Sprott Gold Miners ETF (SGDM)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Asset One Wealth Management LLC

DECREASED

Shares237,664 from 239,319

Change-1,655 (-1%)

Value$17.6M (+$2.9M)

Filed 2026-11-02

LPL Financial LLC

INCREASED

Shares122,689 from 121,139

Change+1,550 (+1%)

Value$9.1M (+$1.5M)

Filed 2026-11-06

Riggs Asset Managment Co. Inc.

INCREASED

Shares52,155 from 51,656

Change+499 (+1%)

Value$3.9M (+$616.0K)

Filed 2026-11-05

D.A. Davidson & Co.

INCREASED

Shares49,473 from 47,275

Change+2,198 (+5%)

Value$3.7M (+$692.8K)

Filed 2026-10-28

New Harbor Financial Group, LLC

INCREASED

Shares47,614 from 30,181

Change+17,433 (+58%)

Value$3.5M (+$1.6M)

Filed 2026-10-22

Auxano Advisors, LLC

DECREASED

Shares43,734 from 43,902

Change-168 (0%)

Value$3.2M (+$479.7K)

Filed 2026-11-06

Thor Investment Management Inc

DECREASED

Shares42,049 from 43,523

Change-1,474 (-3%)

Value$3.1M (+$378.7K)

Filed 2026-10-13

Evergreen Capital Management LLC

DECREASED

Shares34,510 from 36,010

Change-1,500 (-4%)

Value$2.6M (+$292.6K)

Filed 2026-10-23

Kestra Advisory Services, LLC

DECREASED

Shares31,421 from 32,490

Change-1,069 (-3%)

Value$2.3M (+$285.0K)

Filed 2026-11-02

Pekin Hardy Strauss, Inc.

DECREASED

Shares29,390 from 31,162

Change-1,772 (-6%)

Value$2.2M (+$218.1K)

Filed 2026-11-02

Commonwealth Equity Services, LLC

INCREASED

Shares28,026 from 27,306

Change+720 (+3%)

Value$2.1M (+$359.4K)

Filed 2026-11-02

ADE, LLC

UNCHANGED

Shares19,355 from 19,355

Change0 (0%)

Value$1.4M (+$217.0K)

Filed 2026-10-29

180 Wealth Advisors, LLC

INCREASED

Shares19,140 from 15,316

Change+3,824 (+25%)

Value$1.4M (+$455.0K)

Filed 2026-11-03

Bayshore Capital Advisors, LLC

UNCHANGED

Shares16,400 from 16,400

Change0 (0%)

Value$1.2M (+$183.8K)

Filed 2026-11-02

Rossby Financial, LCC

UNCHANGED

Shares14,758 from 14,758

Change0 (0%)

Value$1.1M (+$165.4K)

Filed 2026-11-05

VestGen Advisors, LLC

INCREASED

Shares14,539 from 14,129

Change+410 (+3%)

Value$1.1M (+$188.8K)

Filed 2026-10-27

CWA Asset Management Group, LLC

UNCHANGED

Shares13,500 from 13,500

Change0 (0%)

Value$1.0M (+$151.3K)

Filed 2026-10-19

TD Waterhouse Canada Inc.

INCREASED

Shares7,937 from 7,819

Change+118 (+2%)

Value$578.7K (+$85.7K)

Filed 2026-10-16

Beaumont Financial Advisors, LLC

DECREASED

Shares7,797 from 7,928

Change-131 (-2%)

Value$577.6K (+$79.2K)

Filed 2026-10-22

Barry Investment Advisors, LLC

UNCHANGED

Shares7,736 from 7,736

Change0 (0%)

Value$573.1K (+$86.7K)

Filed 2026-10-14

Wealthcare Advisory Partners LLC

UNCHANGED

Shares7,512 from 7,512

Change0 (0%)

Value$556.5K (+$84.2K)

Filed 2026-10-21

Centurion Wealth Management LLC

UNCHANGED

Shares6,483 from 6,483

Change0 (0%)

Value$480.3K (+$72.7K)

Filed 2026-10-13

Capital Wealth Alliance, LLC

DECREASED

Shares6,014 from 6,376

Change-362 (-6%)

Value$445.5K (+$44.7K)

Filed 2026-10-20

AdvisorNet Financial, Inc

INCREASED

Shares5,635 from 5,455

Change+180 (+3%)

Value$394.2K (+$51.3K)

