Arrowmark Financial Corp (BANX)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options Short Interest 13D/13G Peers Targeting Trading Summary Profile

Sort by

Noble Wealth Management PBC

INCREASED

Shares123,765 from 107,197

Change+16,568 (+15%)

Value$2.5M (+$362.3K)

Filed 2026-10-01

Closed-End Fund Advisors, Inc.

DECREASED

Shares50,386 from 54,650

Change-4,264 (-8%)

Value$1.0M (-$67.7K)

Filed 2026-11-04

Kestra Advisory Services, LLC

NEW

Shares46,272

Change+46,272

Value$919.0K

Filed 2026-11-02

Oppenheimer & Co Inc

INCREASED

Shares24,304 from 24,037

Change+267 (+1%)

Value$482.7K (+$12.8K)

Filed 2026-10-26

Capital Investment Advisors, LLC

UNCHANGED

Shares22,846 from 22,846

Change0 (0%)

Value$453.7K (+$7.1K)

Filed 2026-10-22

Falcon Wealth Planning

UNCHANGED

Shares16,179 from 16,179

Change0 (0%)

Value$321.3K (+$5.0K)

Filed 2026-11-06

Concurrent Investment Advisors, LLC

NEW

Shares15,800

Change+15,800

Value$313.8K

Filed 2026-10-16

Accurate Wealth Management, LLC

DECREASED

Shares10,433 from 11,388

Change-955 (-8%)

Value$209.5K (-$18.3K)

Filed 2026-10-20

Belpointe Asset Management LLC

UNCHANGED

Shares10,300 from 10,300

Change0 (0%)

Value$204.6K (+$3.2K)

Filed 2026-11-09

Trust Co of Vermont

UNCHANGED

Shares1,750 from 1,750

Change0 (0%)

Value$34.8K (+$542)

Filed 2026-10-21

Caldwell Sutter Capital, Inc.

UNCHANGED

Shares693 from 693

Change0 (0%)

Value$13.8K (+$215)

Filed 2026-11-09

Pathway Financial Advisers, LLC

NEW

Shares557

Change+557

Value$11.1K

Filed 2026-10-27

Wilmington Savings Fund Society, FSB

UNCHANGED

Shares500 from 500

Change0 (0%)

Value$9.9K (+$155)

Filed 2026-10-23

Bank of New Hampshire

NEW

Shares400

Change+400

Value$7.9K

Filed 2026-10-06

Nfsg Corp

UNCHANGED

Shares200 from 200

Change0 (0%)

Value$4.0K (+$62)

Filed 2026-10-15

Allworth Financial LP

UNCHANGED

Shares200 from 200

Change0 (0%)

Value$3.9K ($0)

Filed 2026-11-06

Highline Wealth Partners LLC

UNCHANGED

Shares135 from 135

Change0 (0%)

Value$2.7K (+$42)

Filed 2026-10-19

SBI Securities Co., Ltd.

UNCHANGED

Shares3 from 3

Change0 (0%)

Value$60 (+$1)

Filed 2026-10-22

Russell Investments Group, Ltd.

DECREASED

Shares2 from 3

Change-1 (-33%)

Value$40 (-$19)

Filed 2026-11-06

Caitong International Asset Management Co., Ltd

UNCHANGED

Shares2 from 2

Change0 (0%)

Value$40 (+$1)

Filed 2026-10-29

AlphaCore Capital LLC

CLOSED

Shares0 from 40,258

Change-40,258 (-100%)

Value$0 (-$787.0K)

Filed 2026-11-04

Blue Bell Private Wealth Management, LLC

CLOSED

Shares0 from 1,903

Change-1,903 (-100%)

Value$0 (-$37.2K)

Filed 2026-10-29

Simplex Trading, LLC

CLOSED

Shares0 from 924

Change-924 (-100%)

Value$0 (-$18.1K)

Filed 2026-11-04

ArrowMark Colorado Holdings LLC

N/A

Shares— from 884,834

Change-884,834 (-100%)

Value—

Stifel Financial Corp

N/A

Shares— from 139,071

Change-139,071 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 131,069

Change-131,069 (-100%)

Value—

Everstar Asset Management, LLC

N/A

Shares— from 59,632

Change-59,632 (-100%)

Value—

Almitas Capital LLC

N/A

Shares— from 50,843

Change-50,843 (-100%)

Value—

Morgan Stanley

N/A

Shares— from 33,696

Change-33,696 (-100%)

Value—

Marshall Wace, LLP

N/A

Shares— from 32,626

Change-32,626 (-100%)

Value—

Raymond James Financial Inc

N/A

Shares— from 31,473

Change-31,473 (-100%)

Value—

CSS LLC

N/A

Shares— from 26,821

Change-26,821 (-100%)

Value—

Hudson Bay Capital Management LP

N/A

Shares— from 18,222

Change-18,222 (-100%)

Value—

Mariner, LLC

N/A

Shares— from 14,974

Change-14,974 (-100%)

Value—

Rockefeller Capital Management L.P.

