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TCW Strategic Income Fund (TSI)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
JP Wealth Management, Inc.
INCREASED
Shares4,652,246 from 4,493,487
Change+158,759 (+4%)
Value$20.0M (-$261.0K)
Filed 2026-10-07
Northside Capital Management, LLC
UNCHANGED
Shares1,030,526 from 1,030,526
Change0 (0%)
Value$4.4M (-$216.4K)
Filed 2026-10-13
Diversified Management Inc
DECREASED
Shares834,352 from 1,300,762
Change-466,410 (-36%)
Value$3.6M (-$2.3M)
Filed 2026-10-08
Hara Capital LLC
INCREASED
Shares766,114 from 755,114
Change+11,000 (+1%)
Value$3.3M (-$111.3K)
Filed 2026-10-30
Rareview Capital LLC
INCREASED
Shares418,035 from 307,541
Change+110,494 (+36%)
Value$1.8M (+$296.8K)
Filed 2026-11-05
Todd Wealth Management, LLC
DECREASED
Shares388,084 from 393,846
Change-5,762 (-1%)
Value$1.7M (-$107.5K)
Filed 2026-10-19
Noble Wealth Management PBC
INCREASED
Shares314,258 from 276,747
Change+37,511 (+14%)
Value$1.4M (+$103.2K)
Filed 2026-10-01
Riverbridge Partners LLC
INCREASED
Shares307,522 from 298,509
Change+9,013 (+3%)
Value$1.3M (-$23.9K)
Filed 2026-11-05
HighTower Advisors, LLC
INCREASED
Shares82,728 from 74,895
Change+7,833 (+10%)
Value$355.7K (+$18.0K)
Filed 2026-11-10
Uhlmann Price Securities, LLC
INCREASED
Shares61,097 from 58,079
Change+3,018 (+5%)
Value$262.7K (+$764)
Filed 2026-11-03
Hennion & Walsh Asset Management, Inc.
NEW
Shares52,228
Change+52,228
Value$224.6K
Filed 2026-10-13
Sigma Planning Corp
UNCHANGED
Shares41,952 from 41,952
Change0 (0%)
Value$180.4K (-$8.8K)
Filed 2026-10-23
Institute for Wealth Management, Llc.
UNCHANGED
Shares38,028 from 38,028
Change0 (0%)
Value$163.5K (-$8.0K)
Filed 2026-11-06
Sowell Financial Services LLC
UNCHANGED
Shares33,231 from 33,231
Change0 (0%)
Value$142.9K (-$7.0K)
Filed 2026-10-23
RDA Financial Network
DECREASED
Shares32,747 from 57,805
Change-25,058 (-43%)
Value$140.8K (-$119.9K)
Filed 2026-10-15
North Star Investment Management Corp.
UNCHANGED
Shares31,212 from 31,212
Change0 (0%)
Value$134.2K (-$6.6K)
Filed 2026-10-27
PNC Financial Services Group, Inc.
INCREASED
Shares25,802 from 23,229
Change+2,573 (+11%)
Value$110.9K (+$6.2K)
Filed 2026-11-06
Allworth Financial LP
UNCHANGED
Shares24,588 from 24,588
Change0 (0%)
Value$110.9K ($0)
Filed 2026-11-06
Private Management Group Inc
NEW
Shares23,318
Change+23,318
Value$100.3K
Filed 2026-11-04
Compound Planning, Inc.
UNCHANGED
Shares21,000 from 21,000
Change0 (0%)
Value$90.3K (-$4.4K)
Filed 2026-11-09
Chicago Partners Investment Group LLC
NEW
Shares19,388
Change+19,388
Value$81.8K
Filed 2026-10-27
LPL Financial LLC
DECREASED
Shares19,330 from 34,464
Change-15,134 (-44%)
Value$83.1K (-$72.3K)
Filed 2026-11-06
LexAurum Advisors, LLC
NEW
Shares18,476
Change+18,476
Value$79.4K
Filed 2026-10-19
International Assets Investment Management, LLC
DECREASED
Shares18,421 from 26,526
Change-8,105 (-31%)
Value$78.8K (-$40.5K)
Filed 2026-11-02
HighPoint Advisor Group LLC
DECREASED
Shares14,725 from 15,725
Change-1,000 (-6%)
Value$63.3K (-$7.6K)
Filed 2026-11-09
Concurrent Investment Advisors, LLC
UNCHANGED
Shares10,484 from 10,484
Change0 (0%)
Value$45.1K (-$2.2K)
Filed 2026-10-16
Lanark Financial, Inc.