Filed 2026-10-15

Money Concepts Capital Corp

NEW

Shares5,344

Change+5,344

Value$395.9K

Filed 2026-11-06

AlphaStar Capital Management, LLC

DECREASED

Shares4,722 from 4,726

Change-4 (0%)

Value$349.8K (+$52.6K)

Filed 2026-10-16

Montis Financial, LLC

DECREASED

Shares4,432 from 4,468

Change-36 (-1%)

Value$328.3K (+$47.4K)

Filed 2026-11-04

Wealth Alliance Advisory Group, LLC

UNCHANGED

Shares4,425 from 4,425

Change0 (0%)

Value$327.8K (+$49.6K)

Filed 2026-10-14

Cambridge Investment Research Advisors, Inc.

INCREASED

Shares3,957 from 3,886

Change+71 (+2%)

Value$293 (-$243.7K)

Filed 2026-11-02

Prospera Financial Services Inc

UNCHANGED

Shares3,755 from 3,755

Change0 (0%)

Value$243.5K (+$7.5K)

Filed 2026-11-04

Beirne Wealth Consulting Services, LLC

UNCHANGED

Shares3,500 from 3,500

Change0 (0%)

Value$259.3K (+$39.2K)

Filed 2026-10-19

Latitude Advisors, LLC

NEW

Shares3,103

Change+3,103

Value$229.9K

Filed 2026-10-27

Hara Capital LLC

UNCHANGED

Shares3,050 from 3,050

Change0 (0%)

Value$225.9K (+$34.2K)

Filed 2026-10-30

Farther Finance Advisors, LLC

DECREASED

Shares1,700 from 2,307

Change-607 (-26%)

Value$125.9K (-$19.1K)

Filed 2026-10-08

LFA - Lugano Financial Advisors SA

NEW

Shares1,500

Change+1,500

Value$111.1K

Filed 2026-11-03

MH & Associates Securities Management Corp

UNCHANGED

Shares1,458 from 1,458

Change0 (0%)

Value$108.0K (+$16.3K)

Filed 2026-10-30

Hilltop National Bank

UNCHANGED

Shares1,250 from 1,250

Change0 (0%)

Value$92.6K (+$14.0K)

Filed 2026-10-14

Blue Trust, Inc.

DECREASED

Shares916 from 1,216

Change-300 (-25%)

Value$67.9K (-$8.6K)

Filed 2026-10-15

Allworth Financial LP

INCREASED

Shares357 from 200

Change+157 (+79%)

Value$22.5K (+$9.9K)

Filed 2026-11-06

CoreCap Advisors, LLC

UNCHANGED

Shares341 from 341

Change0 (0%)

Value$25.3K (+$3.8K)

Filed 2026-10-08

EverSource Wealth Advisors, LLC

DECREASED

Shares300 from 400

Change-100 (-25%)

Value$22.2K (-$2.9K)

Filed 2026-11-04

Parkside Financial Bank & Trust

UNCHANGED

Shares226 from 226

Change0 (0%)

Value$16.8K (+$2.5K)

Filed 2026-10-27

Ascentis Independent Advisors

NEW

Shares180

Change+180

Value$13.3K

Filed 2026-11-03

West Branch Capital LLC

UNCHANGED

Shares168 from 168

Change0 (0%)

Value$12.4K (+$1.9K)

Filed 2026-10-20

Contravisory Investment Management, Inc.

UNCHANGED

Shares154 from 154

Change0 (0%)

Value$11.4K (+$1.7K)

Filed 2026-10-13

Harbor Investment Advisory, LLC

UNCHANGED

Shares150 from 150

Change0 (0%)

Value$11.1K (+$1.7K)

Filed 2026-10-13

Meriwether Wealth & Planning, LLC

NEW

Shares122

Change+122

Value$9.0K

Filed 2026-10-13

Fifth Third Bancorp

NEW

Shares100

Change+100

Value$7.4K

Filed 2026-11-05

Jacobi Capital Management LLC

NEW

Shares100

Change+100

Value$7.4K

Filed 2026-11-05

Gen-Wealth Partners Inc

INCREASED

Shares100 from 75

Change+25 (+33%)

Value$7.4K (+$2.7K)

Filed 2026-11-04

Costello Asset Management, Inc

UNCHANGED

Shares100 from 100

Change0 (0%)

Value$7.4K (+$1.1K)

Filed 2026-10-30

Simplex Trading, LLC

DECREASED

Shares55 from 57

Change-2 (-4%)

