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Ticc Capital Corp

Q4 2017 vs Q1 2018

Comparing institutional holders between quarters

Quarters

Q1 2018Q4 2017Q3 2017Q2 2017Q1 2017
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
IFP Advisors, Inc
UNCHANGED
Shares9,610 from 9,610
Change0 (0%)
Value$55 ($0)
Filed 2019-06-03
UBS Group AG
CLOSED
Shares0 from 775,303
Change-775,303 (-100%)
Value$0 (-$4.5K)
Filed 2018-05-15
Selz Capital LLC
CLOSED
Shares0 from 603,000
Change-603,000 (-100%)
Value$0 (-$3.5K)
Filed 2018-04-13
Arrowstreet Capital, Limited Partnership
CLOSED
Shares0 from 601,776
Change-601,776 (-100%)
Value$0 (-$3.5K)
Filed 2018-05-14
Two Sigma Advisers, LP
CLOSED
Shares0 from 478,768
Change-478,768 (-100%)
Value$0 (-$2.7K)
Filed 2018-05-15
Bank of Montreal
CLOSED
Shares0 from 458,000
Change-458,000 (-100%)
Value$0 (-$2.6K)
Filed 2018-04-13
Guggenheim Capital LLC
CLOSED
Shares0 from 404,782
Change-404,782 (-100%)
Value$0 (-$2.3K)
Filed 2018-05-15
Advisors Asset Management, Inc.
CLOSED
Shares0 from 374,201
Change-374,201 (-100%)
Value$0 (-$2.1K)
Filed 2026-08-13
Van Eck Associates Corp
CLOSED
Shares0 from 374,164
Change-374,164 (-100%)
Value$0 (-$2.1K)
Filed 2018-05-11
Two Sigma Investments, LP
CLOSED
Shares0 from 331,141
Change-331,141 (-100%)
Value$0 (-$1.9K)
Filed 2018-05-15
BlackRock Inc.
CLOSED
Shares0 from 330,968
Change-330,968 (-100%)
Value$0 (-$1.9K)
Filed 2018-05-09
Morgan Stanley
CLOSED
Shares0 from 286,188
Change-286,188 (-100%)
Value$0 (-$1.6K)
Filed 2019-04-23
Thomas J. Herzfeld Advisors, Inc.
CLOSED
Shares0 from 264,113
Change-264,113 (-100%)
Value$0 (-$1.5K)
Filed 2018-05-15
Hillsdale Investment Management Inc.
CLOSED
Shares0 from 167,700
Change-167,700 (-100%)
Value$0 (-$963)
Filed 2018-05-14
GSA Capital Partners LLP
CLOSED
Shares0 from 165,100
Change-165,100 (-100%)
Value$0 (-$948)
Filed 2018-05-11
Legal & General Group Plc
CLOSED
Shares0 from 159,348
Change-159,348 (-100%)
Value$0 (-$915)
Filed 2018-05-17
Macquarie Group LTD
CLOSED
Shares0 from 142,931
Change-142,931 (-100%)
Value$0 (-$820)
Filed 2018-05-11
DnB Asset Management AS
CLOSED
Shares0 from 132,647
Change-132,647 (-100%)
Value$0 (-$761.4K)
Filed 2018-04-11
Texas Yale Capital Corp.
CLOSED
Shares0 from 130,996
Change-130,996 (-100%)
Value$0 (-$752)
Filed 2018-05-03
Blair William & Co
CLOSED
Shares0 from 130,760
Change-130,760 (-100%)
Value$0 (-$751)
Filed 2018-05-15
Wells Fargo & Company
CLOSED
Shares0 from 110,813
Change-110,813 (-100%)
Value$0 (-$637)
Filed 2018-05-02
JPMorgan Chase & Co
CLOSED
Shares0 from 106,597
Change-106,597 (-100%)
Value$0 (-$613)
Filed 2018-05-10
HAP Trading, LLC
CLOSED
Shares0 from 105,527
Change-105,527 (-100%)
Value$0 (-$606)
Filed 2018-05-11
Goldman Sachs Group Inc
CLOSED
Shares0 from 92,991
Change-92,991 (-100%)
Value$0 (-$534)
