Carlyle Secured Lending Inc (CGBD)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Creative Planning

DECREASED

Shares2,974,022 from 3,086,927

Change-112,905 (-4%)

Value$31.8M (-$713.0K)

Filed 2026-11-02

Choreo, LLC

INCREASED

Shares1,397,178 from 1,361,251

Change+35,927 (+3%)

Value$14.9M (+$601.9K)

Filed 2026-10-28

Muzinich & Co., Inc.

INCREASED

Shares773,421 from 741,278

Change+32,143 (+4%)

Value$8.3M (+$462.2K)

Filed 2026-10-22

Sumitomo Mitsui Trust Group, Inc.

INCREASED

Shares529,735 from 519,735

Change+10,000 (+2%)

Value$5.7M (+$190.1K)

Filed 2026-10-29

Park Avenue Securities LLC

INCREASED

Shares513,885 from 188,424

Change+325,461 (+173%)

Value$5.5K (-$2.0M)

Filed 2026-10-26

Hennion & Walsh Asset Management, Inc.

INCREASED

Shares202,234 from 170,736

Change+31,498 (+18%)

Value$2.2M (+$364.0K)

Filed 2026-10-13

Hager Investment Management Services, LLC

DECREASED

Shares169,233 from 182,377

Change-13,144 (-7%)

Value$1.8M (-$111.3K)

Filed 2026-11-04

Doliver Advisors, LP

UNCHANGED

Shares119,781 from 119,781

Change0 (0%)

Value$1.3M (+$19.2K)

Filed 2026-10-01

Y-Intercept (Hong Kong) Ltd

NEW

Shares117,747

Change+117,747

Value$1.3M

Filed 2026-10-16

Apollon Wealth Management, LLC

INCREASED

Shares74,014 from 66,980

Change+7,034 (+11%)

Value$791.2K (+$85.9K)

Filed 2026-10-23

Closed-End Fund Advisors, Inc.

DECREASED

Shares73,462 from 78,104

Change-4,642 (-6%)

Value$785.3K (-$37.1K)

Filed 2026-11-04

BI Asset Management Fondsmaeglerselskab A/S

INCREASED

Shares69,349 from 52,475

Change+16,874 (+32%)

Value$741 (-$552.3K)

Filed 2026-10-22

Whipplewood Advisors, LLC

INCREASED

Shares64,415 from 51,820

Change+12,595 (+24%)

Value$688.6K (+$142.9K)

Filed 2026-10-20

Truist Financial Corp

DECREASED

Shares61,433 from 67,757

Change-6,324 (-9%)

Value$656.7K (-$56.8K)

Filed 2026-10-30

US Bancorp \de\

UNCHANGED

Shares50,000 from 50,000

Change0 (0%)

Value$534.5K (+$8.0K)

Filed 2026-11-05

Farther Finance Advisors, LLC

INCREASED

Shares48,983 from 35,978

Change+13,005 (+36%)

Value$523.6K (+$144.8K)

Filed 2026-10-08

Compass Financial Management LLC

DECREASED

Shares37,125 from 44,160

Change-7,035 (-16%)

Value$396.9K (-$66.7K)

Filed 2026-10-30

Verdence Capital Advisors LLC

DECREASED

Shares31,525 from 55,956

Change-24,431 (-44%)

Value$337.0K (-$252.2K)

Filed 2026-10-26

Wealth Enhancement Advisory Services, LLC

INCREASED

Shares27,758 from 16,794

Change+10,964 (+65%)

Value$292.6K (+$115.7K)

Filed 2026-10-13

Independent Financial Group, LLC

DECREASED

Shares27,700 from 28,072

Change-372 (-1%)

Value$296.1K (+$515)

Filed 2026-10-13

MacKenzie Financial Corp

INCREASED

Shares27,616 from 27,606

Change+10 (+0%)

Value$295.2K (+$4.5K)

Filed 2026-11-02

United Advisor Group, LLC

DECREASED

Shares25,098 from 26,181

Change-1,083 (-4%)

Value$268.3K (-$7.4K)

Filed 2026-11-03

SMH Capital Advisors Inc

INCREASED

Shares22,243 from 21,946

Change+297 (+1%)

Value$237.8K (+$6.7K)

Filed 2026-10-29

Clarus Group, Inc.

UNCHANGED

Shares21,291 from 21,291

Change0 (0%)

Value$227.6K (+$3.4K)

Filed 2026-10-21

Prosperity Planning, Inc.

