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Adaptive Alpha Opportunities (AGOX)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Berman McAleer LLC
INCREASED
Shares2,243,868 from 2,226,581
Change+17,287 (+1%)
Value$74.9M (-$2.3M)
Filed 2026-10-16
Partners Wealth Management, LLC
INCREASED
Shares956,775 from 221,209
Change+735,566 (+333%)
Value$31.9M (+$24.3M)
Filed 2026-10-28
Kestra Private Wealth Services, LLC
DECREASED
Shares694,425 from 698,812
Change-4,387 (-1%)
Value$23.2M (-$1.1M)
Filed 2026-11-06
LPL Financial LLC
DECREASED
Shares378,043 from 480,786
Change-102,743 (-21%)
Value$12.6M (-$4.1M)
Filed 2026-11-06
Commonwealth Equity Services, LLC
INCREASED
Shares177,484 from 174,161
Change+3,323 (+2%)
Value$5.9M (-$115.0K)
Filed 2026-11-02
WealthPlan Investment Management, LLC
DECREASED
Shares117,551 from 143,079
Change-25,528 (-18%)
Value$3.9M (-$1.0M)
Filed 2026-10-15
WealthPLAN Partners, LLC
DECREASED
Shares60,900 from 84,406
Change-23,506 (-28%)
Value$2.0M (-$893.7K)
Filed 2026-10-15
Integrity Alliance, Llc.
DECREASED
Shares60,610 from 60,735
Change-125 (0%)
Value$2.0M (-$82.9K)
Filed 2026-10-29
Firethorn Wealth Partners, LLC
INCREASED
Shares52,941 from 51,768
Change+1,173 (+2%)
Value$1.8M (-$28.0K)
Filed 2026-10-14
Avior Wealth Management, LLC
UNCHANGED
Shares25,801 from 25,801
Change0 (0%)
Value$860.8K (-$33.5K)
Filed 2026-10-13
Prime Capital Investment Advisors, LLC
DECREASED
Shares21,658 from 22,832
Change-1,174 (-5%)
Value$722.6K (-$68.8K)
Filed 2026-10-20
Salvus Wealth Management, LLC
NEW
Shares7,982
Change+7,982
Value$266.3K
Filed 2026-10-13
Nfsg Corp
DECREASED
Shares6,726 from 7,406
Change-680 (-9%)
Value$224.4K (-$32.3K)
Filed 2026-10-15
Atria Investments, Inc
DECREASED
Shares6,107 from 12,345
Change-6,238 (-51%)
Value$203.7K (-$224.1K)
Filed 2026-10-15
Assetmark, Inc
UNCHANGED
Shares235 from 235
Change0 (0%)
Value$7.8K (-$305)
Filed 2026-10-21
Allworth Financial LP
UNCHANGED
Shares48 from 48
Change0 (0%)
Value$1.7K ($0)
Filed 2026-11-06
Kestra Advisory Services, LLC
CLOSED
Shares0 from 10,265
Change-10,265 (-100%)
Value$0 (-$355.8K)
Filed 2026-11-02
Encompass More Asset Management
CLOSED
Shares0 from 5,982
Change-5,982 (-100%)
Value$0 (-$207.4K)
Filed 2026-10-16
Fifth Third Bancorp
CLOSED
Shares0 from 1,032
Change-1,032 (-100%)
Value$0 (-$35.8K)
Filed 2026-11-05
Security National Bank
CLOSED
Shares0 from 68
Change-68 (-100%)
Value$0 (-$2.4K)
Filed 2026-10-26
Ameritas Advisory Services, LLC
N/A
Shares— from 1,496,765
Change-1,496,765 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 954,702
Change-954,702 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 427,633
Change-427,633 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 401,022
Change-401,022 (-100%)
Value—
UBS Group AG
N/A
Shares— from 301,095
Change-301,095 (-100%)
Value—
Stratos Wealth Partners, Ltd.
N/A
Shares— from 278,915
Change-278,915 (-100%)
Value—
Octavia Wealth Advisors, LLC
N/A
Shares— from 271,431
Change-271,431 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 219,294
Change-219,294 (-100%)
Value—
Global Retirement Partners, LLC
N/A
Shares— from 112,278
Change-112,278 (-100%)
Value—
NewEdge Advisors, LLC
N/A
Shares— from 59,081
Change-59,081 (-100%)
Value—
Susquehanna International Group, LLP
N/A
Shares— from 58,735
Change-58,735 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 58,256
Change-58,256 (-100%)
Value—
Empirical Asset Management, LLC
N/A
Shares— from 45,419
Change-45,419 (-100%)
Value—
Goldstone Financial Group, LLC
N/A
Shares— from 29,492
Change-29,492 (-100%)
Value—
JPMorgan Chase & Co
N/A
Shares— from 21,212
Change-21,212 (-100%)
Value—
Captrust Financial Advisors
N/A
Shares— from 15,245
Change-15,245 (-100%)
Value—
Centaurus Financial, Inc.
N/A
Shares— from 10,507
Change-10,507 (-100%)
Value—
Janney Montgomery Scott LLC
N/A
Shares— from 10,203
Change-10,203 (-100%)
Value—
Old Mission Capital LLC
N/A
Shares— from 8,911
Change-8,911 (-100%)
Value—
Two Sigma Securities, LLC
N/A
Shares— from 8,264
Change-8,264 (-100%)
Value—
Thoroughbred Financial Services, LLC
N/A
Shares— from 8,157
Change-8,157 (-100%)
Value—
Principal Securities, Inc.
N/A
Shares— from 7,551
Change-7,551 (-100%)
Value—
Summit Financial, LLC
N/A
Shares— from 7,188
Change-7,188 (-100%)
Value—
Integrated Wealth Concepts LLC
N/A
Shares— from 6,496
Change-6,496 (-100%)
Value—
Ausdal Financial Partners, Inc.
