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Surface Oncology Inc

Q1 2023 vs Q2 2023

Comparing institutional holders between quarters

Quarters

Q2 2023Q1 2023Q4 2022Q3 2022Q2 2022
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Armistice Capital, LLC
NEW
Shares4,890,000
Change+4,890,000
Value$4.3M
Filed 2023-08-14
Atlas Venture Associates IX, LLC
UNCHANGED
Shares2,945,453 from 2,945,453
Change0 (0%)
Value$2.6M (+$500.7K)
Filed 2023-08-08
Vanguard Group Inc
UNCHANGED
Shares2,309,286 from 2,309,286
Change0 (0%)
Value$2.0M (+$394.4K)
Filed 2023-08-14
ARK Investment Management LLC
DECREASED
Shares1,412,077 from 5,496,146
Change-4,084,069 (-74%)
Value$1.2M (-$2.6M)
Filed 2023-07-10
Dafna Capital Management LLC
UNCHANGED
Shares1,100,000 from 1,100,000
Change0 (0%)
Value$956.6K (+$187.9K)
Filed 2023-08-14
Acadian Asset Management LLC
DECREASED
Shares868,620 from 1,051,718
Change-183,098 (-17%)
Value$754 (+$21)
Filed 2023-08-07
Yakira Capital Management, Inc.
NEW
Shares785,879
Change+785,879
Value$683.4K
Filed 2023-08-11
Geode Capital Management, LLC
INCREASED
Shares667,418 from 394,312
Change+273,106 (+69%)
Value$580.4K (+$304.8K)
Filed 2023-08-11
Laurion Capital Management LP
UNCHANGED
Shares665,400 from 665,400
Change0 (0%)
Value$578.6K (+$113.7K)
Filed 2023-08-14
Renaissance Technologies LLC
DECREASED
Shares567,400 from 635,000
Change-67,600 (-11%)
Value$493 (+$49)
Filed 2023-08-11
BlackRock Inc.
DECREASED
Shares520,886 from 691,078
Change-170,192 (-25%)
Value$453.0K (-$30.0K)
Filed 2023-08-11
Stifel Financial Corp
DECREASED
Shares376,750 from 387,625
Change-10,875 (-3%)
Value$327.6K (+$56.8K)
Filed 2023-08-14
Macquarie Group LTD
UNCHANGED
Shares350,000 from 350,000
Change0 (0%)
Value$304.0K (+$59.0K)
Filed 2023-10-27
Black Maple Capital Management LP
NEW
Shares266,736
Change+266,736
Value$232.0K
Filed 2023-08-14
FMR LLC
DECREASED
Shares232,815 from 243,135
Change-10,320 (-4%)
Value$202.5K (+$32.6K)
Filed 2026-11-05
State Street Corp
UNCHANGED
Shares171,566 from 171,566
Change0 (0%)
Value$149.2K (+$29.3K)
Filed 2023-08-14
Knights of Columbus Asset Advisors LLC
UNCHANGED
Shares157,769 from 157,769
Change0 (0%)
Value$137.2K (+$26.9K)
Filed 2023-08-01
Bridgeway Capital Management, LLC
DECREASED
Shares132,500 from 207,500
Change-75,000 (-36%)
Value$115.2K (-$29.8K)
Filed 2023-08-14
Bank of New York Mellon Corp
UNCHANGED
Shares132,393 from 132,393
Change0 (0%)
Value$115.1K (+$22.6K)
Filed 2023-08-03
Northern Trust Corp
UNCHANGED
Shares86,824 from 86,824
Change0 (0%)
Value$75.5K (+$14.8K)
Filed 2023-08-11