NEW

Shares18,253

Change+18,253

Value$195.1K

Filed 2026-10-09

International Assets Investment Management, LLC

UNCHANGED

Shares18,125 from 18,125

Change0 (0%)

Value$195.2K (-$3.1K)

Filed 2026-11-02

Commonwealth Equity Services, LLC

INCREASED

Shares16,033 from 13,843

Change+2,190 (+16%)

Value$171.4K (+$25.6K)

Filed 2026-11-02

Lido Advisors, LLC

DECREASED

Shares15,143 from 38,124

Change-22,981 (-60%)

Value$161.9K (-$252.8K)

Filed 2026-11-04

Eagle Strategies LLC

UNCHANGED

Shares14,863 from 14,863

Change0 (0%)

Value$158.9K (+$2.4K)

Filed 2026-10-16

Glenview Trust Co

UNCHANGED

Shares14,000 from 14,000

Change0 (0%)

Value$149.7K (+$2.2K)

Filed 2026-10-28

First Affirmative Financial Network

NEW

Shares13,024

Change+13,024

Value$139.2K

Filed 2026-10-21

GFS Advisors, LLC

NEW

Shares10,550

Change+10,550

Value$113.0K

Filed 2026-11-03

Pension & Wealth Management Advisors, Inc.

DECREASED

Shares7,645 from 9,665

Change-2,020 (-21%)

Value$81.7K (-$20.0K)

Filed 2026-10-16

Catalyst Capital Advisors LLC

UNCHANGED

Shares7,087 from 7,087

Change0 (0%)

Value$75.8K (+$1.1K)

Filed 2026-11-02

Triumph Capital Management

INCREASED

Shares5,417 from 4,917

Change+500 (+10%)

Value$57.9K (+$6.1K)

Filed 2026-10-14

Security National Bank

UNCHANGED

Shares4,911 from 4,911

Change0 (0%)

Value$52.5K (+$786)

Filed 2026-10-26

Burk Holdings LLC

UNCHANGED

Shares3,499 from 3,499

Change0 (0%)

Value$37.4K (+$560)

Filed 2026-11-05

State of Alaska, Department of Revenue

UNCHANGED

Shares3,011 from 3,011

Change0 (0%)

Value$32 (+$1)

Filed 2026-10-15

Simplex Trading, LLC

INCREASED

Shares2,107 from 129

Change+1,978 (+1533%)

Value$22.5K (+$21.2K)

Filed 2026-11-04

Rossby Financial, LCC

DECREASED

Shares2,000 from 3,000

Change-1,000 (-33%)

Value$21.4K (-$10.2K)

Filed 2026-11-05

Summit Securities Group LLC

NEW

Shares1,162

Change+1,162

Value$12.4K

Filed 2026-11-05

Avion Wealth

UNCHANGED

Shares500 from 500

Change0 (0%)

Value$5 ($0)

Filed 2026-11-04

Harbor Investment Advisory, LLC

UNCHANGED

Shares450 from 450

Change0 (0%)

Value$4.8K (+$72)

Filed 2026-10-13

Lanark Financial, Inc.

UNCHANGED

Shares400 from 400

Change0 (0%)

Value$4.3K (+$64)

Filed 2026-10-26

Canton Hathaway, LLC

NEW

Shares25

Change+25

Value$267

Filed 2026-10-23

Samalin Investment Counsel, LLC

CLOSED

Shares0 from 107,636

Change-107,636 (-100%)

Value$0 (-$1.1M)

Filed 2026-10-23

Beaumont Financial Advisors, LLC

CLOSED

Shares0 from 10,373

Change-10,373 (-100%)

Value$0 (-$109.2K)

Filed 2026-10-22

Citigroup Inc

CLOSED

Shares0 from 228

Change-228 (-100%)

Value$0 (-$2.4K)

Filed 2026-11-04

JFS Wealth Advisors, LLC

CLOSED

Shares0 from 179

Change-179 (-100%)

Value$0 (-$1.9K)

Filed 2026-11-03

Caitong International Asset Management Co., Ltd

CLOSED

Shares0 from 101

Change-101 (-100%)

Value$0 (-$1.1K)

Filed 2026-10-29

AdvisorNet Financial, Inc

CLOSED

Shares0 from 38

Change-38 (-100%)

Value$0 (-$397)

Filed 2026-10-15

Morgan Stanley

N/A

Shares— from 2,799,104

Change-2,799,104 (-100%)

Value—

Van Eck Associates Corp

N/A

Shares— from 1,748,836

Change-1,748,836 (-100%)

Value—

UBS Group AG

N/A

Shares— from 1,395,189

Change-1,395,189 (-100%)

Value—

Invesco Ltd.

N/A

Shares— from 1,184,888

Change-1,184,888 (-100%)

Value—

Lalia Capital, LLC

N/A

Shares— from 927,333

Change-927,333 (-100%)

Value—

Russell Investments Group, Ltd.

