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Saba Capital Income & OPP II (SABA)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Shaker Financial Services, LLC
DECREASED
Shares436,616 from 590,213
Change-153,597 (-26%)
Value$3.5M (-$1.4M)
Filed 2026-10-14
Blue Bell Private Wealth Management, LLC
INCREASED
Shares358,728 from 333,996
Change+24,732 (+7%)
Value$2.9M (+$70.2K)
Filed 2026-10-29
TrueMark Investments, LLC
INCREASED
Shares309,602 from 244,129
Change+65,473 (+27%)
Value$2.5M (+$429.1K)
Filed 2026-11-05
Hara Capital LLC
DECREASED
Shares251,140 from 251,358
Change-218 (0%)
Value$2.0M (-$97.3K)
Filed 2026-10-30
Closed-End Fund Advisors, Inc.
INCREASED
Shares205,219 from 204,065
Change+1,154 (+1%)
Value$1.6M (-$68.3K)
Filed 2026-11-04
Quantify Chaos Advisors, LLC
INCREASED
Shares203,208 from 194,270
Change+8,938 (+5%)
Value$1.6M (-$2.6K)
Filed 2026-11-04
Partners Wealth Management, LLC
NEW
Shares65,500
Change+65,500
Value$522.0K
Filed 2026-10-28
Choreo, LLC
DECREASED
Shares58,864 from 68,484
Change-9,620 (-14%)
Value$469.1K (-$102.7K)
Filed 2026-10-28
Visionary Horizons, LLC
INCREASED
Shares46,087 from 43,876
Change+2,211 (+5%)
Value$367.3K (+$948)
Filed 2026-10-22
Legacy Financial Independent Advisors LLC
DECREASED
Shares42,066 from 43,916
Change-1,850 (-4%)
Value$335.3K (-$31.4K)
Filed 2026-11-02
Gridiron Partners, LLC
UNCHANGED
Shares40,182 from 40,182
Change0 (0%)
Value$320.3K (-$12.9K)
Filed 2026-10-08
Capital Investment Advisors, LLC
INCREASED
Shares39,747 from 30,771
Change+8,976 (+29%)
Value$316.8K (+$59.9K)
Filed 2026-10-22
Absolute Investment Advisers, LLC
NEW
Shares33,469
Change+33,469
Value$266.7K
Filed 2026-10-21
Evergreen Capital Management LLC
UNCHANGED
Shares30,318 from 30,318
Change0 (0%)
Value$241.6K (-$11.5K)
Filed 2026-10-23
Avion Wealth
DECREASED
Shares27,666 from 27,937
Change-271 (-1%)
Value$220 (-$232.8K)
Filed 2026-11-04
Gilman Hill Asset Management, LLC
UNCHANGED
Shares25,000 from 25,000
Change0 (0%)
Value$199.3K (-$9.5K)
Filed 2026-10-13
Uhlmann Price Securities, LLC
INCREASED
Shares22,545 from 21,063
Change+1,482 (+7%)
Value$179.7K (+$3.8K)
Filed 2026-11-03
Nations Financial Group Inc,
UNCHANGED
Shares20,212 from 20,212
Change0 (0%)
Value$161.1K (-$7.7K)
Filed 2026-11-05
Harbour Capital Advisors, LLC
UNCHANGED
Shares17,505 from 17,505
Change0 (0%)
Value$139.5K (-$3.7K)
Filed 2026-10-13
Clear Creek Financial Management, LLC
INCREASED
Shares16,358 from 15,391
Change+967 (+6%)
Value$130.4K (+$1.9K)
Filed 2026-10-28
Farther Finance Advisors, LLC
INCREASED
Shares13,219 from 12,216
Change+1,003 (+8%)
Value$105.4K (+$3.5K)
Filed 2026-10-08
HB Wealth Management, LLC
UNCHANGED
Shares12,500 from 12,500
Change0 (0%)
Value$99.6K (-$4.8K)
Filed 2026-10-23
Eiger Wealth Management, LLC
UNCHANGED
Shares12,250 from 12,250
Change0 (0%)
Value$97.6K (-$4.7K)
Filed 2026-11-03
Winter & Associates, Inc.
