Stem Inc

Q1 2025 vs Q2 2025

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Rock Point Advisors, LLC

DECREASED

Shares11,847 from 549,290

Change-537,443 (-98%)

Value$73.8K (-$118.6K)

Filed 2025-08-14

IFP Advisors, Inc

INCREASED

Shares394 from 100

Change+294 (+294%)

Value$165 (+$130)

Filed 2025-07-24

BlackRock, Inc.

CLOSED

Shares0 from 11,103,872

Change-11,103,872 (-100%)

Value$0 (-$3.9M)

Filed 2025-08-12

Vanguard Group Inc

CLOSED

Shares0 from 8,615,344

Change-8,615,344 (-100%)

Value$0 (-$3.0M)

Filed 2025-08-11

Geode Capital Management, LLC

CLOSED

Shares0 from 3,714,543

Change-3,714,543 (-100%)

Value$0 (-$1.3M)

Filed 2025-08-08

State Street Corp

CLOSED

Shares0 from 3,048,941

Change-3,048,941 (-100%)

Value$0 (-$1.1M)

Filed 2025-08-14

UBS Group AG

CLOSED

Shares0 from 1,604,519

Change-1,604,519 (-100%)

Value$0 (-$561.6K)

Filed 2025-08-14

AQR Capital Management LLC

CLOSED

Shares0 from 1,482,790

Change-1,482,790 (-100%)

Value$0 (-$519.4K)

Filed 2025-08-14

Northern Trust Corp

CLOSED

Shares0 from 1,240,931

Change-1,240,931 (-100%)

Value$0 (-$434.7K)

Filed 2025-08-13

Lido Advisors, LLC

CLOSED

Shares0 from 1,060,772

Change-1,060,772 (-100%)

Value$0 (-$371.6K)

Filed 2025-08-13

HSBC Holdings PLC

CLOSED

Shares0 from 873,282

Change-873,282 (-100%)

Value$0 (-$307.4K)

Filed 2025-08-13

Susquehanna International Group, LLP

CLOSED

Shares0 from 871,361

Change-871,361 (-100%)

Value$0 (-$305.2K)

Filed 2025-08-14

Citigroup Inc

CLOSED

Shares0 from 839,088

Change-839,088 (-100%)

Value$0 (-$293.9K)

Filed 2025-08-11

Group One Trading LLC

CLOSED

Shares0 from 683,269

Change-683,269 (-100%)

Value$0 (-$239.3K)

Filed 2025-08-14

Cohen & Steers, Inc.

CLOSED

Shares0 from 637,750

Change-637,750 (-100%)

Value$0 (-$223)

Filed 2025-08-14

BNP Paribas Financial Markets

CLOSED

Shares0 from 606,842

Change-606,842 (-100%)

Value$0 (-$212.6K)

Filed 2025-08-14

Royal Bank of Canada

CLOSED

Shares0 from 514,538

Change-514,538 (-100%)

Value$0 (-$179.0K)

Filed 2025-11-21

Morgan Stanley

CLOSED

Shares0 from 499,165

Change-499,165 (-100%)

Value$0 (-$174.9K)

Filed 2025-08-14

Charles Schwab Investment Management Inc

CLOSED

Shares0 from 444,053

Change-444,053 (-100%)

Value$0 (-$155.6K)

Filed 2025-08-12

Bank of New York Mellon Corp

CLOSED

Shares0 from 437,581

Change-437,581 (-100%)

Value$0 (-$153.3K)

Filed 2025-08-05

Deutsche Bank Ag\

CLOSED

Shares0 from 424,189

Change-424,189 (-100%)

Value$0 (-$148.5K)

Filed 2025-08-12

Goldman Sachs Group Inc

CLOSED

Shares0 from 392,181

Change-392,181 (-100%)

Value$0 (-$137.4K)

Filed 2025-08-14

HighTower Advisors, LLC

CLOSED

Shares0 from 329,561

Change-329,561 (-100%)

Value$0 (-$115.4K)

Filed 2025-08-11

Price T Rowe Associates Inc

CLOSED

Shares0 from 314,397

Change-314,397 (-100%)

Value$0 (-$111)

Filed 2025-08-14

Wells Fargo & Company

CLOSED

Shares0 from 306,863

Change-306,863 (-100%)

Value$0 (-$107.5K)

Filed 2025-08-14

Jane Street Group, LLC

CLOSED

Shares0 from 301,862

Change-301,862 (-100%)

Value$0 (-$105.7K)

Filed 2025-08-14

Alliancebernstein L.P.

CLOSED

Shares0 from 274,368

Change-274,368 (-100%)

Value$0 (-$96.1K)

Filed 2025-08-14

XTX Topco Ltd

CLOSED

Shares0 from 230,443

Change-230,443 (-100%)

Value$0 (-$80.7K)

Filed 2025-08-12

Sanctuary Advisors, LLC

CLOSED

Shares0 from 228,839

Change-228,839 (-100%)

Value$0 (-$80.2K)

Filed 2026-01-06

Nomura Holdings Inc

CLOSED

Shares0 from 228,814

Change-228,814 (-100%)

Value$0 (-$80.2K)

Filed 2025-08-18

Invesco Ltd.