Filed 2018-05-15
D. E. Shaw & Co., Inc.
CLOSED
Shares0 from 89,926
Change-89,926 (-100%)
Value$0 (-$517)
Filed 2018-05-15
Bramshill Investments, LLC
CLOSED
Shares0 from 87,884
Change-87,884 (-100%)
Value$0 (-$504)
Filed 2018-05-15
Atlantic Trust Group, LLC
CLOSED
Shares0 from 78,498
Change-78,498 (-100%)
Value$0 (-$451)
Filed 2018-05-17
Shell Asset Management Co
CLOSED
Shares0 from 75,807
Change-75,807 (-100%)
Value$0 (-$435)
Filed 2018-05-14
Commonwealth Equity Services, LLC
CLOSED
Shares0 from 74,449
Change-74,449 (-100%)
Value$0 (-$427)
Filed 2018-05-14
Janney Montgomery Scott LLC
CLOSED
Shares0 from 65,685
Change-65,685 (-100%)
Value$0 (-$377)
Filed 2018-04-19
HighTower Advisors, LLC
CLOSED
Shares0 from 59,741
Change-59,741 (-100%)
Value$0 (-$341)
Filed 2018-05-15
Royal Bank of Canada
CLOSED
Shares0 from 58,208
Change-58,208 (-100%)
Value$0 (-$334)
Filed 2018-05-18
Aperio Group, LLC
CLOSED
Shares0 from 48,276
Change-48,276 (-100%)
Value$0 (-$278)
Filed 2019-05-01
SVB Wealth LLC
CLOSED
Shares0 from 45,000
Change-45,000 (-100%)
Value$0 (-$258)
Filed 2018-05-11
Creative Planning
CLOSED
Shares0 from 39,000
Change-39,000 (-100%)
Value$0 (-$224)
Filed 2018-04-18
Sather Financial Group Inc
CLOSED
Shares0 from 38,200
Change-38,200 (-100%)
Value$0 (-$219)
Filed 2018-05-09
Tudor Investment Corp ET AL
CLOSED
Shares0 from 38,057
Change-38,057 (-100%)
Value$0 (-$218)
Filed 2018-05-15
MacKenzie Financial Corp
CLOSED
Shares0 from 34,334
Change-34,334 (-100%)
Value$0 (-$197)
Filed 2018-05-14
Ancora Advisors LLCA
CLOSED
Shares0 from 32,902
Change-32,902 (-100%)
Value$0 (-$188)
Filed 2018-05-15
IFC Holdings Incorporated
CLOSED
Shares0 from 32,075
Change-32,075 (-100%)
Value$0 (-$183)
Filed 2018-04-16
Balyasny Asset Management L.P.
CLOSED
Shares0 from 31,973
Change-31,973 (-100%)
Value$0 (-$184)
Filed 2018-05-15
Baird Financial Group, Inc.
CLOSED
Shares0 from 31,948
Change-31,948 (-100%)
Value$0 (-$183)
Filed 2018-05-14
Invesco Ltd.
CLOSED
Shares0 from 30,030
Change-30,030 (-100%)
Value$0 (-$172)
Filed 2018-05-15
Optimum Investment Advisors
CLOSED
Shares0 from 30,000
Change-30,000 (-100%)
Value$0 (-$172)
Filed 2018-05-09
Wedbush Securities Inc
CLOSED
Shares0 from 27,600
Change-27,600 (-100%)
Value$0 (-$158)
Filed 2018-05-01
Eagle Global Advisors LLC
CLOSED
Shares0 from 26,099
Change-26,099 (-100%)
Value$0 (-$150)
Filed 2018-05-04
First Foundation Advisors
CLOSED
Shares0 from 25,126
Change-25,126 (-100%)
Value$0 (-$144)
Filed 2018-05-15
Ares Management LLC
CLOSED
Shares0 from 23,750
Change-23,750 (-100%)
Value$0 (-$136)
Filed 2018-05-14
Stephens Inc
CLOSED
Shares0 from 22,928
Change-22,928 (-100%)
Value$0 (-$132)
Filed 2018-05-03
Red Alder LLC
CLOSED
Shares0 from 21,600
Change-21,600 (-100%)
Value$0 (-$124)
Filed 2018-05-15
Jane Street Group, LLC
CLOSED
Shares0 from 19,333
Change-19,333 (-100%)
Value$0 (-$111)
Filed 2018-05-15
CIBC World Market Inc.
