IR
Superintel
OverviewMarketsWatchlist
© 2026 IR SuperintelMethodologyContact

DAY Hagan Smart Sector ETF (SSUS)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Ashton Thomas Private Wealth, LLC
INCREASED
Shares1,534,788 from 1,465,162
Change+69,626 (+5%)
Value$86.1M (+$5.0M)
Filed 2026-11-03
Prospera Financial Services Inc
DECREASED
Shares418,887 from 442,285
Change-23,398 (-5%)
Value$23.4M (-$1.0M)
Filed 2026-11-04
Pacific Sage Partners, LLC
DECREASED
Shares339,955 from 353,250
Change-13,295 (-4%)
Value$19.1M (-$473.6K)
Filed 2026-10-21
AlphaCore Capital LLC
DECREASED
Shares173,832 from 193,189
Change-19,357 (-10%)
Value$9.7M (-$936.8K)
Filed 2026-11-04
SkyOak Wealth, LLC
DECREASED
Shares144,134 from 144,880
Change-746 (-1%)
Value$8.1M (+$69.7K)
Filed 2026-10-28
Wealth Enhancement Advisory Services, LLC
DECREASED
Shares118,672 from 125,537
Change-6,865 (-5%)
Value$6.7M (-$225.4K)
Filed 2026-10-13
Commonwealth Equity Services, LLC
DECREASED
Shares104,525 from 105,296
Change-771 (-1%)
Value$5.9M (+$37.8K)
Filed 2026-11-02
Independent Wealth Advisors LLC
DECREASED
Shares73,393 from 77,252
Change-3,859 (-5%)
Value$4.1M (-$157.0K)
Filed 2026-10-27
Vise Technologies, Inc.
DECREASED
Shares70,178 from 127,534
Change-57,356 (-45%)
Value$3.9M (-$3.1M)
Filed 2026-10-29
Roman Butler Fullerton & Co
INCREASED
Shares57,309 from 53,440
Change+3,869 (+7%)
Value$3.2M (+$283.3K)
Filed 2026-10-27
Cambridge Investment Research Advisors, Inc.
DECREASED
Shares46,743 from 54,233
Change-7,490 (-14%)
Value$2.6K (-$3.0M)
Filed 2026-11-02
Discipline Wealth Solutions, LLC
DECREASED
Shares43,578 from 63,936
Change-20,358 (-32%)
Value$2.4M (-$1.1M)
Filed 2026-10-14
Elevation Point Wealth Partners, LLC
UNCHANGED
Shares40,827 from 40,827
Change0 (0%)
Value$2.3M (+$31.4K)
Filed 2026-11-05
Cabot Wealth Management Inc
NEW
Shares19,448
Change+19,448
Value$1.1M
Filed 2026-11-05
Destiny Wealth Partners, LLC
DECREASED
Shares18,303 from 18,482
Change-179 (-1%)
Value$1.0M (+$10.6K)
Filed 2026-11-05
Signal Advisors Wealth, LLC
INCREASED
Shares17,141 from 5,908
Change+11,233 (+190%)
Value$961.3K (+$634.5K)
Filed 2026-10-13
Bank of New York Mellon Corp
INCREASED
Shares14,561 from 14,560
Change+1 (+0%)
Value$816.6K (+$11.2K)
Filed 2026-11-05
Creative Planning
INCREASED
Shares14,531 from 9,081
Change+5,450 (+60%)
Value$814.9K (+$312.6K)
Filed 2026-11-02
ARQ Wealth Advisors, LLC
DECREASED
Shares10,792 from 10,995
Change-203 (-2%)
Value$605.2K (+$2.3K)
Filed 2026-10-29
J2 Capital Management Inc
INCREASED
Shares10,782 from 10,436
Change+346 (+3%)
Value$604.6K (+$27.4K)
Filed 2026-10-19
Leonard Rickey Investment Advisors P.L.L.C.
UNCHANGED
Shares6,932 from 6,932
Change0 (0%)
Value$388.8K (+$5.3K)
Filed 2026-10-29
Heritage OAK Wealth Advisors LLC
DECREASED
Shares6,472 from 6,568
Change-96 (-1%)
Value$363.0K (-$326)
Filed 2026-10-14
Independent Financial Group, LLC
UNCHANGED
Shares5,964 from 5,964
Change0 (0%)
Value$334.5K (+$4.6K)
Filed 2026-10-13
Williams & Novak Wealth Management, LLC
INCREASED
Shares5,050 from 4,500
Change+550 (+12%)
Value$283.2K (+$34.3K)
Filed 2026-10-09
Accurate Wealth Management, LLC
DECREASED
Shares4,872 from 5,269
Change-397 (-8%)
Value$278.3K (-$14.0K)
Filed 2026-10-20
Gratus Wealth Advisors, LLC
DECREASED
Shares3,975 from 4,125
Change-150 (-4%)
Value$222.9K (-$5.2K)
Filed 2026-10-26
Partners Wealth Management, LLC
NEW
Shares3,878
Change+3,878
Value$217.5K
Filed 2026-10-28
MGO One Seven LLC
NEW
Shares3,814
Change+3,814
Value$213.9K
Filed 2026-10-28
Ashton Thomas Securities, LLC
NEW
Shares3,664
Change+3,664
Value$205.5K
Filed 2026-10-26
Avior Wealth Management, LLC
NEW
Shares3,611
Change+3,611
Value$202.5K
Filed 2026-10-13
Gables Capital Management Inc.