CLOSED

Shares0 from 221,763

Change-221,763 (-100%)

Value$0 (-$77.7K)

Filed 2025-08-13

Rhumbline Advisers

CLOSED

Shares0 from 213,710

Change-213,710 (-100%)

Value$0 (-$74.8K)

Filed 2025-08-12

Two Sigma Investments, LP

CLOSED

Shares0 from 208,129

Change-208,129 (-100%)

Value$0 (-$72.9K)

Filed 2025-08-14

Barclays PLC

CLOSED

Shares0 from 184,620

Change-184,620 (-100%)

Value$0 (-$64.7K)

Filed 2026-02-27

Cetera Investment Advisers

CLOSED

Shares0 from 175,250

Change-175,250 (-100%)

Value$0 (-$61.4K)

Filed 2025-08-08

Electron Capital Partners, LLC

CLOSED

Shares0 from 163,390

Change-163,390 (-100%)

Value$0 (-$57.2K)

Filed 2025-08-14

Vanguard Personalized Indexing Management, LLC

CLOSED

Shares0 from 160,359

Change-160,359 (-100%)

Value$0 (-$56.2K)

Filed 2025-07-25

IEQ Capital, LLC

CLOSED

Shares0 from 133,139

Change-133,139 (-100%)

Value$0 (-$46.6K)

Filed 2025-08-14

Skandinaviska Enskilda Banken AB (publ)

CLOSED

Shares0 from 123,164

Change-123,164 (-100%)

Value$0 (-$43.1K)

Filed 2025-08-13

Bank of America Corp

CLOSED

Shares0 from 118,155

Change-118,155 (-100%)

Value$0 (-$41.4K)

Filed 2025-08-14

Intech Investment Management LLC

CLOSED

Shares0 from 93,598

Change-93,598 (-100%)

Value$0 (-$32.8K)

Filed 2025-08-08

Tudor Investment Corp ET AL

CLOSED

Shares0 from 91,608

Change-91,608 (-100%)

Value$0 (-$32.1K)

Filed 2025-08-14

Mirae Asset Global Etfs Holdings Ltd.

CLOSED

Shares0 from 91,000

Change-91,000 (-100%)

Value$0 (-$31.9K)

Filed 2025-08-14

CWM, LLC

CLOSED

Shares0 from 89,913

Change-89,913 (-100%)

Value$0 (-$31)

Filed 2025-07-25

Baird Financial Group, Inc.

CLOSED

Shares0 from 89,157

Change-89,157 (-100%)

Value$0 (-$31.2K)

Filed 2025-08-13

Cerity Partners LLC

CLOSED

Shares0 from 82,666

Change-82,666 (-100%)

Value$0 (-$29.0K)

Filed 2025-08-13

GWN Securities Inc.

CLOSED

Shares0 from 80,774

Change-80,774 (-100%)

Value$0 (-$44.9K)

Filed 2025-08-01

Balyasny Asset Management L.P.

CLOSED

Shares0 from 77,234

Change-77,234 (-100%)

Value$0 (-$27.1K)

Filed 2025-08-14

Corebridge Financial, Inc.

CLOSED

Shares0 from 74,374

Change-74,374 (-100%)

Value$0 (-$26.1K)

Filed 2025-08-12

JPMorgan Chase & Co

CLOSED

Shares0 from 71,793

Change-71,793 (-100%)

Value$0 (-$25.1K)

Filed 2025-08-12

Money Concepts Capital Corp

CLOSED

Shares0 from 70,000

Change-70,000 (-100%)

Value$0 (-$24.5K)

Filed 2025-08-14

Wealth Enhancement Advisory Services, LLC

CLOSED

Shares0 from 69,610

Change-69,610 (-100%)

Value$0 (-$24.4K)

Filed 2025-07-10

New York State Common Retirement Fund

CLOSED

Shares0 from 59,423

Change-59,423 (-100%)

Value$0 (-$20.8K)

Filed 2025-10-08

SG Americas Securities, LLC

CLOSED

Shares0 from 54,779

Change-54,779 (-100%)

Value$0 (-$19)

Filed 2025-08-08

Aries Wealth Management

CLOSED

Shares0 from 50,000

Change-50,000 (-100%)

Value$0 (-$17.5K)

Filed 2025-07-28

SCP Investment, LP

CLOSED

Shares0 from 48,688

Change-48,688 (-100%)

Value$0 (-$17.1K)

Filed 2025-08-13

AlTi Global, Inc.

CLOSED

Shares0 from 48,621

Change-48,621 (-100%)

Value$0 (-$17.0K)

Filed 2025-07-31

Integrated Wealth Concepts LLC

CLOSED

Shares0 from 46,268

Change-46,268 (-100%)

Value$0 (-$16.2K)

Filed 2025-08-14

Skaana Management L.P.

CLOSED

Shares0 from 44,504

Change-44,504 (-100%)

Value$0 (-$15.6K)

Filed 2025-08-08

Pallas Capital Advisors LLC

CLOSED

Shares0 from 41,871

Change-41,871 (-100%)

Value$0 (-$14.7K)

Filed 2025-07-09

Mariner, LLC

CLOSED

Shares0 from 41,168

Change-41,168 (-100%)

Value$0 (-$14.4K)

Filed 2025-08-14

State Board of Administration of Florida Retirement System

CLOSED

Shares0 from 40,660

Change-40,660 (-100%)

Value$0 (-$14.2K)

Filed 2025-08-13

Ethic Inc.

CLOSED

Shares0 from 39,019

Change-39,019 (-100%)

Value$0 (-$13.2K)

Filed 2025-07-30

Engineers Gate Manager LP

CLOSED

Shares0 from 38,649

Change-38,649 (-100%)

Value$0 (-$13.5K)

Filed 2025-08-14

Kestra Private Wealth Services, LLC

CLOSED

Shares0 from 38,500

Change-38,500 (-100%)

Value$0 (-$13.5K)

Filed 2025-08-07

360 Financial, Inc.

CLOSED

Shares0 from 34,907

Change-34,907 (-100%)

Value$0 (-$12.2K)

Filed 2025-08-06

CIBC World Markets Corp

CLOSED

Shares0 from 33,686

Change-33,686 (-100%)

Value$0 (-$11.8K)

Filed 2025-08-14

CIBC World Market Inc.