N/A

Shares— from 870,513

Change-870,513 (-100%)

Value—

North Ground Capital

N/A

Shares— from 616,000

Change-616,000 (-100%)

Value—

Legal & General Group Plc

N/A

Shares— from 577,568

Change-577,568 (-100%)

Value—

Mariner, LLC

N/A

Shares— from 563,240

Change-563,240 (-100%)

Value—

Diameter Capital Partners LP

N/A

Shares— from 508,387

Change-508,387 (-100%)

Value—

CAZ Investments LP

N/A

Shares— from 504,665

Change-504,665 (-100%)

Value—

Ares Management LLC

N/A

Shares— from 472,187

Change-472,187 (-100%)

Value—

Arax Advisory Partners

N/A

Shares— from 465,613

Change-465,613 (-100%)

Value—

Two Sigma Investments, LP

N/A

Shares— from 448,847

Change-448,847 (-100%)

Value—

Rockefeller Capital Management L.P.

N/A

Shares— from 444,533

Change-444,533 (-100%)

Value—

LSV Asset Management

N/A

Shares— from 352,150

Change-352,150 (-100%)

Value—

Novare Capital Management LLC

N/A

Shares— from 287,445

Change-287,445 (-100%)

Value—

Bank of America Corp

N/A

Shares— from 280,420

Change-280,420 (-100%)

Value—

BlackRock, Inc.

N/A

Shares— from 276,868

Change-276,868 (-100%)

Value—

Toronto Dominion Bank

N/A

Shares— from 263,276

Change-263,276 (-100%)

Value—

WCG Wealth Advisors LLC

N/A

Shares— from 229,477

Change-229,477 (-100%)

Value—

Callodine Capital Management, LP

N/A

Shares— from 225,000

Change-225,000 (-100%)

Value—

Wells Fargo & Company

N/A

Shares— from 224,183

Change-224,183 (-100%)

Value—

Cliffwater LLC

N/A

Shares— from 207,319

Change-207,319 (-100%)

Value—

Advisors Asset Management, Inc.

N/A

Shares— from 200,997

Change-200,997 (-100%)

Value—

Significant Wealth Partners LLC

N/A

Shares— from 164,757

Change-164,757 (-100%)

Value—

HighTower Advisors, LLC

N/A

Shares— from 149,880

Change-149,880 (-100%)

Value—

Ethos Financial Group, LLC

N/A

Shares— from 136,990

Change-136,990 (-100%)

Value—

XTX Topco Ltd

N/A

Shares— from 136,758

Change-136,758 (-100%)

Value—

LPL Financial LLC

N/A

Shares— from 132,350

Change-132,350 (-100%)

Value—

Ameriprise Financial Inc

N/A

Shares— from 126,936

Change-126,936 (-100%)

Value—

Zions Bancorporation, National Association

N/A

Shares— from 108,547

Change-108,547 (-100%)

Value—

Cetera Investment Advisers

N/A

Shares— from 103,761

Change-103,761 (-100%)

Value—

Steward Partners Investment Advisory, LLC

N/A

Shares— from 101,236

Change-101,236 (-100%)

Value—

Universal- Beteiligungs- und Servicegesellschaft mbH

N/A

Shares— from 100,250

Change-100,250 (-100%)

Value—

Raymond James Financial Inc

N/A

Shares— from 95,496

Change-95,496 (-100%)

Value—

Canada Life Assurance Co

N/A

Shares— from 90,404

Change-90,404 (-100%)

Value—

Pathstone Holdings, LLC

N/A

Shares— from 83,677

Change-83,677 (-100%)

Value—

Balyasny Asset Management L.P.

N/A

Shares— from 82,388

Change-82,388 (-100%)

Value—

Janney Montgomery Scott LLC

N/A

Shares— from 78,393

Change-78,393 (-100%)

Value—

Citadel Advisors LLC

N/A

Shares— from 77,293

Change-77,293 (-100%)

Value—

Envestnet Asset Management Inc

N/A

Shares— from 74,753

Change-74,753 (-100%)

Value—

Texas Capital Bank Wealth Management Services Inc

N/A

Shares— from 72,707

Change-72,707 (-100%)

Value—

Alpine Global Management, LLC

N/A

Shares— from 71,496

Change-71,496 (-100%)

Value—

Denali Advisors LLC

N/A

Shares— from 66,398

Change-66,398 (-100%)

Value—

Neuberger Berman Group LLC

N/A

Shares— from 65,157

Change-65,157 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 53,857

Change-53,857 (-100%)

Value—

Naviter Wealth, LLC

N/A

Shares— from 49,300

Change-49,300 (-100%)