UNCHANGED
Shares11,908 from 11,908
Change0 (0%)
Value$91.9K (-$7.5K)
Filed 2026-10-23
Joel Isaacson & Co., LLC
UNCHANGED
Shares11,500 from 11,500
Change0 (0%)
Value$91.7K (-$4.4K)
Filed 2026-11-05
Shrier Wealth Management, LLC
INCREASED
Shares11,395 from 11,349
Change+46 (+0%)
Value$90.8K (-$3.9K)
Filed 2026-10-20
Chicago Partners Investment Group LLC
NEW
Shares10,938
Change+10,938
Value$83.1K
Filed 2026-10-27
Abel Hall, LLC
UNCHANGED
Shares10,000 from 10,000
Change0 (0%)
Value$79.7K (-$3.8K)
Filed 2026-10-19
Clearstead Advisors, LLC
UNCHANGED
Shares4,917 from 4,917
Change0 (0%)
Value$39.2K (-$1.9K)
Filed 2026-11-06
Jnba Financial Advisors
UNCHANGED
Shares3,487 from 3,487
Change0 (0%)
Value$27.8K (-$1.3K)
Filed 2026-11-03
North Star Investment Management Corp.
INCREASED
Shares2,042 from 2,035
Change+7 (+0%)
Value$16.3K (-$712)
Filed 2026-10-27
Noble Wealth Management PBC
UNCHANGED
Shares1,500 from 1,500
Change0 (0%)
Value$12.0K (-$570)
Filed 2026-10-01
Investors Research Corp
UNCHANGED
Shares1,335 from 1,335
Change0 (0%)
Value$10.6K (-$507)
Filed 2026-10-07
Tounjian Advisory Partners, LLC
INCREASED
Shares225 from 220
Change+5 (+2%)
Value$1.8K (-$46)
Filed 2026-11-04
Elevated Capital Advisors, LLC
UNCHANGED
Shares168 from 168
Change0 (0%)
Value$1.3K (-$64)
Filed 2026-11-04
Signaturefd, LLC
UNCHANGED
Shares65 from 65
Change0 (0%)
Value$518 (-$25)
Filed 2026-10-23
CoreCap Advisors, LLC
UNCHANGED
Shares50 from 50
Change0 (0%)
Value$399 (-$19)
Filed 2026-10-08
Doliver Advisors, LP
CLOSED
Shares0 from 140,000
Change-140,000 (-100%)
Value$0 (-$1.2M)
Filed 2026-10-01
Kelleher Financial Advisors
CLOSED
Shares0 from 40,161
Change-40,161 (-100%)
Value$0 (-$335.3K)
Filed 2026-10-30
Axiom Investment Management LLC
CLOSED
Shares0 from 2,513
Change-2,513 (-100%)
Value$0 (-$21.0K)
Filed 2026-11-03
International Assets Investment Management, LLC
CLOSED
Shares0 from 500
Change-500 (-100%)
Value$0 (-$4.2K)
Filed 2026-11-02
Hager Investment Management Services, LLC
CLOSED
Shares0 from 125
Change-125 (-100%)
Value$0 (-$1.0K)
Filed 2026-11-04
JFS Wealth Advisors, LLC
CLOSED
Shares0 from 73
Change-73 (-100%)
Value$0 (-$610)
Filed 2026-11-03
Rivernorth Capital Management, LLC
N/A
Shares— from 2,711,592
Change-2,711,592 (-100%)
Value—
Saba Capital Management, L.P.A
N/A
Shares— from 2,190,968
Change-2,190,968 (-100%)
Value—
Toronto Dominion Bank
N/A
Shares— from 1,072,525
Change-1,072,525 (-100%)
Value—
Focus Partners Wealth
N/A
Shares— from 1,008,095
Change-1,008,095 (-100%)
Value—
Thomas J. Herzfeld Advisors, Inc.
N/A
Shares— from 891,603
Change-891,603 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 578,039
Change-578,039 (-100%)
Value—
Scotia Capital Inc.
N/A
Shares— from 433,895
Change-433,895 (-100%)
Value—
Invesco Ltd.