CLOSED

Shares0 from 33,500

Change-33,500 (-100%)

Value$0 (-$11.7K)

Filed 2025-08-14

Nuveen, LLC

CLOSED

Shares0 from 33,249

Change-33,249 (-100%)

Value$0 (-$11.6K)

Filed 2025-08-12

ProShare Advisors LLC

CLOSED

Shares0 from 32,834

Change-32,834 (-100%)

Value$0 (-$11.5K)

Filed 2025-08-07

Police & Firemen's Retirement System of New Jersey

CLOSED

Shares0 from 32,110

Change-32,110 (-100%)

Value$0 (-$11.2K)

Filed 2025-08-08

Tower Research Capital LLC (TRC)

CLOSED

Shares0 from 31,834

Change-31,834 (-100%)

Value$0 (-$11.2K)

Filed 2025-08-15

Captrust Financial Advisors

CLOSED

Shares0 from 30,304

Change-30,304 (-100%)

Value$0 (-$10.6K)

Filed 2025-08-15

National Bank of Canada

CLOSED

Shares0 from 30,140

Change-30,140 (-100%)

Value$0 (-$10.5K)

Filed 2025-08-18

HB Wealth Management, LLC

CLOSED

Shares0 from 29,464

Change-29,464 (-100%)

Value$0 (-$10.3K)

Filed 2025-07-17

Optas, LLC

CLOSED

Shares0 from 28,413

Change-28,413 (-100%)

Value$0 (-$10.0K)

Filed 2025-07-23

Huntleigh Advisors, Inc.

CLOSED

Shares0 from 28,300

Change-28,300 (-100%)

Value$0 (-$9.9K)

Filed 2025-07-29

Millennium Management LLC

CLOSED

Shares0 from 28,051

Change-28,051 (-100%)

Value$0 (-$9.8K)

Filed 2025-08-14

LPL Financial LLC

CLOSED

Shares0 from 27,190

Change-27,190 (-100%)

Value$0 (-$9.5K)

Filed 2025-08-12

Raymond James Financial Inc

CLOSED

Shares0 from 26,064

Change-26,064 (-100%)

Value$0 (-$9.1K)

Filed 2025-08-14

PNC Financial Services Group, Inc.

CLOSED

Shares0 from 25,680

Change-25,680 (-100%)

Value$0 (-$9.0K)

Filed 2025-08-08

FMR LLC

CLOSED

Shares0 from 25,118

Change-25,118 (-100%)

Value$0 (-$8.8K)

Filed 2025-08-14

Commonwealth Equity Services, LLC

CLOSED

Shares0 from 24,365

Change-24,365 (-100%)

Value$0 (-$9)

Filed 2025-08-06

Cambridge Investment Research Advisors, Inc.

CLOSED

Shares0 from 24,035

Change-24,035 (-100%)

Value$0 (-$8)

Filed 2025-07-31

Keystone Financial Group

CLOSED

Shares0 from 22,600

Change-22,600 (-100%)

Value$0 (-$7.9K)

Filed 2025-08-13

Baader Bank Aktiengesellschaft

CLOSED

Shares0 from 20,881

Change-20,881 (-100%)

Value$0 (-$5.8K)

Filed 2025-07-10

Corient Private Wealth LP

CLOSED

Shares0 from 20,000

Change-20,000 (-100%)

Value$0 (-$7.0K)

Filed 2025-09-26

Two Sigma Securities, LLC

CLOSED

Shares0 from 19,164

Change-19,164 (-100%)

Value$0 (-$6.7K)

Filed 2025-08-14

Merit Financial Group, LLC

CLOSED

Shares0 from 18,993

Change-18,993 (-100%)

Value$0 (-$6.7K)

Filed 2025-07-22

HBK Sorce Advisory LLC

CLOSED

Shares0 from 16,933

Change-16,933 (-100%)

Value$0 (-$5.9K)

Filed 2025-08-04

Fidelis Capital Partners, LLC

CLOSED

Shares0 from 15,014

Change-15,014 (-100%)

Value$0 (-$6.2K)

Filed 2025-08-07

MTM Investment Management, LLC

CLOSED

Shares0 from 15,000

Change-15,000 (-100%)

Value$0 (-$5.1K)

Filed 2025-08-08

Focus Partners Wealth

CLOSED

Shares0 from 14,913

Change-14,913 (-100%)

Value$0 (-$5.2K)

Filed 2025-08-14

Wealthspire Advisors, LLC

CLOSED

Shares0 from 14,376

Change-14,376 (-100%)

Value$0 (-$5.0K)

Filed 2025-08-11

Ameritas Investment Partners, Inc.

CLOSED

Shares0 from 14,154

Change-14,154 (-100%)

Value$0 (-$5.0K)

Filed 2025-08-12

B. Riley Wealth Advisors, Inc.

CLOSED

Shares0 from 13,500

Change-13,500 (-100%)

Value$0 (-$4.7K)

Filed 2025-08-19

Proficio Capital Partners LLC

CLOSED

Shares0 from 13,153

Change-13,153 (-100%)

Value$0 (-$4.6K)

Filed 2025-08-07

North Forty Two & Co.

CLOSED

Shares0 from 13,153

Change-13,153 (-100%)

Value$0 (-$4.6K)

Filed 2025-08-11

Legal & General Group Plc

CLOSED

Shares0 from 12,813

Change-12,813 (-100%)

Value$0 (-$4.5K)

Filed 2025-08-12

Lazari Capital Management, Inc.

CLOSED

Shares0 from 12,574

Change-12,574 (-100%)

Value$0 (-$4.4K)

Filed 2025-07-17

Deuterium Capital Management, LLC

CLOSED

Shares0 from 12,000

Change-12,000 (-100%)

Value$0 (-$4.2K)

Filed 2025-08-04

Blair William & Co

CLOSED

Shares0 from 11,865

Change-11,865 (-100%)

Value$0 (-$4.2K)

Filed 2025-07-24

Maridea Wealth Management LLC

CLOSED

Shares0 from 11,185

Change-11,185 (-100%)

Value$0 (-$3.9K)

Filed 2025-07-16

Claro Advisors Inc.