N/A

Shares— from 14,762

Change-14,762 (-100%)

Value—

UBS Group AG

N/A

Shares— from 13,941

Change-13,941 (-100%)

Value—

Private Advisor Group, LLC

N/A

Shares— from 11,054

Change-11,054 (-100%)

Value—

JPMorgan Chase & Co

N/A

Shares— from 1,073

Change-1,073 (-100%)

Value—

Wells Fargo & Company

N/A

Shares— from 1

Change-1 (-100%)

Value—

	Status
Noble Wealth Management PBC	INCREASED	123,765	107,197	+16,568	+15%	$2.1M	$2.5M	+$362.3K	2026-10-01
Closed-End Fund Advisors, Inc.	DECREASED	50,386	54,650	-4,264	-8%	$1.1M	$1.0M	-$67.7K	2026-11-04
Kestra Advisory Services, LLC	NEW	46,272	—	+46,272	—	—	$919.0K	—	2026-11-02
Oppenheimer & Co Inc	INCREASED	24,304	24,037	+267	+1%	$469.9K	$482.7K	+$12.8K	2026-10-26
Capital Investment Advisors, LLC	UNCHANGED	22,846	22,846	0	0%	$446.6K	$453.7K	+$7.1K	2026-10-22
Falcon Wealth Planning	UNCHANGED	16,179	16,179	0	0%	$316.3K	$321.3K	+$5.0K	2026-11-06
Concurrent Investment Advisors, LLC	NEW	15,800	—	+15,800	—	—	$313.8K	—	2026-10-16
Accurate Wealth Management, LLC	DECREASED	10,433	11,388	-955	-8%	$227.8K	$209.5K	-$18.3K	2026-10-20
Belpointe Asset Management LLC	UNCHANGED	10,300	10,300	0	0%	$201.4K	$204.6K	+$3.2K	2026-11-09
Trust Co of Vermont	UNCHANGED	1,750	1,750	0	0%	$34.2K	$34.8K	+$542	2026-10-21
Caldwell Sutter Capital, Inc.	UNCHANGED	693	693	0	0%	$13.5K	$13.8K	+$215	2026-11-09
Pathway Financial Advisers, LLC	NEW	557	—	+557	—	—	$11.1K	—	2026-10-27
Wilmington Savings Fund Society, FSB	UNCHANGED	500	500	0	0%	$9.8K	$9.9K	+$155	2026-10-23
Bank of New Hampshire	NEW	400	—	+400	—	—	$7.9K	—	2026-10-06
Nfsg Corp	UNCHANGED	200	200	0	0%	$3.9K	$4.0K	+$62	2026-10-15
Allworth Financial LP	UNCHANGED	200	200	0	0%	$3.9K	$3.9K	$0	2026-11-06
Highline Wealth Partners LLC	UNCHANGED	135	135	0	0%	$2.6K	$2.7K	+$42	2026-10-19
SBI Securities Co., Ltd.	UNCHANGED	3	3	0	0%	$59	$60	+$1	2026-10-22
Russell Investments Group, Ltd.	DECREASED	2	3	-1	-33%	$59	$40	-$19	2026-11-06
Caitong International Asset Management Co., Ltd	UNCHANGED	2	2	0	0%	$39	$40	+$1	2026-10-29
AlphaCore Capital LLC	CLOSED	0	40,258	-40,258	-100%	$787.0K	$0	-$787.0K	2026-11-04
Blue Bell Private Wealth Management, LLC	CLOSED	0	1,903	-1,903	-100%	$37.2K	$0	-$37.2K	2026-10-29
Simplex Trading, LLC	CLOSED	0	924	-924	-100%	$18.1K	$0	-$18.1K	2026-11-04
ArrowMark Colorado Holdings LLC	N/A	—	884,834	-884,834	-100%	$17.3M	—	—	—
Stifel Financial Corp	N/A	—	139,071	-139,071	-100%	$2.7M	—	—	—
Osaic Holdings, Inc.	N/A	—	131,069	-131,069	-100%	$2.6M	—	—	—
Everstar Asset Management, LLC	N/A	—	59,632	-59,632	-100%	$1.2M	—	—	—
Almitas Capital LLC	N/A	—	50,843	-50,843	-100%	$994.0K	—	—	—
Morgan Stanley	N/A	—	33,696	-33,696	-100%	$658.8K	—	—	—
Marshall Wace, LLP	N/A	—	32,626	-32,626	-100%	$637.8K	—	—	—
Raymond James Financial Inc	N/A	—	31,473	-31,473	-100%	$615.3K	—	—	—
CSS LLC	N/A	—	26,821	-26,821	-100%	$524.4K	—	—	—
Hudson Bay Capital Management LP	N/A	—	18,222	-18,222	-100%	$356.2K	—	—	—
Mariner, LLC	N/A	—	14,974	-14,974	-100%	$292.7K	—	—	—
Rockefeller Capital Management L.P.	N/A	—	14,762	-14,762	-100%	$288.6K	—	—	—
UBS Group AG	N/A	—	13,941	-13,941	-100%	$272.5K	—	—	—
Private Advisor Group, LLC	N/A	—	11,054	-11,054	-100%	$216.1K	—	—	—
JPMorgan Chase & Co	N/A	—	1,073	-1,073	-100%	$21.0K	—	—	—
Wells Fargo & Company	N/A	—	1	-1	-100%	$28	—	—	—

Showing 39 of 39 institutions