UNCHANGED
Shares1,149 from 1,149
Change0 (0%)
Value$64.4K (+$885)
Filed 2026-11-04
Assetmark, Inc
UNCHANGED
Shares759 from 759
Change0 (0%)
Value$42.6K (+$585)
Filed 2026-10-21
Accordant Advisory Group Inc
UNCHANGED
Shares600 from 600
Change0 (0%)
Value$33.6K (+$462)
Filed 2026-10-29
Farther Finance Advisors, LLC
UNCHANGED
Shares234 from 234
Change0 (0%)
Value$13.1K (+$180)
Filed 2026-10-08
Creative Financial Designs Inc
UNCHANGED
Shares208 from 208
Change0 (0%)
Value$11.7K (+$161)
Filed 2026-11-04
Compass Financial Management LLC
DECREASED
Shares202 from 706
Change-504 (-71%)
Value$11.3K (-$27.7K)
Filed 2026-10-30
Tradewinds Capital Management, LLC
DECREASED
Shares166 from 295
Change-129 (-44%)
Value$9.3K (-$7.0K)
Filed 2026-10-23
Wealth Effects LLC
CLOSED
Shares0 from 4,810
Change-4,810 (-100%)
Value$0 (-$266.0K)
Filed 2026-10-23
AdvisorNet Financial, Inc
CLOSED
Shares0 from 935
Change-935 (-100%)
Value$0 (-$51.7K)
Filed 2026-10-15
MCF Advisors LLC
CLOSED
Shares0 from 458
Change-458 (-100%)
Value$0 (-$25.3K)
Filed 2026-10-28
Raymond James Financial Inc
N/A
Shares— from 943,344
Change-943,344 (-100%)
Value—
Integrated Wealth Concepts LLC
N/A
Shares— from 864,921
Change-864,921 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 747,914
Change-747,914 (-100%)
Value—
OneDigital Investment Advisors LLC
N/A
Shares— from 393,733
Change-393,733 (-100%)
Value—
LPL Financial LLC
N/A
Shares— from 379,534
Change-379,534 (-100%)
Value—
IHT Wealth Management, LLC
N/A
Shares— from 326,874
Change-326,874 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 156,703
Change-156,703 (-100%)
Value—
Ameriprise Financial Inc
N/A
Shares— from 119,349
Change-119,349 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 115,144
Change-115,144 (-100%)
Value—
Virtu Financial LLC
N/A
Shares— from 53,908
Change-53,908 (-100%)
Value—
Stifel Financial Corp
N/A
Shares— from 47,910
Change-47,910 (-100%)
Value—
Goldman Sachs Group Inc
N/A
Shares— from 44,251
Change-44,251 (-100%)
Value—
Vestmark Advisory Solutions, Inc.
N/A
Shares— from 40,687
Change-40,687 (-100%)
Value—
Janney Montgomery Scott LLC
N/A
Shares— from 36,100
Change-36,100 (-100%)
Value—
Susquehanna International Group, LLP
N/A
Shares— from 22,712
Change-22,712 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 17,007
Change-17,007 (-100%)
Value—
Mercer Global Advisors Inc
N/A
Shares— from 16,065
Change-16,065 (-100%)
Value—
HighTower Advisors, LLC
N/A
Shares— from 13,472
Change-13,472 (-100%)
Value—
Keating Financial Advisory Services, Inc.
N/A
Shares— from 13,322
Change-13,322 (-100%)
Value—
GTS Securities LLC
N/A
Shares— from 11,764
Change-11,764 (-100%)
Value—
Citadel Advisors LLC
N/A
Shares— from 10,682
Change-10,682 (-100%)
Value—
Beacon Pointe Advisors, LLC
N/A
Shares— from 8,536
Change-8,536 (-100%)
Value—
PNC Financial Services Group, Inc.