INCREASED
Shares7,898 from 7,868
Change+30 (+0%)
Value$34.0K (-$1.5K)
Filed 2026-10-26
Fifth Third Bancorp
DECREASED
Shares6,000 from 8,000
Change-2,000 (-25%)
Value$25.8K (-$10.3K)
Filed 2026-11-05
Farther Finance Advisors, LLC
UNCHANGED
Shares3,008 from 3,008
Change0 (0%)
Value$12.9K (-$632)
Filed 2026-10-08
MH & Associates Securities Management Corp
UNCHANGED
Shares2,511 from 2,511
Change0 (0%)
Value$10.8K (-$528)
Filed 2026-10-30
Latitude Advisors, LLC
NEW
Shares1,645
Change+1,645
Value$7.1K
Filed 2026-10-27
Evolution Wealth Management Inc.
UNCHANGED
Shares1,061 from 1,061
Change0 (0%)
Value$4.6K (-$223)
Filed 2026-10-28
IFG Advisory, LLC
UNCHANGED
Shares600 from 600
Change0 (0%)
Value$2.6K (-$126)
Filed 2026-11-09
Provenance Wealth Advisors, LLC
NEW
Shares219
Change+219
Value$942
Filed 2026-10-30
Whipplewood Advisors, LLC
CLOSED
Shares0 from 166,871
Change-166,871 (-100%)
Value$0 (-$752.6K)
Filed 2026-10-20
Whitener Capital Management, Inc.
CLOSED
Shares0 from 15,185
Change-15,185 (-100%)
Value$0 (-$68.5K)
Filed 2026-10-15
GHP Investment Advisors, Inc.
CLOSED
Shares0 from 521
Change-521 (-100%)
Value$0 (-$2.4K)
Filed 2026-10-15
SIT Investment Associates Inc
N/A
Shares— from 20,744,061
Change-20,744,061 (-100%)
Value—
1607 Capital Partners, LLC
N/A
Shares— from 3,619,584
Change-3,619,584 (-100%)
Value—
Focus Partners Wealth
N/A
Shares— from 2,605,913
Change-2,605,913 (-100%)
Value—
TCW Group Inc
N/A
Shares— from 1,473,369
Change-1,473,369 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 1,364,445
Change-1,364,445 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 1,156,221
Change-1,156,221 (-100%)
Value—
Ameriprise Financial Inc
N/A
Shares— from 839,961
Change-839,961 (-100%)
Value—
National Bank of Canada
N/A
Shares— from 394,505
Change-394,505 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 201,565
Change-201,565 (-100%)
Value—
UBS Group AG
N/A
Shares— from 163,904
Change-163,904 (-100%)
Value—
Guggenheim Capital LLC
N/A
Shares— from 156,678
Change-156,678 (-100%)
Value—
Quantinno Capital Management LP
N/A
Shares— from 147,982
Change-147,982 (-100%)
Value—
Intellus Advisors LLC
N/A
Shares— from 98,452
Change-98,452 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 77,861
Change-77,861 (-100%)
Value—
Citadel Advisors LLC
N/A
Shares— from 46,592
Change-46,592 (-100%)
Value—
Cary Street Partners Financial LLC
N/A
Shares— from 40,594
Change-40,594 (-100%)
Value—
Integrated Wealth Concepts LLC
N/A
Shares— from 34,949
Change-34,949 (-100%)
Value—
Logan Stone Capital, LLC
N/A
Shares— from 26,926
Change-26,926 (-100%)
Value—
Susquehanna International Group, LLP
N/A
Shares— from 26,388
Change-26,388 (-100%)
Value—
Readystate Asset Management LP
N/A
Shares— from 25,489
Change-25,489 (-100%)
Value—
Beacon Pointe Advisors, LLC
N/A
Shares— from 23,600
Change-23,600 (-100%)
Value—
Mercer Global Advisors Inc
N/A
Shares— from 22,911
Change-22,911 (-100%)
Value—
First Foundation Advisors
N/A
Shares— from 20,202
Change-20,202 (-100%)
Value—
Balyasny Asset Management L.P.