Value$4.1K (+$491)

Filed 2026-11-04

City State Bank

UNCHANGED

Shares33 from 33

Change0 (0%)

Value$2.4K (+$370)

Filed 2026-10-20

Belvedere Trading LLC

CLOSED

Shares0 from 5,920

Change-5,920 (-100%)

Value$0 (-$372.2K)

Filed 2026-11-05

One Plus One Wealth Management, LLC

CLOSED

Shares0 from 5,769

Change-5,769 (-100%)

Value$0 (-$362.7K)

Filed 2026-10-16

Kestra Private Wealth Services, LLC

CLOSED

Shares0 from 4,281

Change-4,281 (-100%)

Value$0 (-$269.2K)

Filed 2026-11-06

HBW Advisory Services LLC

CLOSED

Shares0 from 3,182

Change-3,182 (-100%)

Value$0 (-$200.1K)

Filed 2026-10-15

Atlatl Advisers LLC

CLOSED

Shares0 from 687

Change-687 (-100%)

Value$0 (-$43.2K)

Filed 2026-10-22

International Assets Investment Management, LLC

CLOSED

Shares0 from 2

Change-2 (-100%)

Value$0 (-$127)

Filed 2026-11-02

UBS Group AG

N/A

Shares— from 238,950

Change-238,950 (-100%)

Value—

Morgan Stanley

N/A

Shares— from 233,664

Change-233,664 (-100%)

Value—

Captrust Financial Advisors

N/A

Shares— from 191,179

Change-191,179 (-100%)

Value—

Bank of America Corp

N/A

Shares— from 111,825

Change-111,825 (-100%)

Value—

Raymond James Financial Inc

N/A

Shares— from 103,800

Change-103,800 (-100%)

Value—

Wells Fargo & Company

N/A

Shares— from 84,028

Change-84,028 (-100%)

Value—

Sprott Inc.

N/A

Shares— from 63,638

Change-63,638 (-100%)

Value—

Royal Bank of Canada

N/A

Shares— from 63,414

Change-63,414 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 57,204

Change-57,204 (-100%)

Value—

Cetera Investment Advisers

N/A

Shares— from 52,506

Change-52,506 (-100%)

Value—

Baird Financial Group, Inc.

N/A

Shares— from 43,620

Change-43,620 (-100%)

Value—

HC Advisors, LLC

N/A

Shares— from 43,191

Change-43,191 (-100%)

Value—

Ameriprise Financial Inc

N/A

Shares— from 34,255

Change-34,255 (-100%)

Value—

Jane Street Group, LLC

N/A

Shares— from 30,803

Change-30,803 (-100%)

Value—

Arax Advisory Partners

N/A

Shares— from 29,665

Change-29,665 (-100%)

Value—

Federation des caisses Desjardins du Quebec

N/A

Shares— from 22,328

Change-22,328 (-100%)

Value—

GTS Securities LLC

N/A

Shares— from 19,700

Change-19,700 (-100%)

Value—

Beacon Pointe Advisors, LLC

N/A

Shares— from 19,583

Change-19,583 (-100%)

Value—

United Capital Financial Advisors, LLC

N/A

Shares— from 17,029

Change-17,029 (-100%)

Value—

MML Investors Services, LLC

N/A

Shares— from 16,940

Change-16,940 (-100%)

Value—

PFG Investments, LLC

N/A

Shares— from 16,390

Change-16,390 (-100%)

Value—

Kovack Advisors, Inc.

N/A

Shares— from 11,780

Change-11,780 (-100%)

Value—

Stratos Wealth Partners, Ltd.

N/A

Shares— from 11,089

Change-11,089 (-100%)

Value—

Meridian Wealth Advisors, LLC

N/A

Shares— from 10,000

Change-10,000 (-100%)

Value—

D. E. Shaw & Co., Inc.

N/A

Shares— from 9,995

Change-9,995 (-100%)

Value—

Stifel Financial Corp

N/A

Shares— from 9,775

Change-9,775 (-100%)

Value—

Barometer Capital Management Inc.

N/A

Shares— from 9,100

Change-9,100 (-100%)

Value—

Satovsky Asset Management LLC

N/A

Shares— from 7,095

Change-7,095 (-100%)

Value—

Summit Financial, LLC

N/A

Shares— from 6,341

Change-6,341 (-100%)

Value—

Citadel Advisors LLC

N/A

Shares— from 5,858

Change-5,858 (-100%)

Value—

Rockefeller Capital Management L.P.

