-$1.3K)

Filed 2014-02-14

Panagora Asset Management Inc

CLOSED

Shares0 from 40,485

Change-40,485 (-100%)

Value$0 (-$1.2K)

Filed 2014-02-21

JPMorgan Chase & Co

CLOSED

Shares0 from 38,866

Change-38,866 (-100%)

Value$0 (-$1.2K)

Filed 2014-02-26

Sather Financial Group Inc

CLOSED

Shares0 from 37,800

Change-37,800 (-100%)

Value$0 (-$1.2K)

Filed 2014-01-30

Marshall Wace North America, L.P.

CLOSED

Shares0 from 34,626

Change-34,626 (-100%)

Value$0 (-$1.1K)

Filed 2014-02-14

Loeb Offshore Management LP

CLOSED

Shares0 from 31,067

Change-31,067 (-100%)

Value$0 (-$946)

Filed 2014-02-14

Gruber & Mcbaine Capital Management LLC

CLOSED

Shares0 from 30,000

Change-30,000 (-100%)

Value$0 (-$914)

Filed 2014-02-11

Visium Asset Management, LP

CLOSED

Shares0 from 25,843

Change-25,843 (-100%)

Value$0 (-$787)

Filed 2014-02-14

First Trust Advisors LP

CLOSED

Shares0 from 25,032

Change-25,032 (-100%)

Value$0 (-$762)

Filed 2014-08-08

Paloma Partners Management Co

CLOSED

Shares0 from 25,000

Change-25,000 (-100%)

Value$0 (-$762)

Filed 2014-02-14

Prelude Capital Management, LLC

CLOSED

Shares0 from 24,600

Change-24,600 (-100%)

Value$0 (-$749)

Filed 2014-02-14

Touradji Capital Management, LP

CLOSED

Shares0 from 23,500

Change-23,500 (-100%)

Value$0 (-$716)

Filed 2014-02-11

BNP Paribas Financial Markets

CLOSED

Shares0 from 20,404

Change-20,404 (-100%)

Value$0 (-$621.5K)

Filed 2014-04-02

Ardsley Advisory Partners LP

CLOSED

Shares0 from 20,000

Change-20,000 (-100%)

Value$0 (-$609)

Filed 2014-02-12

Advisors Asset Management, Inc.

CLOSED

Shares0 from 19,217

Change-19,217 (-100%)

Value$0 (-$585)

Filed 2014-02-03

UBS AG

CLOSED

Shares0 from 18,475

Change-18,475 (-100%)

Value$0 (-$563)

Filed 2014-05-21

Two Sigma Investments, LP

CLOSED

Shares0 from 18,386

Change-18,386 (-100%)

Value$0 (-$560)

Filed 2014-02-14

Fairfax Financial Holdings LTD/ CAN

CLOSED

Shares0 from 16,500

Change-16,500 (-100%)

Value$0 (-$502)

Filed 2014-02-14

BlackRock Inc.

CLOSED

Shares0 from 16,150

Change-16,150 (-100%)

Value$0 (-$492)

Filed 2014-02-28

GSA Capital Partners LLP

CLOSED

Shares0 from 16,144

Change-16,144 (-100%)

Value$0 (-$492)

Filed 2014-02-12

Citigroup Inc

CLOSED

Shares0 from 13,818

Change-13,818 (-100%)

Value$0 (-$421)

Filed 2014-02-14

Tradeworx Inc.

CLOSED

Shares0 from 13,746

Change-13,746 (-100%)

Value$0 (-$419)

Filed 2014-02-18

Bank of Montreal

CLOSED

Shares0 from 13,367

Change-13,367 (-100%)

Value$0 (-$408)

Filed 2014-01-08

Legal & General Group Plc

CLOSED

Shares0 from 13,000

Change-13,000 (-100%)

Value$0 (-$396)

Filed 2014-02-07

KCG Holdings, Inc.