Value—

Virtus Investment Advisers, LLC

N/A

Shares— from 46,857

Change-46,857 (-100%)

Value—

Palliser Capital (UK) LtdA

N/A

Shares— from 45,703

Change-45,703 (-100%)

Value—

Almitas Capital LLC

N/A

Shares— from 42,885

Change-42,885 (-100%)

Value—

AQR Capital Management LLC

N/A

Shares— from 40,673

Change-40,673 (-100%)

Value—

Commerce Bank

N/A

Shares— from 40,381

Change-40,381 (-100%)

Value—

IEQ Capital, LLC

N/A

Shares— from 40,295

Change-40,295 (-100%)

Value—

DRW Securities, LLC

N/A

Shares— from 35,202

Change-35,202 (-100%)

Value—

Royal Bank of Canada

N/A

Shares— from 34,501

Change-34,501 (-100%)

Value—

MAI Capital Management

N/A

Shares— from 33,774

Change-33,774 (-100%)

Value—

Cerberus Capital Management, L.P.

N/A

Shares— from 30,000

Change-30,000 (-100%)

Value—

Jane Street Group, LLC

N/A

Shares— from 29,803

Change-29,803 (-100%)

Value—

Transcend Capital Advisors, LLC

N/A

Shares— from 25,015

Change-25,015 (-100%)

Value—

NewEdge Wealth, LLC

N/A

Shares— from 24,760

Change-24,760 (-100%)

Value—

Cascade Financial Partners, LLC

N/A

Shares— from 24,620

Change-24,620 (-100%)

Value—

MQS Management LLC

N/A

Shares— from 24,386

Change-24,386 (-100%)

Value—

Glenmede Trust Co NA

N/A

Shares— from 23,500

Change-23,500 (-100%)

Value—

Savant Capital, LLC

N/A

Shares— from 21,374

Change-21,374 (-100%)

Value—

Aptus Capital Advisors, LLC

N/A

Shares— from 21,291

Change-21,291 (-100%)

Value—

Summit Financial, LLC

N/A

Shares— from 21,130

Change-21,130 (-100%)

Value—

Cornerstone Advisory, LLC

N/A

Shares— from 20,978

Change-20,978 (-100%)

Value—

Cerity Partners LLC

N/A

Shares— from 20,231

Change-20,231 (-100%)

Value—

Black Maple Capital Management LP

N/A

Shares— from 20,000

Change-20,000 (-100%)

Value—

JPMorgan Chase & Co

N/A

Shares— from 19,500

Change-19,500 (-100%)

Value—

Fifth Third Bancorp

N/A

Shares— from 19,324

Change-19,324 (-100%)

Value—

Quantbot Technologies LP

N/A

Shares— from 19,084

Change-19,084 (-100%)

Value—

Mercer Global Advisors Inc

N/A

Shares— from 17,562

Change-17,562 (-100%)

Value—

Captrust Financial Advisors

N/A

Shares— from 17,457

Change-17,457 (-100%)

Value—

Dorsey & Whitney Trust Co LLC

N/A

Shares— from 15,507

Change-15,507 (-100%)

Value—

Global Retirement Partners, LLC

N/A

Shares— from 15,205

Change-15,205 (-100%)

Value—

Vident Advisory, LLC

N/A

Shares— from 15,047

Change-15,047 (-100%)

Value—

CFO4Life Group, LLC

N/A

Shares— from 12,277

Change-12,277 (-100%)

Value—

SCS Capital Management LLC

N/A

Shares— from 11,314

Change-11,314 (-100%)

Value—

Great Valley Advisor Group, Inc.

N/A

Shares— from 11,100

Change-11,100 (-100%)

Value—

Blair William & Co

N/A

Shares— from 10,894

Change-10,894 (-100%)

Value—

BNP Paribas Financial Markets

N/A

Shares— from 5,765

Change-5,765 (-100%)

Value—

Allworth Financial LP

N/A

Shares— from 2,528

Change-2,528 (-100%)

Value—

Nomura Asset Management Co LTD

N/A

Shares— from 2,336

Change-2,336 (-100%)

Value—

Harbour Investments, Inc.