International Assets Investment Management, LLC
INCREASED
Shares64,875 from 58,400
Change+6,475 (+11%)
Value$56.4K (+$15.6K)
Filed 2023-07-20
Franklin Resources Inc
UNCHANGED
Shares57,360 from 57,360
Change0 (0%)
Value$49.9K (+$9.8K)
Filed 2023-08-11
Arete Wealth Advisors, LLC
INCREASED
Shares54,465 from 53,965
Change+500 (+1%)
Value$47 (+$9)
Filed 2023-08-09
Susquehanna International Group, LLP
INCREASED
Shares52,149 from 14,215
Change+37,934 (+267%)
Value$45.3K (+$35.4K)
Filed 2023-08-11
Boothbay Fund Management, LLC
NEW
Shares45,000
Change+45,000
Value$39.1K
Filed 2023-08-14
Eagle Rock Investment Company, LLC
UNCHANGED
Shares42,000 from 42,000
Change0 (0%)
Value$40.2K (+$10.9K)
Filed 2023-07-19
Bank of America Corp
DECREASED
Shares38,321 from 39,416
Change-1,095 (-3%)
Value$33.3K (+$5.8K)
Filed 2023-08-14
Two Sigma Investments, LP
DECREASED
Shares38,317 from 47,410
Change-9,093 (-19%)
Value$33.3K (+$190)
Filed 2023-08-14
Citigroup Inc
DECREASED
Shares37,657 from 1,046,157
Change-1,008,500 (-96%)
Value$32.7K (-$698.3K)
Filed 2023-08-10
Morgan Stanley
DECREASED
Shares35,366 from 44,589
Change-9,223 (-21%)
Value$30.8K (-$405)
Filed 2023-08-14
Two Sigma Securities, LLC
NEW
Shares27,577
Change+27,577
Value$24.0K
Filed 2023-08-14
Keybank National Association
UNCHANGED
Shares26,455 from 26,455
Change0 (0%)
Value$23.0K (+$4.5K)
Filed 2023-08-01
Two Sigma Advisers, LP
DECREASED
Shares25,900 from 34,800
Change-8,900 (-26%)
Value$22.5K (-$1.8K)
Filed 2023-08-14
Royal Bank of Canada
INCREASED
Shares24,432 from 22,812
Change+1,620 (+7%)
Value$21.0K (+$5.0K)
Filed 2023-08-14
Simplex Trading, LLC
DECREASED
Shares20,332 from 27,440
Change-7,108 (-26%)
Value$17 (-$2)
Filed 2023-08-04
Equitec Proprietary Markets, LLC
NEW
Shares20,198
Change+20,198
Value$17.6K
Filed 2023-07-12
Commerce Bank
NEW
Shares20,000
Change+20,000
Value$17.4K
Filed 2023-08-08
Private Advisor Group, LLC
UNCHANGED
Shares17,325 from 17,325
Change0 (0%)
Value$15.1K (+$3.0K)
Filed 2023-08-10
Formidable Asset Management, LLC
UNCHANGED
Shares15,175 from 15,175
Change0 (0%)
Value$13 (+$2)
Filed 2023-08-15
Commonwealth Equity Services, LLC
UNCHANGED
Shares13,200 from 13,200
Change0 (0%)
Value$11 (+$2)
Filed 2023-08-10
Virtu Financial LLC
NEW
Shares12,230
Change+12,230
Value$11
Filed 2023-07-27
RIA Advisory Group LLC
NEW
Shares12,000
Change+12,000
Value$10.4K
Filed 2023-07-25
Platform Technology Partners
UNCHANGED
Shares11,000 from 11,000
Change0 (0%)
Value$10.9K (+$3.2K)
Filed 2023-07-12
CSS LLC
NEW
Shares10,740
Change+10,740
Value$9.3K
Filed 2023-08-14
Osaic Holdings, Inc.