N/A
Shares— from 16,994
Change-16,994 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 16,777
Change-16,777 (-100%)
Value—
Sanctuary Advisors, LLC
N/A
Shares— from 16,190
Change-16,190 (-100%)
Value—
Bank of America Corp
N/A
Shares— from 15,075
Change-15,075 (-100%)
Value—
Private Advisor Group, LLC
N/A
Shares— from 13,850
Change-13,850 (-100%)
Value—
HRT Financial LP
N/A
Shares— from 13,789
Change-13,789 (-100%)
Value—
Regal Investment Advisors LLC
N/A
Shares— from 13,350
Change-13,350 (-100%)
Value—
Jane Street Group, LLC
N/A
Shares— from 11,704
Change-11,704 (-100%)
Value—
Stifel Financial Corp
N/A
Shares— from 10,848
Change-10,848 (-100%)
Value—
Whittier Trust Co
N/A
Shares— from 5,210
Change-5,210 (-100%)
Value—
Bartlett & Co. Wealth Management LLC
N/A
Shares— from 5,000
Change-5,000 (-100%)
Value—
Northwestern Mutual Wealth Management Co
N/A
Shares— from 4,959
Change-4,959 (-100%)
Value—
Thomas J. Herzfeld Advisors, Inc.
N/A
Shares— from 3,258
Change-3,258 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 2,359
Change-2,359 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 1,923
Change-1,923 (-100%)
Value—
Rockefeller Capital Management L.P.
N/A
Shares— from 1,680
Change-1,680 (-100%)
Value—
JPMorgan Chase & Co
N/A
Shares— from 0
Change0
Value—
Status
JP Wealth Management, Inc.
INCREASED4,652,2464,493,487+158,759+4%$20.3M$20.0M-$261.0K2026-10-07
Northside Capital Management, LLC
UNCHANGED1,030,5261,030,52600%$4.6M$4.4M-$216.4K2026-10-13
Diversified Management Inc
DECREASED834,3521,300,762-466,410-36%$5.9M$3.6M-$2.3M2026-10-08
Hara Capital LLC
INCREASED766,114755,114+11,000+1%$3.4M$3.3M-$111.3K2026-10-30
Rareview Capital LLC
INCREASED418,035307,541+110,494+36%$1.5M$1.8M+$296.8K2026-11-05
Todd Wealth Management, LLC
DECREASED388,084393,846-5,762-1%$1.8M$1.7M-$107.5K2026-10-19
Noble Wealth Management PBC
INCREASED314,258276,747+37,511+14%$1.2M$1.4M+$103.2K2026-10-01
Riverbridge Partners LLC
INCREASED307,522298,509+9,013+3%$1.3M$1.3M-$23.9K2026-11-05
HighTower Advisors, LLC
INCREASED82,72874,895+7,833+10%$337.8K$355.7K+$18.0K2026-11-10
Uhlmann Price Securities, LLC
INCREASED61,09758,079+3,018+5%$261.9K$262.7K+$7642026-11-03
Hennion & Walsh Asset Management, Inc.
NEW52,228—+52,228——$224.6K—2026-10-13
Sigma Planning Corp
UNCHANGED41,95241,95200%$189.2K$180.4K-$8.8K2026-10-23
Institute for Wealth Management, Llc.
UNCHANGED38,02838,02800%$171.5K$163.5K-$8.0K2026-11-06
Sowell Financial Services LLC
UNCHANGED33,23133,23100%$149.9K$142.9K-$7.0K2026-10-23
RDA Financial Network
DECREASED32,74757,805-25,058-43%$260.7K$140.8K-$119.9K2026-10-15
North Star Investment Management Corp.
UNCHANGED31,21231,21200%$140.8K$134.2K-$6.6K2026-10-27
PNC Financial Services Group, Inc.
INCREASED25,80223,229+2,573+11%$104.8K$110.9K+$6.2K2026-11-06
Allworth Financial LP
UNCHANGED24,58824,58800%$110.9K$110.9K$02026-11-06
Private Management Group Inc
NEW23,318—+23,318——$100.3K—2026-11-04
Compound Planning, Inc.
UNCHANGED21,00021,00000%$94.7K$90.3K-$4.4K2026-11-09
Chicago Partners Investment Group LLC
NEW19,388—+19,388——$81.8K—2026-10-27
LPL Financial LLC
DECREASED19,33034,464-15,134-44%$155.4K$83.1K-$72.3K2026-11-06
LexAurum Advisors, LLC
NEW18,476—+18,476——$79.4K—2026-10-19
International Assets Investment Management, LLC
DECREASED18,42126,526-8,105-31%$119.4K$78.8K-$40.5K2026-11-02
HighPoint Advisor Group LLC
DECREASED14,72515,725-1,000-6%$70.9K$63.3K-$7.6K2026-11-09
Concurrent Investment Advisors, LLC
UNCHANGED10,48410,48400%$47.3K$45.1K-$2.2K2026-10-16
Lanark Financial, Inc.
