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Sprott Focus Trust Inc (FUND)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
LPL Financial LLC
INCREASED
Shares632,092 from 543,929
Change+88,163 (+16%)
Value$6.1M (+$968.5K)
Filed 2026-11-06
Blue Bell Private Wealth Management, LLC
INCREASED
Shares243,279 from 237,835
Change+5,444 (+2%)
Value$2.4M (+$102.7K)
Filed 2026-10-29
Cambridge Investment Research Advisors, Inc.
INCREASED
Shares88,533 from 87,273
Change+1,260 (+1%)
Value$858 (-$826.1K)
Filed 2026-11-02
Sapient Capital LLC
INCREASED
Shares81,762 from 80,873
Change+889 (+1%)
Value$792.3K (+$25.6K)
Filed 2026-10-08
Shaker Financial Services, LLC
DECREASED
Shares76,777 from 126,728
Change-49,951 (-39%)
Value$744.0K (-$457.4K)
Filed 2026-10-14
Lodestar Private Asset Management LLC
UNCHANGED
Shares29,114 from 29,114
Change0 (0%)
Value$282.1K (+$6.1K)
Filed 2026-10-26
Level Four Advisory Services, LLC
DECREASED
Shares23,933 from 27,030
Change-3,097 (-11%)
Value$231.9K (-$24.3K)
Filed 2026-11-06
Pekin Hardy Strauss, Inc.
INCREASED
Shares12,206 from 11,691
Change+515 (+4%)
Value$118.3K (+$7.4K)
Filed 2026-11-02
Uhlmann Price Securities, LLC
NEW
Shares11,106
Change+11,106
Value$107.6K
Filed 2026-11-03
Advocate Investing Services LLC
INCREASED
Shares7,385 from 7,277
Change+108 (+1%)
Value$71.6K (+$2.6K)
Filed 2026-10-26
Hara Capital LLC
DECREASED
Shares4,920 from 8,490
Change-3,570 (-42%)
Value$47.7K (-$32.8K)
Filed 2026-10-30
Cassaday & Co Wealth Management LLC
NEW
Shares1,091
Change+1,091
Value$10.6K
Filed 2026-10-27
EverSource Wealth Advisors, LLC
INCREASED
Shares18 from 17
Change+1 (+6%)
Value$171 (+$6)
Filed 2026-11-04
CoreCap Advisors, LLC
CLOSED
Shares0 from 23,026
Change-23,026 (-100%)
Value$0 (-$218.3K)
Filed 2026-10-08
Mraz, Amerine & Associates, Inc.
CLOSED
Shares0 from 10,718
Change-10,718 (-100%)
Value$0 (-$101.6K)
Filed 2026-10-30
Institute for Wealth Management, Llc.
CLOSED
Shares0 from 7,723
Change-7,723 (-100%)
Value$0 (-$73.2K)
Filed 2026-11-06
Sprott Inc.
N/A
Shares— from 15,644,152
Change-15,644,152 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 851,608
Change-851,608 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 248,888
Change-248,888 (-100%)
Value—
Essex Financial Services, Inc.
N/A
Shares— from 218,889
Change-218,889 (-100%)
Value—
1607 Capital Partners, LLC
N/A
Shares— from 212,836
Change-212,836 (-100%)
Value—
Integrated Wealth Concepts LLC
N/A
Shares— from 155,517
Change-155,517 (-100%)
Value—
Evolve Private Wealth, LLC
N/A
Shares— from 146,028
Change-146,028 (-100%)
Value—
Rivernorth Capital Management, LLC
N/A
Shares— from 138,901
Change-138,901 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 107,550
Change-107,550 (-100%)
Value—
Captrust Financial Advisors
N/A
Shares— from 82,499
Change-82,499 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 57,337
Change-57,337 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 46,999
Change-46,999 (-100%)
Value—
Northwestern Mutual Wealth Management Co
N/A
Shares— from 20,147
Change-20,147 (-100%)
Value—
Susquehanna International Group, LLP
N/A
Shares— from 19,523
Change-19,523 (-100%)
Value—
Bank of America Corp
N/A
Shares— from 17,978
Change-17,978 (-100%)
Value—
Readystate Asset Management LP
N/A
Shares— from 14,119
Change-14,119 (-100%)
Value—
UBS Group AG
N/A
Shares— from 4,502
Change-4,502 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 1,611
Change-1,611 (-100%)
Value—
Ameritas Advisory Services, LLC
N/A
Shares— from 792
Change-792 (-100%)
Value—
Aberdeen Wealth Management LLC
N/A
Shares— from 102
Change-102 (-100%)
Value—
Status
LPL Financial LLC
INCREASED632,092543,929+88,163+16%$5.2M$6.1M+$968.5K2026-11-06
Blue Bell Private Wealth Management, LLC
INCREASED243,279237,835+5,444+2%$2.3M$2.4M+$102.7K2026-10-29
Cambridge Investment Research Advisors, Inc.
