Supervalu Inc

Q3 2018 vs Q2 2019

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Private Capital Group, LLC

INCREASED

Shares710 from 321

Change+389 (+121%)

Value$15 (+$5)

Filed 2019-08-15

BlackRock Inc.

CLOSED

Shares0 from 5,632,048

Change-5,632,048 (-100%)

Value$0 (-$181.5K)

Filed 2019-08-23

Vanguard Group Inc

CLOSED

Shares0 from 3,861,962

Change-3,861,962 (-100%)

Value$0 (-$124.4K)

Filed 2019-08-14

Dimensional Fund Advisors LP

CLOSED

Shares0 from 3,212,271

Change-3,212,271 (-100%)

Value$0 (-$103.5K)

Filed 2019-08-13

Magnetar Financial LLC

CLOSED

Shares0 from 2,489,194

Change-2,489,194 (-100%)

Value$0 (-$80.2K)

Filed 2019-08-14

Towle & Co

CLOSED

Shares0 from 1,951,512

Change-1,951,512 (-100%)

Value$0 (-$62.9K)

Filed 2019-08-13

AQR Arbitrage LLC

CLOSED

Shares0 from 1,892,358

Change-1,892,358 (-100%)

Value$0 (-$61.0K)

Filed 2019-08-14

JPMorgan Chase & Co

CLOSED

Shares0 from 1,418,377

Change-1,418,377 (-100%)

Value$0 (-$45.7K)

Filed 2019-08-07

State Street Corp

CLOSED

Shares0 from 1,380,327

Change-1,380,327 (-100%)

Value$0 (-$44.5K)

Filed 2019-08-14

LSV Asset Management

CLOSED

Shares0 from 1,099,385

Change-1,099,385 (-100%)

Value$0 (-$35.4K)

Filed 2019-08-08

Morgan Stanley

CLOSED

Shares0 from 960,676

Change-960,676 (-100%)

Value$0 (-$31.0K)

Filed 2019-08-14

Citigroup Inc

CLOSED

Shares0 from 870,981

Change-870,981 (-100%)

Value$0 (-$28.1K)

Filed 2019-08-12

Deutsche Bank Ag\

CLOSED

Shares0 from 826,863

Change-826,863 (-100%)

Value$0 (-$26.6K)

Filed 2019-08-14

Goldman Sachs Group Inc

CLOSED

Shares0 from 658,787

Change-658,787 (-100%)

Value$0 (-$21.2K)

Filed 2019-08-14

Charles Schwab Investment Management Inc

CLOSED

Shares0 from 583,792

Change-583,792 (-100%)

Value$0 (-$18.8K)

Filed 2019-08-09

FIL Ltd

CLOSED

Shares0 from 576,524

Change-576,524 (-100%)

Value$0 (-$18.6K)

Filed 2019-08-13

Water Island Capital LLC

CLOSED

Shares0 from 567,291

Change-567,291 (-100%)

Value$0 (-$18.3K)

Filed 2019-09-13

Chicago Capital Management, LLC

CLOSED

Shares0 from 476,890

Change-476,890 (-100%)

Value$0 (-$15.4K)

Filed 2019-08-12

Northern Trust Corp

CLOSED

Shares0 from 462,822

Change-462,822 (-100%)

Value$0 (-$14.9K)

Filed 2019-08-13

Private Management Group Inc

CLOSED

Shares0 from 460,675

Change-460,675 (-100%)

Value$0 (-$14.8K)

Filed 2019-08-12

Bank of New York Mellon Corp

CLOSED

Shares0 from 447,931

Change-447,931 (-100%)

Value$0 (-$14.4K)

Filed 2021-10-08

Parametric Portfolio Associates LLC

CLOSED

Shares0 from 428,585

Change-428,585 (-100%)

Value$0 (-$13.8K)

Filed 2019-08-13

IndexIQ Advisors LLC

CLOSED

Shares0 from 390,576

Change-390,576 (-100%)

Value$0 (-$12.6K)

Filed 2019-08-12

Alpine Associates Management Inc.

CLOSED

Shares0 from 390,100

Change-390,100 (-100%)

Value$0 (-$12.6K)

Filed 2019-08-12

Geode Capital Management, LLC

CLOSED

Shares0 from 385,053

Change-385,053 (-100%)

Value$0 (-$12.4K)

Filed 2019-08-14

Barclays PLC

CLOSED

Shares0 from 365,843

Change-365,843 (-100%)

Value$0 (-$11.8K)

Filed 2019-08-14

Invesco Ltd.

CLOSED

Shares0 from 362,667

Change-362,667 (-100%)

Value$0 (-$11.7K)

Filed 2019-08-14

Principal Financial Group Inc

CLOSED

Shares0 from 312,388

Change-312,388 (-100%)

Value$0 (-$10.1K)

Filed 2019-08-12

Gabelli Funds LLC

CLOSED

Shares0 from 279,987

Change-279,987 (-100%)

Value$0 (-$9.0K)

Filed 2019-08-02

Renaissance Technologies LLC

CLOSED

Shares0 from 272,455

Change-272,455 (-100%)

Value$0 (-$8.8K)

Filed 2019-08-12

Bank of America Corp

CLOSED

Shares0 from 262,939

Change-262,939 (-100%)

Value$0 (-$8.5K)

Filed 2019-08-14

Royce & Associates LP

CLOSED

Shares0 from 236,729

Change-236,729 (-100%)

Value$0 (-$7.6K)

Filed 2019-08-12

Millennium Management LLC

CLOSED

Shares0 from 222,530

Change-222,530 (-100%)

Value$0 (-$7.2K)

Filed 2019-08-15

Ameriprise Financial Inc

CLOSED

Shares0 from 220,892

Change-220,892 (-100%)

Value$0 (-$7.1K)

Filed 2019-08-14

Verition Fund Management LLC

CLOSED

Shares0 from 200,023

Change-200,023 (-100%)

Value$0 (-$6.4K)

Filed 2019-08-14

Gabelli & Co Investment Advisers, Inc.