N/A

Shares— from 1,976

Change-1,976 (-100%)

Value—

Group One Trading LLC

N/A

Shares— from 1,953

Change-1,953 (-100%)

Value—

Tower Research Capital LLC (TRC)

N/A

Shares— from 1,755

Change-1,755 (-100%)

Value—

Northwestern Mutual Wealth Management Co

N/A

Shares— from 1,530

Change-1,530 (-100%)

Value—

LGT Financial Advisors LLC

N/A

Shares— from 1,290

Change-1,290 (-100%)

Value—

Winthrop Capital Management, LLC

N/A

Shares— from 1,000

Change-1,000 (-100%)

Value—

Dunhill Financial, LLC

N/A

Shares— from 660

Change-660 (-100%)

Value—

Chelsea Counsel Co

N/A

Shares— from 340

Change-340 (-100%)

Value—

NewEdge Advisors, LLC

N/A

Shares— from 161

Change-161 (-100%)

Value—

Acadian Asset Management LLC

N/A

Shares— from 11

Change-11 (-100%)

Value—

Altshuler Shaham Ltd

N/A

Shares— from 1

Change-1 (-100%)

Value—

	Status
Creative Planning	DECREASED	2,974,022	3,086,927	-112,905	-4%	$32.5M	$31.8M	-$713.0K	2026-11-02
Choreo, LLC	INCREASED	1,397,178	1,361,251	+35,927	+3%	$14.3M	$14.9M	+$601.9K	2026-10-28
Muzinich & Co., Inc.	INCREASED	773,421	741,278	+32,143	+4%	$7.8M	$8.3M	+$462.2K	2026-10-22
Sumitomo Mitsui Trust Group, Inc.	INCREASED	529,735	519,735	+10,000	+2%	$5.5M	$5.7M	+$190.1K	2026-10-29
Park Avenue Securities LLC	INCREASED	513,885	188,424	+325,461	+173%	$2.0M	$5.5K	-$2.0M	2026-10-26
Hennion & Walsh Asset Management, Inc.	INCREASED	202,234	170,736	+31,498	+18%	$1.8M	$2.2M	+$364.0K	2026-10-13
Hager Investment Management Services, LLC	DECREASED	169,233	182,377	-13,144	-7%	$1.9M	$1.8M	-$111.3K	2026-11-04
Doliver Advisors, LP	UNCHANGED	119,781	119,781	0	0%	$1.3M	$1.3M	+$19.2K	2026-10-01
Y-Intercept (Hong Kong) Ltd	NEW	117,747	—	+117,747	—	—	$1.3M	—	2026-10-16
Apollon Wealth Management, LLC	INCREASED	74,014	66,980	+7,034	+11%	$705.3K	$791.2K	+$85.9K	2026-10-23
Closed-End Fund Advisors, Inc.	DECREASED	73,462	78,104	-4,642	-6%	$822.4K	$785.3K	-$37.1K	2026-11-04
BI Asset Management Fondsmaeglerselskab A/S	INCREASED	69,349	52,475	+16,874	+32%	$553.0K	$741	-$552.3K	2026-10-22
Whipplewood Advisors, LLC	INCREASED	64,415	51,820	+12,595	+24%	$545.7K	$688.6K	+$142.9K	2026-10-20
Truist Financial Corp	DECREASED	61,433	67,757	-6,324	-9%	$713.5K	$656.7K	-$56.8K	2026-10-30
US Bancorp \de\	UNCHANGED	50,000	50,000	0	0%	$526.5K	$534.5K	+$8.0K	2026-11-05
Farther Finance Advisors, LLC	INCREASED	48,983	35,978	+13,005	+36%	$378.8K	$523.6K	+$144.8K	2026-10-08
Compass Financial Management LLC	DECREASED	37,125	44,160	-7,035	-16%	$463.6K	$396.9K	-$66.7K	2026-10-30
Verdence Capital Advisors LLC	DECREASED	31,525	55,956	-24,431	-44%	$589.2K	$337.0K	-$252.2K	2026-10-26
Wealth Enhancement Advisory Services, LLC	INCREASED	27,758	16,794	+10,964	+65%	$176.8K	$292.6K	+$115.7K	2026-10-13
Independent Financial Group, LLC	DECREASED	27,700	28,072	-372	-1%	$295.6K	$296.1K	+$515	2026-10-13
MacKenzie Financial Corp	INCREASED	27,616	27,606	+10	+0%	$290.7K	$295.2K	+$4.5K	2026-11-02
