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Suro Capital Corp (SSSS)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
GatePass Capital, LLC
INCREASED
Shares573,200 from 508,150
Change+65,050 (+13%)
Value$4.4M (-$2.0M)
Filed 2026-11-09
MGO One Seven LLC
INCREASED
Shares293,428 from 258,244
Change+35,184 (+14%)
Value$2.3M (-$981.9K)
Filed 2026-10-28
LPL Financial LLC
INCREASED
Shares223,063 from 208,699
Change+14,364 (+7%)
Value$1.7M (-$901.7K)
Filed 2026-11-06
Squarepoint Ops LLC
NEW
Shares83,055
Change+83,055
Value$638.7K
Filed 2026-11-09
Wealth Enhancement Advisory Services, LLC
DECREASED
Shares80,914 from 91,236
Change-10,322 (-11%)
Value$595.5K (-$444.6K)
Filed 2026-10-13
SMH Capital Advisors Inc
NEW
Shares72,245
Change+72,245
Value$555.6K
Filed 2026-10-29
Tactive Advisors, LLC
INCREASED
Shares70,901 from 30,311
Change+40,590 (+134%)
Value$545.2K (+$165.1K)
Filed 2026-10-08
Green Alpha Advisors, LLC
INCREASED
Shares60,415 from 59,375
Change+1,040 (+2%)
Value$464.6K (-$280.0K)
Filed 2026-10-08
Catalyst Capital Advisors LLC
UNCHANGED
Shares42,466 from 42,466
Change0 (0%)
Value$326.6K (-$206.0K)
Filed 2026-11-02
Texas Capital Bank Wealth Management Services Inc
UNCHANGED
Shares28,000 from 28,000
Change0 (0%)
Value$215.3K (-$135.8K)
Filed 2026-11-09
Byrne Asset Management LLC
INCREASED
Shares26,220 from 21,150
Change+5,070 (+24%)
Value$195.9K (-$69.4K)
Filed 2026-10-06
Ritholtz Wealth Management
UNCHANGED
Shares23,644 from 23,644
Change0 (0%)
Value$181.8K (-$114.7K)
Filed 2026-11-05
Simplex Trading, LLC
INCREASED
Shares23,113 from 1,922
Change+21,191 (+1103%)
Value$177.7K (+$153.6K)
Filed 2026-11-04
Patriot Financial Group Insurance Agency, LLC
NEW
Shares16,100
Change+16,100
Value$123.8K
Filed 2026-10-14
Hazlett, Burt & Watson, Inc.
DECREASED
Shares14,330 from 14,605
Change-275 (-2%)
Value$111 (-$70.0K)
Filed 2026-11-04
Imc-Chicago, LLC
NEW
Shares12,415
Change+12,415
Value$95.5K
Filed 2026-11-05
Farther Finance Advisors, LLC
UNCHANGED
Shares6,825 from 6,825
Change0 (0%)
Value$52.5K (-$33.1K)
Filed 2026-10-08
Avion Wealth
UNCHANGED
Shares3,001 from 3,001
Change0 (0%)
Value$23 (-$14)
Filed 2026-11-04
Hickory Point Bank & Trust
UNCHANGED
Shares2,000 from 2,000
Change0 (0%)
Value$15.4K (-$9.7K)
Filed 2026-10-01
Strive Financial Group,LLC
UNCHANGED
Shares1,695 from 1,695
Change0 (0%)
Value$13.0K (-$8.2K)
Filed 2026-11-09
Harbour Investments, Inc.
DECREASED
Shares1,253 from 1,729
Change-476 (-28%)
Value$9.6K (-$12.1K)
Filed 2026-11-09
N.E.W. Advisory Services LLC
UNCHANGED
Shares1,100 from 1,100
Change0 (0%)
Value$8.5K (-$5.3K)
Filed 2026-11-09
Compass Financial Management LLC
NEW
Shares850
Change+850
Value$6.5K
Filed 2026-10-30
Clearstead Advisors, LLC
INCREASED
Shares490 from 195
Change+295 (+151%)
Value$3.8K (+$1.3K)
Filed 2026-11-06
Allworth Financial LP
UNCHANGED
Shares175 from 175
Change0 (0%)
Value$2.2K ($0)
Filed 2026-11-06
Geneos Wealth Management Inc.