INCREASED88,53387,273+1,260+1%$827.0K$858-$826.1K2026-11-02
Sapient Capital LLC
INCREASED81,76280,873+889+1%$766.7K$792.3K+$25.6K2026-10-08
Shaker Financial Services, LLC
DECREASED76,777126,728-49,951-39%$1.2M$744.0K-$457.4K2026-10-14
Lodestar Private Asset Management LLC
UNCHANGED29,11429,11400%$276.0K$282.1K+$6.1K2026-10-26
Level Four Advisory Services, LLC
DECREASED23,93327,030-3,097-11%$256.2K$231.9K-$24.3K2026-11-06
Pekin Hardy Strauss, Inc.
INCREASED12,20611,691+515+4%$110.8K$118.3K+$7.4K2026-11-02
Uhlmann Price Securities, LLC
NEW11,106—+11,106——$107.6K—2026-11-03
Advocate Investing Services LLC
INCREASED7,3857,277+108+1%$69.0K$71.6K+$2.6K2026-10-26
Hara Capital LLC
DECREASED4,9208,490-3,570-42%$80.5K$47.7K-$32.8K2026-10-30
Cassaday & Co Wealth Management LLC
NEW1,091—+1,091——$10.6K—2026-10-27
EverSource Wealth Advisors, LLC
INCREASED1817+1+6%$165$171+$62026-11-04
CoreCap Advisors, LLC
CLOSED023,026-23,026-100%$218.3K$0-$218.3K2026-10-08
Mraz, Amerine & Associates, Inc.
CLOSED010,718-10,718-100%$101.6K$0-$101.6K2026-10-30
Institute for Wealth Management, Llc.
CLOSED07,723-7,723-100%$73.2K$0-$73.2K2026-11-06
Sprott Inc.
N/A—15,644,152-15,644,152-100%$148.3M———
Royal Bank of Canada
N/A—851,608-851,608-100%$8.1M———
Morgan Stanley
N/A—248,888-248,888-100%$2.4M———
Essex Financial Services, Inc.
N/A—218,889-218,889-100%$2.1M———
1607 Capital Partners, LLC
N/A—212,836-212,836-100%$2.0M———
Integrated Wealth Concepts LLC
N/A—155,517-155,517-100%$1.5M———
Evolve Private Wealth, LLC
N/A—146,028-146,028-100%$1.4M———
Rivernorth Capital Management, LLC
N/A—138,901-138,901-100%$1.3M———
Wells Fargo & Company
N/A—107,550-107,550-100%$1.0M———
Captrust Financial Advisors
N/A—82,499-82,499-100%$782.1K———
Raymond James Financial Inc
N/A—57,337-57,337-100%$543.6K———
Osaic Holdings, Inc.
N/A—46,999-46,999-100%$445.6K———
Northwestern Mutual Wealth Management Co
N/A—20,147-20,147-100%$191.0K———
Susquehanna International Group, LLP
N/A—19,523-19,523-100%$185.3K———
Bank of America Corp
N/A—17,978-17,978-100%$170.4K———
Readystate Asset Management LP
N/A—14,119-14,119-100%$134.0K———
UBS Group AG
N/A—4,502-4,502-100%$42.7K———
Steward Partners Investment Advisory, LLC
N/A—1,611-1,611-100%$15.3K———
Ameritas Advisory Services, LLC
N/A—792-792-100%$7.5K———
Aberdeen Wealth Management LLC
N/A—102-102-100%$967———
Showing 36 of 36 institutions