CLOSED

Shares0 from 199,777

Change-199,777 (-100%)

Value$0 (-$6.4K)

Filed 2019-08-02

FNY Investment Advisers, LLC

CLOSED

Shares0 from 196,614

Change-196,614 (-100%)

Value$0 (-$6.3K)

Filed 2019-07-24

Peak6 Investments LLC

CLOSED

Shares0 from 195,382

Change-195,382 (-100%)

Value$0 (-$6.3K)

Filed 2019-08-14

Stevens Capital Management LP

CLOSED

Shares0 from 184,904

Change-184,904 (-100%)

Value$0 (-$6.0K)

Filed 2019-07-31

Credit Suisse AG/

CLOSED

Shares0 from 180,208

Change-180,208 (-100%)

Value$0 (-$5.8K)

Filed 2019-08-14

California Public Employees Retirement System

CLOSED

Shares0 from 178,798

Change-178,798 (-100%)

Value$0 (-$5.8K)

Filed 2019-08-15

Jane Street Group, LLC

CLOSED

Shares0 from 174,582

Change-174,582 (-100%)

Value$0 (-$5.6K)

Filed 2019-08-15

Legal & General Group Plc

CLOSED

Shares0 from 171,058

Change-171,058 (-100%)

Value$0 (-$5.5K)

Filed 2019-08-14

UBS Group AG

CLOSED

Shares0 from 159,925

Change-159,925 (-100%)

Value$0 (-$5.2K)

Filed 2019-08-14

Commonwealth of Pennsylvania Public School Empls Retrmt SYS

CLOSED

Shares0 from 152,336

Change-152,336 (-100%)

Value$0 (-$4.9K)

Filed 2019-08-13

SG Americas Securities, LLC

CLOSED

Shares0 from 150,383

Change-150,383 (-100%)

Value$0 (-$4.8K)

Filed 2019-07-29

Gotham Asset Management, LLC

CLOSED

Shares0 from 143,036

Change-143,036 (-100%)

Value$0 (-$4.6K)

Filed 2019-08-14

Versor Investments LP

CLOSED

Shares0 from 124,256

Change-124,256 (-100%)

Value$0 (-$4.0K)

Filed 2019-07-29

Capstone Investment Advisors, LLC

CLOSED

Shares0 from 119,280

Change-119,280 (-100%)

Value$0 (-$3.8K)

Filed 2019-08-14

S. Muoio & Co. LLC

CLOSED

Shares0 from 110,500

Change-110,500 (-100%)

Value$0 (-$3.6K)

Filed 2019-08-02

Prelude Capital Management, LLC

CLOSED

Shares0 from 102,188

Change-102,188 (-100%)

Value$0 (-$3.3K)

Filed 2019-08-14

GAM Holding AG

CLOSED

Shares0 from 101,409

Change-101,409 (-100%)

Value$0 (-$3.3K)

Filed 2019-08-12

Kassirer Asset Management Corp

CLOSED

Shares0 from 97,519

Change-97,519 (-100%)

Value$0 (-$3.1K)

Filed 2019-08-14

Rhumbline Advisers

CLOSED

Shares0 from 95,005

Change-95,005 (-100%)

Value$0 (-$3.1K)

Filed 2019-08-14

Alliancebernstein L.P.

CLOSED

Shares0 from 88,187

Change-88,187 (-100%)

Value$0 (-$2.8K)

Filed 2019-08-14

Kellner Capital, LLC

CLOSED

Shares0 from 79,800

Change-79,800 (-100%)

Value$0 (-$2.6K)

Filed 2019-08-05

New York State Teachers Retirement System

CLOSED

Shares0 from 78,352

Change-78,352 (-100%)

Value$0 (-$2.5K)

Filed 2019-07-18

Bridgeway Capital Management, LLC

CLOSED

Shares0 from 77,569

Change-77,569 (-100%)

Value$0 (-$2.5K)

Filed 2019-08-14

UBS Asset Management Americas LLC

CLOSED

Shares0 from 76,210

Change-76,210 (-100%)

Value$0 (-$2.5M)

Filed 2019-08-15

Candriam S.C.A.

CLOSED

Shares0 from 71,869

Change-71,869 (-100%)

Value$0 (-$2.3K)

Filed 2019-08-01

Squarepoint Ops LLC

CLOSED

Shares0 from 70,172

Change-70,172 (-100%)

Value$0 (-$2.3K)

Filed 2019-08-14

Two Sigma Advisers, LP

CLOSED

Shares0 from 68,708

Change-68,708 (-100%)

Value$0 (-$2.2K)

Filed 2019-08-14

LOS Angeles Capital Management LLC

CLOSED

Shares0 from 68,205

Change-68,205 (-100%)

Value$0 (-$2.2K)

Filed 2019-07-29

Swiss National Bank

CLOSED

Shares0 from 66,771

Change-66,771 (-100%)

Value$0 (-$2.2K)

Filed 2019-08-02

Aperio Group, LLC

CLOSED

Shares0 from 65,622

Change-65,622 (-100%)

Value$0 (-$2.1K)

Filed 2019-07-30

Wells Fargo & Company

CLOSED

Shares0 from 63,254

Change-63,254 (-100%)

Value$0 (-$2.0K)

Filed 2019-08-06

Mutual Advisors, LLC

CLOSED

Shares0 from 60,605

Change-60,605 (-100%)

Value$0 (-$2.0K)

Filed 2019-08-15

Westpac Banking Corp

CLOSED

Shares0 from 60,457

Change-60,457 (-100%)

Value$0 (-$1.9M)

Filed 2019-08-01

California State Teachers Retirement System

CLOSED

Shares0 from 58,415

Change-58,415 (-100%)

Value$0 (-$1.9K)

Filed 2019-08-14

Arizona State Retirement System

CLOSED

Shares0 from 56,124

Change-56,124 (-100%)

Value$0 (-$1.8K)

Filed 2019-07-25

Guggenheim Capital LLC

CLOSED

Shares0 from 54,220

Change-54,220 (-100%)

Value$0 (-$1.7K)

Filed 2019-08-14

PineBridge Investments Ltd

CLOSED

Shares0 from 52,595

Change-52,595 (-100%)

Value$0 (-$1.7K)

Filed 2019-08-13

Ontario Teachers Pension Plan Board

CLOSED

Shares0 from 50,000

Change-50,000 (-100%)

Value$0 (-$1.6K)

Filed 2019-08-09

Canada Life Assurance Co

CLOSED

Shares0 from 48,588

Change-48,588 (-100%)

Value$0 (-$1.6K)

Filed 2019-07-31

Bayesian Capital Management, LP

CLOSED

Shares0 from 43,866

Change-43,866 (-100%)

Value$0 (-$1.4K)

Filed 2019-08-13

New York State Common Retirement Fund

CLOSED

Shares0 from 42,257

Change-42,257 (-100%)

Value$0 (-$1.4K)

Filed 2019-08-09

Oxford Asset Management LLP

CLOSED

Shares0 from 42,000

Change-42,000 (-100%)

Value$0 (-$1.4K)

Filed 2020-08-20

Citadel Advisors LLC

CLOSED

Shares0 from 41,872

Change-41,872 (-100%)

Value$0 (-$1.3K)

Filed 2020-02-14

Wellington Management Group LLP

CLOSED

Shares0 from 38,904

Change-38,904 (-100%)

Value$0 (-$1.3K)

Filed 2019-08-14

HSBC Holdings PLC

CLOSED

Shares0 from 37,988

Change-37,988 (-100%)

Value$0 (-$1.2K)

Filed 2019-08-13

Comerica Bank

CLOSED

Shares0 from 37,522

Change-37,522 (-100%)

Value$0 (-$1.2K)

Filed 2019-08-02

Wilen Investment Management Corp.

