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Total Return Securities Fund (SWZ)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Matisse Capital
UNCHANGED
Shares609,000 from 609,000
Change0 (0%)
Value$3.5M (-$146.2K)
Filed 2026-10-29
Shaker Financial Services, LLC
INCREASED
Shares424,625 from 393,170
Change+31,455 (+8%)
Value$2.4M (+$84.9K)
Filed 2026-10-14
Blue Bell Private Wealth Management, LLC
INCREASED
Shares200,973 from 168,610
Change+32,363 (+19%)
Value$1.1M (+$144.0K)
Filed 2026-10-29
Uncommon Cents Investing Inc
DECREASED
Shares83,183 from 85,036
Change-1,853 (-2%)
Value$474.1K (-$31.0K)
Filed 2026-10-20
Commonwealth Equity Services, LLC
DECREASED
Shares46,816 from 56,071
Change-9,255 (-17%)
Value$266.9K (-$66.2K)
Filed 2026-11-02
Noble Wealth Management PBC
DECREASED
Shares38,882 from 42,882
Change-4,000 (-9%)
Value$221.6K (-$33.1K)
Filed 2026-10-01
Mccarter Private Wealth Services LLC
INCREASED
Shares14,459 from 14,458
Change+1 (+0%)
Value$82.4K (-$3.5K)
Filed 2026-10-22
LPL Financial LLC
DECREASED
Shares10,777 from 24,599
Change-13,822 (-56%)
Value$61.4K (-$84.7K)
Filed 2026-11-06
Private Management Group Inc
UNCHANGED
Shares10,545 from 10,545
Change0 (0%)
Value$333.2K (-$211)
Filed 2026-11-04
Integris Wealth Management, LLC
UNCHANGED
Shares10,053 from 10,053
Change0 (0%)
Value$57.3K (-$2.4K)
Filed 2026-10-14
North Star Investment Management Corp.
UNCHANGED
Shares951 from 951
Change0 (0%)
Value$5.4K (-$228)
Filed 2026-10-27
PNC Financial Services Group, Inc.
UNCHANGED
Shares16 from 16
Change0 (0%)
Value$91 (-$4)
Filed 2026-11-06
Capital Investment Counsel, Inc
CLOSED
Shares0 from 14,961
Change-14,961 (-100%)
Value$0 (-$88.9K)
Filed 2026-10-20
TrueMark Investments, LLC
CLOSED
Shares0 from 10,189
Change-10,189 (-100%)
Value$0 (-$60.5K)
Filed 2026-11-05
CSS LLC
N/A
Shares— from 1,040,190
Change-1,040,190 (-100%)
Value—
Bank of America Corp
N/A
Shares— from 867,363
Change-867,363 (-100%)
Value—
Icon Advisers Inc
N/A
Shares— from 446,220
Change-446,220 (-100%)
Value—
Saba Capital Management, L.P.A
N/A
Shares— from 404,080
Change-404,080 (-100%)
Value—
Logan Stone Capital, LLC
N/A
Shares— from 198,157
Change-198,157 (-100%)
Value—
Evolve Private Wealth, LLC
N/A
Shares— from 139,192
Change-139,192 (-100%)
Value—
Yakira Capital Management, Inc.
N/A
Shares— from 125,557
Change-125,557 (-100%)
Value—
Almitas Capital LLC
N/A
Shares— from 115,581
Change-115,581 (-100%)
Value—
Landscape Capital Management, L.L.C.