N/A

Shares— from 4,091

Change-4,091 (-100%)

Value—

HighTower Advisors, LLC

N/A

Shares— from 4,020

Change-4,020 (-100%)

Value—

Integrated Wealth Concepts LLC

N/A

Shares— from 3,888

Change-3,888 (-100%)

Value—

Gateway Wealth Partners, LLC

N/A

Shares— from 3,807

Change-3,807 (-100%)

Value—

Fiduciary Trust Co

N/A

Shares— from 3,568

Change-3,568 (-100%)

Value—

Blair William & Co

N/A

Shares— from 3,520

Change-3,520 (-100%)

Value—

Waverly Advisors, LLC

N/A

Shares— from 3,406

Change-3,406 (-100%)

Value—

Envestnet Asset Management Inc

N/A

Shares— from 3,325

Change-3,325 (-100%)

Value—

Nicolet Bankshares Inc

N/A

Shares— from 3,300

Change-3,300 (-100%)

Value—

Regatta Research & Money Management

N/A

Shares— from 2,896

Change-2,896 (-100%)

Value—

Geneos Wealth Management Inc.

N/A

Shares— from 2,480

Change-2,480 (-100%)

Value—

Premier Financial Group

N/A

Shares— from 2,077

Change-2,077 (-100%)

Value—

Synergy Investment Management, LLC

N/A

Shares— from 977

Change-977 (-100%)

Value—

Qube Research & Technologies Ltd

N/A

Shares— from 768

Change-768 (-100%)

Value—

FWL Investment Management, LLC

N/A

Shares— from 750

Change-750 (-100%)

Value—

FMR LLC

N/A

Shares— from 511

Change-511 (-100%)

Value—

National Bank of Canada

N/A

Shares— from 320

Change-320 (-100%)

Value—

Stonehage Fleming Financial Services Holdings Ltd

N/A

Shares— from 299

Change-299 (-100%)

Value—

Colonial Trust Co / SC

N/A

Shares— from 180

Change-180 (-100%)

Value—

Berthel, Fisher & Company Financial Services, Inc.

N/A

Shares— from 150

Change-150 (-100%)

Value—

BFC Planning, Inc.

N/A

Shares— from 150

Change-150 (-100%)

Value—

Colonial Trust Advisors

N/A

Shares— from 100

Change-100 (-100%)

Value—

JPMorgan Chase & Co

N/A

Shares— from 60

Change-60 (-100%)

Value—

Rothschild Investment LLC

N/A

Shares— from 40

Change-40 (-100%)

Value—

Broadwater Capital Management LLC

N/A

Shares— from 21

Change-21 (-100%)

Value—

UBS Asset Management Americas LLC

N/A

Shares— from 17

Change-17 (-100%)