CLOSED
Shares0 from 18,235
Change-18,235 (-100%)
Value$0 (-$105)
Filed 2018-05-18
Stratos Wealth Partners, Ltd.
CLOSED
Shares0 from 18,000
Change-18,000 (-100%)
Value$0 (-$103)
Filed 2018-05-10
Ramsey Quantitative Systems
CLOSED
Shares0 from 17,968
Change-17,968 (-100%)
Value$0 (-$103)
Filed 2018-04-26
Shufro Rose & Co LLC
CLOSED
Shares0 from 17,000
Change-17,000 (-100%)
Value$0 (-$98)
Filed 2018-05-04
Claraphi Advisory Network, LLC
CLOSED
Shares0 from 15,500
Change-15,500 (-100%)
Value$0 (-$89)
Filed 2018-05-14
Bank of America Corp
CLOSED
Shares0 from 15,157
Change-15,157 (-100%)
Value$0 (-$87)
Filed 2018-05-15
Group One Trading LLC
CLOSED
Shares0 from 15,000
Change-15,000 (-100%)
Value$0 (-$86)
Filed 2018-05-17
Exane Derivatives
CLOSED
Shares0 from 14,719
Change-14,719 (-100%)
Value$0 (-$84.5K)
Filed 2018-10-24
Dynamic Technology Lab Private Ltd
CLOSED
Shares0 from 14,527
Change-14,527 (-100%)
Value$0 (-$83)
Filed 2018-06-14
Advantage Investment Management, LLC
CLOSED
Shares0 from 14,486
Change-14,486 (-100%)
Value$0 (-$83)
Filed 2018-05-15
Raymond James Financial Services Advisors, Inc.
CLOSED
Shares0 from 13,791
Change-13,791 (-100%)
Value$0 (-$79)
Filed 2018-04-16
BlueCrest Capital Management Ltd
CLOSED
Shares0 from 12,502
Change-12,502 (-100%)
Value$0 (-$72)
Filed 2018-05-15
Sheaff Brock Investment Advisors, LLC
CLOSED
Shares0 from 11,600
Change-11,600 (-100%)
Value$0 (-$67)
Filed 2018-05-03
Stifel Financial Corp
CLOSED
Shares0 from 11,339
Change-11,339 (-100%)
Value$0 (-$65)
Filed 2018-05-11
Cambridge Investment Research Advisors, Inc.
CLOSED
Shares0 from 11,248
Change-11,248 (-100%)
Value$0 (-$65)
Filed 2018-05-09
Jump Trading, LLC
CLOSED
Shares0 from 10,725
Change-10,725 (-100%)
Value$0 (-$62)
Filed 2018-05-11
Concept Capital Markets, LLC
CLOSED
Shares0 from 7,600
Change-7,600 (-100%)
Value$0 (-$44)
Filed 2018-05-03
Advisor Group, Inc.
CLOSED
Shares0 from 6,290
Change-6,290 (-100%)
Value$0 (-$36)
Filed 2018-05-15
PNC Financial Services Group, Inc.
CLOSED
Shares0 from 6,200
Change-6,200 (-100%)
Value$0 (-$36)
Filed 2018-05-11
Tower Research Capital LLC (TRC)
CLOSED
Shares0 from 4,695
Change-4,695 (-100%)
Value$0 (-$27)
Filed 2018-05-15
American Portfolios Advisors
CLOSED
Shares0 from 4,400
Change-4,400 (-100%)
Value$0 (-$25.3K)
Filed 2023-03-24
Salem Investment Counselors Inc
CLOSED
Shares0 from 4,200
Change-4,200 (-100%)
Value$0 (-$24)
Filed 2018-05-15
Calton & Associates, Inc.