CLOSED

Shares0 from 11,145

Change-11,145 (-100%)

Value$0 (-$3.9K)

Filed 2025-08-05

Prudential Financial Inc

CLOSED

Shares0 from 11,110

Change-11,110 (-100%)

Value$0 (-$3.9K)

Filed 2025-08-12

IHT Wealth Management, LLC

CLOSED

Shares0 from 11,051

Change-11,051 (-100%)

Value$0 (-$3.9K)

Filed 2025-08-14

Principal Financial Group Inc

CLOSED

Shares0 from 11,021

Change-11,021 (-100%)

Value$0 (-$3.9K)

Filed 2025-08-08

California State Teachers Retirement System

CLOSED

Shares0 from 11,000

Change-11,000 (-100%)

Value$0 (-$3.9K)

Filed 2025-08-14

Osaic Holdings, Inc.

CLOSED

Shares0 from 10,886

Change-10,886 (-100%)

Value$0 (-$3.8K)

Filed 2025-09-04

Wolverine Trading, LLC

CLOSED

Shares0 from 10,587

Change-10,587 (-100%)

Value$0 (-$4.1K)

Filed 2025-08-18

Clarity Capital Partners LLC

CLOSED

Shares0 from 10,000

Change-10,000 (-100%)

Value$0 (-$3.5K)

Filed 2025-07-21

Chickasaw Capital Management LLC

CLOSED

Shares0 from 10,000

Change-10,000 (-100%)

Value$0 (-$4)

Filed 2025-07-10

Johnson Investment Counsel Inc

CLOSED

Shares0 from 10,000

Change-10,000 (-100%)

Value$0 (-$3.5K)

Filed 2025-07-25

Atlantic Trust Group, LLC

CLOSED

Shares0 from 9,522

Change-9,522 (-100%)

Value$0 (-$3.3K)

Filed 2025-08-12

Amalgamated Bank

CLOSED

Shares0 from 5,250

Change-5,250 (-100%)

Value$0 (-$2)

Filed 2025-08-04

Federation des caisses Desjardins du Quebec

CLOSED

Shares0 from 4,885

Change-4,885 (-100%)

Value$0 (-$1.7K)

Filed 2025-08-14

CKW Financial Group

CLOSED

Shares0 from 3,872

Change-3,872 (-100%)

Value$0 (-$1)

Filed 2025-07-28

SBI Securities Co., Ltd.

CLOSED

Shares0 from 3,507

Change-3,507 (-100%)

Value$0 (-$1.2K)

Filed 2025-08-08

Clearstead Advisors, LLC

CLOSED

Shares0 from 2,915

Change-2,915 (-100%)

Value$0 (-$1.0K)

Filed 2025-08-08

Sterling Capital Management LLC

CLOSED

Shares0 from 2,728

Change-2,728 (-100%)

Value$0 (-$956)

Filed 2025-08-08

CoreCap Advisors, LLC

CLOSED

Shares0 from 2,308

Change-2,308 (-100%)

Value$0 (-$808)

Filed 2025-08-14

EverSource Wealth Advisors, LLC

CLOSED

Shares0 from 2,282

Change-2,282 (-100%)

Value$0 (-$799)

Filed 2025-08-13

Optiver Holding B.V.

CLOSED

Shares0 from 1,746

Change-1,746 (-100%)

Value$0 (-$612)

Filed 2025-08-14

True Wealth Design, LLC

CLOSED

Shares0 from 1,637

Change-1,637 (-100%)

Value$0 (-$574)

Filed 2025-08-06

US Bancorp \de\

CLOSED

Shares0 from 1,522

Change-1,522 (-100%)

Value$0 (-$533)

Filed 2025-07-24

GHP Investment Advisors, Inc.

CLOSED

Shares0 from 1,393

Change-1,393 (-100%)

Value$0 (-$488)

Filed 2025-08-05

Coldstream Capital Management Inc

CLOSED

Shares0 from 1,386

Change-1,386 (-100%)

Value$0 (-$486)

Filed 2025-08-12

Comerica Bank

CLOSED

Shares0 from 1,200

Change-1,200 (-100%)

Value$0 (-$420)

Filed 2025-08-14

Nisa Investment Advisors, LLC

CLOSED

Shares0 from 1,100

Change-1,100 (-100%)

Value$0 (-$385)

Filed 2025-07-31

Allworth Financial LP

CLOSED

Shares0 from 1,015

Change-1,015 (-100%)

Value$0 (-$413)

Filed 2025-08-07

Rise Advisors, LLC

CLOSED

Shares0 from 1,015

Change-1,015 (-100%)

Value$0 (-$356)

Filed 2025-07-08

Jones Financial Companies Lllp

CLOSED

Shares0 from 817

Change-817 (-100%)

Value$0 (-$319)

Filed 2025-08-13

Strategic Investment Solutions, Inc.

CLOSED

Shares0 from 750

Change-750 (-100%)

Value$0 (-$263)

Filed 2025-07-16

MAI Capital Management

CLOSED

Shares0 from 750

Change-750 (-100%)

Value$0 (-$263)

Filed 2025-08-12

Wilmington Savings Fund Society, FSB

CLOSED

Shares0 from 700

Change-700 (-100%)

Value$0 (-$245)

Filed 2025-07-28

Northwestern Mutual Wealth Management Co

CLOSED

Shares0 from 500

Change-500 (-100%)

Value$0 (-$175)

Filed 2025-08-13

HM Payson & Co

CLOSED

Shares0 from 500

Change-500 (-100%)

Value$0 (-$176)

Filed 2025-10-17

Russell Investments Group, Ltd.

CLOSED

Shares0 from 380

Change-380 (-100%)

Value$0 (-$133)

Filed 2025-08-13

Harbour Investments, Inc.