CLOSED

Shares0 from 37,274

Change-37,274 (-100%)

Value$0 (-$1.2K)

Filed 2019-08-12

Virginia National Bank

CLOSED

Shares0 from 36,038

Change-36,038 (-100%)

Value$0 (-$1.2K)

Filed 2019-07-08

Walleye Trading LLC

CLOSED

Shares0 from 35,399

Change-35,399 (-100%)

Value$0 (-$1.1K)

Filed 2019-08-14

Mint Tower Capital Management B.V.

CLOSED

Shares0 from 35,000

Change-35,000 (-100%)

Value$0 (-$1.1K)

Filed 2019-08-13

MetLife Investment Management, LLC

CLOSED

Shares0 from 34,994

Change-34,994 (-100%)

Value$0 (-$1.1M)

Filed 2023-07-12

White Pine Capital LLC

CLOSED

Shares0 from 34,600

Change-34,600 (-100%)

Value$0 (-$1.1K)

Filed 2019-08-14

Havens Advisors LLC

CLOSED

Shares0 from 33,800

Change-33,800 (-100%)

Value$0 (-$1.1K)

Filed 2019-07-12

American International Group, Inc.

CLOSED

Shares0 from 30,012

Change-30,012 (-100%)

Value$0 (-$967)

Filed 2019-08-23

Thrivent Financial for Lutherans

CLOSED

Shares0 from 26,885

Change-26,885 (-100%)

Value$0 (-$866)

Filed 2019-08-13

Public Sector Pension Investment Board

CLOSED

Shares0 from 26,427

Change-26,427 (-100%)

Value$0 (-$851)

Filed 2019-08-14

Metropolitan Life Insurance Co

CLOSED

Shares0 from 25,930

Change-25,930 (-100%)

Value$0 (-$835.5K)

Filed 2023-07-12

Manufacturers Life Insurance Company, the

CLOSED

Shares0 from 24,735

Change-24,735 (-100%)

Value$0 (-$797)

Filed 2019-08-14

Texas Permanent School Fund Corp

CLOSED

Shares0 from 24,343

Change-24,343 (-100%)

Value$0 (-$784)

Filed 2019-08-09

Panagora Asset Management Inc

CLOSED

Shares0 from 23,592

Change-23,592 (-100%)

Value$0 (-$760)

Filed 2019-08-09

State Board of Administration of Florida Retirement System

CLOSED

Shares0 from 21,019

Change-21,019 (-100%)

Value$0 (-$677)

Filed 2019-08-05

State of Tennessee, Department of Treasury

CLOSED

Shares0 from 20,953

Change-20,953 (-100%)

Value$0 (-$675)

Filed 2019-08-12

Louisiana State Employees Retirement System

CLOSED

Shares0 from 17,100

Change-17,100 (-100%)

Value$0 (-$551)

Filed 2019-07-15

Crossmark Global Holdings, Inc.

CLOSED

Shares0 from 16,381

Change-16,381 (-100%)

Value$0 (-$528)

Filed 2019-07-09

Stone Ridge Asset Management LLC

CLOSED

Shares0 from 15,954

Change-15,954 (-100%)

Value$0 (-$514)

Filed 2019-08-06

Voya Investment Management LLC

CLOSED

Shares0 from 15,703

Change-15,703 (-100%)

Value$0 (-$506)

Filed 2019-08-14

D. E. Shaw & Co., Inc.

CLOSED

Shares0 from 14,901

Change-14,901 (-100%)

Value$0 (-$480)

Filed 2019-08-14

AQR Capital Management LLC

CLOSED

Shares0 from 14,199

Change-14,199 (-100%)

Value$0 (-$457)

Filed 2019-08-14

Macquarie Group LTD

CLOSED

Shares0 from 14,100

Change-14,100 (-100%)

Value$0 (-$454)

Filed 2019-11-06

Engine Capital Management, LPA

CLOSED

Shares0 from 14,100

Change-14,100 (-100%)

Value$0 (-$454)

Filed 2019-08-15

State of Alaska, Department of Revenue

CLOSED

Shares0 from 12,660

Change-12,660 (-100%)

Value$0 (-$407)

Filed 2019-07-23

Teachers Retirement System of the State of Kentucky

CLOSED

Shares0 from 11,964

Change-11,964 (-100%)

Value$0 (-$385)

Filed 2019-10-03

Creative Planning

CLOSED

Shares0 from 11,837

Change-11,837 (-100%)

Value$0 (-$381)

Filed 2019-07-26

Wolverine Trading, LLC

CLOSED

Shares0 from 11,626

Change-11,626 (-100%)

Value$0 (-$375)

Filed 2019-08-20

Commonwealth Equity Services, LLC

CLOSED

Shares0 from 11,386

Change-11,386 (-100%)

Value$0 (-$366)

Filed 2019-07-19

Bank of Montreal

CLOSED

Shares0 from 11,107

Change-11,107 (-100%)

Value$0 (-$357)

Filed 2019-08-09

United Services Automobile Association

CLOSED

Shares0 from 11,076

Change-11,076 (-100%)

Value$0 (-$357)

Filed 2019-08-16

Gamco Investors, Inc. ET AL

CLOSED

Shares0 from 10,950

Change-10,950 (-100%)

Value$0 (-$353)

Filed 2019-08-02

Two Sigma Securities, LLC

CLOSED

Shares0 from 9,937

Change-9,937 (-100%)

Value$0 (-$320)

Filed 2019-08-14

Rafferty Asset Management, LLC

CLOSED

Shares0 from 9,196

Change-9,196 (-100%)

Value$0 (-$296)

Filed 2019-08-09

Royal Bank of Canada

CLOSED

Shares0 from 8,953

Change-8,953 (-100%)

Value$0 (-$288)

Filed 2019-08-14

Cutler Group LP

CLOSED

Shares0 from 8,834

Change-8,834 (-100%)

Value$0 (-$284)

Filed 2019-08-09

Paloma Partners Management Co

CLOSED

Shares0 from 8,513

Change-8,513 (-100%)

Value$0 (-$274)

Filed 2019-08-14

Sigma Planning Corp

CLOSED

Shares0 from 8,389

Change-8,389 (-100%)

Value$0 (-$270)

Filed 2019-08-01

Price T Rowe Associates Inc

CLOSED

Shares0 from 8,124

Change-8,124 (-100%)

Value$0 (-$262)