CLOSED
Shares0 from 3,000
Change-3,000 (-100%)
Value$0 (-$16)
Filed 2018-04-17
Citigroup Inc
CLOSED
Shares0 from 2,467
Change-2,467 (-100%)
Value$0 (-$14)
Filed 2018-05-11
SEI Investments Co
CLOSED
Shares0 from 1,849
Change-1,849 (-100%)
Value$0 (-$11)
Filed 2018-05-11
Ladenburg Thalmann Financial Services Inc
CLOSED
Shares0 from 1,846
Change-1,846 (-100%)
Value$0 (-$11)
Filed 2018-05-15
WealthTrust-Arizona, LLC
CLOSED
Shares0 from 1,751
Change-1,751 (-100%)
Value$0 (-$10)
Filed 2018-04-18
Manufacturers Life Insurance Company, the
CLOSED
Shares0 from 1,600
Change-1,600 (-100%)
Value$0 (-$9)
Filed 2018-05-15
Northwestern Mutual Wealth Management Co
CLOSED
Shares0 from 1,500
Change-1,500 (-100%)
Value$0 (-$9)
Filed 2018-05-14
Cribstone Capital Management, LLC
CLOSED
Shares0 from 1,200
Change-1,200 (-100%)
Value$0 (-$7)
Filed 2018-04-19
TPG Group Holdings (SBS) Advisors, Inc.
CLOSED
Shares0 from 1,059
Change-1,059 (-100%)
Value$0 (-$6)
Filed 2018-09-05
Simplex Trading, LLC
CLOSED
Shares0 from 1,014
Change-1,014 (-100%)
Value$0 (-$5)
Filed 2018-04-26
Wagner Wealth Management, LLC
CLOSED
Shares0 from 923
Change-923 (-100%)
Value$0 (-$5)
Filed 2018-05-10
Focused Wealth Management, Inc
CLOSED
Shares0 from 866
Change-866 (-100%)
Value$0 (-$5)
Filed 2018-05-07
Farmers National Bank
CLOSED
Shares0 from 610
Change-610 (-100%)
Value$0 (-$4)
Filed 2018-05-14
Delpha Capital Management, LLC
CLOSED
Shares0 from 588
Change-588 (-100%)
Value$0 (-$3)
Filed 2018-05-11
Deutsche Bank Ag\
CLOSED
Shares0 from 525
Change-525 (-100%)
Value$0 (-$3)
Filed 2019-10-23
PineBridge Investments Ltd
CLOSED
Shares0 from 421
Change-421 (-100%)
Value$0 (-$2)
Filed 2018-05-14
Mosaic Family Wealth, LLC
DECREASED
Shares0 from 2,200
Change-2,200 (-100%)
Value$0 (-$13)
Filed 2018-05-15
Status
IFP Advisors, Inc
UNCHANGED9,6109,61000%$55$55$02019-06-03
UBS Group AG
CLOSED0775,303-775,303-100%$4.5K$0-$4.5K2018-05-15
Selz Capital LLC
CLOSED0603,000-603,000-100%$3.5K$0-$3.5K2018-04-13
Arrowstreet Capital, Limited Partnership
CLOSED0601,776-601,776-100%$3.5K$0-$3.5K2018-05-14
Two Sigma Advisers, LP
CLOSED0478,768-478,768-100%$2.7K$0-$2.7K2018-05-15
Bank of Montreal
CLOSED0458,000-458,000-100%$2.6K$0-$2.6K2018-04-13
Guggenheim Capital LLC
CLOSED0404,782-404,782-100%$2.3K$0-$2.3K2018-05-15
Advisors Asset Management, Inc.
CLOSED0374,201-374,201-100%$2.1K$0-$2.1K2026-08-13
Van Eck Associates Corp
CLOSED0374,164-374,164-100%$2.1K$0-$2.1K2018-05-11
Two Sigma Investments, LP
CLOSED0331,141-331,141-100%$1.9K$0-$1.9K2018-05-15
BlackRock Inc.
CLOSED0330,968-330,968-100%$1.9K$0-$1.9K2018-05-09
Morgan Stanley
CLOSED0286,188-286,188-100%$1.6K$0-$1.6K2019-04-23
Thomas J. Herzfeld Advisors, Inc.