UNCHANGED
Shares10,450 from 10,450
Change0 (0%)
Value$9.1K (+$1.8K)
Filed 2023-08-21
Ground Swell Capital, LLC
NEW
Shares10,155
Change+10,155
Value$8.8K
Filed 2023-08-15
UBS Group AG
DECREASED
Shares6,875 from 15,805
Change-8,930 (-56%)
Value$6.0K (-$5.1K)
Filed 2023-08-11
Group One Trading LLC
UNCHANGED
Shares6,774 from 6,774
Change0 (0%)
Value$5.9K (+$1.2K)
Filed 2023-08-09
Tower Research Capital LLC (TRC)
INCREASED
Shares6,726 from 91
Change+6,635 (+7291%)
Value$5.9K (+$5.9K)
Filed 2023-08-14
Federated Hermes, Inc.
UNCHANGED
Shares2,638 from 2,638
Change0 (0%)
Value$2.3K (+$451)
Filed 2023-08-14
JPMorgan Chase & Co
UNCHANGED
Shares1,407 from 1,407
Change0 (0%)
Value$1.2K (+$224)
Filed 2023-08-11
Antonetti Capital Management LLC
UNCHANGED
Shares1,200 from 1,200
Change0 (0%)
Value$1.0K (+$205)
Filed 2023-07-31
Financial Management Professionals, Inc.
UNCHANGED
Shares1,000 from 1,000
Change0 (0%)
Value$1 ($0)
Filed 2023-07-10
Wells Fargo & Company
INCREASED
Shares880 from 864
Change+16 (+2%)
Value$765 (+$162)
Filed 2023-08-15
Larson Financial Group LLC
UNCHANGED
Shares751 from 751
Change0 (0%)
Value$653 (+$128)
Filed 2023-08-03
Nfsg Corp
UNCHANGED
Shares405 from 405
Change0 (0%)
Value$352 (+$69)
Filed 2023-07-21
Cornerstone Planning Group LLC
NEW
Shares250
Change+250
Value$217
Filed 2023-08-15
AllSquare Wealth Management LLC
UNCHANGED
Shares83 from 83
Change0 (0%)
Value$68 (+$10)
Filed 2023-08-08
NewSquare Capital LLC
UNCHANGED
Shares80 from 80
Change0 (0%)
Value$70 (+$14)
Filed 2023-08-03
BNP Paribas Financial Markets
UNCHANGED
Shares1 from 1
Change0 (0%)
Value$1 ($0)
Filed 2023-08-09
EcoR1 Capital, LLC
CLOSED
Shares0 from 3,082,959
Change-3,082,959 (-100%)
Value$0 (-$2.2M)
Filed 2023-08-14
Tang Capital Management LLC
CLOSED
Shares0 from 1,300,000
Change-1,300,000 (-100%)
Value$0 (-$908.4K)
Filed 2023-08-14
Sumitomo Mitsui Trust Group, Inc.
CLOSED
Shares0 from 999,026
Change-999,026 (-100%)
Value$0 (-$698.1K)
Filed 2023-07-31
Amova Asset Management Americas, Inc.
CLOSED
Shares0 from 999,026
Change-999,026 (-100%)
Value$0 (-$649.4K)
Filed 2023-08-14
Goldman Sachs Group Inc
CLOSED
Shares0 from 633,569
Change-633,569 (-100%)
Value$0 (-$442.7K)
Filed 2024-05-14
Millennium Management LLC
CLOSED
Shares0 from 419,495
Change-419,495 (-100%)
Value$0 (-$293)
Filed 2023-08-14
GSA Capital Partners LLP
CLOSED
Shares0 from 230,292
Change-230,292 (-100%)
Value$0 (-$161)
Filed 2023-08-14
Citadel Advisors LLC
CLOSED
Shares0 from 118,652
Change-118,652 (-100%)