CLOSED

Shares0 from 356

Change-356 (-100%)

Value$0 (-$125)

Filed 2025-07-28

PSI Advisors, LLC

CLOSED

Shares0 from 300

Change-300 (-100%)

Value$0 (-$105)

Filed 2025-08-12

Glen Eagle Advisors, LLC

CLOSED

Shares0 from 265

Change-265 (-100%)

Value$0 (-$93)

Filed 2025-08-14

Dogwood Wealth Management LLC

CLOSED

Shares0 from 230

Change-230 (-100%)

Value$0 (-$81)

Filed 2025-07-18

Bank of Montreal

CLOSED

Shares0 from 203

Change-203 (-100%)

Value$0 (-$71)

Filed 2025-08-05

Legacy Wealth Managment, LLC

CLOSED

Shares0 from 200

Change-200 (-100%)

Value$0 (-$71)

Filed 2025-08-06

SVB Wealth LLC

CLOSED

Shares0 from 200

Change-200 (-100%)

Value$0 (-$70)

Filed 2025-08-14

Mather Group, Llc.

CLOSED

Shares0 from 200

Change-200 (-100%)

Value$0 (-$70)

Filed 2025-07-15

NewEdge Advisors, LLC

CLOSED

Shares0 from 153

Change-153 (-100%)

Value$0 (-$55)

Filed 2025-08-14

Ascentis Wealth Management, LLC

CLOSED

Shares0 from 150

Change-150 (-100%)

Value$0 (-$50)

Filed 2025-07-16

Albion Financial Group

CLOSED

Shares0 from 135

Change-135 (-100%)

Value$0 (-$48)

Filed 2025-07-17

BFC Planning, Inc.

CLOSED

Shares0 from 100

Change-100 (-100%)

Value$0 (-$35)

Filed 2026-10-29

Steward Partners Investment Advisory, LLC

CLOSED

Shares0 from 100

Change-100 (-100%)

Value$0 (-$35)

Filed 2025-08-12

Sound Income Strategies, LLC

CLOSED

Shares0 from 100

Change-100 (-100%)

Value$0 (-$35)

Filed 2025-07-17

Missouri Trust & Investment Co

CLOSED

Shares0 from 55

Change-55 (-100%)

Value$0 (-$19)

Filed 2025-07-15

Smallwood Wealth Investment Management, LLC

CLOSED

Shares0 from 40

Change-40 (-100%)

Value$0 (-$14)

Filed 2025-10-03

Proequities, Inc.

CLOSED

Shares0 from 0

Change0

Value$0 ($0)

Filed 2025-08-12

Pilgrim Partners Asia Pte Ltd

N/A

Shares— from 500

Change-500 (-100%)