UNCHANGED
Shares100 from 100
Change0 (0%)
Value$769 (-$485)
Filed 2026-11-09
Tsfg, LLC
NEW
Shares97
Change+97
Value$1
Filed 2026-10-23
Citizens National Bank Trust Department
UNCHANGED
Shares78 from 78
Change0 (0%)
Value$600 (-$378)
Filed 2026-11-04
Harbor Capital Advisors, Inc.
CLOSED
Shares0 from 47,227
Change-47,227 (-100%)
Value$0 (-$592.0K)
Filed 2026-10-22
Wellington Shields & Co., LLC
CLOSED
Shares0 from 26,023
Change-26,023 (-100%)
Value$0 (-$326.3K)
Filed 2026-11-03
Perigon Wealth Management, LLC
CLOSED
Shares0 from 16,600
Change-16,600 (-100%)
Value$0 (-$208.2K)
Filed 2026-10-22
Institute for Wealth Management, Llc.
CLOSED
Shares0 from 2,973
Change-2,973 (-100%)
Value$0 (-$37.3K)
Filed 2026-11-06
MCF Advisors LLC
CLOSED
Shares0 from 785
Change-785 (-100%)
Value$0 (-$9.8K)
Filed 2026-10-28
Caitong International Asset Management Co., Ltd
CLOSED
Shares0 from 7
Change-7 (-100%)
Value$0 (-$88)
Filed 2026-10-29
Nfsg Corp
UNCHANGED
Shares0 from 0
Change0
Value$3 (-$2)
Filed 2026-10-15
Gabelli Funds LLC
N/A
Shares— from 1,227,056
Change-1,227,056 (-100%)
Value—
Thomas J. Herzfeld Advisors, Inc.
N/A
Shares— from 788,403
Change-788,403 (-100%)
Value—
Kingsview Wealth Management, LLC
N/A
Shares— from 564,301
Change-564,301 (-100%)
Value—
Needham Investment Management LLC
N/A
Shares— from 426,594
Change-426,594 (-100%)
Value—
Franklin Resources Inc
N/A
Shares— from 290,917
Change-290,917 (-100%)
Value—
Gamco Investors, Inc. ET AL
N/A
Shares— from 243,500
Change-243,500 (-100%)
Value—
Jane Street Group, LLC
N/A
Shares— from 237,011
Change-237,011 (-100%)
Value—
Two Sigma Investments, LP
N/A
Shares— from 200,359
Change-200,359 (-100%)
Value—
Lazard Asset Management LLC
N/A
Shares— from 111,690
Change-111,690 (-100%)
Value—
Intrepid Family Office LLC
N/A
Shares— from 100,000
Change-100,000 (-100%)
Value—
BlackRock, Inc.
N/A
Shares— from 87,954
Change-87,954 (-100%)
Value—
Balyasny Asset Management L.P.
N/A
Shares— from 86,594
Change-86,594 (-100%)
Value—
Mangrove Partners IM, LLC
N/A
Shares— from 73,351
Change-73,351 (-100%)
Value—
Private Advisor Group, LLC
N/A
Shares— from 71,856
Change-71,856 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 70,172
Change-70,172 (-100%)
Value—
Janney Montgomery Scott LLC
N/A
Shares— from 59,472
Change-59,472 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 55,916
Change-55,916 (-100%)
Value—
Susquehanna International Group, LLP
N/A
Shares— from 52,541
Change-52,541 (-100%)
Value—
Stratos Wealth Partners, Ltd.
N/A
Shares— from 47,543
Change-47,543 (-100%)
Value—
XTX Topco Ltd
N/A
Shares— from 46,471
Change-46,471 (-100%)
Value—
Connor, Clark & Lunn Investment Management Ltd.