United Advisor Group, LLC	DECREASED	25,098	26,181	-1,083	-4%	$275.7K	$268.3K	-$7.4K	2026-11-03
SMH Capital Advisors Inc	INCREASED	22,243	21,946	+297	+1%	$231.1K	$237.8K	+$6.7K	2026-10-29
Clarus Group, Inc.	UNCHANGED	21,291	21,291	0	0%	$224.2K	$227.6K	+$3.4K	2026-10-21
Prosperity Planning, Inc.	NEW	18,253	—	+18,253	—	—	$195.1K	—	2026-10-09
International Assets Investment Management, LLC	UNCHANGED	18,125	18,125	0	0%	$198.3K	$195.2K	-$3.1K	2026-11-02
Commonwealth Equity Services, LLC	INCREASED	16,033	13,843	+2,190	+16%	$145.8K	$171.4K	+$25.6K	2026-11-02
Lido Advisors, LLC	DECREASED	15,143	38,124	-22,981	-60%	$414.6K	$161.9K	-$252.8K	2026-11-04
Eagle Strategies LLC	UNCHANGED	14,863	14,863	0	0%	$156.5K	$158.9K	+$2.4K	2026-10-16
Glenview Trust Co	UNCHANGED	14,000	14,000	0	0%	$147.4K	$149.7K	+$2.2K	2026-10-28
First Affirmative Financial Network	NEW	13,024	—	+13,024	—	—	$139.2K	—	2026-10-21
GFS Advisors, LLC	NEW	10,550	—	+10,550	—	—	$113.0K	—	2026-11-03
Pension & Wealth Management Advisors, Inc.	DECREASED	7,645	9,665	-2,020	-21%	$101.8K	$81.7K	-$20.0K	2026-10-16
Catalyst Capital Advisors LLC	UNCHANGED	7,087	7,087	0	0%	$74.6K	$75.8K	+$1.1K	2026-11-02
Triumph Capital Management	INCREASED	5,417	4,917	+500	+10%	$51.8K	$57.9K	+$6.1K	2026-10-14
Security National Bank	UNCHANGED	4,911	4,911	0	0%	$51.7K	$52.5K	+$786	2026-10-26
Burk Holdings LLC	UNCHANGED	3,499	3,499	0	0%	$36.8K	$37.4K	+$560	2026-11-05
State of Alaska, Department of Revenue	UNCHANGED	3,011	3,011	0	0%	$31	$32	+$1	2026-10-15
Simplex Trading, LLC	INCREASED	2,107	129	+1,978	+1533%	$1.4K	$22.5K	+$21.2K	2026-11-04
Rossby Financial, LCC	DECREASED	2,000	3,000	-1,000	-33%	$31.6K	$21.4K	-$10.2K	2026-11-05
Summit Securities Group LLC	NEW	1,162	—	+1,162	—	—	$12.4K	—	2026-11-05
Avion Wealth	UNCHANGED	500	500	0	0%	$5	$5	$0	2026-11-04
Harbor Investment Advisory, LLC	UNCHANGED	450	450	0	0%	$4.7K	$4.8K	+$72	2026-10-13
Lanark Financial, Inc.	UNCHANGED	400	400	0	0%	$4.2K	$4.3K	+$64	2026-10-26
Canton Hathaway, LLC	NEW	25	—	+25	—	—	$267	—	2026-10-23
Samalin Investment Counsel, LLC	CLOSED	0	107,636	-107,636	-100%	$1.1M	$0	-$1.1M	2026-10-23
Beaumont Financial Advisors, LLC	CLOSED	0	10,373	-10,373	-100%	$109.2K	$0	-$109.2K	2026-10-22
Citigroup Inc	CLOSED	0	228	-228	-100%	$2.4K	$0	-$2.4K	2026-11-04
JFS Wealth Advisors, LLC	CLOSED	0	179	-179	-100%	$1.9K	$0	-$1.9K	2026-11-03
Caitong International Asset Management Co., Ltd	CLOSED	0	101	-101	-100%	$1.1K	$0	-$1.1K	2026-10-29
AdvisorNet Financial, Inc	CLOSED	0	38	-38	-100%	$397	$0	-$397	2026-10-15
Morgan Stanley	N/A	—	2,799,104	-2,799,104	-100%	$29.5M	—	—	—
Van Eck Associates Corp	N/A	—	1,748,836	-1,748,836	-100%	$18.4M	—	—	—
UBS Group AG	N/A	—	1,395,189	-1,395,189	-100%	$14.7M	—	—	—
Invesco Ltd.	N/A	—	1,184,888	-1,184,888	-100%	$12.5M	—	—	—
Lalia Capital, LLC	N/A	—	927,333	-927,333	-100%	$9.8M	—	—	—
Russell Investments Group, Ltd.	N/A	—	870,513	-870,513	-100%	$9.2M	—	—	—
North Ground Capital	N/A	—	616,000	-616,000	-100%	$6.5M	—	—	—