CLOSED

Shares0 from 12,948

Change-12,948 (-100%)

Value$0 (-$394)

Filed 2014-02-13

Gabelli Funds LLC

CLOSED

Shares0 from 12,400

Change-12,400 (-100%)

Value$0 (-$378)

Filed 2014-02-07

SG Americas Securities, LLC

CLOSED

Shares0 from 12,000

Change-12,000 (-100%)

Value$0 (-$366)

Filed 2014-02-12

Caxton Associates LP

CLOSED

Shares0 from 11,700

Change-11,700 (-100%)

Value$0 (-$356)

Filed 2014-02-14

Credit Agricole S A

CLOSED

Shares0 from 10,000

Change-10,000 (-100%)

Value$0 (-$305)

Filed 2014-02-11

FNY Managed Accounts LLC

CLOSED

Shares0 from 9,500

Change-9,500 (-100%)

Value$0 (-$289)

Filed 2014-02-12

Gamco Investors, Inc. ET AL

CLOSED

Shares0 from 8,800

Change-8,800 (-100%)

Value$0 (-$268)

Filed 2014-02-07

Profund Advisors LLC

CLOSED

Shares0 from 8,250

Change-8,250 (-100%)

Value$0 (-$251)

Filed 2014-02-04

Parametric Portfolio Associates LLC

CLOSED

Shares0 from 8,071

Change-8,071 (-100%)

Value$0 (-$246)

Filed 2014-02-13

Geode Capital Management, LLC

CLOSED

Shares0 from 6,673

Change-6,673 (-100%)

Value$0 (-$203)

Filed 2014-02-14

Lazard Asset Management LLC

CLOSED

Shares0 from 6,000

Change-6,000 (-100%)

Value$0 (-$182)

Filed 2014-02-14

Index Management Solutions, LLC

CLOSED

Shares0 from 732

Change-732 (-100%)

Value$0 (-$22)

Filed 2014-02-11

NewSquare Capital LLC

CLOSED

Shares0 from 116

Change-116 (-100%)

Value$0 (-$4)

Filed 2014-01-06

Ameriprise Financial Inc

CLOSED

Shares0 from 25

Change-25 (-100%)

Value$0 (-$1)

Filed 2014-02-14

Stifel Nicolaus & Co Inc \mo\

N/A

Shares— from 13,422

Change-13,422 (-100%)