N/A
Shares— from 391,374
Change-391,374 (-100%)
Value—
Almitas Capital LLC
N/A
Shares— from 347,826
Change-347,826 (-100%)
Value—
Fiera Capital Corp
N/A
Shares— from 330,990
Change-330,990 (-100%)
Value—
Flax Pond Capital, LLC
N/A
Shares— from 313,691
Change-313,691 (-100%)
Value—
Advisors Asset Management, Inc.
N/A
Shares— from 284,797
Change-284,797 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 204,889
Change-204,889 (-100%)
Value—
CSS LLC
N/A
Shares— from 181,833
Change-181,833 (-100%)
Value—
Comprehensive Money Management Services LLC
N/A
Shares— from 127,548
Change-127,548 (-100%)
Value—
Baird Financial Group, Inc.
N/A
Shares— from 90,968
Change-90,968 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 89,271
Change-89,271 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 65,914
Change-65,914 (-100%)
Value—
Marex Group Ltd
N/A
Shares— from 62,017
Change-62,017 (-100%)
Value—
RPO LLC
N/A
Shares— from 49,907
Change-49,907 (-100%)
Value—
LPL Financial LLC
N/A
Shares— from 40,458
Change-40,458 (-100%)
Value—
Susquehanna International Group, LLP
N/A
Shares— from 29,570
Change-29,570 (-100%)
Value—
Nomura Holdings Inc
N/A
Shares— from 24,000
Change-24,000 (-100%)
Value—
K2 Principal Fund, L.P.
N/A
Shares— from 22,700
Change-22,700 (-100%)
Value—
Independent Advisor Alliance
N/A
Shares— from 17,225
Change-17,225 (-100%)
Value—
Melfa Wealth Management, Inc.
N/A
Shares— from 16,875
Change-16,875 (-100%)
Value—
Patron Partners, LLC
N/A
Shares— from 16,490
Change-16,490 (-100%)
Value—
HighTower Advisors, LLC
N/A
Shares— from 15,156
Change-15,156 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 14,251
Change-14,251 (-100%)
Value—
Harbour Investments, Inc.
N/A
Shares— from 13,901
Change-13,901 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 13,508
Change-13,508 (-100%)
Value—
UBS Group AG
N/A
Shares— from 12,514
Change-12,514 (-100%)
Value—
Rock Point Advisors, LLC
N/A
Shares— from 10,216
Change-10,216 (-100%)
Value—
IFG Advisory, LLC
N/A
Shares— from 7,085
Change-7,085 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 5,461
Change-5,461 (-100%)
Value—
LRI Investments, LLC
N/A
Shares— from 5,000
Change-5,000 (-100%)
Value—
Allworth Financial LP
N/A
Shares— from 4,882
Change-4,882 (-100%)
Value—
Rockefeller Capital Management L.P.
N/A
Shares— from 2,459
Change-2,459 (-100%)
Value—
Medallion Wealth Advisors, LLC
N/A
Shares— from 575
Change-575 (-100%)
Value—
SOA Wealth Advisors, Llc.
N/A
Shares— from 325
Change-325 (-100%)
Value—
Gould Capital, LLC
N/A
Shares— from 300
Change-300 (-100%)
Value—
Atlantic Union Bankshares Corp
N/A
Shares— from 300
Change-300 (-100%)
Value—
Glen Eagle Advisors, LLC
N/A
Shares— from 52
Change-52 (-100%)
Value—
Winmill & Co. Inc
N/A
Shares— from 17
Change-17 (-100%)
Value—
Status
Shaker Financial Services, LLC
DECREASED436,616590,213-153,597-26%$4.9M$3.5M-$1.4M2026-10-14
Blue Bell Private Wealth Management, LLC
INCREASED358,728333,996+24,732+7%$2.8M$2.9M+$70.2K2026-10-29
TrueMark Investments, LLC
INCREASED309,602244,129+65,473+27%$2.0M$2.5M+$429.1K2026-11-05
Hara Capital LLC
DECREASED251,140251,358-2180%$2.1M$2.0M-$97.3K2026-10-30
Closed-End Fund Advisors, Inc.