N/A
Shares— from 97,847
Change-97,847 (-100%)
Value—
Gardner Russo & Quinn LLC
N/A
Shares— from 97,667
Change-97,667 (-100%)
Value—
Alpine Global Management, LLC
N/A
Shares— from 58,859
Change-58,859 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 46,500
Change-46,500 (-100%)
Value—
Bulldog Investors, LLPA
N/A
Shares— from 40,334
Change-40,334 (-100%)
Value—
Susquehanna International Group, LLP
N/A
Shares— from 37,029
Change-37,029 (-100%)
Value—
Cutler Capital Management, LLC
N/A
Shares— from 35,921
Change-35,921 (-100%)
Value—
HRT Financial LP
N/A
Shares— from 35,262
Change-35,262 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 35,011
Change-35,011 (-100%)
Value—
Gamco Investors, Inc. ET AL
N/A
Shares— from 32,096
Change-32,096 (-100%)
Value—
XTX Topco Ltd
N/A
Shares— from 24,851
Change-24,851 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 17,605
Change-17,605 (-100%)
Value—
Belpointe Asset Management LLC
N/A
Shares— from 14,458
Change-14,458 (-100%)
Value—
Fortis Capital Advisors, LLC
N/A
Shares— from 14,458
Change-14,458 (-100%)
Value—
UBS Group AG
N/A
Shares— from 11,595
Change-11,595 (-100%)
Value—
Rivernorth Capital Management, LLC
N/A
Shares— from 10,189
Change-10,189 (-100%)
Value—
Winmill & Co. Inc
N/A
Shares— from 2,250
Change-2,250 (-100%)
Value—
JPMorgan Chase & Co
N/A
Shares— from 1,723
Change-1,723 (-100%)
Value—
Allied Private Wealth LLC
N/A
Shares— from 619
Change-619 (-100%)
Value—
Security National Bank of SO DAK
N/A
Shares— from 209
Change-209 (-100%)
Value—
Status
Matisse Capital
UNCHANGED609,000609,00000%$3.6M$3.5M-$146.2K2026-10-29
Shaker Financial Services, LLC
INCREASED424,625393,170+31,455+8%$2.3M$2.4M+$84.9K2026-10-14
Blue Bell Private Wealth Management, LLC
INCREASED200,973168,610+32,363+19%$1.0M$1.1M+$144.0K2026-10-29
Uncommon Cents Investing Inc
DECREASED83,18385,036-1,853-2%$505.1K$474.1K-$31.0K2026-10-20
Commonwealth Equity Services, LLC
DECREASED46,81656,071-9,255-17%$333.1K$266.9K-$66.2K2026-11-02
Noble Wealth Management PBC
DECREASED38,88242,882-4,000-9%$254.7K$221.6K-$33.1K2026-10-01
Mccarter Private Wealth Services LLC
INCREASED14,45914,458+1+0%$85.9K$82.4K-$3.5K2026-10-22
LPL Financial LLC
DECREASED10,77724,599-13,822-56%$146.1K$61.4K-$84.7K2026-11-06
Private Management Group Inc
UNCHANGED10,54510,54500%$333.4K$333.2K-$2112026-11-04
Integris Wealth Management, LLC
UNCHANGED10,05310,05300%$59.7K$57.3K-$2.4K2026-10-14
North Star Investment Management Corp.
UNCHANGED95195100%$5.6K$5.4K-$2282026-10-27
PNC Financial Services Group, Inc.
UNCHANGED161600%$95$91-$42026-11-06
Capital Investment Counsel, Inc
CLOSED014,961-14,961-100%$88.9K$0-$88.9K2026-10-20
TrueMark Investments, LLC
CLOSED010,189-10,189-100%$60.5K$0-$60.5K2026-11-05
CSS LLC
N/A—1,040,190-1,040,190-100%$6.2M———
Bank of America Corp
N/A—867,363-867,363-100%$5.2M———
Icon Advisers Inc
N/A—446,220-446,220-100%$2.7M———
Saba Capital Management, L.P.A
N/A—404,080-404,080-100%$2.4M———
Logan Stone Capital, LLC
N/A—198,157-198,157-100%$1.2M———
Evolve Private Wealth, LLC
N/A—139,192-139,192-100%$826.8K———
Yakira Capital Management, Inc.
N/A—125,557-125,557-100%$745.8K———
Almitas Capital LLC
N/A—115,581-115,581-100%$686.6K———
Landscape Capital Management, L.L.C.
N/A—97,847-97,847-100%$581.2K———
Gardner Russo & Quinn LLC
N/A—97,667-97,667-100%$580.1K———
Alpine Global Management, LLC
N/A—58,859-58,859-100%$349.6K———
Morgan Stanley
N/A—46,500-46,500-100%$276.2K———
Bulldog Investors, LLPA
N/A—40,334-40,334-100%$239.6K———
Susquehanna International Group, LLP
N/A—37,029-37,029-100%$220.0K———
Cutler Capital Management, LLC
N/A—35,921-35,921-100%$213.4K———
HRT Financial LP
N/A—35,262-35,262-100%$209.0K———
Osaic Holdings, Inc.
N/A—35,011-35,011-100%$207.9K———
Gamco Investors, Inc. ET AL
N/A—32,096-32,096-100%$190.7K———
XTX Topco Ltd
N/A—24,851-24,851-100%$147.6K———
Wells Fargo & Company
N/A—17,605-17,605-100%$104.6K———
Belpointe Asset Management LLC
N/A—14,458-14,458-100%$85.9K———
Fortis Capital Advisors, LLC
N/A—14,458-14,458-100%$85.9K———
UBS Group AG
N/A—11,595-11,595-100%$68.9K———
Rivernorth Capital Management, LLC
N/A—10,189-10,189-100%$60.5K———
Winmill & Co. Inc
N/A—2,250-2,250-100%$13.4K———
JPMorgan Chase & Co
N/A—1,723-1,723-100%$10.2K———
Allied Private Wealth LLC
N/A—619-619-100%$3.7K———
Security National Bank of SO DAK
N/A—209-209-100%$1.2K———
Showing 42 of 42 institutions