IR
Superintel
OverviewMarketsWatchlist
© 2026 IR SuperintelMethodologyContact

THL CR SR LN FD

Q4 2019 vs Q1 2020

Comparing institutional holders between quarters

Quarters

Q1 2020Q4 2019Q3 2019Q2 2019Q1 2019
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Advisors Asset Management, Inc.
DECREASED
Shares579,636 from 630,188
Change-50,552 (-8%)
Value$6.7M (+$1.9M)
Filed 2026-08-21
Saba Capital Management, L.P.A
INCREASED
Shares395,890 from 139,708
Change+256,182 (+183%)
Value$4.6K (+$2.5K)
Filed 2020-05-15
Athena Capital Advisors LLC
DECREASED
Shares271,148 from 329,352
Change-58,204 (-18%)
Value$3.1K (-$1.9K)
Filed 2020-05-07
Wells Fargo & Company
INCREASED
Shares262,142 from 188,537
Change+73,605 (+39%)
Value$3.0K (+$171)
Filed 2020-05-14
Matisse Capital
INCREASED
Shares178,835 from 69,232
Change+109,603 (+158%)
Value$2.1K (+$1.0K)
Filed 2020-05-07
Invesco Ltd.
DECREASED
Shares178,236 from 189,048
Change-10,812 (-6%)
Value$2.1K (-$808)
Filed 2020-05-15
Morgan Stanley
INCREASED
Shares164,564 from 150,522
Change+14,042 (+9%)
Value$1.9K (-$381)
Filed 2020-05-26
Guggenheim Capital LLC
INCREASED
Shares110,241 from 104,317
Change+5,924 (+6%)
Value$1.3K (-$308)
Filed 2020-06-02
Royal Bank of Canada
DECREASED
Shares71,130 from 72,875
Change-1,745 (-2%)
Value$822 (-$284)
Filed 2020-06-16
Shaker Financial Services, LLC
DECREASED
Shares68,128 from 83,618
Change-15,490 (-19%)
Value$788 (-$480)
Filed 2020-05-01
SIT Investment Associates Inc
DECREASED
Shares67,290 from 97,290
Change-30,000 (-31%)
Value$778 (-$698)
Filed 2020-05-13
Raymond James & Associates
DECREASED
Shares66,425 from 70,477
Change-4,052 (-6%)
Value$768 (-$301)
Filed 2020-04-21
Parametric Portfolio Associates LLC
INCREASED
Shares41,698 from 15,385
Change+26,313 (+171%)
Value$482 (+$249)
Filed 2020-05-13
Bulldog Investors, LLPA
UNCHANGED
Shares38,771 from 38,771
Change0 (0%)
Value$448 (-$140)
Filed 2020-05-12
9258 Wealth Management, LLC
DECREASED
Shares30,146 from 33,369
Change-3,223 (-10%)
Value$361 (-$145)
Filed 2020-05-05
Capital Investment Advisors, LLC
INCREASED
Shares29,910 from 20,660
Change+9,250 (+45%)
Value$346 (+$33)
Filed 2020-04-13
20/20 Capital Management, Inc.
DECREASED
Shares26,705 from 26,787
Change-82 (0%)
Value$320 (-$90)
Filed 2020-05-08
Lindbrook Capital, LLC
DECREASED
Shares23,226 from 33,820
Change-10,594 (-31%)
Value$268 (-$245)
Filed 2020-04-22
Osaic Holdings, Inc.
NEW
Shares22,323
Change+22,323
Value$258
Filed 2020-05-18
Bank of America Corp
INCREASED
Shares13,871 from 7,955
Change+5,916 (+74%)
Value$160 (+$39)
Filed 2020-05-15
Wedbush Securities Inc
DECREASED
Shares12,330 from 12,700
Change-370 (-3%)
Value$143 (-$50)
Filed 2020-04-17
AQR Arbitrage LLC
DECREASED
Shares11,581 from 18,163
Change-6,582 (-36%)
Value$134 (-$142)
Filed 2020-05-15