N/A
Shares— from 43,521
Change-43,521 (-100%)
Value—
Millennium Management LLC
N/A
Shares— from 43,317
Change-43,317 (-100%)
Value—
Invesco Ltd.
N/A
Shares— from 40,567
Change-40,567 (-100%)
Value—
Cresset Asset Management, LLC
N/A
Shares— from 36,411
Change-36,411 (-100%)
Value—
Pathstone Holdings, LLC
N/A
Shares— from 32,664
Change-32,664 (-100%)
Value—
O'shaughnessy Asset Management, LLC
N/A
Shares— from 31,360
Change-31,360 (-100%)
Value—
Northern Trust Corp
N/A
Shares— from 31,262
Change-31,262 (-100%)
Value—
UBS Group AG
N/A
Shares— from 29,368
Change-29,368 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 29,077
Change-29,077 (-100%)
Value—
Canada Life Assurance Co
N/A
Shares— from 27,465
Change-27,465 (-100%)
Value—
Trexquant Investment LP
N/A
Shares— from 22,274
Change-22,274 (-100%)
Value—
Granahan Investment Management, LLC
N/A
Shares— from 21,549
Change-21,549 (-100%)
Value—
Brookwood Investment Group LLC
N/A
Shares— from 21,000
Change-21,000 (-100%)
Value—
De Lisle Partners LLP
N/A
Shares— from 20,000
Change-20,000 (-100%)
Value—
Hillsdale Investment Management Inc.
N/A
Shares— from 18,900
Change-18,900 (-100%)
Value—
Point72 Asset Management, L.P.
N/A
Shares— from 16,348
Change-16,348 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 13,593
Change-13,593 (-100%)
Value—
HRT Financial LP
N/A
Shares— from 10,576
Change-10,576 (-100%)
Value—
Marex Group Ltd
N/A
Shares— from 10,000
Change-10,000 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 4,876
Change-4,876 (-100%)
Value—
JPMorgan Chase & Co
N/A
Shares— from 3,119
Change-3,119 (-100%)
Value—
Federation des caisses Desjardins du Quebec
N/A
Shares— from 2,000
Change-2,000 (-100%)
Value—
Pinnacle Holdings, LLC
N/A
Shares— from 1,329
Change-1,329 (-100%)
Value—
National Bank of Canada
N/A
Shares— from 925
Change-925 (-100%)
Value—
Jones Financial Companies Lllp
N/A
Shares— from 835
Change-835 (-100%)
Value—
Nomura Asset Management Co LTD
N/A
Shares— from 714
Change-714 (-100%)
Value—
BFC Planning, Inc.
N/A
Shares— from 555
Change-555 (-100%)
Value—
WealthCollab, LLC
N/A
Shares— from 401
Change-401 (-100%)
Value—
Intesa Sanpaolo S.p.A.