Value—

	Status
Rock Point Advisors, LLC	DECREASED	11,847	549,290	-537,443	-98%	$192.4K	$73.8K	-$118.6K	2025-08-14
IFP Advisors, Inc	INCREASED	394	100	+294	+294%	$35	$165	+$130	2025-07-24
BlackRock, Inc.	CLOSED	0	11,103,872	-11,103,872	-100%	$3.9M	$0	-$3.9M	2025-08-12
Vanguard Group Inc	CLOSED	0	8,615,344	-8,615,344	-100%	$3.0M	$0	-$3.0M	2025-08-11
Geode Capital Management, LLC	CLOSED	0	3,714,543	-3,714,543	-100%	$1.3M	$0	-$1.3M	2025-08-08
State Street Corp	CLOSED	0	3,048,941	-3,048,941	-100%	$1.1M	$0	-$1.1M	2025-08-14
UBS Group AG	CLOSED	0	1,604,519	-1,604,519	-100%	$561.6K	$0	-$561.6K	2025-08-14
AQR Capital Management LLC	CLOSED	0	1,482,790	-1,482,790	-100%	$519.4K	$0	-$519.4K	2025-08-14
Northern Trust Corp	CLOSED	0	1,240,931	-1,240,931	-100%	$434.7K	$0	-$434.7K	2025-08-13
Lido Advisors, LLC	CLOSED	0	1,060,772	-1,060,772	-100%	$371.6K	$0	-$371.6K	2025-08-13
HSBC Holdings PLC	CLOSED	0	873,282	-873,282	-100%	$307.4K	$0	-$307.4K	2025-08-13
Susquehanna International Group, LLP	CLOSED	0	871,361	-871,361	-100%	$305.2K	$0	-$305.2K	2025-08-14
Citigroup Inc	CLOSED	0	839,088	-839,088	-100%	$293.9K	$0	-$293.9K	2025-08-11
Group One Trading LLC	CLOSED	0	683,269	-683,269	-100%	$239.3K	$0	-$239.3K	2025-08-14
Cohen & Steers, Inc.	CLOSED	0	637,750	-637,750	-100%	$223	$0	-$223	2025-08-14
BNP Paribas Financial Markets	CLOSED	0	606,842	-606,842	-100%	$212.6K	$0	-$212.6K	2025-08-14
Royal Bank of Canada	CLOSED	0	514,538	-514,538	-100%	$179.0K	$0	-$179.0K	2025-11-21
Morgan Stanley	CLOSED	0	499,165	-499,165	-100%	$174.9K	$0	-$174.9K	2025-08-14
Charles Schwab Investment Management Inc	CLOSED	0	444,053	-444,053	-100%	$155.6K	$0	-$155.6K	2025-08-12
Bank of New York Mellon Corp	CLOSED	0	437,581	-437,581	-100%	$153.3K	$0	-$153.3K	2025-08-05
Deutsche Bank Ag\	CLOSED	0	424,189	-424,189	-100%	$148.5K	$0	-$148.5K	2025-08-12
Goldman Sachs Group Inc	CLOSED	0	392,181	-392,181	-100%	$137.4K	$0	-$137.4K	2025-08-14
HighTower Advisors, LLC	CLOSED	0	329,561	-329,561	-100%	$115.4K	$0	-$115.4K	2025-08-11
Price T Rowe Associates Inc	CLOSED	0	314,397	-314,397	-100%	$111	$0	-$111	2025-08-14
Wells Fargo & Company	CLOSED	0	306,863	-306,863	-100%	$107.5K	$0	-$107.5K	2025-08-14
Jane Street Group, LLC	CLOSED	0	301,862	-301,862	-100%	$105.7K	$0	-$105.7K	2025-08-14
Alliancebernstein L.P.	CLOSED	0	274,368	-274,368	-100%	$96.1K	$0	-$96.1K	2025-08-14
XTX Topco Ltd	CLOSED	0	230,443	-230,443	-100%	$80.7K	$0	-$80.7K	2025-08-12
Sanctuary Advisors, LLC	CLOSED	0	228,839	-228,839	-100%	$80.2K	$0	-$80.2K	2026-01-06
Nomura Holdings Inc	CLOSED	0	228,814	-228,814	-100%	$80.2K	$0	-$80.2K	2025-08-18
Invesco Ltd.	CLOSED	0	221,763	-221,763	-100%	$77.7K	$0	-$77.7K	2025-08-13
Rhumbline Advisers	CLOSED	0	213,710	-213,710	-100%	$74.8K	$0	-$74.8K	2025-08-12
Two Sigma Investments, LP	CLOSED	0	208,129	-208,129	-100%	$72.9K	$0	-$72.9K	2025-08-14
Barclays PLC	CLOSED	0	184,620	-184,620	-100%	$64.7K	$0	-$64.7K	2026-02-27
Cetera Investment Advisers	CLOSED	0	175,250	-175,250	-100%	$61.4K	$0	-$61.4K	2025-08-08
Electron Capital Partners, LLC	CLOSED	0	163,390	-163,390	-100%	$57.2K	$0	-$57.2K	2025-08-14
Vanguard Personalized Indexing Management, LLC	CLOSED	0	160,359	-160,359	-100%	$56.2K	$0	-$56.2K	2025-07-25
IEQ Capital, LLC	CLOSED	0	133,139	-133,139	-100%	$46.6K	$0	-$46.6K	2025-08-14
Skandinaviska Enskilda Banken AB (publ)	CLOSED	0	123,164	-123,164	-100%	$43.1K	$0	-$43.1K	2025-08-13
Bank of America Corp	CLOSED	0	118,155	-118,155	-100%	$41.4K	$0	-$41.4K	2025-08-14
Intech Investment Management LLC	CLOSED	0	93,598	-93,598	-100%	$32.8K	$0	-$32.8K	2025-08-08
Tudor Investment Corp ET AL	CLOSED	0	91,608	-91,608	-100%	$32.1K	$0	-$32.1K	2025-08-14
Mirae Asset Global Etfs Holdings Ltd.	CLOSED	0	91,000	-91,000	-100%	$31.9K	$0	-$31.9K	2025-08-14
CWM, LLC	CLOSED	0	89,913	-89,913	-100%	$31	$0	-$31	2025-07-25
Baird Financial Group, Inc.	CLOSED	0	89,157	-89,157	-100%	$31.2K	$0	-$31.2K	2025-08-13
Cerity Partners LLC	CLOSED	0	82,666	-82,666	-100%	$29.0K	$0	-$29.0K	2025-08-13
GWN Securities Inc.	CLOSED	0	80,774	-80,774	-100%	$44.9K	$0	-$44.9K	2025-08-01
Balyasny Asset Management L.P.	CLOSED	0	77,234	-77,234	-100%	$27.1K	$0	-$27.1K	2025-08-14
Corebridge Financial, Inc.	CLOSED	0	74,374	-74,374	-100%	$26.1K	$0	-$26.1K	2025-08-12
JPMorgan Chase & Co	CLOSED	0	71,793	-71,793	-100%	$25.1K	$0	-$25.1K	2025-08-12