Value—

	Status
Asset One Wealth Management LLC	DECREASED	237,664	239,319	-1,655	-1%	$14.7M	$17.6M	+$2.9M	2026-11-02
LPL Financial LLC	INCREASED	122,689	121,139	+1,550	+1%	$7.6M	$9.1M	+$1.5M	2026-11-06
Riggs Asset Managment Co. Inc.	INCREASED	52,155	51,656	+499	+1%	$3.2M	$3.9M	+$616.0K	2026-11-05
D.A. Davidson & Co.	INCREASED	49,473	47,275	+2,198	+5%	$3.0M	$3.7M	+$692.8K	2026-10-28
New Harbor Financial Group, LLC	INCREASED	47,614	30,181	+17,433	+58%	$1.9M	$3.5M	+$1.6M	2026-10-22
Auxano Advisors, LLC	DECREASED	43,734	43,902	-168	0%	$2.8M	$3.2M	+$479.7K	2026-11-06
Thor Investment Management Inc	DECREASED	42,049	43,523	-1,474	-3%	$2.7M	$3.1M	+$378.7K	2026-10-13
Evergreen Capital Management LLC	DECREASED	34,510	36,010	-1,500	-4%	$2.3M	$2.6M	+$292.6K	2026-10-23
Kestra Advisory Services, LLC	DECREASED	31,421	32,490	-1,069	-3%	$2.0M	$2.3M	+$285.0K	2026-11-02
Pekin Hardy Strauss, Inc.	DECREASED	29,390	31,162	-1,772	-6%	$2.0M	$2.2M	+$218.1K	2026-11-02
Commonwealth Equity Services, LLC	INCREASED	28,026	27,306	+720	+3%	$1.7M	$2.1M	+$359.4K	2026-11-02
ADE, LLC	UNCHANGED	19,355	19,355	0	0%	$1.2M	$1.4M	+$217.0K	2026-10-29
180 Wealth Advisors, LLC	INCREASED	19,140	15,316	+3,824	+25%	$962.9K	$1.4M	+$455.0K	2026-11-03
Bayshore Capital Advisors, LLC	UNCHANGED	16,400	16,400	0	0%	$1.0M	$1.2M	+$183.8K	2026-11-02
Rossby Financial, LCC	UNCHANGED	14,758	14,758	0	0%	$927.8K	$1.1M	+$165.4K	2026-11-05
VestGen Advisors, LLC	INCREASED	14,539	14,129	+410	+3%	$888.3K	$1.1M	+$188.8K	2026-10-27
CWA Asset Management Group, LLC	UNCHANGED	13,500	13,500	0	0%	$848.7K	$1.0M	+$151.3K	2026-10-19
TD Waterhouse Canada Inc.	INCREASED	7,937	7,819	+118	+2%	$493.0K	$578.7K	+$85.7K	2026-10-16
Beaumont Financial Advisors, LLC	DECREASED	7,797	7,928	-131	-2%	$498.4K	$577.6K	+$79.2K	2026-10-22
Barry Investment Advisors, LLC	UNCHANGED	7,736	7,736	0	0%	$486.4K	$573.1K	+$86.7K	2026-10-14
Wealthcare Advisory Partners LLC	UNCHANGED	7,512	7,512	0	0%	$472.3K	$556.5K	+$84.2K	2026-10-21
Centurion Wealth Management LLC	UNCHANGED	6,483	6,483	0	0%	$407.6K	$480.3K	+$72.7K	2026-10-13
Capital Wealth Alliance, LLC	DECREASED	6,014	6,376	-362	-6%	$400.9K	$445.5K	+$44.7K	2026-10-20
AdvisorNet Financial, Inc	INCREASED	5,635	5,455	+180	+3%	$343.0K	$394.2K	+$51.3K	2026-10-15
Money Concepts Capital Corp	NEW	5,344	—	+5,344	—	—	$395.9K	—	2026-11-06
AlphaStar Capital Management, LLC	DECREASED	4,722	4,726	-4	0%	$297.1K	$349.8K	+$52.6K	2026-10-16
Montis Financial, LLC	DECREASED	4,432	4,468	-36	-1%	$280.9K	$328.3K	+$47.4K	2026-11-04
Wealth Alliance Advisory Group, LLC	UNCHANGED	4,425	4,425	0	0%	$278.2K	$327.8K	+$49.6K	2026-10-14
Cambridge Investment Research Advisors, Inc.	INCREASED	3,957	3,886	+71	+2%	$244.0K	$293	-$243.7K	2026-11-02
Prospera Financial Services Inc	UNCHANGED	3,755	3,755	0	0%	$236.1K	$243.5K	+$7.5K	2026-11-04
Beirne Wealth Consulting Services, LLC	UNCHANGED	3,500	3,500	0	0%	$220.0K	$259.3K	+$39.2K	2026-10-19
Latitude Advisors, LLC	NEW	3,103	—	+3,103	—	—	$229.9K	—	2026-10-27