Value$0 (-$82.9K)
Filed 2023-08-14
Cornercap Investment Counsel Inc
CLOSED
Shares0 from 113,219
Change-113,219 (-100%)
Value$0 (-$79.1K)
Filed 2023-08-11
Dimensional Fund Advisors LP
CLOSED
Shares0 from 95,083
Change-95,083 (-100%)
Value$0 (-$66.2K)
Filed 2023-08-09
Forefront Analytics, LLC
CLOSED
Shares0 from 61,156
Change-61,156 (-100%)
Value$0 (-$42.7K)
Filed 2023-08-11
Jane Street Group, LLC
CLOSED
Shares0 from 51,083
Change-51,083 (-100%)
Value$0 (-$35.7K)
Filed 2023-08-14
Credit Suisse AG/
CLOSED
Shares0 from 40,000
Change-40,000 (-100%)
Value$0 (-$28.0K)
Filed 2023-08-11
XTX Topco Ltd
CLOSED
Shares0 from 37,874
Change-37,874 (-100%)
Value$0 (-$26.5K)
Filed 2023-08-14
Barclays PLC
CLOSED
Shares0 from 29,251
Change-29,251 (-100%)
Value$0 (-$20.4K)
Filed 2023-09-20
Moloney Securities Asset Management, LLC
CLOSED
Shares0 from 12,250
Change-12,250 (-100%)
Value$0 (-$8.6K)
Filed 2023-07-31
Oppenheimer & Co Inc
CLOSED
Shares0 from 10,733
Change-10,733 (-100%)
Value$0 (-$7.5K)
Filed 2023-08-03
Central Trust Co
CLOSED
Shares0 from 4,000
Change-4,000 (-100%)
Value$0 (-$2.8K)
Filed 2023-07-26
C M Bidwell & Associates LTD
CLOSED
Shares0 from 1,785
Change-1,785 (-100%)
Value$0 (-$1.2K)
Filed 2023-08-14
TCI Wealth Advisors, Inc.
CLOSED
Shares0 from 220
Change-220 (-100%)
Value$0 (-$154)
Filed 2023-08-04
Caldwell Sutter Capital, Inc.
CLOSED
Shares0 from 200
Change-200 (-100%)
Value$0 (-$140)
Filed 2023-07-19
NewEdge Advisors, LLC
CLOSED
Shares0 from 116
Change-116 (-100%)
Value$0 (-$81)
Filed 2023-08-14
Proequities, Inc.
UNCHANGED
Shares0 from 0
Change0
Value$0 ($0)
Filed 2023-08-10
Status
Armistice Capital, LLC
NEW4,890,000—+4,890,000——$4.3M—2023-08-14
Atlas Venture Associates IX, LLC
UNCHANGED2,945,4532,945,45300%$2.1M$2.6M+$500.7K2023-08-08
Vanguard Group Inc
UNCHANGED2,309,2862,309,28600%$1.6M$2.0M+$394.4K2023-08-14
ARK Investment Management LLC
DECREASED1,412,0775,496,146-4,084,069-74%$3.8M$1.2M-$2.6M2023-07-10
Dafna Capital Management LLC
UNCHANGED1,100,0001,100,00000%$768.7K$956.6K+$187.9K2023-08-14
Acadian Asset Management LLC
DECREASED868,6201,051,718-183,098-17%$733$754+$212023-08-07
Yakira Capital Management, Inc.
NEW785,879—+785,879——$683.4K—2023-08-11
Geode Capital Management, LLC
INCREASED667,418394,312+273,106+69%$275.5K$580.4K+$304.8K2023-08-11
Laurion Capital Management LP
UNCHANGED665,400665,40000%$465.0K$578.6K+$113.7K2023-08-14
Renaissance Technologies LLC
DECREASED567,400635,000-67,600-11%$444$493+$492023-08-11
BlackRock Inc.