Filed 2019-08-15

US Bancorp \de\

CLOSED

Shares0 from 7,545

Change-7,545 (-100%)

Value$0 (-$243)

Filed 2019-08-13

Ancora Advisors LLCA

CLOSED

Shares0 from 7,200

Change-7,200 (-100%)

Value$0 (-$232)

Filed 2019-11-14

Public Employees Retirement System of Ohio

CLOSED

Shares0 from 7,043

Change-7,043 (-100%)

Value$0 (-$227)

Filed 2019-08-12

Public Employees Retirement Association of Colorado

CLOSED

Shares0 from 6,939

Change-6,939 (-100%)

Value$0 (-$224)

Filed 2019-07-31

Trexquant Investment LP

CLOSED

Shares0 from 6,686

Change-6,686 (-100%)

Value$0 (-$215)

Filed 2019-08-09

Profund Advisors LLC

CLOSED

Shares0 from 6,522

Change-6,522 (-100%)

Value$0 (-$210)

Filed 2019-08-13

Ibex Investors LLC

CLOSED

Shares0 from 6,338

Change-6,338 (-100%)

Value$0 (-$204)

Filed 2019-07-29

BNP Paribas Financial Markets

CLOSED

Shares0 from 5,898

Change-5,898 (-100%)

Value$0 (-$190.0K)

Filed 2019-07-30

Wolverine Asset Management LLC

CLOSED

Shares0 from 5,039

Change-5,039 (-100%)

Value$0 (-$162)

Filed 2019-08-14

Russell Investments Group, Ltd.

CLOSED

Shares0 from 3,785

Change-3,785 (-100%)

Value$0 (-$122)

Filed 2019-08-09

Ameritas Investment Partners, Inc.

CLOSED

Shares0 from 3,281

Change-3,281 (-100%)

Value$0 (-$106)

Filed 2019-08-14

QS Investors, LLC

CLOSED

Shares0 from 3,000

Change-3,000 (-100%)

Value$0 (-$97)

Filed 2019-08-14

Zurcher Kantonalbank (Zurich Cantonalbank)

CLOSED

Shares0 from 2,853

Change-2,853 (-100%)

Value$0 (-$92)

Filed 2019-07-30

Huntington National Bank

CLOSED

Shares0 from 2,500

Change-2,500 (-100%)

Value$0 (-$81)

Filed 2019-07-23

Brewin Dolphin LTD

CLOSED

Shares0 from 2,140

Change-2,140 (-100%)

Value$0 (-$69.0K)

Filed 2023-11-09

Ladenburg Thalmann Financial Services Inc

CLOSED

Shares0 from 1,993

Change-1,993 (-100%)

Value$0 (-$64)

Filed 2019-08-15

PNC Financial Services Group, Inc.

CLOSED

Shares0 from 1,542

Change-1,542 (-100%)

Value$0 (-$49)

Filed 2019-08-09

Advisors Preferred, LLC

CLOSED

Shares0 from 1,472

Change-1,472 (-100%)

Value$0 (-$47)

Filed 2019-08-06

Tradewinds Capital Management, LLC

CLOSED

Shares0 from 1,428

Change-1,428 (-100%)

Value$0 (-$46)

Filed 2019-08-08

Tower Research Capital LLC (TRC)

CLOSED

Shares0 from 1,326

Change-1,326 (-100%)

Value$0 (-$43)

Filed 2019-08-13

FMR LLC

CLOSED

Shares0 from 1,276

Change-1,276 (-100%)

Value$0 (-$41)

Filed 2019-08-13

Whittier Trust Co

CLOSED

Shares0 from 1,214

Change-1,214 (-100%)

Value$0 (-$39)

Filed 2019-07-23

LS Investment Advisors, LLC

CLOSED

Shares0 from 1,179

Change-1,179 (-100%)

Value$0 (-$38)

Filed 2019-08-07

Versant Capital Management, Inc

CLOSED

Shares0 from 803

Change-803 (-100%)

Value$0 (-$25)

Filed 2019-07-16

SeaBridge Investment Advisors LLC

CLOSED

Shares0 from 776

Change-776 (-100%)

Value$0 (-$25)

Filed 2019-07-18

Mutual of America Capital Management LLC

CLOSED

Shares0 from 736

Change-736 (-100%)

Value$0 (-$24)

Filed 2019-08-12

West Oak Capital, LLC

CLOSED

Shares0 from 371

Change-371 (-100%)

Value$0 (-$12.0K)

Filed 2019-07-12

River Wealth Advisors LLC

CLOSED

Shares0 from 350

Change-350 (-100%)

Value$0 (-$11)

Filed 2019-07-30

Federation des caisses Desjardins du Quebec

CLOSED

Shares0 from 327

Change-327 (-100%)

Value$0 (-$10.5K)

Filed 2024-08-30

Bronfman E.L. Rothschild, L.P.

CLOSED

Shares0 from 284

Change-284 (-100%)

Value$0 (-$9)

Filed 2019-08-12

North Star Investment Management Corp.

CLOSED

Shares0 from 240

Change-240 (-100%)

Value$0 (-$8)

Filed 2019-07-15

Northwestern Mutual Wealth Management Co

CLOSED

Shares0 from 228

Change-228 (-100%)

Value$0 (-$7)

Filed 2019-08-12

Trust Co of Vermont

CLOSED

Shares0 from 200

Change-200 (-100%)

Value$0 (-$6)

Filed 2019-07-26

Dupont Capital Management Corp

CLOSED

Shares0 from 200

Change-200 (-100%)

Value$0 (-$6)

Filed 2019-07-30

BerganKDV Wealth Management, LLC

CLOSED

Shares0 from 170

Change-170 (-100%)

Value$0 (-$5)

Filed 2019-08-12

First Premier Bank

CLOSED

Shares0 from 158

Change-158 (-100%)

Value$0 (-$5)

Filed 2019-07-09

Captrust Financial Advisors

CLOSED

Shares0 from 125

Change-125 (-100%)

Value$0 (-$4)

Filed 2019-08-13

SeaCrest Wealth Management, LLC

CLOSED

Shares0 from 102

Change-102 (-100%)

Value$0 (-$3)

Filed 2019-07-19

Creative Financial Designs Inc

CLOSED

Shares0 from 91

Change-91 (-100%)

Value$0 (-$3)

Filed 2019-08-07

Flagship Harbor Advisors, LLC

CLOSED

Shares0 from 82

Change-82 (-100%)

Value$0 (-$3)

Filed 2019-07-22

AdvisorNet Financial, Inc

CLOSED

Shares0 from 69

Change-69 (-100%)

Value$0 (-$2)

Filed 2019-07-15

GV Capital Management

CLOSED

Shares0 from 59

Change-59 (-100%)

Value$0 (-$2)

Filed 2019-08-09

Howe & Rusling Inc

CLOSED

Shares0 from 50

Change-50 (-100%)

Value$0 (-$2)

Filed 2019-08-12

Trust Co

CLOSED

Shares0 from 47

Change-47 (-100%)

Value$0 (-$2)

Filed 2019-07-08

Parkside Financial Bank & Trust

CLOSED

Shares0 from 41

Change-41 (-100%)

Value$0 (-$1)

Filed 2019-08-06

Quadrant Capital Group LLC

CLOSED

Shares0 from 38

Change-38 (-100%)

Value$0 (-$1)

Filed 2019-07-24

Taylor Hoffman Wealth Management

CLOSED

Shares0 from 35

Change-35 (-100%)

Value$0 (-$1)

Filed 2019-08-05

Advisor Group, Inc.