Legal & General Group Plc	N/A	—	577,568	-577,568	-100%	$6.1M	—	—	—
Mariner, LLC	N/A	—	563,240	-563,240	-100%	$6.0M	—	—	—
Diameter Capital Partners LP	N/A	—	508,387	-508,387	-100%	$5.4M	—	—	—
CAZ Investments LP	N/A	—	504,665	-504,665	-100%	$5.3M	—	—	—
Ares Management LLC	N/A	—	472,187	-472,187	-100%	$5.0M	—	—	—
Arax Advisory Partners	N/A	—	465,613	-465,613	-100%	$4.9M	—	—	—
Two Sigma Investments, LP	N/A	—	448,847	-448,847	-100%	$4.7M	—	—	—
Rockefeller Capital Management L.P.	N/A	—	444,533	-444,533	-100%	$4.7M	—	—	—
LSV Asset Management	N/A	—	352,150	-352,150	-100%	$3.7M	—	—	—
Novare Capital Management LLC	N/A	—	287,445	-287,445	-100%	$3.0M	—	—	—
Bank of America Corp	N/A	—	280,420	-280,420	-100%	$3.0M	—	—	—
BlackRock, Inc.	N/A	—	276,868	-276,868	-100%	$2.9M	—	—	—
Toronto Dominion Bank	N/A	—	263,276	-263,276	-100%	$2.8M	—	—	—
WCG Wealth Advisors LLC	N/A	—	229,477	-229,477	-100%	$2.4M	—	—	—
Callodine Capital Management, LP	N/A	—	225,000	-225,000	-100%	$2.4M	—	—	—
Wells Fargo & Company	N/A	—	224,183	-224,183	-100%	$2.4M	—	—	—
Cliffwater LLC	N/A	—	207,319	-207,319	-100%	$2.2M	—	—	—
Advisors Asset Management, Inc.	N/A	—	200,997	-200,997	-100%	$2.1M	—	—	—
Significant Wealth Partners LLC	N/A	—	164,757	-164,757	-100%	$1.7M	—	—	—
HighTower Advisors, LLC	N/A	—	149,880	-149,880	-100%	$1.6M	—	—	—
Ethos Financial Group, LLC	N/A	—	136,990	-136,990	-100%	$1.4M	—	—	—
XTX Topco Ltd	N/A	—	136,758	-136,758	-100%	$1.4M	—	—	—
LPL Financial LLC	N/A	—	132,350	-132,350	-100%	$1.4M	—	—	—
Ameriprise Financial Inc	N/A	—	126,936	-126,936	-100%	$1.3M	—	—	—
Zions Bancorporation, National Association	N/A	—	108,547	-108,547	-100%	$1.1M	—	—	—
Cetera Investment Advisers	N/A	—	103,761	-103,761	-100%	$1.1M	—	—	—
Steward Partners Investment Advisory, LLC	N/A	—	101,236	-101,236	-100%	$1.1M	—	—	—
Universal- Beteiligungs- und Servicegesellschaft mbH	N/A	—	100,250	-100,250	-100%	$1.1M	—	—	—
Raymond James Financial Inc	N/A	—	95,496	-95,496	-100%	$1.0M	—	—	—
Canada Life Assurance Co	N/A	—	90,404	-90,404	-100%	$951.0K	—	—	—
Pathstone Holdings, LLC	N/A	—	83,677	-83,677	-100%	$881.1K	—	—	—
Balyasny Asset Management L.P.	N/A	—	82,388	-82,388	-100%	$867.5K	—	—	—
Janney Montgomery Scott LLC	N/A	—	78,393	-78,393	-100%	$825.0K	—	—	—
Citadel Advisors LLC	N/A	—	77,293	-77,293	-100%	$813.9K	—	—	—
Envestnet Asset Management Inc	N/A	—	74,753	-74,753	-100%	$787.2K	—	—	—
Texas Capital Bank Wealth Management Services Inc	N/A	—	72,707	-72,707	-100%	$765.6K	—	—	—
Alpine Global Management, LLC	N/A	—	71,496	-71,496	-100%	$752.9K	—	—	—
Denali Advisors LLC	N/A	—	66,398	-66,398	-100%	$699.2K	—	—	—
Neuberger Berman Group LLC	N/A	—	65,157	-65,157	-100%	$686.1K	—	—	—
Osaic Holdings, Inc.	N/A	—	53,857	-53,857	-100%	$567.3K	—	—	—
Naviter Wealth, LLC	N/A	—	49,300	-49,300	-100%	$536.4K	—	—	—
Virtus Investment Advisers, LLC	N/A	—	46,857	-46,857	-100%	$493.4K	—	—	—
Palliser Capital (UK) LtdA	N/A	—	45,703	-45,703	-100%	$481.3K	—	—	—
Almitas Capital LLC	N/A	—	42,885	-42,885	-100%	$451.6K	—	—	—