Stifel Financial Corp
NEW
Shares10,937
Change+10,937
Value$125
Filed 2020-05-14
Raymond James Financial Services Advisors, Inc.
DECREASED
Shares10,613 from 17,071
Change-6,458 (-38%)
Value$123 (-$136)
Filed 2020-04-21
Oppenheimer & Co Inc
UNCHANGED
Shares10,500 from 10,500
Change0 (0%)
Value$121 (-$38)
Filed 2020-05-08
UBS Group AG
DECREASED
Shares8,885 from 9,072
Change-187 (-2%)
Value$103 (-$35)
Filed 2020-05-01
Northwestern Mutual Wealth Management Co
DECREASED
Shares7,213 from 8,506
Change-1,293 (-15%)
Value$83 (-$46)
Filed 2020-05-08
Highlander Capital Management, LLC
UNCHANGED
Shares3,500 from 3,500
Change0 (0%)
Value$40 (-$13)
Filed 2020-05-27
American Portfolios Advisors
NEW
Shares3,000
Change+3,000
Value$34.7K
Filed 2023-03-24
PNC Financial Services Group, Inc.
NEW
Shares2,400
Change+2,400
Value$28
Filed 2020-05-08
Advisory Services Network, LLC
UNCHANGED
Shares1,846 from 1,846
Change0 (0%)
Value$21 (-$7)
Filed 2020-05-15
Patriot Financial Group Insurance Agency, LLC
UNCHANGED
Shares1,250 from 1,250
Change0 (0%)
Value$14 (-$5)
Filed 2020-04-15
Arkadios Wealth Advisors
UNCHANGED
Shares350 from 350
Change0 (0%)
Value$4.0K (-$1.3K)
Filed 2020-05-14
Panagora Asset Management Inc
NEW
Shares159
Change+159
Value$2
Filed 2020-05-14
Pathstone Family Office, LLC
NEW
Shares1
Change+1
Value$0
Filed 2020-06-11
Wolverine Asset Management LLC
CLOSED
Shares0 from 58,655
Change-58,655 (-100%)
Value$0 (-$889)
Filed 2020-05-13
Envestnet Asset Management Inc
CLOSED
Shares0 from 35,453
Change-35,453 (-100%)
Value$0 (-$538)
Filed 2020-04-23
Park Avenue Securities LLC
CLOSED
Shares0 from 29,192
Change-29,192 (-100%)
Value$0 (-$443)
Filed 2020-04-28
Curi Capital, LLC
CLOSED
Shares0 from 23,380
Change-23,380 (-100%)
Value$0 (-$355)
Filed 2020-05-11
FNY Investment Advisers, LLC
CLOSED
Shares0 from 13,300
Change-13,300 (-100%)
Value$0 (-$201)
Filed 2020-04-09
Summit X, LLC
CLOSED
Shares0 from 10,655
Change-10,655 (-100%)
Value$0 (-$162)
Filed 2020-05-13
Proequities, Inc.
UNCHANGED
Shares0 from 0
Change0
Value$0 ($0)
Filed 2020-05-13
Ladenburg Thalmann Financial Services Inc
N/A
Shares— from 9,373
Change-9,373 (-100%)
Value—
Advisor Group, Inc.
N/A
Shares— from 1,000
Change-1,000 (-100%)
Value—
Status
Advisors Asset Management, Inc.
DECREASED579,636630,188-50,552-8%$4.8M$6.7M+$1.9M2026-08-21
Saba Capital Management, L.P.A
INCREASED395,890139,708+256,182+183%$2.1K$4.6K+$2.5K2020-05-15
Athena Capital Advisors LLC
DECREASED271,148329,352-58,204-18%$5.0K$3.1K-$1.9K2020-05-07
Wells Fargo & Company
INCREASED262,142188,537+73,605+39%$2.9K$3.0K+$1712020-05-14
Matisse Capital
INCREASED178,83569,232+109,603+158%$1.1K$2.1K+$1.0K2020-05-07
Invesco Ltd.
DECREASED178,236189,048-10,812-6%$2.9K$2.1K-$8082020-05-15
Morgan Stanley