CLOSED

Shares0 from 34

Change-34 (-100%)

Value$0 (-$1)

Filed 2019-07-31

Parallax Volatility Advisers, L.P.

CLOSED

Shares0 from 25

Change-25 (-100%)

Value$0 (-$1)

Filed 2019-09-25

First Bank & Trust

CLOSED

Shares0 from 17

Change-17 (-100%)

Value$0 (-$1)

Filed 2019-07-26

Glassman Wealth Services

CLOSED

Shares0 from 15

Change-15 (-100%)

Value$0 ($0)

Filed 2019-08-08

Next Financial Group, Inc

CLOSED

Shares0 from 12

Change-12 (-100%)

Value$0 ($0)

Filed 2019-07-16

Avantax Planning Partners, Inc.

CLOSED

Shares0 from 9

Change-9 (-100%)

Value$0 ($0)

Filed 2019-08-07

American Portfolios Advisors

CLOSED

Shares0 from 5

Change-5 (-100%)

Value$0 (-$161)

Filed 2023-03-24

Cable Hill Partners, LLC

CLOSED

Shares0 from 2

Change-2 (-100%)

Value$0 ($0)

Filed 2019-08-06

Mountain Pacific Investment Advisers LLC

CLOSED

Shares0 from 1

Change-1 (-100%)

Value$0 ($0)

Filed 2019-07-23

Proequities, Inc.

CLOSED

Shares0 from 0

Change0

Value$0 ($0)

Filed 2019-08-13

Oppenheimer Funds Inc

N/A

Shares— from 420,789

Change-420,789 (-100%)

Value—

Tiaa Cref Investment Management LLC

N/A

Shares— from 78,841

Change-78,841 (-100%)

Value—

Teachers Advisors Inc

N/A

Shares— from 73,610

Change-73,610 (-100%)

Value—

Live Your Vision, LLC

N/A

Shares— from 2

Change-2 (-100%)