INCREASED205,219204,065+1,154+1%$1.7M$1.6M-$68.3K2026-11-04
Quantify Chaos Advisors, LLC
INCREASED203,208194,270+8,938+5%$1.6M$1.6M-$2.6K2026-11-04
Partners Wealth Management, LLC
NEW65,500—+65,500——$522.0K—2026-10-28
Choreo, LLC
DECREASED58,86468,484-9,620-14%$571.8K$469.1K-$102.7K2026-10-28
Visionary Horizons, LLC
INCREASED46,08743,876+2,211+5%$366.4K$367.3K+$9482026-10-22
Legacy Financial Independent Advisors LLC
DECREASED42,06643,916-1,850-4%$366.7K$335.3K-$31.4K2026-11-02
Gridiron Partners, LLC
UNCHANGED40,18240,18200%$333.1K$320.3K-$12.9K2026-10-08
Capital Investment Advisors, LLC
INCREASED39,74730,771+8,976+29%$256.9K$316.8K+$59.9K2026-10-22
Absolute Investment Advisers, LLC
NEW33,469—+33,469——$266.7K—2026-10-21
Evergreen Capital Management LLC
UNCHANGED30,31830,31800%$253.2K$241.6K-$11.5K2026-10-23
Avion Wealth
DECREASED27,66627,937-271-1%$233.0K$220-$232.8K2026-11-04
Gilman Hill Asset Management, LLC
UNCHANGED25,00025,00000%$208.8K$199.3K-$9.5K2026-10-13
Uhlmann Price Securities, LLC
INCREASED22,54521,063+1,482+7%$175.9K$179.7K+$3.8K2026-11-03
Nations Financial Group Inc,
UNCHANGED20,21220,21200%$168.8K$161.1K-$7.7K2026-11-05
Harbour Capital Advisors, LLC
UNCHANGED17,50517,50500%$143.2K$139.5K-$3.7K2026-10-13
Clear Creek Financial Management, LLC
INCREASED16,35815,391+967+6%$128.5K$130.4K+$1.9K2026-10-28
Farther Finance Advisors, LLC
INCREASED13,21912,216+1,003+8%$101.9K$105.4K+$3.5K2026-10-08
HB Wealth Management, LLC
UNCHANGED12,50012,50000%$104.4K$99.6K-$4.8K2026-10-23
Eiger Wealth Management, LLC
UNCHANGED12,25012,25000%$102.3K$97.6K-$4.7K2026-11-03
Winter & Associates, Inc.
UNCHANGED11,90811,90800%$99.4K$91.9K-$7.5K2026-10-23
Joel Isaacson & Co., LLC
UNCHANGED11,50011,50000%$96.0K$91.7K-$4.4K2026-11-05
Shrier Wealth Management, LLC
INCREASED11,39511,349+46+0%$94.8K$90.8K-$3.9K2026-10-20
Chicago Partners Investment Group LLC
NEW10,938—+10,938——$83.1K—2026-10-27
Abel Hall, LLC
UNCHANGED10,00010,00000%$83.5K$79.7K-$3.8K2026-10-19
Clearstead Advisors, LLC
UNCHANGED4,9174,91700%$41.1K$39.2K-$1.9K2026-11-06
Jnba Financial Advisors
UNCHANGED3,4873,48700%$29.1K$27.8K-$1.3K2026-11-03
North Star Investment Management Corp.
INCREASED2,0422,035+7+0%$17.0K$16.3K-$7122026-10-27
Noble Wealth Management PBC
UNCHANGED1,5001,50000%$12.5K$12.0K-$5702026-10-01
Investors Research Corp
UNCHANGED1,3351,33500%$11.1K$10.6K-$5072026-10-07
Tounjian Advisory Partners, LLC
INCREASED225220+5+2%$1.8K$1.8K-$462026-11-04
Elevated Capital Advisors, LLC
UNCHANGED16816800%$1.4K$1.3K-$642026-11-04
Signaturefd, LLC
UNCHANGED656500%$543$518-$252026-10-23
CoreCap Advisors, LLC
UNCHANGED505000%$418$399-$192026-10-08
Doliver Advisors, LP
CLOSED0140,000-140,000-100%$1.2M$0-$1.2M2026-10-01
Kelleher Financial Advisors
CLOSED040,161-40,161-100%$335.3K$0-$335.3K2026-10-30
Axiom Investment Management LLC
CLOSED02,513-2,513-100%$21.0K$0-$21.0K2026-11-03
International Assets Investment Management, LLC
CLOSED0500-500-100%$4.2K$0-$4.2K2026-11-02
Hager Investment Management Services, LLC
CLOSED0125-125-100%$1.0K$0-$1.0K2026-11-04
JFS Wealth Advisors, LLC
CLOSED073-73-100%$610$0-$6102026-11-03
Rivernorth Capital Management, LLC
N/A—2,711,592-2,711,592-100%$22.6M———
Saba Capital Management, L.P.A
N/A—2,190,968-2,190,968-100%$18.3M———
Toronto Dominion Bank
N/A—1,072,525-1,072,525-100%$9.0M———
Focus Partners Wealth
N/A—1,008,095-1,008,095-100%$8.4M———
Thomas J. Herzfeld Advisors, Inc.