Value—

	Status
DekaBank Deutsche Girozentrale	UNCHANGED	47,200	47,200	0	0%	$1.4K	$1.5K	+$22	2014-02-11
Allianz Asset Management GmbH	NEW	7,500	—	+7,500	—	—	$232	—	2014-02-13
Pentwater Capital Management LP	CLOSED	0	3,441,332	-3,441,332	-100%	$104.8K	$0	-$104.8K	2014-02-14
Morgan Stanley	CLOSED	0	2,256,064	-2,256,064	-100%	$68.7K	$0	-$68.7K	2014-02-13
Soros Fund Management LLC	CLOSED	0	1,900,000	-1,900,000	-100%	$57.9K	$0	-$57.9K	2014-02-14
Oxford Asset Management LLP	CLOSED	0	1,836,946	-1,836,946	-100%	$56.0K	$0	-$56.0K	2016-03-15
Farallon Capital Management, L.L.C.	CLOSED	0	1,507,877	-1,507,877	-100%	$45.9K	$0	-$45.9K	2014-02-14
Arrowgrass Capital Partners (US) LP	CLOSED	0	1,458,742	-1,458,742	-100%	$44.4K	$0	-$44.4K	2014-02-14
Group One Trading LLC	CLOSED	0	1,380,330	-1,380,330	-100%	$42.0K	$0	-$42.0K	2014-01-31
Alpine Associates Advisors	CLOSED	0	1,155,900	-1,155,900	-100%	$35.2K	$0	-$35.2K	2014-02-11
Grantham, Mayo, Van Otterloo & Co. LLC	CLOSED	0	962,800	-962,800	-100%	$29.3K	$0	-$29.3K	2014-02-13
Westchester Capital Management, LLC	CLOSED	0	869,430	-869,430	-100%	$26.5K	$0	-$26.5K	2014-02-14
D. E. Shaw & Co., Inc.	CLOSED	0	708,703	-708,703	-100%	$21.6K	$0	-$21.6K	2014-02-14
Susquehanna International Group, LLP	CLOSED	0	669,104	-669,104	-100%	$20.4K	$0	-$20.4K	2014-02-13
Walleye Trading LLC	CLOSED	0	625,540	-625,540	-100%	$19.1K	$0	-$19.1K	2014-02-14
Oberweis Asset Management Inc/	CLOSED	0	436,894	-436,894	-100%	$13.3K	$0	-$13.3K	2014-02-14
FIL Ltd	CLOSED	0	407,723	-407,723	-100%	$12.4K	$0	-$12.4K	2014-02-13
Stevens Capital Management LP	CLOSED	0	312,381	-312,381	-100%	$9.5K	$0	-$9.5K	2014-02-06
Millennium Management LLC	CLOSED	0	307,121	-307,121	-100%	$9.4K	$0	-$9.4K	2014-02-14
Airain ltd	CLOSED	0	302,227	-302,227	-100%	$9.2K	$0	-$9.2K	2014-02-12
Vertex One Asset Management Inc.	CLOSED	0	275,000	-275,000	-100%	$8.4K	$0	-$8.4K	2014-02-14
Wolverine Asset Management LLC	CLOSED	0	257,190	-257,190	-100%	$7.8K	$0	-$7.8K	2014-02-14
Havens Advisors LLC	CLOSED	0	246,000	-246,000	-100%	$7.5K	$0	-$7.5K	2014-01-29
Overland Advisors, LLC	CLOSED	0	233,276	-233,276	-100%	$7.1K	$0	-$7.1K	2014-02-14
First Eagle Investment Management, LLC	CLOSED	0	220,000	-220,000	-100%	$6.7K	$0	-$6.7K	2014-02-14
Jefferies Group LLC	CLOSED	0	180,954	-180,954	-100%	$5.5K	$0	-$5.5K	2014-02-18
Oconnor, A Distinct Business Unit of UBS Asset Management Americas (LLC)	CLOSED	0	175,052	-175,052	-100%	$5.3M	$0	-$5.3M	2015-02-13
Gabelli & Co Investment Advisers, Inc.	CLOSED	0	168,145	-168,145	-100%	$5.1K	$0	-$5.1K	2014-02-07
Fiera Capital Corp	CLOSED	0	164,900	-164,900	-100%	$5.0K	$0	-$5.0K	2014-02-21
BlackRock Group LTD	CLOSED	0	158,719	-158,719	-100%	$4.8K	$0	-$4.8K	2014-02-12
Peak6 Investments, L.P.	CLOSED	0	154,436	-154,436	-100%	$4.7K	$0	-$4.7K	2014-02-13
GLG Inc.	CLOSED	0	114,809	-114,809	-100%	$3.5K	$0	-$3.5K	2014-02-14
Public Employees Retirement System of Ohio	CLOSED	0	108,500	-108,500	-100%	$3.3K	$0	-$3.3K	2014-02-14
State Street Corp	CLOSED	0	103,077	-103,077	-100%	$3.1K	$0	-$3.1K	2014-02-06
PineBridge Investments Ltd	CLOSED	0	100,000	-100,000	-100%	$3.0K	$0	-$3.0K	2015-02-24
Stone Toro Investment Advisers, LP	CLOSED	0	95,000	-95,000	-100%	$2.9K	$0	-$2.9K	2014-01-28
Credit Suisse AG/	CLOSED	0	90,606	-90,606	-100%	$2.8K	$0	-$2.8K	2014-02-14
Barclays PLC	CLOSED	0	77,943	-77,943	-100%	$2.3K	$0	-$2.3K	2014-02-13
Wells Fargo & Company	CLOSED	0	58,871	-58,871	-100%	$1.8K	$0	-$1.8K	2014-02-06
Glazer Capital, LLC	CLOSED	0	58,694	-58,694	-100%	$1.8K	$0	-$1.8K	2014-02-14
California Public Employees Retirement System	CLOSED	0	56,800	-56,800	-100%	$1.7K	$0	-$1.7K	2015-08-17