N/A
Shares— from 6,107
Change-6,107 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 3,582
Change-3,582 (-100%)
Value—
Heritage Wealth Advisors
N/A
Shares— from 3,216
Change-3,216 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 1,063
Change-1,063 (-100%)
Value—
BlackRock, Inc.
N/A
Shares— from 807
Change-807 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 114
Change-114 (-100%)
Value—
Status
Berman McAleer LLC
INCREASED2,243,8682,226,581+17,287+1%$77.2M$74.9M-$2.3M2026-10-16
Partners Wealth Management, LLC
INCREASED956,775221,209+735,566+333%$7.7M$31.9M+$24.3M2026-10-28
Kestra Private Wealth Services, LLC
DECREASED694,425698,812-4,387-1%$24.2M$23.2M-$1.1M2026-11-06
LPL Financial LLC
DECREASED378,043480,786-102,743-21%$16.7M$12.6M-$4.1M2026-11-06
Commonwealth Equity Services, LLC
INCREASED177,484174,161+3,323+2%$6.0M$5.9M-$115.0K2026-11-02
WealthPlan Investment Management, LLC
DECREASED117,551143,079-25,528-18%$5.0M$3.9M-$1.0M2026-10-15
WealthPLAN Partners, LLC
DECREASED60,90084,406-23,506-28%$2.9M$2.0M-$893.7K2026-10-15
Integrity Alliance, Llc.
DECREASED60,61060,735-1250%$2.1M$2.0M-$82.9K2026-10-29
Firethorn Wealth Partners, LLC
INCREASED52,94151,768+1,173+2%$1.8M$1.8M-$28.0K2026-10-14
Avior Wealth Management, LLC
UNCHANGED25,80125,80100%$894.3K$860.8K-$33.5K2026-10-13
Prime Capital Investment Advisors, LLC
DECREASED21,65822,832-1,174-5%$791.3K$722.6K-$68.8K2026-10-20
Salvus Wealth Management, LLC
NEW7,982—+7,982——$266.3K—2026-10-13
Nfsg Corp
DECREASED6,7267,406-680-9%$256.7K$224.4K-$32.3K2026-10-15
Atria Investments, Inc
DECREASED6,10712,345-6,238-51%$427.9K$203.7K-$224.1K2026-10-15
Assetmark, Inc
UNCHANGED23523500%$8.1K$7.8K-$3052026-10-21
Allworth Financial LP
UNCHANGED484800%$1.7K$1.7K$02026-11-06
Kestra Advisory Services, LLC
CLOSED010,265-10,265-100%$355.8K$0-$355.8K2026-11-02
Encompass More Asset Management
CLOSED05,982-5,982-100%$207.4K$0-$207.4K2026-10-16
Fifth Third Bancorp
CLOSED01,032-1,032-100%$35.8K$0-$35.8K2026-11-05
Security National Bank
CLOSED068-68-100%$2.4K$0-$2.4K2026-10-26
Ameritas Advisory Services, LLC
N/A—1,496,765-1,496,765-100%$51.9M———
Royal Bank of Canada
N/A—954,702-954,702-100%$33.1M———
Cetera Investment Advisers
N/A—427,633-427,633-100%$14.8M———
Envestnet Asset Management Inc
N/A—401,022-401,022-100%$13.9M———
UBS Group AG
N/A—301,095-301,095-100%$10.4M———
Stratos Wealth Partners, Ltd.
N/A—278,915-278,915-100%$9.7M———
Octavia Wealth Advisors, LLC
N/A—271,431-271,431-100%$9.4M———
Osaic Holdings, Inc.
N/A—219,294-219,294-100%$7.6M———
Global Retirement Partners, LLC
N/A—112,278-112,278-100%$3.9M———
NewEdge Advisors, LLC
N/A—59,081-59,081-100%$2.0M———
Susquehanna International Group, LLP
N/A—58,735-58,735-100%$2.0M———
Raymond James Financial Inc
N/A—58,256-58,256-100%$2.0M———
Empirical Asset Management, LLC
N/A—45,419-45,419-100%$1.6M———
Goldstone Financial Group, LLC
N/A—29,492-29,492-100%$1.0M———
JPMorgan Chase & Co
N/A—21,212-21,212-100%$735.4K———
Captrust Financial Advisors
N/A—15,245-15,245-100%$528.4K———
Centaurus Financial, Inc.
N/A—10,507-10,507-100%$364.0K———
Janney Montgomery Scott LLC
N/A—10,203-10,203-100%$354.0K———
Old Mission Capital LLC
N/A—8,911-8,911-100%$308.9K———
Two Sigma Securities, LLC
N/A—8,264-8,264-100%$286.4K———
Thoroughbred Financial Services, LLC
N/A—8,157-8,157-100%$282.0K———
Principal Securities, Inc.
N/A—7,551-7,551-100%$261.7K———
Summit Financial, LLC
N/A—7,188-7,188-100%$249.1K———
Integrated Wealth Concepts LLC
N/A—6,496-6,496-100%$225.1K———
Ausdal Financial Partners, Inc.
N/A—6,107-6,107-100%$211.7K———
Steward Partners Investment Advisory, LLC
N/A—3,582-3,582-100%$124.2K———
Heritage Wealth Advisors
N/A—3,216-3,216-100%$111.5K———
Morgan Stanley
N/A—1,063-1,063-100%$36.9K———
BlackRock, Inc.
N/A—807-807-100%$28.0K———
Wells Fargo & Company
N/A—114-114-100%$4.0K———
Showing 50 of 50 institutions