AQR Capital Management LLC	N/A	—	40,673	-40,673	-100%	$428.3K	—	—	—
Commerce Bank	N/A	—	40,381	-40,381	-100%	$425.2K	—	—	—
IEQ Capital, LLC	N/A	—	40,295	-40,295	-100%	$424.3K	—	—	—
DRW Securities, LLC	N/A	—	35,202	-35,202	-100%	$370.7K	—	—	—
Royal Bank of Canada	N/A	—	34,501	-34,501	-100%	$363.0K	—	—	—
MAI Capital Management	N/A	—	33,774	-33,774	-100%	$355.6K	—	—	—
Cerberus Capital Management, L.P.	N/A	—	30,000	-30,000	-100%	$315.9K	—	—	—
Jane Street Group, LLC	N/A	—	29,803	-29,803	-100%	$313.8K	—	—	—
Transcend Capital Advisors, LLC	N/A	—	25,015	-25,015	-100%	$263.4K	—	—	—
NewEdge Wealth, LLC	N/A	—	24,760	-24,760	-100%	$260.7K	—	—	—
Cascade Financial Partners, LLC	N/A	—	24,620	-24,620	-100%	$259.2K	—	—	—
MQS Management LLC	N/A	—	24,386	-24,386	-100%	$256.8K	—	—	—
Glenmede Trust Co NA	N/A	—	23,500	-23,500	-100%	$247.5K	—	—	—
Savant Capital, LLC	N/A	—	21,374	-21,374	-100%	$225.1K	—	—	—
Aptus Capital Advisors, LLC	N/A	—	21,291	-21,291	-100%	$224.2K	—	—	—
Summit Financial, LLC	N/A	—	21,130	-21,130	-100%	$229.9K	—	—	—
Cornerstone Advisory, LLC	N/A	—	20,978	-20,978	-100%	$220.9K	—	—	—
Cerity Partners LLC	N/A	—	20,231	-20,231	-100%	$213.0K	—	—	—
Black Maple Capital Management LP	N/A	—	20,000	-20,000	-100%	$210.6K	—	—	—
JPMorgan Chase & Co	N/A	—	19,500	-19,500	-100%	$211.8K	—	—	—
Fifth Third Bancorp	N/A	—	19,324	-19,324	-100%	$203.5K	—	—	—
Quantbot Technologies LP	N/A	—	19,084	-19,084	-100%	$201.0K	—	—	—
Mercer Global Advisors Inc	N/A	—	17,562	-17,562	-100%	$184.9K	—	—	—
Captrust Financial Advisors	N/A	—	17,457	-17,457	-100%	$183.8K	—	—	—
Dorsey & Whitney Trust Co LLC	N/A	—	15,507	-15,507	-100%	$163.3K	—	—	—
Global Retirement Partners, LLC	N/A	—	15,205	-15,205	-100%	$160.1K	—	—	—
Vident Advisory, LLC	N/A	—	15,047	-15,047	-100%	$158.4K	—	—	—
CFO4Life Group, LLC	N/A	—	12,277	-12,277	-100%	$129.3K	—	—	—
SCS Capital Management LLC	N/A	—	11,314	-11,314	-100%	$123.1K	—	—	—
Great Valley Advisor Group, Inc.	N/A	—	11,100	-11,100	-100%	$116.9K	—	—	—
Blair William & Co	N/A	—	10,894	-10,894	-100%	$114.7K	—	—	—
BNP Paribas Financial Markets	N/A	—	5,765	-5,765	-100%	$60.7K	—	—	—
Allworth Financial LP	N/A	—	2,528	-2,528	-100%	$26.6K	—	—	—
Nomura Asset Management Co LTD	N/A	—	2,336	-2,336	-100%	$24.6K	—	—	—
Harbour Investments, Inc.	N/A	—	1,976	-1,976	-100%	$20.8K	—	—	—
Group One Trading LLC	N/A	—	1,953	-1,953	-100%	$20.6K	—	—	—
Tower Research Capital LLC (TRC)	N/A	—	1,755	-1,755	-100%	$18.5K	—	—	—
Northwestern Mutual Wealth Management Co	N/A	—	1,530	-1,530	-100%	$16.1K	—	—	—
LGT Financial Advisors LLC	N/A	—	1,290	-1,290	-100%	$13.6K	—	—	—
Winthrop Capital Management, LLC	N/A	—	1,000	-1,000	-100%	$11	—	—	—
Dunhill Financial, LLC	N/A	—	660	-660	-100%	$6.9K	—	—	—
Chelsea Counsel Co	N/A	—	340	-340	-100%	$3.7K	—	—	—
NewEdge Advisors, LLC	N/A	—	161	-161	-100%	$1.7K	—	—	—
Acadian Asset Management LLC	N/A	—	11	-11	-100%	$0	—	—	—
Altshuler Shaham Ltd	N/A	—	1	-1	-100%	$6	—	—	—

Showing 147 of 147 institutions