Value—

	Status
Private Capital Group, LLC	INCREASED	710	321	+389	+121%	$10	$15	+$5	2019-08-15
BlackRock Inc.	CLOSED	0	5,632,048	-5,632,048	-100%	$181.5K	$0	-$181.5K	2019-08-23
Vanguard Group Inc	CLOSED	0	3,861,962	-3,861,962	-100%	$124.4K	$0	-$124.4K	2019-08-14
Dimensional Fund Advisors LP	CLOSED	0	3,212,271	-3,212,271	-100%	$103.5K	$0	-$103.5K	2019-08-13
Magnetar Financial LLC	CLOSED	0	2,489,194	-2,489,194	-100%	$80.2K	$0	-$80.2K	2019-08-14
Towle & Co	CLOSED	0	1,951,512	-1,951,512	-100%	$62.9K	$0	-$62.9K	2019-08-13
AQR Arbitrage LLC	CLOSED	0	1,892,358	-1,892,358	-100%	$61.0K	$0	-$61.0K	2019-08-14
JPMorgan Chase & Co	CLOSED	0	1,418,377	-1,418,377	-100%	$45.7K	$0	-$45.7K	2019-08-07
State Street Corp	CLOSED	0	1,380,327	-1,380,327	-100%	$44.5K	$0	-$44.5K	2019-08-14
LSV Asset Management	CLOSED	0	1,099,385	-1,099,385	-100%	$35.4K	$0	-$35.4K	2019-08-08
Morgan Stanley	CLOSED	0	960,676	-960,676	-100%	$31.0K	$0	-$31.0K	2019-08-14
Citigroup Inc	CLOSED	0	870,981	-870,981	-100%	$28.1K	$0	-$28.1K	2019-08-12
Deutsche Bank Ag\	CLOSED	0	826,863	-826,863	-100%	$26.6K	$0	-$26.6K	2019-08-14
Goldman Sachs Group Inc	CLOSED	0	658,787	-658,787	-100%	$21.2K	$0	-$21.2K	2019-08-14
Charles Schwab Investment Management Inc	CLOSED	0	583,792	-583,792	-100%	$18.8K	$0	-$18.8K	2019-08-09
FIL Ltd	CLOSED	0	576,524	-576,524	-100%	$18.6K	$0	-$18.6K	2019-08-13
Water Island Capital LLC	CLOSED	0	567,291	-567,291	-100%	$18.3K	$0	-$18.3K	2019-09-13
Chicago Capital Management, LLC	CLOSED	0	476,890	-476,890	-100%	$15.4K	$0	-$15.4K	2019-08-12
Northern Trust Corp	CLOSED	0	462,822	-462,822	-100%	$14.9K	$0	-$14.9K	2019-08-13
Private Management Group Inc	CLOSED	0	460,675	-460,675	-100%	$14.8K	$0	-$14.8K	2019-08-12
Bank of New York Mellon Corp	CLOSED	0	447,931	-447,931	-100%	$14.4K	$0	-$14.4K	2021-10-08
Parametric Portfolio Associates LLC	CLOSED	0	428,585	-428,585	-100%	$13.8K	$0	-$13.8K	2019-08-13
IndexIQ Advisors LLC	CLOSED	0	390,576	-390,576	-100%	$12.6K	$0	-$12.6K	2019-08-12
Alpine Associates Management Inc.	CLOSED	0	390,100	-390,100	-100%	$12.6K	$0	-$12.6K	2019-08-12
Geode Capital Management, LLC	CLOSED	0	385,053	-385,053	-100%	$12.4K	$0	-$12.4K	2019-08-14
Barclays PLC	CLOSED	0	365,843	-365,843	-100%	$11.8K	$0	-$11.8K	2019-08-14
Invesco Ltd.	CLOSED	0	362,667	-362,667	-100%	$11.7K	$0	-$11.7K	2019-08-14
Principal Financial Group Inc	CLOSED	0	312,388	-312,388	-100%	$10.1K	$0	-$10.1K	2019-08-12
Gabelli Funds LLC	CLOSED	0	279,987	-279,987	-100%	$9.0K	$0	-$9.0K	2019-08-02
Renaissance Technologies LLC	CLOSED	0	272,455	-272,455	-100%	$8.8K	$0	-$8.8K	2019-08-12
Bank of America Corp	CLOSED	0	262,939	-262,939	-100%	$8.5K	$0	-$8.5K	2019-08-14
Royce & Associates LP	CLOSED	0	236,729	-236,729	-100%	$7.6K	$0	-$7.6K	2019-08-12
Millennium Management LLC	CLOSED	0	222,530	-222,530	-100%	$7.2K	$0	-$7.2K	2019-08-15
Ameriprise Financial Inc	CLOSED	0	220,892	-220,892	-100%	$7.1K	$0	-$7.1K	2019-08-14
Verition Fund Management LLC	CLOSED	0	200,023	-200,023	-100%	$6.4K	$0	-$6.4K	2019-08-14
Gabelli & Co Investment Advisers, Inc.	CLOSED	0	199,777	-199,777	-100%	$6.4K	$0	-$6.4K	2019-08-02
FNY Investment Advisers, LLC	CLOSED	0	196,614	-196,614	-100%	$6.3K	$0	-$6.3K	2019-07-24
Peak6 Investments LLC	CLOSED	0	195,382	-195,382	-100%	$6.3K	$0	-$6.3K	2019-08-14
Stevens Capital Management LP	CLOSED	0	184,904	-184,904	-100%	$6.0K	$0	-$6.0K	2019-07-31
Credit Suisse AG/	CLOSED	0	180,208	-180,208	-100%	$5.8K	$0	-$5.8K	2019-08-14
California Public Employees Retirement System	CLOSED	0	178,798	-178,798	-100%	$5.8K	$0	-$5.8K	2019-08-15
Jane Street Group, LLC	CLOSED	0	174,582	-174,582	-100%	$5.6K	$0	-$5.6K	2019-08-15
Legal & General Group Plc	CLOSED	0	171,058	-171,058	-100%	$5.5K	$0	-$5.5K	2019-08-14
UBS Group AG	CLOSED	0	159,925	-159,925	-100%	$5.2K	$0	-$5.2K	2019-08-14
Commonwealth of Pennsylvania Public School Empls Retrmt SYS	CLOSED	0	152,336	-152,336	-100%	$4.9K	$0	-$4.9K	2019-08-13
SG Americas Securities, LLC	CLOSED	0	150,383	-150,383	-100%	$4.8K	$0	-$4.8K	2019-07-29
Gotham Asset Management, LLC	CLOSED	0	143,036	-143,036	-100%	$4.6K	$0	-$4.6K	2019-08-14
Versor Investments LP	CLOSED	0	124,256	-124,256	-100%	$4.0K	$0	-$4.0K	2019-07-29
Capstone Investment Advisors, LLC	CLOSED	0	119,280	-119,280	-100%	$3.8K	$0	-$3.8K	2019-08-14
S. Muoio & Co. LLC	CLOSED	0	110,500	-110,500	-100%	$3.6K	$0	-$3.6K	2019-08-02
Prelude Capital Management, LLC	CLOSED	0	102,188	-102,188	-100%	$3.3K	$0	-$3.3K	2019-08-14
GAM Holding AG	CLOSED	0	101,409	-101,409	-100%	$3.3K	$0	-$3.3K	2019-08-12
Kassirer Asset Management Corp	CLOSED	0	97,519	-97,519	-100%	$3.1K	$0	-$3.1K	2019-08-14
Rhumbline Advisers	CLOSED	0	95,005	-95,005	-100%	$3.1K	$0	-$3.1K	2019-08-14
Alliancebernstein L.P.	CLOSED	0	88,187	-88,187	-100%	$2.8K	$0	-$2.8K	2019-08-14
Kellner Capital, LLC	CLOSED	0	79,800	-79,800	-100%	$2.6K	$0	-$2.6K	2019-08-05
New York State Teachers Retirement System	CLOSED	0	78,352	-78,352	-100%	$2.5K	$0	-$2.5K	2019-07-18
Bridgeway Capital Management, LLC	CLOSED	0	77,569	-77,569	-100%	$2.5K	$0	-$2.5K	2019-08-14