N/A
Shares— from 7,566
Change-7,566 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 7,336
Change-7,336 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 7,008
Change-7,008 (-100%)
Value—
Ethos Financial Group, LLC
N/A
Shares— from 6,529
Change-6,529 (-100%)
Value—
Aptus Capital Advisors, LLC
N/A
Shares— from 5,950
Change-5,950 (-100%)
Value—
HRT Financial LP
N/A
Shares— from 5,335
Change-5,335 (-100%)
Value—
Freedom Investment Management, Inc.
N/A
Shares— from 4,804
Change-4,804 (-100%)
Value—
Palumbo Wealth Management LLC
N/A
Shares— from 4,266
Change-4,266 (-100%)
Value—
AE Wealth Management LLC
N/A
Shares— from 4,000
Change-4,000 (-100%)
Value—
Allworth Financial LP
N/A
Shares— from 3,336
Change-3,336 (-100%)
Value—
BlackRock, Inc.
N/A
Shares— from 1,404
Change-1,404 (-100%)
Value—
JPMorgan Chase & Co
N/A
Shares— from 782
Change-782 (-100%)
Value—
Hollencrest Capital Management
N/A
Shares— from 576
Change-576 (-100%)
Value—
Truvestments Capital LLC
N/A
Shares— from 237
Change-237 (-100%)
Value—
Harbour Investments, Inc.
N/A
Shares— from 140
Change-140 (-100%)
Value—
Status
Ashton Thomas Private Wealth, LLC
INCREASED1,534,7881,465,162+69,626+5%$81.0M$86.1M+$5.0M2026-11-03
Prospera Financial Services Inc
DECREASED418,887442,285-23,398-5%$24.5M$23.4M-$1.0M2026-11-04
Pacific Sage Partners, LLC
DECREASED339,955353,250-13,295-4%$19.5M$19.1M-$473.6K2026-10-21
AlphaCore Capital LLC
DECREASED173,832193,189-19,357-10%$10.7M$9.7M-$936.8K2026-11-04
SkyOak Wealth, LLC
DECREASED144,134144,880-746-1%$8.0M$8.1M+$69.7K2026-10-28
Wealth Enhancement Advisory Services, LLC
DECREASED118,672125,537-6,865-5%$7.0M$6.7M-$225.4K2026-10-13
Commonwealth Equity Services, LLC
DECREASED104,525105,296-771-1%$5.8M$5.9M+$37.8K2026-11-02
Independent Wealth Advisors LLC
DECREASED73,39377,252-3,859-5%$4.3M$4.1M-$157.0K2026-10-27
Vise Technologies, Inc.
DECREASED70,178127,534-57,356-45%$7.1M$3.9M-$3.1M2026-10-29
Roman Butler Fullerton & Co
INCREASED57,30953,440+3,869+7%$2.9M$3.2M+$283.3K2026-10-27
Cambridge Investment Research Advisors, Inc.
DECREASED46,74354,233-7,490-14%$3.0M$2.6K-$3.0M2026-11-02
Discipline Wealth Solutions, LLC
DECREASED43,57863,936-20,358-32%$3.5M$2.4M-$1.1M2026-10-14
Elevation Point Wealth Partners, LLC
UNCHANGED40,82740,82700%$2.3M$2.3M+$31.4K2026-11-05
Cabot Wealth Management Inc
NEW19,448—+19,448——$1.1M—2026-11-05
Destiny Wealth Partners, LLC
DECREASED18,30318,482-179-1%$1.0M$1.0M+$10.6K2026-11-05
Signal Advisors Wealth, LLC
INCREASED17,1415,908+11,233+190%$326.8K$961.3K+$634.5K2026-10-13
Bank of New York Mellon Corp
INCREASED14,56114,560+1+0%$805.3K$816.6K+$11.2K2026-11-05
Creative Planning
INCREASED14,5319,081+5,450+60%$502.3K$814.9K+$312.6K2026-11-02
ARQ Wealth Advisors, LLC
DECREASED10,79210,995-203-2%$602.9K$605.2K+$2.3K2026-10-29
J2 Capital Management Inc
INCREASED10,78210,436+346+3%$577.2K$604.6K+$27.4K2026-10-19
Leonard Rickey Investment Advisors P.L.L.C.
UNCHANGED6,9326,93200%$383.4K$388.8K+$5.3K2026-10-29
Heritage OAK Wealth Advisors LLC
DECREASED6,4726,568-96-1%$363.3K$363.0K-$3262026-10-14
Independent Financial Group, LLC
UNCHANGED5,9645,96400%$329.9K$334.5K+$4.6K2026-10-13
Williams & Novak Wealth Management, LLC
INCREASED5,0504,500+550+12%$248.9K$283.2K+$34.3K2026-10-09
Accurate Wealth Management, LLC
DECREASED4,8725,269-397-8%$292.4K$278.3K-$14.0K2026-10-20
Gratus Wealth Advisors, LLC
DECREASED3,9754,125-150-4%$228.2K$222.9K-$5.2K2026-10-26
Partners Wealth Management, LLC
NEW3,878—+3,878——$217.5K—2026-10-28
MGO One Seven LLC
NEW3,814—+3,814——$213.9K—2026-10-28
Ashton Thomas Securities, LLC
NEW3,664—+3,664——$205.5K—2026-10-26
Avior Wealth Management, LLC
NEW3,611—+3,611——$202.5K—2026-10-13
Gables Capital Management Inc.