Commonwealth of Pennsylvania Public School Empls Retrmt SYS	CLOSED	0	56,400	-56,400	-100%	$1.7K	$0	-$1.7K	2014-02-07
Central Asset Investments & Management Holdings (HK) Ltd	CLOSED	0	55,600	-55,600	-100%	$1.7K	$0	-$1.7K	2014-02-13
Jane Street Holding, LLC	CLOSED	0	53,132	-53,132	-100%	$1.6K	$0	-$1.6K	2014-02-14
Deutsche Bank Ag\	CLOSED	0	50,928	-50,928	-100%	$1.5K	$0	-$1.5K	2014-02-24
Spot Trading L.l.c	CLOSED	0	45,507	-45,507	-100%	$1.4K	$0	-$1.4K	2014-02-03
Guggenheim Capital LLC	CLOSED	0	43,558	-43,558	-100%	$1.3K	$0	-$1.3K	2014-02-14
Panagora Asset Management Inc	CLOSED	0	40,485	-40,485	-100%	$1.2K	$0	-$1.2K	2014-02-21
JPMorgan Chase & Co	CLOSED	0	38,866	-38,866	-100%	$1.2K	$0	-$1.2K	2014-02-26
Sather Financial Group Inc	CLOSED	0	37,800	-37,800	-100%	$1.2K	$0	-$1.2K	2014-01-30
Marshall Wace North America, L.P.	CLOSED	0	34,626	-34,626	-100%	$1.1K	$0	-$1.1K	2014-02-14
Loeb Offshore Management LP	CLOSED	0	31,067	-31,067	-100%	$946	$0	-$946	2014-02-14
Gruber & Mcbaine Capital Management LLC	CLOSED	0	30,000	-30,000	-100%	$914	$0	-$914	2014-02-11
Visium Asset Management, LP	CLOSED	0	25,843	-25,843	-100%	$787	$0	-$787	2014-02-14
First Trust Advisors LP	CLOSED	0	25,032	-25,032	-100%	$762	$0	-$762	2014-08-08
Paloma Partners Management Co	CLOSED	0	25,000	-25,000	-100%	$762	$0	-$762	2014-02-14
Prelude Capital Management, LLC	CLOSED	0	24,600	-24,600	-100%	$749	$0	-$749	2014-02-14
Touradji Capital Management, LP	CLOSED	0	23,500	-23,500	-100%	$716	$0	-$716	2014-02-11
BNP Paribas Financial Markets	CLOSED	0	20,404	-20,404	-100%	$621.5K	$0	-$621.5K	2014-04-02
Ardsley Advisory Partners LP	CLOSED	0	20,000	-20,000	-100%	$609	$0	-$609	2014-02-12
Advisors Asset Management, Inc.	CLOSED	0	19,217	-19,217	-100%	$585	$0	-$585	2014-02-03
UBS AG	CLOSED	0	18,475	-18,475	-100%	$563	$0	-$563	2014-05-21
Two Sigma Investments, LP	CLOSED	0	18,386	-18,386	-100%	$560	$0	-$560	2014-02-14
Fairfax Financial Holdings LTD/ CAN	CLOSED	0	16,500	-16,500	-100%	$502	$0	-$502	2014-02-14
BlackRock Inc.	CLOSED	0	16,150	-16,150	-100%	$492	$0	-$492	2014-02-28
GSA Capital Partners LLP	CLOSED	0	16,144	-16,144	-100%	$492	$0	-$492	2014-02-12
Citigroup Inc	CLOSED	0	13,818	-13,818	-100%	$421	$0	-$421	2014-02-14
Tradeworx Inc.	CLOSED	0	13,746	-13,746	-100%	$419	$0	-$419	2014-02-18
Bank of Montreal	CLOSED	0	13,367	-13,367	-100%	$408	$0	-$408	2014-01-08
Legal & General Group Plc	CLOSED	0	13,000	-13,000	-100%	$396	$0	-$396	2014-02-07
KCG Holdings, Inc.	CLOSED	0	12,948	-12,948	-100%	$394	$0	-$394	2014-02-13
Gabelli Funds LLC	CLOSED	0	12,400	-12,400	-100%	$378	$0	-$378	2014-02-07
SG Americas Securities, LLC	CLOSED	0	12,000	-12,000	-100%	$366	$0	-$366	2014-02-12
Caxton Associates LP	CLOSED	0	11,700	-11,700	-100%	$356	$0	-$356	2014-02-14
Credit Agricole S A	CLOSED	0	10,000	-10,000	-100%	$305	$0	-$305	2014-02-11
FNY Managed Accounts LLC	CLOSED	0	9,500	-9,500	-100%	$289	$0	-$289	2014-02-12
Gamco Investors, Inc. ET AL	CLOSED	0	8,800	-8,800	-100%	$268	$0	-$268	2014-02-07
Profund Advisors LLC	CLOSED	0	8,250	-8,250	-100%	$251	$0	-$251	2014-02-04
Parametric Portfolio Associates LLC	CLOSED	0	8,071	-8,071	-100%	$246	$0	-$246	2014-02-13
Geode Capital Management, LLC	CLOSED	0	6,673	-6,673	-100%	$203	$0	-$203	2014-02-14
Lazard Asset Management LLC	CLOSED	0	6,000	-6,000	-100%	$182	$0	-$182	2014-02-14
Index Management Solutions, LLC	CLOSED	0	732	-732	-100%	$22	$0	-$22	2014-02-11
NewSquare Capital LLC	CLOSED	0	116	-116	-100%	$4	$0	-$4	2014-01-06
Ameriprise Financial Inc	CLOSED	0	25	-25	-100%	$1	$0	-$1	2014-02-14
Stifel Nicolaus & Co Inc \mo\	N/A	—	13,422	-13,422	-100%	$408.8K	—	—	—

Showing 85 of 85 institutions