CLOSED0264,113-264,113-100%$1.5K$0-$1.5K2018-05-15
Hillsdale Investment Management Inc.
CLOSED0167,700-167,700-100%$963$0-$9632018-05-14
GSA Capital Partners LLP
CLOSED0165,100-165,100-100%$948$0-$9482018-05-11
Legal & General Group Plc
CLOSED0159,348-159,348-100%$915$0-$9152018-05-17
Macquarie Group LTD
CLOSED0142,931-142,931-100%$820$0-$8202018-05-11
DnB Asset Management AS
CLOSED0132,647-132,647-100%$761.4K$0-$761.4K2018-04-11
Texas Yale Capital Corp.
CLOSED0130,996-130,996-100%$752$0-$7522018-05-03
Blair William & Co
CLOSED0130,760-130,760-100%$751$0-$7512018-05-15
Wells Fargo & Company
CLOSED0110,813-110,813-100%$637$0-$6372018-05-02
JPMorgan Chase & Co
CLOSED0106,597-106,597-100%$613$0-$6132018-05-10
HAP Trading, LLC
CLOSED0105,527-105,527-100%$606$0-$6062018-05-11
Goldman Sachs Group Inc
CLOSED092,991-92,991-100%$534$0-$5342018-05-15
D. E. Shaw & Co., Inc.
CLOSED089,926-89,926-100%$517$0-$5172018-05-15
Bramshill Investments, LLC
CLOSED087,884-87,884-100%$504$0-$5042018-05-15
Atlantic Trust Group, LLC
CLOSED078,498-78,498-100%$451$0-$4512018-05-17
Shell Asset Management Co
CLOSED075,807-75,807-100%$435$0-$4352018-05-14
Commonwealth Equity Services, LLC
CLOSED074,449-74,449-100%$427$0-$4272018-05-14
Janney Montgomery Scott LLC
CLOSED065,685-65,685-100%$377$0-$3772018-04-19
HighTower Advisors, LLC
CLOSED059,741-59,741-100%$341$0-$3412018-05-15
Royal Bank of Canada
CLOSED058,208-58,208-100%$334$0-$3342018-05-18
Aperio Group, LLC
CLOSED048,276-48,276-100%$278$0-$2782019-05-01
SVB Wealth LLC
CLOSED045,000-45,000-100%$258$0-$2582018-05-11
Creative Planning
CLOSED039,000-39,000-100%$224$0-$2242018-04-18
Sather Financial Group Inc
CLOSED038,200-38,200-100%$219$0-$2192018-05-09
Tudor Investment Corp ET AL
CLOSED038,057-38,057-100%$218$0-$2182018-05-15
MacKenzie Financial Corp
CLOSED034,334-34,334-100%$197$0-$1972018-05-14
Ancora Advisors LLCA
CLOSED032,902-32,902-100%$188$0-$1882018-05-15
IFC Holdings Incorporated
CLOSED032,075-32,075-100%$183$0-$1832018-04-16
Balyasny Asset Management L.P.
CLOSED031,973-31,973-100%$184$0-$1842018-05-15
Baird Financial Group, Inc.
CLOSED031,948-31,948-100%$183$0-$1832018-05-14
Invesco Ltd.
CLOSED030,030-30,030-100%$172$0-$1722018-05-15
Optimum Investment Advisors
CLOSED030,000-30,000-100%$172$0-$1722018-05-09
Wedbush Securities Inc
CLOSED027,600-27,600-100%$158$0-$1582018-05-01
Eagle Global Advisors LLC
CLOSED026,099-26,099-100%$150$0-$1502018-05-04
First Foundation Advisors
CLOSED025,126-25,126-100%$144$0-$1442018-05-15
Ares Management LLC
CLOSED023,750-23,750-100%$136$0-$1362018-05-14
Stephens Inc
CLOSED022,928-22,928-100%$132$0-$1322018-05-03
Red Alder LLC
CLOSED021,600-21,600-100%$124$0-$1242018-05-15
Jane Street Group, LLC
CLOSED019,333-19,333-100%$111$0-$1112018-05-15
CIBC World Market Inc.