Hara Capital LLC	UNCHANGED	3,050	3,050	0	0%	$191.8K	$225.9K	+$34.2K	2026-10-30
Farther Finance Advisors, LLC	DECREASED	1,700	2,307	-607	-26%	$145.0K	$125.9K	-$19.1K	2026-10-08
LFA - Lugano Financial Advisors SA	NEW	1,500	—	+1,500	—	—	$111.1K	—	2026-11-03
MH & Associates Securities Management Corp	UNCHANGED	1,458	1,458	0	0%	$91.7K	$108.0K	+$16.3K	2026-10-30
Hilltop National Bank	UNCHANGED	1,250	1,250	0	0%	$78.6K	$92.6K	+$14.0K	2026-10-14
Blue Trust, Inc.	DECREASED	916	1,216	-300	-25%	$76.5K	$67.9K	-$8.6K	2026-10-15
Allworth Financial LP	INCREASED	357	200	+157	+79%	$12.6K	$22.5K	+$9.9K	2026-11-06
CoreCap Advisors, LLC	UNCHANGED	341	341	0	0%	$21.4K	$25.3K	+$3.8K	2026-10-08
EverSource Wealth Advisors, LLC	DECREASED	300	400	-100	-25%	$25.1K	$22.2K	-$2.9K	2026-11-04
Parkside Financial Bank & Trust	UNCHANGED	226	226	0	0%	$14.2K	$16.8K	+$2.5K	2026-10-27
Ascentis Independent Advisors	NEW	180	—	+180	—	—	$13.3K	—	2026-11-03
West Branch Capital LLC	UNCHANGED	168	168	0	0%	$10.5K	$12.4K	+$1.9K	2026-10-20
Contravisory Investment Management, Inc.	UNCHANGED	154	154	0	0%	$9.7K	$11.4K	+$1.7K	2026-10-13
Harbor Investment Advisory, LLC	UNCHANGED	150	150	0	0%	$9.4K	$11.1K	+$1.7K	2026-10-13
Meriwether Wealth & Planning, LLC	NEW	122	—	+122	—	—	$9.0K	—	2026-10-13
Fifth Third Bancorp	NEW	100	—	+100	—	—	$7.4K	—	2026-11-05
Jacobi Capital Management LLC	NEW	100	—	+100	—	—	$7.4K	—	2026-11-05
Gen-Wealth Partners Inc	INCREASED	100	75	+25	+33%	$4.7K	$7.4K	+$2.7K	2026-11-04
Costello Asset Management, Inc	UNCHANGED	100	100	0	0%	$6.3K	$7.4K	+$1.1K	2026-10-30
Simplex Trading, LLC	DECREASED	55	57	-2	-4%	$3.6K	$4.1K	+$491	2026-11-04
City State Bank	UNCHANGED	33	33	0	0%	$2.1K	$2.4K	+$370	2026-10-20
Belvedere Trading LLC	CLOSED	0	5,920	-5,920	-100%	$372.2K	$0	-$372.2K	2026-11-05
One Plus One Wealth Management, LLC	CLOSED	0	5,769	-5,769	-100%	$362.7K	$0	-$362.7K	2026-10-16
Kestra Private Wealth Services, LLC	CLOSED	0	4,281	-4,281	-100%	$269.2K	$0	-$269.2K	2026-11-06
HBW Advisory Services LLC	CLOSED	0	3,182	-3,182	-100%	$200.1K	$0	-$200.1K	2026-10-15
Atlatl Advisers LLC	CLOSED	0	687	-687	-100%	$43.2K	$0	-$43.2K	2026-10-22
International Assets Investment Management, LLC	CLOSED	0	2	-2	-100%	$127	$0	-$127	2026-11-02
UBS Group AG	N/A	—	238,950	-238,950	-100%	$15.0M	—	—	—
Morgan Stanley	N/A	—	233,664	-233,664	-100%	$14.7M	—	—	—
Captrust Financial Advisors	N/A	—	191,179	-191,179	-100%	$12.0M	—	—	—
Bank of America Corp	N/A	—	111,825	-111,825	-100%	$7.0M	—	—	—
Raymond James Financial Inc	N/A	—	103,800	-103,800	-100%	$6.5M	—	—	—
Wells Fargo & Company	N/A	—	84,028	-84,028	-100%	$5.3M	—	—	—
Sprott Inc.	N/A	—	63,638	-63,638	-100%	$4.0M	—	—	—
Royal Bank of Canada	N/A	—	63,414	-63,414	-100%	$4.0M	—	—	—
Osaic Holdings, Inc.	N/A	—	57,204	-57,204	-100%	$3.6M	—	—	—
Cetera Investment Advisers	N/A	—	52,506	-52,506	-100%	$3.3M	—	—	—
Baird Financial Group, Inc.	N/A	—	43,620	-43,620	-100%	$2.7M	—	—	—