DECREASED520,886691,078-170,192-25%$482.9K$453.0K-$30.0K2023-08-11
Stifel Financial Corp
DECREASED376,750387,625-10,875-3%$270.9K$327.6K+$56.8K2023-08-14
Macquarie Group LTD
UNCHANGED350,000350,00000%$245.0K$304.0K+$59.0K2023-10-27
Black Maple Capital Management LP
NEW266,736—+266,736——$232.0K—2023-08-14
FMR LLC
DECREASED232,815243,135-10,320-4%$169.9K$202.5K+$32.6K2026-11-05
State Street Corp
UNCHANGED171,566171,56600%$119.9K$149.2K+$29.3K2023-08-14
Knights of Columbus Asset Advisors LLC
UNCHANGED157,769157,76900%$110.2K$137.2K+$26.9K2023-08-01
Bridgeway Capital Management, LLC
DECREASED132,500207,500-75,000-36%$145.0K$115.2K-$29.8K2023-08-14
Bank of New York Mellon Corp
UNCHANGED132,393132,39300%$92.5K$115.1K+$22.6K2023-08-03
Northern Trust Corp
UNCHANGED86,82486,82400%$60.7K$75.5K+$14.8K2023-08-11
International Assets Investment Management, LLC
INCREASED64,87558,400+6,475+11%$40.8K$56.4K+$15.6K2023-07-20
Franklin Resources Inc
UNCHANGED57,36057,36000%$40.1K$49.9K+$9.8K2023-08-11
Arete Wealth Advisors, LLC
INCREASED54,46553,965+500+1%$38$47+$92023-08-09
Susquehanna International Group, LLP
INCREASED52,14914,215+37,934+267%$9.9K$45.3K+$35.4K2023-08-11
Boothbay Fund Management, LLC
NEW45,000—+45,000——$39.1K—2023-08-14
Eagle Rock Investment Company, LLC
UNCHANGED42,00042,00000%$29.4K$40.2K+$10.9K2023-07-19
Bank of America Corp
DECREASED38,32139,416-1,095-3%$27.5K$33.3K+$5.8K2023-08-14
Two Sigma Investments, LP
DECREASED38,31747,410-9,093-19%$33.1K$33.3K+$1902023-08-14
Citigroup Inc
DECREASED37,6571,046,157-1,008,500-96%$731.1K$32.7K-$698.3K2023-08-10
Morgan Stanley
DECREASED35,36644,589-9,223-21%$31.2K$30.8K-$4052023-08-14
Two Sigma Securities, LLC
NEW27,577—+27,577——$24.0K—2023-08-14
Keybank National Association
UNCHANGED26,45526,45500%$18.5K$23.0K+$4.5K2023-08-01
Two Sigma Advisers, LP
DECREASED25,90034,800-8,900-26%$24.3K$22.5K-$1.8K2023-08-14
Royal Bank of Canada
INCREASED24,43222,812+1,620+7%$16.0K$21.0K+$5.0K2023-08-14
Simplex Trading, LLC
DECREASED20,33227,440-7,108-26%$19$17-$22023-08-04
Equitec Proprietary Markets, LLC
NEW20,198—+20,198——$17.6K—2023-07-12
Commerce Bank
NEW20,000—+20,000——$17.4K—2023-08-08
Private Advisor Group, LLC
UNCHANGED17,32517,32500%$12.1K$15.1K+$3.0K2023-08-10
Formidable Asset Management, LLC
UNCHANGED15,17515,17500%$11$13+$22023-08-15
Commonwealth Equity Services, LLC
UNCHANGED13,20013,20000%$9$11+$22023-08-10
Virtu Financial LLC
NEW12,230—+12,230——$11—2023-07-27
RIA Advisory Group LLC
NEW12,000—+12,000——$10.4K—2023-07-25
Platform Technology Partners
UNCHANGED11,00011,00000%$7.7K$10.9K+$3.2K2023-07-12
CSS LLC
NEW10,740—+10,740——$9.3K—2023-08-14
Osaic Holdings, Inc.
UNCHANGED10,45010,45000%$7.3K$9.1K+$1.8K2023-08-21
Ground Swell Capital, LLC
NEW10,155—+10,155——$8.8K—2023-08-15
UBS Group AG
DECREASED6,87515,805-8,930-56%$11.0K$6.0K-$5.1K2023-08-11
Group One Trading LLC
UNCHANGED6,7746,77400%$4.7K$5.9K+$1.2K2023-08-09
Tower Research Capital LLC (TRC)
INCREASED6,72691+6,635+7291%$0$5.9K+$5.9K2023-08-14
Federated Hermes, Inc.