N/A
Shares— from 73
Change-73 (-100%)
Value—
Atlantic Union Bankshares Corp
N/A
Shares— from 59
Change-59 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 8
Change-8 (-100%)
Value—
Huntington National Bank
N/A
Shares— from 1
Change-1 (-100%)
Value—
Status
GatePass Capital, LLC
INCREASED573,200508,150+65,050+13%$6.4M$4.4M-$2.0M2026-11-09
MGO One Seven LLC
INCREASED293,428258,244+35,184+14%$3.2M$2.3M-$981.9K2026-10-28
LPL Financial LLC
INCREASED223,063208,699+14,364+7%$2.6M$1.7M-$901.7K2026-11-06
Squarepoint Ops LLC
NEW83,055—+83,055——$638.7K—2026-11-09
Wealth Enhancement Advisory Services, LLC
DECREASED80,91491,236-10,322-11%$1.0M$595.5K-$444.6K2026-10-13
SMH Capital Advisors Inc
NEW72,245—+72,245——$555.6K—2026-10-29
Tactive Advisors, LLC
INCREASED70,90130,311+40,590+134%$380.1K$545.2K+$165.1K2026-10-08
Green Alpha Advisors, LLC
INCREASED60,41559,375+1,040+2%$744.6K$464.6K-$280.0K2026-10-08
Catalyst Capital Advisors LLC
UNCHANGED42,46642,46600%$532.5K$326.6K-$206.0K2026-11-02
Texas Capital Bank Wealth Management Services Inc
UNCHANGED28,00028,00000%$351.1K$215.3K-$135.8K2026-11-09
Byrne Asset Management LLC
INCREASED26,22021,150+5,070+24%$265.2K$195.9K-$69.4K2026-10-06
Ritholtz Wealth Management
UNCHANGED23,64423,64400%$296.5K$181.8K-$114.7K2026-11-05
Simplex Trading, LLC
INCREASED23,1131,922+21,191+1103%$24.1K$177.7K+$153.6K2026-11-04
Patriot Financial Group Insurance Agency, LLC
NEW16,100—+16,100——$123.8K—2026-10-14
Hazlett, Burt & Watson, Inc.
DECREASED14,33014,605-275-2%$70.1K$111-$70.0K2026-11-04
Imc-Chicago, LLC
NEW12,415—+12,415——$95.5K—2026-11-05
Farther Finance Advisors, LLC
UNCHANGED6,8256,82500%$85.6K$52.5K-$33.1K2026-10-08
Avion Wealth
UNCHANGED3,0013,00100%$37$23-$142026-11-04
Hickory Point Bank & Trust
UNCHANGED2,0002,00000%$25.1K$15.4K-$9.7K2026-10-01
Strive Financial Group,LLC
UNCHANGED1,6951,69500%$21.3K$13.0K-$8.2K2026-11-09
Harbour Investments, Inc.
DECREASED1,2531,729-476-28%$21.7K$9.6K-$12.1K2026-11-09
N.E.W. Advisory Services LLC
UNCHANGED1,1001,10000%$13.8K$8.5K-$5.3K2026-11-09
Compass Financial Management LLC
NEW850—+850——$6.5K—2026-10-30
Clearstead Advisors, LLC
INCREASED490195+295+151%$2.4K$3.8K+$1.3K2026-11-06
Allworth Financial LP
UNCHANGED17517500%$2.2K$2.2K$02026-11-06
Geneos Wealth Management Inc.
UNCHANGED10010000%$1.3K$769-$4852026-11-09
Tsfg, LLC
NEW97—+97——$1—2026-10-23
Citizens National Bank Trust Department
UNCHANGED787800%$978$600-$3782026-11-04
Harbor Capital Advisors, Inc.
CLOSED047,227-47,227-100%$592.0K$0-$592.0K2026-10-22
Wellington Shields & Co., LLC
CLOSED026,023-26,023-100%$326.3K$0-$326.3K2026-11-03
Perigon Wealth Management, LLC
CLOSED016,600-16,600-100%$208.2K$0-$208.2K2026-10-22
Institute for Wealth Management, Llc.
CLOSED02,973-2,973-100%$37.3K$0-$37.3K2026-11-06
MCF Advisors LLC
CLOSED0785-785-100%$9.8K$0-$9.8K2026-10-28
Caitong International Asset Management Co., Ltd
CLOSED07-7-100%$88$0-$882026-10-29
Nfsg Corp
UNCHANGED000—$5$3-$22026-10-15
Gabelli Funds LLC
N/A—1,227,056-1,227,056-100%$15.4M———
Thomas J. Herzfeld Advisors, Inc.