HC Advisors, LLC	N/A	—	43,191	-43,191	-100%	$2.7M	—	—	—
Ameriprise Financial Inc	N/A	—	34,255	-34,255	-100%	$1.8M	—	—	—
Jane Street Group, LLC	N/A	—	30,803	-30,803	-100%	$1.9M	—	—	—
Arax Advisory Partners	N/A	—	29,665	-29,665	-100%	$1.9M	—	—	—
Federation des caisses Desjardins du Quebec	N/A	—	22,328	-22,328	-100%	$1.4M	—	—	—
GTS Securities LLC	N/A	—	19,700	-19,700	-100%	$1.2M	—	—	—
Beacon Pointe Advisors, LLC	N/A	—	19,583	-19,583	-100%	$1.2M	—	—	—
United Capital Financial Advisors, LLC	N/A	—	17,029	-17,029	-100%	$1.1M	—	—	—
MML Investors Services, LLC	N/A	—	16,940	-16,940	-100%	$1.1M	—	—	—
PFG Investments, LLC	N/A	—	16,390	-16,390	-100%	$1.0M	—	—	—
Kovack Advisors, Inc.	N/A	—	11,780	-11,780	-100%	$746.3K	—	—	—
Stratos Wealth Partners, Ltd.	N/A	—	11,089	-11,089	-100%	$697.2K	—	—	—
Meridian Wealth Advisors, LLC	N/A	—	10,000	-10,000	-100%	$628.7K	—	—	—
D. E. Shaw & Co., Inc.	N/A	—	9,995	-9,995	-100%	$628.4K	—	—	—
Stifel Financial Corp	N/A	—	9,775	-9,775	-100%	$614.6K	—	—	—
Barometer Capital Management Inc.	N/A	—	9,100	-9,100	-100%	$572.1K	—	—	—
Satovsky Asset Management LLC	N/A	—	7,095	-7,095	-100%	$446.1K	—	—	—
Summit Financial, LLC	N/A	—	6,341	-6,341	-100%	$398.7K	—	—	—
Citadel Advisors LLC	N/A	—	5,858	-5,858	-100%	$368.3K	—	—	—
Rockefeller Capital Management L.P.	N/A	—	4,091	-4,091	-100%	$257.2K	—	—	—
HighTower Advisors, LLC	N/A	—	4,020	-4,020	-100%	$252.7K	—	—	—
Integrated Wealth Concepts LLC	N/A	—	3,888	-3,888	-100%	$244.5K	—	—	—
Gateway Wealth Partners, LLC	N/A	—	3,807	-3,807	-100%	$239.4K	—	—	—
Fiduciary Trust Co	N/A	—	3,568	-3,568	-100%	$224.3K	—	—	—
Blair William & Co	N/A	—	3,520	-3,520	-100%	$221.3K	—	—	—
Waverly Advisors, LLC	N/A	—	3,406	-3,406	-100%	$214.1K	—	—	—
Envestnet Asset Management Inc	N/A	—	3,325	-3,325	-100%	$209.0K	—	—	—
Nicolet Bankshares Inc	N/A	—	3,300	-3,300	-100%	$217.8K	—	—	—
Regatta Research & Money Management	N/A	—	2,896	-2,896	-100%	$182.0K	—	—	—
Geneos Wealth Management Inc.	N/A	—	2,480	-2,480	-100%	$155.9K	—	—	—
Premier Financial Group	N/A	—	2,077	-2,077	-100%	$182.4K	—	—	—
Synergy Investment Management, LLC	N/A	—	977	-977	-100%	$61.4K	—	—	—
Qube Research & Technologies Ltd	N/A	—	768	-768	-100%	$48.3K	—	—	—
FWL Investment Management, LLC	N/A	—	750	-750	-100%	$47.2K	—	—	—
FMR LLC	N/A	—	511	-511	-100%	$32.1K	—	—	—
National Bank of Canada	N/A	—	320	-320	-100%	$20.1K	—	—	—
Stonehage Fleming Financial Services Holdings Ltd	N/A	—	299	-299	-100%	$18.8K	—	—	—
Colonial Trust Co / SC	N/A	—	180	-180	-100%	$11.5K	—	—	—
Berthel, Fisher & Company Financial Services, Inc.	N/A	—	150	-150	-100%	$9.4K	—	—	—
BFC Planning, Inc.	N/A	—	150	-150	-100%	$9.4K	—	—	—
Colonial Trust Advisors	N/A	—	100	-100	-100%	$6.3K	—	—	—
JPMorgan Chase & Co	N/A	—	60	-60	-100%	$3.8K	—	—	—
Rothschild Investment LLC	N/A	—	40	-40	-100%	$2.5K	—	—	—
Broadwater Capital Management LLC	N/A	—	21	-21	-100%	$1.3K	—	—	—
UBS Asset Management Americas LLC	N/A	—	17	-17	-100%	$1.1K	—	—	—

Showing 115 of 115 institutions