UBS Asset Management Americas LLC	CLOSED	0	76,210	-76,210	-100%	$2.5M	$0	-$2.5M	2019-08-15
Candriam S.C.A.	CLOSED	0	71,869	-71,869	-100%	$2.3K	$0	-$2.3K	2019-08-01
Squarepoint Ops LLC	CLOSED	0	70,172	-70,172	-100%	$2.3K	$0	-$2.3K	2019-08-14
Two Sigma Advisers, LP	CLOSED	0	68,708	-68,708	-100%	$2.2K	$0	-$2.2K	2019-08-14
LOS Angeles Capital Management LLC	CLOSED	0	68,205	-68,205	-100%	$2.2K	$0	-$2.2K	2019-07-29
Swiss National Bank	CLOSED	0	66,771	-66,771	-100%	$2.2K	$0	-$2.2K	2019-08-02
Aperio Group, LLC	CLOSED	0	65,622	-65,622	-100%	$2.1K	$0	-$2.1K	2019-07-30
Wells Fargo & Company	CLOSED	0	63,254	-63,254	-100%	$2.0K	$0	-$2.0K	2019-08-06
Mutual Advisors, LLC	CLOSED	0	60,605	-60,605	-100%	$2.0K	$0	-$2.0K	2019-08-15
Westpac Banking Corp	CLOSED	0	60,457	-60,457	-100%	$1.9M	$0	-$1.9M	2019-08-01
California State Teachers Retirement System	CLOSED	0	58,415	-58,415	-100%	$1.9K	$0	-$1.9K	2019-08-14
Arizona State Retirement System	CLOSED	0	56,124	-56,124	-100%	$1.8K	$0	-$1.8K	2019-07-25
Guggenheim Capital LLC	CLOSED	0	54,220	-54,220	-100%	$1.7K	$0	-$1.7K	2019-08-14
PineBridge Investments Ltd	CLOSED	0	52,595	-52,595	-100%	$1.7K	$0	-$1.7K	2019-08-13
Ontario Teachers Pension Plan Board	CLOSED	0	50,000	-50,000	-100%	$1.6K	$0	-$1.6K	2019-08-09
Canada Life Assurance Co	CLOSED	0	48,588	-48,588	-100%	$1.6K	$0	-$1.6K	2019-07-31
Bayesian Capital Management, LP	CLOSED	0	43,866	-43,866	-100%	$1.4K	$0	-$1.4K	2019-08-13
New York State Common Retirement Fund	CLOSED	0	42,257	-42,257	-100%	$1.4K	$0	-$1.4K	2019-08-09
Oxford Asset Management LLP	CLOSED	0	42,000	-42,000	-100%	$1.4K	$0	-$1.4K	2020-08-20
Citadel Advisors LLC	CLOSED	0	41,872	-41,872	-100%	$1.3K	$0	-$1.3K	2020-02-14
Wellington Management Group LLP	CLOSED	0	38,904	-38,904	-100%	$1.3K	$0	-$1.3K	2019-08-14
HSBC Holdings PLC	CLOSED	0	37,988	-37,988	-100%	$1.2K	$0	-$1.2K	2019-08-13
Comerica Bank	CLOSED	0	37,522	-37,522	-100%	$1.2K	$0	-$1.2K	2019-08-02
Wilen Investment Management Corp.	CLOSED	0	37,274	-37,274	-100%	$1.2K	$0	-$1.2K	2019-08-12
Virginia National Bank	CLOSED	0	36,038	-36,038	-100%	$1.2K	$0	-$1.2K	2019-07-08
Walleye Trading LLC	CLOSED	0	35,399	-35,399	-100%	$1.1K	$0	-$1.1K	2019-08-14
Mint Tower Capital Management B.V.	CLOSED	0	35,000	-35,000	-100%	$1.1K	$0	-$1.1K	2019-08-13
MetLife Investment Management, LLC	CLOSED	0	34,994	-34,994	-100%	$1.1M	$0	-$1.1M	2023-07-12
White Pine Capital LLC	CLOSED	0	34,600	-34,600	-100%	$1.1K	$0	-$1.1K	2019-08-14
Havens Advisors LLC	CLOSED	0	33,800	-33,800	-100%	$1.1K	$0	-$1.1K	2019-07-12
American International Group, Inc.	CLOSED	0	30,012	-30,012	-100%	$967	$0	-$967	2019-08-23
Thrivent Financial for Lutherans	CLOSED	0	26,885	-26,885	-100%	$866	$0	-$866	2019-08-13
Public Sector Pension Investment Board	CLOSED	0	26,427	-26,427	-100%	$851	$0	-$851	2019-08-14
Metropolitan Life Insurance Co	CLOSED	0	25,930	-25,930	-100%	$835.5K	$0	-$835.5K	2023-07-12
Manufacturers Life Insurance Company, the	CLOSED	0	24,735	-24,735	-100%	$797	$0	-$797	2019-08-14
Texas Permanent School Fund Corp	CLOSED	0	24,343	-24,343	-100%	$784	$0	-$784	2019-08-09
Panagora Asset Management Inc	CLOSED	0	23,592	-23,592	-100%	$760	$0	-$760	2019-08-09
State Board of Administration of Florida Retirement System	CLOSED	0	21,019	-21,019	-100%	$677	$0	-$677	2019-08-05
State of Tennessee, Department of Treasury	CLOSED	0	20,953	-20,953	-100%	$675	$0	-$675	2019-08-12
Louisiana State Employees Retirement System	CLOSED	0	17,100	-17,100	-100%	$551	$0	-$551	2019-07-15
Crossmark Global Holdings, Inc.	CLOSED	0	16,381	-16,381	-100%	$528	$0	-$528	2019-07-09
Stone Ridge Asset Management LLC	CLOSED	0	15,954	-15,954	-100%	$514	$0	-$514	2019-08-06
Voya Investment Management LLC	CLOSED	0	15,703	-15,703	-100%	$506	$0	-$506	2019-08-14
D. E. Shaw & Co., Inc.	CLOSED	0	14,901	-14,901	-100%	$480	$0	-$480	2019-08-14
AQR Capital Management LLC	CLOSED	0	14,199	-14,199	-100%	$457	$0	-$457	2019-08-14
Macquarie Group LTD	CLOSED	0	14,100	-14,100	-100%	$454	$0	-$454	2019-11-06
Engine Capital Management, LPA	CLOSED	0	14,100	-14,100	-100%	$454	$0	-$454	2019-08-15
State of Alaska, Department of Revenue	CLOSED	0	12,660	-12,660	-100%	$407	$0	-$407	2019-07-23
Teachers Retirement System of the State of Kentucky	CLOSED	0	11,964	-11,964	-100%	$385	$0	-$385	2019-10-03
Creative Planning	CLOSED	0	11,837	-11,837	-100%	$381	$0	-$381	2019-07-26
Wolverine Trading, LLC	CLOSED	0	11,626	-11,626	-100%	$375	$0	-$375	2019-08-20
Commonwealth Equity Services, LLC	CLOSED	0	11,386	-11,386	-100%	$366	$0	-$366	2019-07-19
Bank of Montreal	CLOSED	0	11,107	-11,107	-100%	$357	$0	-$357	2019-08-09
United Services Automobile Association	CLOSED	0	11,076	-11,076	-100%	$357	$0	-$357	2019-08-16
Gamco Investors, Inc. ET AL	CLOSED	0	10,950	-10,950	-100%	$353	$0	-$353	2019-08-02
Two Sigma Securities, LLC	CLOSED	0	9,937	-9,937	-100%	$320	$0	-$320	2019-08-14
Rafferty Asset Management, LLC	CLOSED	0	9,196	-9,196	-100%	$296	$0	-$296	2019-08-09
Royal Bank of Canada	CLOSED	0	8,953	-8,953	-100%	$288	$0	-$288	2019-08-14