INCREASED164,564150,522+14,042+9%$2.3K$1.9K-$3812020-05-26
Guggenheim Capital LLC
INCREASED110,241104,317+5,924+6%$1.6K$1.3K-$3082020-06-02
Royal Bank of Canada
DECREASED71,13072,875-1,745-2%$1.1K$822-$2842020-06-16
Shaker Financial Services, LLC
DECREASED68,12883,618-15,490-19%$1.3K$788-$4802020-05-01
SIT Investment Associates Inc
DECREASED67,29097,290-30,000-31%$1.5K$778-$6982020-05-13
Raymond James & Associates
DECREASED66,42570,477-4,052-6%$1.1K$768-$3012020-04-21
Parametric Portfolio Associates LLC
INCREASED41,69815,385+26,313+171%$233$482+$2492020-05-13
Bulldog Investors, LLPA
UNCHANGED38,77138,77100%$588$448-$1402020-05-12
9258 Wealth Management, LLC
DECREASED30,14633,369-3,223-10%$506$361-$1452020-05-05
Capital Investment Advisors, LLC
INCREASED29,91020,660+9,250+45%$313$346+$332020-04-13
20/20 Capital Management, Inc.
DECREASED26,70526,787-820%$410$320-$902020-05-08
Lindbrook Capital, LLC
DECREASED23,22633,820-10,594-31%$513$268-$2452020-04-22
Osaic Holdings, Inc.
NEW22,323—+22,323——$258—2020-05-18
Bank of America Corp
INCREASED13,8717,955+5,916+74%$121$160+$392020-05-15
Wedbush Securities Inc
DECREASED12,33012,700-370-3%$193$143-$502020-04-17
AQR Arbitrage LLC
DECREASED11,58118,163-6,582-36%$276$134-$1422020-05-15
Stifel Financial Corp
NEW10,937—+10,937——$125—2020-05-14
Raymond James Financial Services Advisors, Inc.
DECREASED10,61317,071-6,458-38%$259$123-$1362020-04-21
Oppenheimer & Co Inc
UNCHANGED10,50010,50000%$159$121-$382020-05-08
UBS Group AG
DECREASED8,8859,072-187-2%$138$103-$352020-05-01
Northwestern Mutual Wealth Management Co
DECREASED7,2138,506-1,293-15%$129$83-$462020-05-08
Highlander Capital Management, LLC
UNCHANGED3,5003,50000%$53$40-$132020-05-27
American Portfolios Advisors
NEW3,000—+3,000——$34.7K—2023-03-24
PNC Financial Services Group, Inc.
NEW2,400—+2,400——$28—2020-05-08
Advisory Services Network, LLC
UNCHANGED1,8461,84600%$28$21-$72020-05-15
Patriot Financial Group Insurance Agency, LLC
UNCHANGED1,2501,25000%$19$14-$52020-04-15
Arkadios Wealth Advisors
UNCHANGED35035000%$5.4K$4.0K-$1.3K2020-05-14
Panagora Asset Management Inc
NEW159—+159——$2—2020-05-14
Pathstone Family Office, LLC
NEW1—+1——$0—2020-06-11
Wolverine Asset Management LLC
CLOSED058,655-58,655-100%$889$0-$8892020-05-13
Envestnet Asset Management Inc
CLOSED035,453-35,453-100%$538$0-$5382020-04-23
Park Avenue Securities LLC
CLOSED029,192-29,192-100%$443$0-$4432020-04-28
Curi Capital, LLC
CLOSED023,380-23,380-100%$355$0-$3552020-05-11
FNY Investment Advisers, LLC
CLOSED013,300-13,300-100%$201$0-$2012020-04-09
Summit X, LLC
CLOSED010,655-10,655-100%$162$0-$1622020-05-13
Proequities, Inc.
UNCHANGED000—$0$0$02020-05-13
Ladenburg Thalmann Financial Services Inc
N/A—9,373-9,373-100%$142———
Advisor Group, Inc.
N/A—1,000-1,000-100%$15———
Showing 44 of 44 institutions