UNCHANGED1,1491,14900%$63.6K$64.4K+$8852026-11-04
Assetmark, Inc
UNCHANGED75975900%$42.0K$42.6K+$5852026-10-21
Accordant Advisory Group Inc
UNCHANGED60060000%$33.2K$33.6K+$4622026-10-29
Farther Finance Advisors, LLC
UNCHANGED23423400%$12.9K$13.1K+$1802026-10-08
Creative Financial Designs Inc
UNCHANGED20820800%$11.5K$11.7K+$1612026-11-04
Compass Financial Management LLC
DECREASED202706-504-71%$39.0K$11.3K-$27.7K2026-10-30
Tradewinds Capital Management, LLC
DECREASED166295-129-44%$16.3K$9.3K-$7.0K2026-10-23
Wealth Effects LLC
CLOSED04,810-4,810-100%$266.0K$0-$266.0K2026-10-23
AdvisorNet Financial, Inc
CLOSED0935-935-100%$51.7K$0-$51.7K2026-10-15
MCF Advisors LLC
CLOSED0458-458-100%$25.3K$0-$25.3K2026-10-28
Raymond James Financial Inc
N/A—943,344-943,344-100%$52.2M———
Integrated Wealth Concepts LLC
N/A—864,921-864,921-100%$47.8M———
Royal Bank of Canada
N/A—747,914-747,914-100%$41.4M———
OneDigital Investment Advisors LLC
N/A—393,733-393,733-100%$21.8M———
LPL Financial LLC
N/A—379,534-379,534-100%$21.0M———
IHT Wealth Management, LLC
N/A—326,874-326,874-100%$18.1M———
Steward Partners Investment Advisory, LLC
N/A—156,703-156,703-100%$8.7M———
Ameriprise Financial Inc
N/A—119,349-119,349-100%$6.6M———
Morgan Stanley
N/A—115,144-115,144-100%$6.4M———
Virtu Financial LLC
N/A—53,908-53,908-100%$3.0M———
Stifel Financial Corp
N/A—47,910-47,910-100%$2.6M———
Goldman Sachs Group Inc
N/A—44,251-44,251-100%$2.4M———
Vestmark Advisory Solutions, Inc.
N/A—40,687-40,687-100%$2.3M———
Janney Montgomery Scott LLC
N/A—36,100-36,100-100%$2.0M———
Susquehanna International Group, LLP
N/A—22,712-22,712-100%$1.3M———
Osaic Holdings, Inc.
N/A—17,007-17,007-100%$940.8K———
Mercer Global Advisors Inc
N/A—16,065-16,065-100%$888.6K———
HighTower Advisors, LLC
N/A—13,472-13,472-100%$745.1K———
Keating Financial Advisory Services, Inc.
N/A—13,322-13,322-100%$736.9K———
GTS Securities LLC
N/A—11,764-11,764-100%$650.7K———
Citadel Advisors LLC
N/A—10,682-10,682-100%$590.8K———
Beacon Pointe Advisors, LLC
N/A—8,536-8,536-100%$472.1K———
PNC Financial Services Group, Inc.
N/A—7,566-7,566-100%$418.5K———
Cetera Investment Advisers
N/A—7,336-7,336-100%$405.8K———
Envestnet Asset Management Inc
N/A—7,008-7,008-100%$387.6K———
Ethos Financial Group, LLC
N/A—6,529-6,529-100%$348.0K———
Aptus Capital Advisors, LLC
N/A—5,950-5,950-100%$329.1K———
HRT Financial LP
N/A—5,335-5,335-100%$295.0K———
Freedom Investment Management, Inc.
N/A—4,804-4,804-100%$265.7K———
Palumbo Wealth Management LLC
N/A—4,266-4,266-100%$236.0K———
AE Wealth Management LLC
N/A—4,000-4,000-100%$221.2K———
Allworth Financial LP
N/A—3,336-3,336-100%$184.5K———
BlackRock, Inc.
N/A—1,404-1,404-100%$77.6K———
JPMorgan Chase & Co
N/A—782-782-100%$42.8K———
Hollencrest Capital Management
N/A—576-576-100%$31.9K———
Truvestments Capital LLC
N/A—237-237-100%$13.1K———
Harbour Investments, Inc.
N/A—140-140-100%$7.7K———
Showing 77 of 77 institutions