Money Concepts Capital Corp	CLOSED	0	70,000	-70,000	-100%	$24.5K	$0	-$24.5K	2025-08-14
Wealth Enhancement Advisory Services, LLC	CLOSED	0	69,610	-69,610	-100%	$24.4K	$0	-$24.4K	2025-07-10
New York State Common Retirement Fund	CLOSED	0	59,423	-59,423	-100%	$20.8K	$0	-$20.8K	2025-10-08
SG Americas Securities, LLC	CLOSED	0	54,779	-54,779	-100%	$19	$0	-$19	2025-08-08
Aries Wealth Management	CLOSED	0	50,000	-50,000	-100%	$17.5K	$0	-$17.5K	2025-07-28
SCP Investment, LP	CLOSED	0	48,688	-48,688	-100%	$17.1K	$0	-$17.1K	2025-08-13
AlTi Global, Inc.	CLOSED	0	48,621	-48,621	-100%	$17.0K	$0	-$17.0K	2025-07-31
Integrated Wealth Concepts LLC	CLOSED	0	46,268	-46,268	-100%	$16.2K	$0	-$16.2K	2025-08-14
Skaana Management L.P.	CLOSED	0	44,504	-44,504	-100%	$15.6K	$0	-$15.6K	2025-08-08
Pallas Capital Advisors LLC	CLOSED	0	41,871	-41,871	-100%	$14.7K	$0	-$14.7K	2025-07-09
Mariner, LLC	CLOSED	0	41,168	-41,168	-100%	$14.4K	$0	-$14.4K	2025-08-14
State Board of Administration of Florida Retirement System	CLOSED	0	40,660	-40,660	-100%	$14.2K	$0	-$14.2K	2025-08-13
Ethic Inc.	CLOSED	0	39,019	-39,019	-100%	$13.2K	$0	-$13.2K	2025-07-30
Engineers Gate Manager LP	CLOSED	0	38,649	-38,649	-100%	$13.5K	$0	-$13.5K	2025-08-14
Kestra Private Wealth Services, LLC	CLOSED	0	38,500	-38,500	-100%	$13.5K	$0	-$13.5K	2025-08-07
360 Financial, Inc.	CLOSED	0	34,907	-34,907	-100%	$12.2K	$0	-$12.2K	2025-08-06
CIBC World Markets Corp	CLOSED	0	33,686	-33,686	-100%	$11.8K	$0	-$11.8K	2025-08-14
CIBC World Market Inc.	CLOSED	0	33,500	-33,500	-100%	$11.7K	$0	-$11.7K	2025-08-14
Nuveen, LLC	CLOSED	0	33,249	-33,249	-100%	$11.6K	$0	-$11.6K	2025-08-12
ProShare Advisors LLC	CLOSED	0	32,834	-32,834	-100%	$11.5K	$0	-$11.5K	2025-08-07
Police & Firemen's Retirement System of New Jersey	CLOSED	0	32,110	-32,110	-100%	$11.2K	$0	-$11.2K	2025-08-08
Tower Research Capital LLC (TRC)	CLOSED	0	31,834	-31,834	-100%	$11.2K	$0	-$11.2K	2025-08-15
Captrust Financial Advisors	CLOSED	0	30,304	-30,304	-100%	$10.6K	$0	-$10.6K	2025-08-15
National Bank of Canada	CLOSED	0	30,140	-30,140	-100%	$10.5K	$0	-$10.5K	2025-08-18
HB Wealth Management, LLC	CLOSED	0	29,464	-29,464	-100%	$10.3K	$0	-$10.3K	2025-07-17
Optas, LLC	CLOSED	0	28,413	-28,413	-100%	$10.0K	$0	-$10.0K	2025-07-23
Huntleigh Advisors, Inc.	CLOSED	0	28,300	-28,300	-100%	$9.9K	$0	-$9.9K	2025-07-29
Millennium Management LLC	CLOSED	0	28,051	-28,051	-100%	$9.8K	$0	-$9.8K	2025-08-14
LPL Financial LLC	CLOSED	0	27,190	-27,190	-100%	$9.5K	$0	-$9.5K	2025-08-12
Raymond James Financial Inc	CLOSED	0	26,064	-26,064	-100%	$9.1K	$0	-$9.1K	2025-08-14
PNC Financial Services Group, Inc.	CLOSED	0	25,680	-25,680	-100%	$9.0K	$0	-$9.0K	2025-08-08
FMR LLC	CLOSED	0	25,118	-25,118	-100%	$8.8K	$0	-$8.8K	2025-08-14
Commonwealth Equity Services, LLC	CLOSED	0	24,365	-24,365	-100%	$9	$0	-$9	2025-08-06
Cambridge Investment Research Advisors, Inc.	CLOSED	0	24,035	-24,035	-100%	$8	$0	-$8	2025-07-31
Keystone Financial Group	CLOSED	0	22,600	-22,600	-100%	$7.9K	$0	-$7.9K	2025-08-13
Baader Bank Aktiengesellschaft	CLOSED	0	20,881	-20,881	-100%	$5.8K	$0	-$5.8K	2025-07-10
Corient Private Wealth LP	CLOSED	0	20,000	-20,000	-100%	$7.0K	$0	-$7.0K	2025-09-26
Two Sigma Securities, LLC	CLOSED	0	19,164	-19,164	-100%	$6.7K	$0	-$6.7K	2025-08-14
Merit Financial Group, LLC	CLOSED	0	18,993	-18,993	-100%	$6.7K	$0	-$6.7K	2025-07-22
HBK Sorce Advisory LLC	CLOSED	0	16,933	-16,933	-100%	$5.9K	$0	-$5.9K	2025-08-04
Fidelis Capital Partners, LLC	CLOSED	0	15,014	-15,014	-100%	$6.2K	$0	-$6.2K	2025-08-07
MTM Investment Management, LLC	CLOSED	0	15,000	-15,000	-100%	$5.1K	$0	-$5.1K	2025-08-08
Focus Partners Wealth	CLOSED	0	14,913	-14,913	-100%	$5.2K	$0	-$5.2K	2025-08-14
Wealthspire Advisors, LLC	CLOSED	0	14,376	-14,376	-100%	$5.0K	$0	-$5.0K	2025-08-11
Ameritas Investment Partners, Inc.	CLOSED	0	14,154	-14,154	-100%	$5.0K	$0	-$5.0K	2025-08-12
B. Riley Wealth Advisors, Inc.	CLOSED	0	13,500	-13,500	-100%	$4.7K	$0	-$4.7K	2025-08-19
Proficio Capital Partners LLC	CLOSED	0	13,153	-13,153	-100%	$4.6K	$0	-$4.6K	2025-08-07
North Forty Two & Co.	CLOSED	0	13,153	-13,153	-100%	$4.6K	$0	-$4.6K	2025-08-11
Legal & General Group Plc	CLOSED	0	12,813	-12,813	-100%	$4.5K	$0	-$4.5K	2025-08-12
Lazari Capital Management, Inc.	CLOSED	0	12,574	-12,574	-100%	$4.4K	$0	-$4.4K	2025-07-17
Deuterium Capital Management, LLC	CLOSED	0	12,000	-12,000	-100%	$4.2K	$0	-$4.2K	2025-08-04