INCREASED7,8987,868+30+0%$35.5K$34.0K-$1.5K2026-10-26
Fifth Third Bancorp
DECREASED6,0008,000-2,000-25%$36.1K$25.8K-$10.3K2026-11-05
Farther Finance Advisors, LLC
UNCHANGED3,0083,00800%$13.6K$12.9K-$6322026-10-08
MH & Associates Securities Management Corp
UNCHANGED2,5112,51100%$11.3K$10.8K-$5282026-10-30
Latitude Advisors, LLC
NEW1,645—+1,645——$7.1K—2026-10-27
Evolution Wealth Management Inc.
UNCHANGED1,0611,06100%$4.8K$4.6K-$2232026-10-28
IFG Advisory, LLC
UNCHANGED60060000%$2.7K$2.6K-$1262026-11-09
Provenance Wealth Advisors, LLC
NEW219—+219——$942—2026-10-30
Whipplewood Advisors, LLC
CLOSED0166,871-166,871-100%$752.6K$0-$752.6K2026-10-20
Whitener Capital Management, Inc.
CLOSED015,185-15,185-100%$68.5K$0-$68.5K2026-10-15
GHP Investment Advisors, Inc.
CLOSED0521-521-100%$2.4K$0-$2.4K2026-10-15
SIT Investment Associates Inc
N/A—20,744,061-20,744,061-100%$93.6M———
1607 Capital Partners, LLC
N/A—3,619,584-3,619,584-100%$16.3M———
Focus Partners Wealth
N/A—2,605,913-2,605,913-100%$11.8M———
TCW Group Inc
N/A—1,473,369-1,473,369-100%$6.6M———
Morgan Stanley
N/A—1,364,445-1,364,445-100%$6.2M———
Raymond James Financial Inc
N/A—1,156,221-1,156,221-100%$5.2M———
Ameriprise Financial Inc
N/A—839,961-839,961-100%$3.8M———
National Bank of Canada
N/A—394,505-394,505-100%$1.8M———
Wells Fargo & Company
N/A—201,565-201,565-100%$909.1K———
UBS Group AG
N/A—163,904-163,904-100%$739.2K———
Guggenheim Capital LLC
N/A—156,678-156,678-100%$706.6K———
Quantinno Capital Management LP
N/A—147,982-147,982-100%$667.4K———
Intellus Advisors LLC
N/A—98,452-98,452-100%$444.0K———
Osaic Holdings, Inc.
N/A—77,861-77,861-100%$351.2K———
Citadel Advisors LLC
N/A—46,592-46,592-100%$210.1K———
Cary Street Partners Financial LLC
N/A—40,594-40,594-100%$183.1K———
Integrated Wealth Concepts LLC
N/A—34,949-34,949-100%$157.6K———
Logan Stone Capital, LLC
N/A—26,926-26,926-100%$121.4K———
Susquehanna International Group, LLP
N/A—26,388-26,388-100%$119.0K———
Readystate Asset Management LP
N/A—25,489-25,489-100%$115.0K———
Beacon Pointe Advisors, LLC
N/A—23,600-23,600-100%$106.4K———
Mercer Global Advisors Inc
N/A—22,911-22,911-100%$103.3K———
First Foundation Advisors
N/A—20,202-20,202-100%$91.1K———
Balyasny Asset Management L.P.
N/A—16,994-16,994-100%$76.6K———
Cetera Investment Advisers
N/A—16,777-16,777-100%$75.7K———
Sanctuary Advisors, LLC
N/A—16,190-16,190-100%$73.0K———
Bank of America Corp
N/A—15,075-15,075-100%$68.0K———
Private Advisor Group, LLC
N/A—13,850-13,850-100%$62.5K———
HRT Financial LP
N/A—13,789-13,789-100%$62.0K———
Regal Investment Advisors LLC
N/A—13,350-13,350-100%$60.2K———
Jane Street Group, LLC
N/A—11,704-11,704-100%$52.8K———
Stifel Financial Corp
N/A—10,848-10,848-100%$48.9K———
Whittier Trust Co
N/A—5,210-5,210-100%$23.5K———
Bartlett & Co. Wealth Management LLC
N/A—5,000-5,000-100%$22.6K———
Northwestern Mutual Wealth Management Co
N/A—4,959-4,959-100%$22.4K———
Thomas J. Herzfeld Advisors, Inc.
N/A—3,258-3,258-100%$14.7K———
Royal Bank of Canada
N/A—2,359-2,359-100%$11.0K———
Steward Partners Investment Advisory, LLC
N/A—1,923-1,923-100%$8.7K———
Rockefeller Capital Management L.P.
N/A—1,680-1,680-100%$7.6K———
JPMorgan Chase & Co
N/A—00—$3———
Showing 77 of 77 institutions