CLOSED018,235-18,235-100%$105$0-$1052018-05-18
Stratos Wealth Partners, Ltd.
CLOSED018,000-18,000-100%$103$0-$1032018-05-10
Ramsey Quantitative Systems
CLOSED017,968-17,968-100%$103$0-$1032018-04-26
Shufro Rose & Co LLC
CLOSED017,000-17,000-100%$98$0-$982018-05-04
Claraphi Advisory Network, LLC
CLOSED015,500-15,500-100%$89$0-$892018-05-14
Bank of America Corp
CLOSED015,157-15,157-100%$87$0-$872018-05-15
Group One Trading LLC
CLOSED015,000-15,000-100%$86$0-$862018-05-17
Exane Derivatives
CLOSED014,719-14,719-100%$84.5K$0-$84.5K2018-10-24
Dynamic Technology Lab Private Ltd
CLOSED014,527-14,527-100%$83$0-$832018-06-14
Advantage Investment Management, LLC
CLOSED014,486-14,486-100%$83$0-$832018-05-15
Raymond James Financial Services Advisors, Inc.
CLOSED013,791-13,791-100%$79$0-$792018-04-16
BlueCrest Capital Management Ltd
CLOSED012,502-12,502-100%$72$0-$722018-05-15
Sheaff Brock Investment Advisors, LLC
CLOSED011,600-11,600-100%$67$0-$672018-05-03
Stifel Financial Corp
CLOSED011,339-11,339-100%$65$0-$652018-05-11
Cambridge Investment Research Advisors, Inc.
CLOSED011,248-11,248-100%$65$0-$652018-05-09
Jump Trading, LLC
CLOSED010,725-10,725-100%$62$0-$622018-05-11
Concept Capital Markets, LLC
CLOSED07,600-7,600-100%$44$0-$442018-05-03
Advisor Group, Inc.
CLOSED06,290-6,290-100%$36$0-$362018-05-15
PNC Financial Services Group, Inc.
CLOSED06,200-6,200-100%$36$0-$362018-05-11
Tower Research Capital LLC (TRC)
CLOSED04,695-4,695-100%$27$0-$272018-05-15
American Portfolios Advisors
CLOSED04,400-4,400-100%$25.3K$0-$25.3K2023-03-24
Salem Investment Counselors Inc
CLOSED04,200-4,200-100%$24$0-$242018-05-15
Calton & Associates, Inc.
CLOSED03,000-3,000-100%$16$0-$162018-04-17
Citigroup Inc
CLOSED02,467-2,467-100%$14$0-$142018-05-11
SEI Investments Co
CLOSED01,849-1,849-100%$11$0-$112018-05-11
Ladenburg Thalmann Financial Services Inc
CLOSED01,846-1,846-100%$11$0-$112018-05-15
WealthTrust-Arizona, LLC
CLOSED01,751-1,751-100%$10$0-$102018-04-18
Manufacturers Life Insurance Company, the
CLOSED01,600-1,600-100%$9$0-$92018-05-15
Northwestern Mutual Wealth Management Co
CLOSED01,500-1,500-100%$9$0-$92018-05-14
Cribstone Capital Management, LLC
CLOSED01,200-1,200-100%$7$0-$72018-04-19
TPG Group Holdings (SBS) Advisors, Inc.
CLOSED01,059-1,059-100%$6$0-$62018-09-05
Simplex Trading, LLC
CLOSED01,014-1,014-100%$5$0-$52018-04-26
Wagner Wealth Management, LLC
CLOSED0923-923-100%$5$0-$52018-05-10
Focused Wealth Management, Inc
CLOSED0866-866-100%$5$0-$52018-05-07
Farmers National Bank
CLOSED0610-610-100%$4$0-$42018-05-14
Delpha Capital Management, LLC
CLOSED0588-588-100%$3$0-$32018-05-11
Deutsche Bank Ag\
CLOSED0525-525-100%$3$0-$32019-10-23
PineBridge Investments Ltd
CLOSED0421-421-100%$2$0-$22018-05-14
Mosaic Family Wealth, LLC
DECREASED02,200-2,200-100%$13$0-$132018-05-15
Showing 90 of 90 institutions