Blair William & Co	CLOSED	0	11,865	-11,865	-100%	$4.2K	$0	-$4.2K	2025-07-24
Maridea Wealth Management LLC	CLOSED	0	11,185	-11,185	-100%	$3.9K	$0	-$3.9K	2025-07-16
Claro Advisors Inc.	CLOSED	0	11,145	-11,145	-100%	$3.9K	$0	-$3.9K	2025-08-05
Prudential Financial Inc	CLOSED	0	11,110	-11,110	-100%	$3.9K	$0	-$3.9K	2025-08-12
IHT Wealth Management, LLC	CLOSED	0	11,051	-11,051	-100%	$3.9K	$0	-$3.9K	2025-08-14
Principal Financial Group Inc	CLOSED	0	11,021	-11,021	-100%	$3.9K	$0	-$3.9K	2025-08-08
California State Teachers Retirement System	CLOSED	0	11,000	-11,000	-100%	$3.9K	$0	-$3.9K	2025-08-14
Osaic Holdings, Inc.	CLOSED	0	10,886	-10,886	-100%	$3.8K	$0	-$3.8K	2025-09-04
Wolverine Trading, LLC	CLOSED	0	10,587	-10,587	-100%	$4.1K	$0	-$4.1K	2025-08-18
Clarity Capital Partners LLC	CLOSED	0	10,000	-10,000	-100%	$3.5K	$0	-$3.5K	2025-07-21
Chickasaw Capital Management LLC	CLOSED	0	10,000	-10,000	-100%	$4	$0	-$4	2025-07-10
Johnson Investment Counsel Inc	CLOSED	0	10,000	-10,000	-100%	$3.5K	$0	-$3.5K	2025-07-25
Atlantic Trust Group, LLC	CLOSED	0	9,522	-9,522	-100%	$3.3K	$0	-$3.3K	2025-08-12
Amalgamated Bank	CLOSED	0	5,250	-5,250	-100%	$2	$0	-$2	2025-08-04
Federation des caisses Desjardins du Quebec	CLOSED	0	4,885	-4,885	-100%	$1.7K	$0	-$1.7K	2025-08-14
CKW Financial Group	CLOSED	0	3,872	-3,872	-100%	$1	$0	-$1	2025-07-28
SBI Securities Co., Ltd.	CLOSED	0	3,507	-3,507	-100%	$1.2K	$0	-$1.2K	2025-08-08
Clearstead Advisors, LLC	CLOSED	0	2,915	-2,915	-100%	$1.0K	$0	-$1.0K	2025-08-08
Sterling Capital Management LLC	CLOSED	0	2,728	-2,728	-100%	$956	$0	-$956	2025-08-08
CoreCap Advisors, LLC	CLOSED	0	2,308	-2,308	-100%	$808	$0	-$808	2025-08-14
EverSource Wealth Advisors, LLC	CLOSED	0	2,282	-2,282	-100%	$799	$0	-$799	2025-08-13
Optiver Holding B.V.	CLOSED	0	1,746	-1,746	-100%	$612	$0	-$612	2025-08-14
True Wealth Design, LLC	CLOSED	0	1,637	-1,637	-100%	$574	$0	-$574	2025-08-06
US Bancorp \de\	CLOSED	0	1,522	-1,522	-100%	$533	$0	-$533	2025-07-24
GHP Investment Advisors, Inc.	CLOSED	0	1,393	-1,393	-100%	$488	$0	-$488	2025-08-05
Coldstream Capital Management Inc	CLOSED	0	1,386	-1,386	-100%	$486	$0	-$486	2025-08-12
Comerica Bank	CLOSED	0	1,200	-1,200	-100%	$420	$0	-$420	2025-08-14
Nisa Investment Advisors, LLC	CLOSED	0	1,100	-1,100	-100%	$385	$0	-$385	2025-07-31
Allworth Financial LP	CLOSED	0	1,015	-1,015	-100%	$413	$0	-$413	2025-08-07
Rise Advisors, LLC	CLOSED	0	1,015	-1,015	-100%	$356	$0	-$356	2025-07-08
Jones Financial Companies Lllp	CLOSED	0	817	-817	-100%	$319	$0	-$319	2025-08-13
Strategic Investment Solutions, Inc.	CLOSED	0	750	-750	-100%	$263	$0	-$263	2025-07-16
MAI Capital Management	CLOSED	0	750	-750	-100%	$263	$0	-$263	2025-08-12
Wilmington Savings Fund Society, FSB	CLOSED	0	700	-700	-100%	$245	$0	-$245	2025-07-28
Northwestern Mutual Wealth Management Co	CLOSED	0	500	-500	-100%	$175	$0	-$175	2025-08-13
HM Payson & Co	CLOSED	0	500	-500	-100%	$176	$0	-$176	2025-10-17
Russell Investments Group, Ltd.	CLOSED	0	380	-380	-100%	$133	$0	-$133	2025-08-13
Harbour Investments, Inc.	CLOSED	0	356	-356	-100%	$125	$0	-$125	2025-07-28
PSI Advisors, LLC	CLOSED	0	300	-300	-100%	$105	$0	-$105	2025-08-12
Glen Eagle Advisors, LLC	CLOSED	0	265	-265	-100%	$93	$0	-$93	2025-08-14
Dogwood Wealth Management LLC	CLOSED	0	230	-230	-100%	$81	$0	-$81	2025-07-18
Bank of Montreal	CLOSED	0	203	-203	-100%	$71	$0	-$71	2025-08-05
Legacy Wealth Managment, LLC	CLOSED	0	200	-200	-100%	$71	$0	-$71	2025-08-06
SVB Wealth LLC	CLOSED	0	200	-200	-100%	$70	$0	-$70	2025-08-14
Mather Group, Llc.	CLOSED	0	200	-200	-100%	$70	$0	-$70	2025-07-15
NewEdge Advisors, LLC	CLOSED	0	153	-153	-100%	$55	$0	-$55	2025-08-14
Ascentis Wealth Management, LLC	CLOSED	0	150	-150	-100%	$50	$0	-$50	2025-07-16
Albion Financial Group	CLOSED	0	135	-135	-100%	$48	$0	-$48	2025-07-17
BFC Planning, Inc.	CLOSED	0	100	-100	-100%	$35	$0	-$35	2026-10-29
Steward Partners Investment Advisory, LLC	CLOSED	0	100	-100	-100%	$35	$0	-$35	2025-08-12
Sound Income Strategies, LLC	CLOSED	0	100	-100	-100%	$35	$0	-$35	2025-07-17
Missouri Trust & Investment Co	CLOSED	0	55	-55	-100%	$19	$0	-$19	2025-07-15
Smallwood Wealth Investment Management, LLC	CLOSED	0	40	-40	-100%	$14	$0	-$14	2025-10-03
Proequities, Inc.	CLOSED	0	0	0	—	$0	$0	$0	2025-08-12
Pilgrim Partners Asia Pte Ltd	N/A	—	500	-500	-100%	$175	—	—	—

Showing 156 of 156 institutions