Cutler Group LP	CLOSED	0	8,834	-8,834	-100%	$284	$0	-$284	2019-08-09
Paloma Partners Management Co	CLOSED	0	8,513	-8,513	-100%	$274	$0	-$274	2019-08-14
Sigma Planning Corp	CLOSED	0	8,389	-8,389	-100%	$270	$0	-$270	2019-08-01
Price T Rowe Associates Inc	CLOSED	0	8,124	-8,124	-100%	$262	$0	-$262	2019-08-15
US Bancorp \de\	CLOSED	0	7,545	-7,545	-100%	$243	$0	-$243	2019-08-13
Ancora Advisors LLCA	CLOSED	0	7,200	-7,200	-100%	$232	$0	-$232	2019-11-14
Public Employees Retirement System of Ohio	CLOSED	0	7,043	-7,043	-100%	$227	$0	-$227	2019-08-12
Public Employees Retirement Association of Colorado	CLOSED	0	6,939	-6,939	-100%	$224	$0	-$224	2019-07-31
Trexquant Investment LP	CLOSED	0	6,686	-6,686	-100%	$215	$0	-$215	2019-08-09
Profund Advisors LLC	CLOSED	0	6,522	-6,522	-100%	$210	$0	-$210	2019-08-13
Ibex Investors LLC	CLOSED	0	6,338	-6,338	-100%	$204	$0	-$204	2019-07-29
BNP Paribas Financial Markets	CLOSED	0	5,898	-5,898	-100%	$190.0K	$0	-$190.0K	2019-07-30
Wolverine Asset Management LLC	CLOSED	0	5,039	-5,039	-100%	$162	$0	-$162	2019-08-14
Russell Investments Group, Ltd.	CLOSED	0	3,785	-3,785	-100%	$122	$0	-$122	2019-08-09
Ameritas Investment Partners, Inc.	CLOSED	0	3,281	-3,281	-100%	$106	$0	-$106	2019-08-14
QS Investors, LLC	CLOSED	0	3,000	-3,000	-100%	$97	$0	-$97	2019-08-14
Zurcher Kantonalbank (Zurich Cantonalbank)	CLOSED	0	2,853	-2,853	-100%	$92	$0	-$92	2019-07-30
Huntington National Bank	CLOSED	0	2,500	-2,500	-100%	$81	$0	-$81	2019-07-23
Brewin Dolphin LTD	CLOSED	0	2,140	-2,140	-100%	$69.0K	$0	-$69.0K	2023-11-09
Ladenburg Thalmann Financial Services Inc	CLOSED	0	1,993	-1,993	-100%	$64	$0	-$64	2019-08-15
PNC Financial Services Group, Inc.	CLOSED	0	1,542	-1,542	-100%	$49	$0	-$49	2019-08-09
Advisors Preferred, LLC	CLOSED	0	1,472	-1,472	-100%	$47	$0	-$47	2019-08-06
Tradewinds Capital Management, LLC	CLOSED	0	1,428	-1,428	-100%	$46	$0	-$46	2019-08-08
Tower Research Capital LLC (TRC)	CLOSED	0	1,326	-1,326	-100%	$43	$0	-$43	2019-08-13
FMR LLC	CLOSED	0	1,276	-1,276	-100%	$41	$0	-$41	2019-08-13
Whittier Trust Co	CLOSED	0	1,214	-1,214	-100%	$39	$0	-$39	2019-07-23
LS Investment Advisors, LLC	CLOSED	0	1,179	-1,179	-100%	$38	$0	-$38	2019-08-07
Versant Capital Management, Inc	CLOSED	0	803	-803	-100%	$25	$0	-$25	2019-07-16
SeaBridge Investment Advisors LLC	CLOSED	0	776	-776	-100%	$25	$0	-$25	2019-07-18
Mutual of America Capital Management LLC	CLOSED	0	736	-736	-100%	$24	$0	-$24	2019-08-12
West Oak Capital, LLC	CLOSED	0	371	-371	-100%	$12.0K	$0	-$12.0K	2019-07-12
River Wealth Advisors LLC	CLOSED	0	350	-350	-100%	$11	$0	-$11	2019-07-30
Federation des caisses Desjardins du Quebec	CLOSED	0	327	-327	-100%	$10.5K	$0	-$10.5K	2024-08-30
Bronfman E.L. Rothschild, L.P.	CLOSED	0	284	-284	-100%	$9	$0	-$9	2019-08-12
North Star Investment Management Corp.	CLOSED	0	240	-240	-100%	$8	$0	-$8	2019-07-15
Northwestern Mutual Wealth Management Co	CLOSED	0	228	-228	-100%	$7	$0	-$7	2019-08-12
Trust Co of Vermont	CLOSED	0	200	-200	-100%	$6	$0	-$6	2019-07-26
Dupont Capital Management Corp	CLOSED	0	200	-200	-100%	$6	$0	-$6	2019-07-30
BerganKDV Wealth Management, LLC	CLOSED	0	170	-170	-100%	$5	$0	-$5	2019-08-12
First Premier Bank	CLOSED	0	158	-158	-100%	$5	$0	-$5	2019-07-09
Captrust Financial Advisors	CLOSED	0	125	-125	-100%	$4	$0	-$4	2019-08-13
SeaCrest Wealth Management, LLC	CLOSED	0	102	-102	-100%	$3	$0	-$3	2019-07-19
Creative Financial Designs Inc	CLOSED	0	91	-91	-100%	$3	$0	-$3	2019-08-07
Flagship Harbor Advisors, LLC	CLOSED	0	82	-82	-100%	$3	$0	-$3	2019-07-22
AdvisorNet Financial, Inc	CLOSED	0	69	-69	-100%	$2	$0	-$2	2019-07-15
GV Capital Management	CLOSED	0	59	-59	-100%	$2	$0	-$2	2019-08-09
Howe & Rusling Inc	CLOSED	0	50	-50	-100%	$2	$0	-$2	2019-08-12
Trust Co	CLOSED	0	47	-47	-100%	$2	$0	-$2	2019-07-08
Parkside Financial Bank & Trust	CLOSED	0	41	-41	-100%	$1	$0	-$1	2019-08-06
Quadrant Capital Group LLC	CLOSED	0	38	-38	-100%	$1	$0	-$1	2019-07-24
Taylor Hoffman Wealth Management	CLOSED	0	35	-35	-100%	$1	$0	-$1	2019-08-05
Advisor Group, Inc.	CLOSED	0	34	-34	-100%	$1	$0	-$1	2019-07-31
Parallax Volatility Advisers, L.P.	CLOSED	0	25	-25	-100%	$1	$0	-$1	2019-09-25
First Bank & Trust	CLOSED	0	17	-17	-100%	$1	$0	-$1	2019-07-26
Glassman Wealth Services	CLOSED	0	15	-15	-100%	$0	$0	$0	2019-08-08
Next Financial Group, Inc	CLOSED	0	12	-12	-100%	$0	$0	$0	2019-07-16
Avantax Planning Partners, Inc.	CLOSED	0	9	-9	-100%	$0	$0	$0	2019-08-07
American Portfolios Advisors	CLOSED	0	5	-5	-100%	$161	$0	-$161	2023-03-24
Cable Hill Partners, LLC	CLOSED	0	2	-2	-100%	$0	$0	$0	2019-08-06
Mountain Pacific Investment Advisers LLC	CLOSED	0	1	-1	-100%	$0	$0	$0	2019-07-23
Proequities, Inc.	CLOSED	0	0	0	—	$0	$0	$0	2019-08-13
Oppenheimer Funds Inc	N/A	—	420,789	-420,789	-100%	$13.6K	—	—	—
Tiaa Cref Investment Management LLC	N/A	—	78,841	-78,841	-100%	$2.5K	—	—	—
Teachers Advisors Inc	N/A	—	73,610	-73,610	-100%	$2.4K	—	—	—
Live Your Vision, LLC	N/A	—	2	-2	-100%	$0	—	—	—

Showing 181 of 181 institutions