UNCHANGED2,6382,63800%$1.8K$2.3K+$4512023-08-14
JPMorgan Chase & Co
UNCHANGED1,4071,40700%$1.0K$1.2K+$2242023-08-11
Antonetti Capital Management LLC
UNCHANGED1,2001,20000%$839$1.0K+$2052023-07-31
Financial Management Professionals, Inc.
UNCHANGED1,0001,00000%$1$1$02023-07-10
Wells Fargo & Company
INCREASED880864+16+2%$603$765+$1622023-08-15
Larson Financial Group LLC
UNCHANGED75175100%$525$653+$1282023-08-03
Nfsg Corp
UNCHANGED40540500%$283$352+$692023-07-21
Cornerstone Planning Group LLC
NEW250—+250——$217—2023-08-15
AllSquare Wealth Management LLC
UNCHANGED838300%$58$68+$102023-08-08
NewSquare Capital LLC
UNCHANGED808000%$56$70+$142023-08-03
BNP Paribas Financial Markets
UNCHANGED1100%$1$1$02023-08-09
EcoR1 Capital, LLC
CLOSED03,082,959-3,082,959-100%$2.2M$0-$2.2M2023-08-14
Tang Capital Management LLC
CLOSED01,300,000-1,300,000-100%$908.4K$0-$908.4K2023-08-14
Sumitomo Mitsui Trust Group, Inc.
CLOSED0999,026-999,026-100%$698.1K$0-$698.1K2023-07-31
Amova Asset Management Americas, Inc.
CLOSED0999,026-999,026-100%$649.4K$0-$649.4K2023-08-14
Goldman Sachs Group Inc
CLOSED0633,569-633,569-100%$442.7K$0-$442.7K2024-05-14
Millennium Management LLC
CLOSED0419,495-419,495-100%$293$0-$2932023-08-14
GSA Capital Partners LLP
CLOSED0230,292-230,292-100%$161$0-$1612023-08-14
Citadel Advisors LLC
CLOSED0118,652-118,652-100%$82.9K$0-$82.9K2023-08-14
Cornercap Investment Counsel Inc
CLOSED0113,219-113,219-100%$79.1K$0-$79.1K2023-08-11
Dimensional Fund Advisors LP
CLOSED095,083-95,083-100%$66.2K$0-$66.2K2023-08-09
Forefront Analytics, LLC
CLOSED061,156-61,156-100%$42.7K$0-$42.7K2023-08-11
Jane Street Group, LLC
CLOSED051,083-51,083-100%$35.7K$0-$35.7K2023-08-14
Credit Suisse AG/
CLOSED040,000-40,000-100%$28.0K$0-$28.0K2023-08-11
XTX Topco Ltd
CLOSED037,874-37,874-100%$26.5K$0-$26.5K2023-08-14
Barclays PLC
CLOSED029,251-29,251-100%$20.4K$0-$20.4K2023-09-20
Moloney Securities Asset Management, LLC
CLOSED012,250-12,250-100%$8.6K$0-$8.6K2023-07-31
Oppenheimer & Co Inc
CLOSED010,733-10,733-100%$7.5K$0-$7.5K2023-08-03
Central Trust Co
CLOSED04,000-4,000-100%$2.8K$0-$2.8K2023-07-26
C M Bidwell & Associates LTD
CLOSED01,785-1,785-100%$1.2K$0-$1.2K2023-08-14
TCI Wealth Advisors, Inc.
CLOSED0220-220-100%$154$0-$1542023-08-04
Caldwell Sutter Capital, Inc.
CLOSED0200-200-100%$140$0-$1402023-07-19
NewEdge Advisors, LLC
CLOSED0116-116-100%$81$0-$812023-08-14
Proequities, Inc.
UNCHANGED000—$0$0$02023-08-10
Showing 83 of 83 institutions