N/A—891,603-891,603-100%$7.4M———
Envestnet Asset Management Inc
N/A—578,039-578,039-100%$4.8M———
Scotia Capital Inc.
N/A—433,895-433,895-100%$3.6M———
Invesco Ltd.
N/A—391,374-391,374-100%$3.3M———
Almitas Capital LLC
N/A—347,826-347,826-100%$2.9M———
Fiera Capital Corp
N/A—330,990-330,990-100%$2.8M———
Flax Pond Capital, LLC
N/A—313,691-313,691-100%$2.6M———
Advisors Asset Management, Inc.
N/A—284,797-284,797-100%$2.4M———
Morgan Stanley
N/A—204,889-204,889-100%$1.7M———
CSS LLC
N/A—181,833-181,833-100%$1.5M———
Comprehensive Money Management Services LLC
N/A—127,548-127,548-100%$1.1M———
Baird Financial Group, Inc.
N/A—90,968-90,968-100%$759.6K———
Raymond James Financial Inc
N/A—89,271-89,271-100%$745.4K———
Osaic Holdings, Inc.
N/A—65,914-65,914-100%$550.4K———
Marex Group Ltd
N/A—62,017-62,017-100%$517.8K———
RPO LLC
N/A—49,907-49,907-100%$416.7K———
LPL Financial LLC
N/A—40,458-40,458-100%$337.8K———
Susquehanna International Group, LLP
N/A—29,570-29,570-100%$246.9K———
Nomura Holdings Inc
N/A—24,000-24,000-100%$200.4K———
K2 Principal Fund, L.P.
N/A—22,700-22,700-100%$189.5K———
Independent Advisor Alliance
N/A—17,225-17,225-100%$143.8K———
Melfa Wealth Management, Inc.
N/A—16,875-16,875-100%$140.9K———
Patron Partners, LLC
N/A—16,490-16,490-100%$137.7K———
HighTower Advisors, LLC
N/A—15,156-15,156-100%$126.6K———
Steward Partners Investment Advisory, LLC
N/A—14,251-14,251-100%$119.0K———
Harbour Investments, Inc.
N/A—13,901-13,901-100%$116.1K———
Royal Bank of Canada
N/A—13,508-13,508-100%$112.0K———
UBS Group AG
N/A—12,514-12,514-100%$104.5K———
Rock Point Advisors, LLC
N/A—10,216-10,216-100%$85.3K———
IFG Advisory, LLC
N/A—7,085-7,085-100%$59.2K———
Wells Fargo & Company
N/A—5,461-5,461-100%$45.6K———
LRI Investments, LLC
N/A—5,000-5,000-100%$41.8K———
Allworth Financial LP
N/A—4,882-4,882-100%$40.8K———
Rockefeller Capital Management L.P.
N/A—2,459-2,459-100%$20.5K———
Medallion Wealth Advisors, LLC
N/A—575-575-100%$4.8K———
SOA Wealth Advisors, Llc.
N/A—325-325-100%$2.7K———
Gould Capital, LLC
N/A—300-300-100%$2.5K———
Atlantic Union Bankshares Corp
N/A—300-300-100%$2.5K———
Glen Eagle Advisors, LLC
N/A—52-52-100%$430———
Winmill & Co. Inc
N/A—17-17-100%$142———
Showing 87 of 87 institutions