N/A—788,403-788,403-100%$9.9M———
Kingsview Wealth Management, LLC
N/A—564,301-564,301-100%$7.1M———
Needham Investment Management LLC
N/A—426,594-426,594-100%$5.3M———
Franklin Resources Inc
N/A—290,917-290,917-100%$3.6M———
Gamco Investors, Inc. ET AL
N/A—243,500-243,500-100%$3.1M———
Jane Street Group, LLC
N/A—237,011-237,011-100%$3.0M———
Two Sigma Investments, LP
N/A—200,359-200,359-100%$2.5M———
Lazard Asset Management LLC
N/A—111,690-111,690-100%$1.4M———
Intrepid Family Office LLC
N/A—100,000-100,000-100%$1.3M———
BlackRock, Inc.
N/A—87,954-87,954-100%$1.1M———
Balyasny Asset Management L.P.
N/A—86,594-86,594-100%$1.1M———
Mangrove Partners IM, LLC
N/A—73,351-73,351-100%$919.8K———
Private Advisor Group, LLC
N/A—71,856-71,856-100%$901.1K———
Morgan Stanley
N/A—70,172-70,172-100%$880.0K———
Janney Montgomery Scott LLC
N/A—59,472-59,472-100%$746.0K———
Wells Fargo & Company
N/A—55,916-55,916-100%$701.2K———
Susquehanna International Group, LLP
N/A—52,541-52,541-100%$658.9K———
Stratos Wealth Partners, Ltd.
N/A—47,543-47,543-100%$596.2K———
XTX Topco Ltd
N/A—46,471-46,471-100%$582.7K———
Connor, Clark & Lunn Investment Management Ltd.
N/A—43,521-43,521-100%$545.8K———
Millennium Management LLC
N/A—43,317-43,317-100%$543.2K———
Invesco Ltd.
N/A—40,567-40,567-100%$508.7K———
Cresset Asset Management, LLC
N/A—36,411-36,411-100%$456.6K———
Pathstone Holdings, LLC
N/A—32,664-32,664-100%$408.4K———
O'shaughnessy Asset Management, LLC
N/A—31,360-31,360-100%$393.3K———
Northern Trust Corp
N/A—31,262-31,262-100%$392.0K———
UBS Group AG
N/A—29,368-29,368-100%$368.3K———
Osaic Holdings, Inc.
N/A—29,077-29,077-100%$364.7K———
Canada Life Assurance Co
N/A—27,465-27,465-100%$343.0K———
Trexquant Investment LP
N/A—22,274-22,274-100%$279.3K———
Granahan Investment Management, LLC
N/A—21,549-21,549-100%$270.2K———
Brookwood Investment Group LLC
N/A—21,000-21,000-100%$263.3K———
De Lisle Partners LLP
N/A—20,000-20,000-100%$250.8K———
Hillsdale Investment Management Inc.
N/A—18,900-18,900-100%$237.0K———
Point72 Asset Management, L.P.
N/A—16,348-16,348-100%$205.0K———
Raymond James Financial Inc
N/A—13,593-13,593-100%$170.5K———
HRT Financial LP
N/A—10,576-10,576-100%$132.0K———
Marex Group Ltd
N/A—10,000-10,000-100%$125.4K———
Royal Bank of Canada
N/A—4,876-4,876-100%$61.0K———
JPMorgan Chase & Co
N/A—3,119-3,119-100%$39.8K———
Federation des caisses Desjardins du Quebec
N/A—2,000-2,000-100%$25.1K———
Pinnacle Holdings, LLC
N/A—1,329-1,329-100%$16.7K———
National Bank of Canada
N/A—925-925-100%$11.6K———
Jones Financial Companies Lllp
N/A—835-835-100%$9.9K———
Nomura Asset Management Co LTD
N/A—714-714-100%$9.0K———
BFC Planning, Inc.
N/A—555-555-100%$7.0K———
WealthCollab, LLC
N/A—401-401-100%$5.0K———
Intesa Sanpaolo S.p.A.
N/A—73-73-100%$915———
Atlantic Union Bankshares Corp
N/A—59-59-100%$737———
Steward Partners Investment Advisory, LLC
N/A—8-8-100%$100———
Huntington National Bank
N/A—1-1-100%$13———
Showing 87 of 87 institutions